Ex Parte Oguri et alDownload PDFPatent Trial and Appeal BoardMar 30, 201812926927 (P.T.A.B. Mar. 30, 2018) Copy Citation UNITED STA TES p A TENT AND TRADEMARK OFFICE APPLICATION NO. FILING DATE FIRST NAMED INVENTOR 12/926,927 12/17/2010 Takemi Oguri 21254 7590 04/02/2018 MCGINN INTELLECTUAL PROPERTY LAW GROUP, PLLC 8321 OLD COURTHOUSE ROAD SUITE 200 VIENNA, VA 22182-3817 UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www .uspto.gov ATTORNEY DOCKET NO. CONFIRMATION NO. A-2264US 2693 EXAMINER JOS,BASILT ART UNIT PAPER NUMBER 3668 MAILDATE DELIVERY MODE 04/02/2018 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE BEFORE THE PATENT TRIAL AND APPEAL BOARD Ex parte TAKEMI OGURI, MINORU KAGAWA, HIROYUKI KIRYU, MITSUO TAKANO, and NOBUHIRO UCHIJIMA Appeal2017-006424 Application 12/926,927 Technology Center 3600 Before ANNETTE R. REIMERS, JILL D. HILL, and NATHAN A. ENGELS, Administrative Patent Judges. REIMERS, Administrative Patent Judge. DECISION ON APPEAL STATEMENT OF THE CASE Takemi Oguri et al. (Appellants) appeal under 35 U.S.C. § 134(a) from the Examiner's decision to reject claims 1, 2, 4--7, and 11-19. Claims 3, 8-10, and 20-24 have been canceled. We have jurisdiction under 35 U.S.C. § 6(b). We AFFIRM. Appeal2017-006424 Application 12/926,927 CLAIMED SUBJECT MATTER The claimed subject matter "relates to a continuously variable transmission capable of selecting a gear ratio in accordance with an operation of a driver." Spec. 1, Figs. 1, 2. Claims 1 and 15 are independent. Claim 1 is illustrative of the claimed subject matter and recites: 1. A continuously variable transmission, comprising: a continuous gear-change unit to increase and decrease a speed of a rotational output of a driving source used for causing an automobile to travel, the continuous gear-change unit capable of continuously changing a gear ratio; a gearshift lever that is capable of being selected by a driver in between a position of an automatic mode and a position of a manual mode, and in a case of selecting the manual mode, the gearshift lever is capable of being moved to an upshift direction or a downshift direction; and a gear-change controlling unit that performs a control in which the gear ratio of the continuous gear-change unit is changed continuously and automatically in case of selecting the automatic mode and performs a control in which the gear ratio of the continuous gear-change unit is changed to one of a plurality of predetermined gear ratios in accordance with the operation of the gearshift lever toward the upshift direction or the downshift direction in case of selecting the manual mode, wherein, in the manual mode, the gearshift lever is movable from a neutral position to a first position which is reached by a first gear-change operation of the gearshift lever in the upshift or downshift direction, the gearshift lever is further movable though the first position to a second position which is reached by a second gear-change operation of the gearshift lever, the second gear-change operation performing subsequently to the first moving gearshift lever operation, wherein, in a case of the first gear-change operation, the gear-change controlling unit performs gearshift from a present gear ratio to a next gear ratio in the predetermined gear ratio, and 2 Appeal2017-006424 Application 12/926,927 wherein, in a case of the second gear-change operation, the gear-change controlling unit performs gearshift from the present gear ratio to an intermediate gear ratio that is set between the next gear ratio and a second next gear ratio in the predetermined gear ratio. REJECTIONS I. Claims 1, 2, 4, 5, and 11 stand rejected under 35 U.S.C. § 103(a) as unpatentable over Niiyama (US 5,665,022, issued Sept. 9, 1997) and Aoki (US 2003/0228953 Al, published Dec. 11, 2003). II. Claims 6 and 14 stand rejected under 35 U.S.C. § 103(a) as unpatentable over Niiyama, Aoki, and Minagawa (JP 1018487 5 A, published July 14, 1998). III. Claims 7 and 13 stand rejected under 35 U.S.C. § 103(a) as unpatentable over Niiyama, Aoki, and Nohara (US 2009/0203481 Al, published Aug. 13, 2009). IV. Claims 15, 16, and 18 stand rejected under 35 U.S.C. § 103(a) as unpatentable over Niiyama, Aoki, and Nohara. V. Claim 17 stands rejected under 35 U.S.C. § 103(a) as unpatentable over Niiyama, Aoki 1, Nohara, and Dom (US 2008/0302203 Al, published Dec. 11, 2008). VI. Claim 19 stands rejected under 35 U.S.C. § 103(a) as unpatentable over Niiyama, Aoki, Nohara, and Minagawa. VII. Claim 12 stands rejected under 35 U.S.C. § 103(a) as unpatentable over Niiyama, Aoki, and Reik (US 5,176,234, issued Jan. 5, 1993). 