Ex Parte MorrisDownload PDFBoard of Patent Appeals and InterferencesAug 22, 201210845693 (B.P.A.I. Aug. 22, 2012) Copy Citation UNITED STATES PATENT AND TRADEMARKOFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 10/845