1 Presumably, the Examiner intended to include Aoki in rejections V and VI. 3 Appeal2017-006424 Application 12/926,927 Claims 1, 2, 4, 5, and 11 ANALYSIS Rejection I Appellants do not offer arguments in favor of dependent claims 2, 4, 5, and 11 separate from those presented for independent claim 1. See Appeal Br. 2, 7-11, 15. 2 We select claim 1 as the representative claim, and claims 2, 4, 5, and 11 stand or fall with claim 1. 37 C.F.R. § 41.37(c)(l)(iv). Appellants contend that Niiyama fails to teach or suggest "a second gear-change operation of the gearshift lever, the second gear-change operation performing subsequently to the first moving gearshift lever operation" and "in a case of the second gear-change operation, the gear- change controlling unit performs gearshift from the present gear ratio to an intermediate gear ratio that is set between the next gear ratio and a second next gear ratio in the predetermined gear ratio," as recited in claim 1. See Appeal Br. 9-10; see also Reply Br. 1-2. 3 In particular, Appellants contend that "Niyama only shows two positions of LOW value and OD value other than the intermediate value. Indeed, Niiyama does not teach or suggest the continuously variable transmission which includes the features as in the second gear-change operation of the gearshift lever of the claimed invention." Appeal Br. 10; see also Reply Br. 2. In response to Appellants' contention, the Examiner states that "such a gearshift is disclosed by Niiyama (Col 3 Lines 36-44---'selector' and Fig. 2 Appeal Brief (hereinafter "Appeal Br.") (filed Oct. 19, 2016). 3 Reply Brief (hereinafter "Reply Br.") (filed Mar. 13, 2017). 4 Appeal2017-006424 Application 12/926,927 1 )." Ans. 34 ; see also Final Act. 3, 6. 5 The Examiner "asserts that the entire limitation in question (i.e. 'wherein, in the manual mode ... subsequently to the first moving gearshift lever operation') simply describes the working of a conventional gearshift which is well known in the art." Ans. 3; see also Final Act. 3, 6. Appellants do not apprise us of Examiner error. In addition, the Examiner finds Appellants' contention that "Niiyama only shows two positions of LOW value and OD value other than the intermediate value [to] not [be] entirely accurate." Ans. 3. According to the Examiner, Niiyama does indeed disclose the gear ratios referred to by Appellant corresponding to LOW, OD, and the intermediate values (Col 4 Lines 46-67-"gear ratio is varied from the LOW value toward an intermediate value,,,gear ratio is varied from the intermediate value to the OD value"). However, Niiyama additionally discloses at least one more gear ratio value corresponding to the reverse gear (Col 3 Line 37-"reverse drive gear"). Therefore, [the] Examiner asserts that Niiyama' s reverse gear corresponds to Appellant[s'] "present gear ratio"; Niiyama's LOW value to Appellant[s'] next gear ratio; Niiyama's OD value to Appellant[s'] second next gear ratio; and Niiyama's intermediate value to Appellant[s'] intermediate gear ratio. Id. at 3--4. Appellants do not apprise us of Examiner error. Appellants contend that a skilled artisan "would not have combined the references as alleged by the Examiner." Appeal Br. 11; see also Reply Br. 4. In particular, Appellants contend that "there is no motivation or suggestion in the references or elsewhere (and thus no predictability for one 4 Examiner's Answer (hereinafter "Ans.") (mailed Jan. 24, 2017). 5 Final Office Action (hereinafter "Final Act.") (mailed June 16, 2016). 5 Appeal2017-006424 Application 12/926,927 of ordinary skill in the art) to urge the combination as alleged by the Examiner." Appeal Br. 11; see also id. at 10 ("Stated slightly differently, in the wording of KSR, 'out-of-context' translates to failure to demonstrate predictable results, since one of ordinary skill would not have reasonably arrived at the claimed invention using elements/functions taken out-of- context."); Reply Br. 3--4. As an initial matter, Appellants do not apprise us how the Examiner's proposed combination of the teachings ofNiiyama and Aoki is an attempt by the Examiner "to pick and choose different elements and functions from the devices ofNiiyama and Aoki out-of-context to appear to have a structure similar to the claimed invention." Appeal Br. 10; see also Reply Br. 2. Further, Appellants do not explain with any specificity why a person of ordinary skill in the art would not have had an expectation of success in making the proposed modifications. See In re O'Farrell, 853 F.2d 894, 903---04 (Fed. Cir. 1988) (explaining that absolute predictability that the substitution will be successful is not required; all that is required is a reasonable expectation of success). Neither do Appellants provide persuasive evidence or argument as to why the Examiner's proposed modifications would not have yielded predictable results. A prima facie conclusion of obviousness may be supported by a showing that the claims are directed to a process, machine, manufacture, or composition of matter already known in the prior art that is altered by the mere substitution of one element for another known in the field, and such modification yields a predictable result. See KSR Int 'l Co. v. Teleflex Inc., 550 U.S. 398, 416 (2007). "[I]f a technique has been used to improve one device, and a person of ordinary skill in the art would recognize 6 Appeal2017-006424 Application 12/926,927 that it would improve similar devices in the same way, using the technique is obvious unless its actual application is beyond his or her skill." Id. at 417, 421 ("A person of ordinary skill is also a person of ordinary creativity, not an automaton."). In this case, the Examiner finds that Niiyama discloses the transmission of claim 1 substantially as claimed. See Final Act. 5---6. The Examiner further finds that "Aoki teaches limitations not expressly disclosed by Niiyama." See id. at 6. In particular, the Examiner finds that Aoki discloses a gearshift lever that is capable of being selected by a driver in between a position of an automatic mode and a position of a manual mode, and in a case of selecting the manual mode, the gearshift lever is capable of being moved to an upshift direction or a downshift (see at least i-f[i-f] 36-39-"automatic transmission mode ... stepped manual transmission mode") wherein, in a case of the first gear-change operation, the gear-change controlling unit performs gearshift from a present gear ratio to a next gear ratio in the predetermined gear ratio, and (see at least i1i136-39--"predetermined transmission ratios"). See id. at 6-7. The Examiner reasons that it would have been obvious to a skilled artisan "to modify the transmission ofNiiyama to include switching between an automatic and manual mode as taught by Aoki to provide an appropriate transmission ratio in accordance with a particular operating condition of a vehicle without causing an insufficient engine torque or over- revolution." See Final Act. 7 (citing Aoki i16); see also id. at 4; Ans. 5. The Examiner's findings are sound and supported by a preponderance of the evidence, and the Examiner's conclusions therefrom are based on rational underpinnings. Appellants do not apprise us of Examiner error. Further, 7 Appeal2017-006424 Application 12/926,927 there is no indication that the Examiner's proposed modifications are beyond the ability of one skilled in the art. Appellants contend that Niiyama and Aoki "are unrelated and would not have been combined as alleged by the Examiner. Thus, a person of ordinary skill in the art would not have considered combining these disparate references, absent impermissible hindsight." Appeal Br. 11; see also id. at 10 ("[T]he Examiner's conclusion of obviousness is based on improper hindsight reasoning, since there is no reasonable rationale articulated to modify Inoue based on the teachings ofNiiyama and Aoki."); Reply Br. 3--4. As an initial matter, Appellants do not apprise us how Niiyama and Aoki "are unrelated" and thus, "would not have been combined as alleged by the Examiner." Appeal Br. 11; see also Reply Br. 4. As discussed above, the Examiner articulates adequate reasoning based on rational underpinnings to explain why one of ordinary skill in the art would have been led to make the proposed modifications. Appellants do not provide persuasive evidence or argument to the contrary. Moreover, in response to Appellants' argument, the Examiner states that "both Niiyama and Aoki are directed to continuously variable transmissions as is Appellant[s'] claimed invention." Ans. 4; see also Final Act. 4 ("Both Niiyama and Aoki are directed to continuously variable transmissions. Indeed both references are even classified under the same CPC F16H 61/66259. Therefore, Examiner asserts that both references are indeed related."). Appellants do not apprise us of Examiner error. We also are not persuaded that the Examiner engages in impermissible hindsight in combining the teachings ofNiiyama and Aoki. The Examiner cites specific teachings in the references themselves, not Appellants' 8 Appeal2017-006424 Application 12/926,927 disclosure, in support of the Examiner's articulated reasoning for combining the references as proposed in the rejection. See Final Act. 3-7; see also Ans. 3-5; In re Cree, Inc., 818 F.3d 694, 702 n.3 (Fed. Cir. 2016) (viewing an argument regarding "impermissible hindsight" as "essentially a repackaging of the argument that there was insufficient evidence of a motivation to combine the references"). Appellants contend that the combination ofNiiyama and Aoki "does not even recognize the problems addressed by the claimed invention, let alone teach or suggest (and thus provides a much different structure than) a solution similar to that of the present invention." Appeal Br. 11; see also Reply Br. 4. It is well established that the reason to modify the reference may often prompt a person of ordinary skill in the art to do what the inventor has done, but for a different purpose or to solve a different problem. It is not necessary that the prior art suggests the combination to achieve the same advantage or result discovered by an applicant. In re Kahn, 441 F.3d 977, 987-88 (Fed. Cir. 2006). As discussed above, the Examiner articulates adequate reasoning based on rational underpinnings to explain why one of ordinary skill in the art would have been led to make the proposed modification. Appellants do not provide any persuasive evidence or argument apprising us of error in the Examiner's proposed combined teachings of Niiyama and Aoki. In summary, and based on the record presented, we are not persuaded the Examiner erred in rejecting independent claim 1 as unpatentable over Niiyama and Aoki. Accordingly, we sustain the Examiner's rejection of 9 Appeal2017-006424 Application 12/926,927 claim 1 as unpatentable over Niiyama and Aoki. We further sustain the rejection of claims 2, 4, 5, and 11, which fall with claim 1. Rejections II and III Claims 6, 7, 13, and 14 Appellants do not offer separate arguments in favor of dependent claims 6, 7, 13, and 14, which depend from claim 1. See Appeal Br. 2, 7- 11, 15. As discussed above, Appellants' arguments regarding claim 1 are not persuasive. Accordingly, for the same reasons discussed above for claim 1, we likewise sustain the Examiner's obviousness rejections of claims 6, 7, 13, and 14. Rejection IV Claims 15, 16, and 18 Appellants do not offer arguments in favor of dependent claims 16 and 18 separate from those presented for independent claim 15. See Appeal Br. 2, 7, 12-15. We select claim 15 as the representative claim, and claims 16 and 18 stand or fall with claim 15. 37 C.F.R. § 41.37(c)(l)(iv). Appellants contend that "Niiyama and Aoki fail to teach or suggest" the following limitations recited in claim 15: wherein, in the manual mode, the gearshift lever is movable from a neutral position to a first position which is reached by a first gear-change operation of the gearshift lever in the upshift or downshift direction, the gear-change controlling unit performing gearshift from a present gear ratio to a next gear ratio in the predetermined gear ratio, and 10 Appeal2017-006424 Application 12/926,927 wherein, when the gearshift lever is moved from the neutral position to the first position with operation of inputting the switch, the gear-change controlling unit performs gearshift from present gear ratio to an intermediate gear ratio that is set between the next gear ratio and a second next gear ratio in the predetermined gear ratio. Appeal Br. 13-14; see also Reply Br. 5. The Examiner cites to Niiyama, ("see at least Col 3 Lines 36-44 and Fig. 1-'drive gear ... selectively coupled to the driven shaft by a selector"') and ("see at least Col 4 Lines 46-67-'gear ratio is varied from the LOW value toward an intermediate value,,,gear ratio is varied from the intermediate value to the OD value"'), respectively, for these limitations. See Final Act. 13-14. Appellants do not apprise us of Examiner error. Appellants contend that "Nohara fails to make up the deficiencies of Niiyama and Aoki." Appeal Br. 14; see also Reply Br. 5. In particular, Appellants contend that: The Examiner attempts to analogize the shift-down, intermediate gear position, and target gear position of Nohara to the claimed next gear, intermediate gear, and the second next gear, respectively. Nohara merely teaches that the alleged intermediate gear in between the shift-down and target gear position (paragraphs [0071] and [0092]). Nohara, however, is silent about, and fails to teach or suggest the above-mentioned features of claim 15. Therefore, Nohara fails to teach or suggest the above features of claim 15. Appeal Br. 14; see also Reply Br. 5. As an initial matter, Appellants do not direct us to where in the Final Rejection the Examiner is attempting "to analogize the shift-down, intermediate gear position, and target gear position ofNohara to the claimed 11 Appeal2017-006424 Application 12/926,927 next gear, intermediate gear, and the second next gear, respectively." See Appeal Br. 14; see also Reply Br. 5. As discussed above, the Examiner relies on the teachings of Niiyama, not Nohara, for these limitations. See Final Act. 13-14. Further, the Examiner relies on Nohara for the second gear-change operating unit limitation and the gear-change controlling unit limitation of claim 15. See id. at 15-16. Appellants do not apprise us of error in these findings of the Examiner. Appellants contend that a skilled artisan "would not have combined the references as alleged by the Examiner." Appeal Br. 14; see also Reply Br. 6. In particular, Appellants contend that "there is no motivation or suggestion in the references or elsewhere (and thus no predictability for one of ordinary skill in the art) to urge the combination as alleged by the Examiner." Appeal Br. 14; Reply Br. 6. Appellants do not explain with any specificity why a person of ordinary skill in the art would not have had an expectation of success in making the proposed modifications. As discussed above, absolute predictability that the substitution will be successful is not required; all that is required is a reasonable expectation of success. See In re 0 'Farrell, 853 F.2d at 903. Neither do Appellants provide persuasive evidence or argument as to why the Examiner's proposed modifications would not have yielded predictable results. In this case, the Examiner finds that Niiyama discloses the transmission of claim 1 substantially as claimed. See Final Act. 13-14. The Examiner further finds that "Aoki teaches limitations not expressly disclosed by Niiyama. See id. at 14. In particular, the Examiner finds that Aoki discloses 12 Appeal2017-006424 Application 12/926,927 a gearshift lever that is capable of being selected by a driver in between a position of an automatic mode and a position of a manual mode, and in a case of selecting the manual mode, the gearshift lever is capable of being moved to an upshift direction or a downshift (see at least i-f[i-!]36-39-"automatic transmission mode ... stepped manual transmission mode"). See id. The Examiner reasons that it would have been obvious to a skilled artisan "to modify the transmission ofNiiyama to include switching between an automatic and manual mode as taught by Aoki to provide an appropriate transmission ratio in accordance with a particular operating condition of a vehicle without causing an insufficient engine torque or over-revolution." See Final Act. 14 (citing Aoki i1 6). The Examiner finds that Niiyama "fails to explicitly disclose" the second gear-change operating unit limitation and the gear-change controlling unit limitation of claim 15; however, the Examiner clarifies that Niiyama "disclose[ s] a hydraulic control circuit, a drive gear selectively coupled to the driven shaft by a selector, and that the gear ratio is varied from the LOW value toward an intermediate value and that the gear ratio is varied from the intermediate value to the OD value." See id at 15. The Examiner further finds that Nohara discloses a second gear-change operating section to which a second gear-change operation is input, the second gear-change operation being performed at the same time as the first gear-change operation or subsequently to the first gear-change operation (see at least i1 71 and Fig. 6---"automatic shifting mode . . . manual shifting mode"); a gear-change controlling section that changes the gear ratio of the continuous gear-change mechanism in accordance with the gear-change operations that are input from the first gear- change operating section and the second gear-change operating section (see at least i1 71-"automatic shifting mode ... 13 Appeal2017-006424 Application 12/926,927 continuously variable speed ratio ... manual shifting mode ... gear positions available is limited"). See id. at 15-16. The Examiner reasons that it would have been obvious to a skilled artisan "to [further] modify the continuously variable transmission of Niiyama [and Aoki] to include the second gear-change operating section as disclosed by Nohara to assure a high degree of shifting control response of the automatic transmission portion." Final Act. 16 (citing N ohara i-f 7). The Examiner's findings are sound and supported by a preponderance of the evidence, and the Examiner's conclusions therefrom are based on rational underpinnings. Appellants do not apprise us of Examiner error. Further, there is no indication that the Examiner's proposed modifications are beyond the ability of one skilled in the art. Appellants contend that Niiyama, Aoki, and Nohara "are unrelated and would not have been combined as alleged by the Examiner. Thus, a person of ordinary skill in the art would not have considered combining these disparate references, absent impermissible hindsight." Appeal Br. 14; see also Reply Br. 6. As an initial matter, Appellants do not apprise us how Niiyama, Aoki, and Nohara "are unrelated" and thus, "would not have been combined as alleged by the Examiner." Appeal Br. 14; see also Reply Br. 6. As discussed above, the Examiner articulates adequate reasoning based on rational underpinnings to explain why one of ordinary skill in the art would have been led to make the proposed modifications. Appellants do not provide persuasive evidence or argument to the contrary. Moreover, in response to Appellants' argument, the Examiner states that "both Niiyama and Aoki are directed to continuously variable transmissions as is 14 Appeal2017-006424 Application 12/926,927 Appellant[s'] claimed invention." Ans. 4; see also Final Act. 4 ("Both Niiyama and Aoki are directed to continuously variable transmissions. Indeed both references are even classified under the same CPC F 16H 61/66259. Therefore, Examiner asserts that both references are indeed related."). The Examiner further states that "Nohara is directed to a transmission which can be a continuously variable transmission (see at least i-f 42). Therefore, Examiner asserts that Nohara is indeed related to the prior cited references." Final Act. 4. Appellants do not apprise us of Examiner error. We also are not persuaded that the Examiner engages in impermissible hindsight in combining the teachings ofNiiyama, Aoki, and Nohara. The Examiner cites specific teachings in the references themselves, not Appellants' disclosure, in support of the Examiner's articulated reasoning for combining the references as proposed in the rejection. See Final Act. 13-16. In summary, and based on the record presented, we are not persuaded the Examiner erred in rejecting independent claim 15 as unpatentable over Niiyama, Aoki, and Nohara. Accordingly, we sustain the Examiner's rejection of claim 15 as unpatentable over Niiyama, Aoki, and Nohara. We further sustain the rejection of claims 16 and 18, which fall with claim 15. Rejections V - VII Claims 12, 17, and 19 Appellants do not offer separate arguments in favor of dependent claim 12, which depends from claim 1, and dependent claims 17 and 19, 15 Appeal2017-006424 Application 12/926,927 which depend from claim 15. See Appeal Br. 2, 7, 12-15. As discussed above, Appellants' arguments regarding claims 1 and 15 are not persuasive. Accordingly, for the same reasons discussed above for claims 1 and 15, we likewise sustain the Examiner's obviousness rejections of claims 12, 17, and 19. DECISION We AFFIRM the decision of the Examiner to reject claims 1, 2, 4, 5, and 11 as unpatentable over Niiyama and Aoki. We AFFIRM the decision of the Examiner to reject claims 6 and 14 as unpatentable over Niiyama, Aoki, and Minagawa. We AFFIRM the decision of the Examiner to reject claims 7 and 13 as unpatentable over Niiyama, Aoki, and Nohara. We AFFIRM the decision of the Examiner to reject claims 15, 16, and 18 as unpatentable over Niiyama, Aoki, and Nohara. We AFFIRM the decision of the Examiner to reject claim 17 as unpatentable over Niiyama, Aoki, Nohara, and Dom. We AFFIRM the decision of the Examiner to reject claim 19 as unpatentable over Niiyama, Aoki, Nohara, and Minagawa. We AFFIRM the decision of the Examiner to reject claim 12 as unpatentable over Niiyama, Aoki, and Reik. No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a)(l )(iv). AFFIRMED 16 Copy with citationCopy as parenthetical citation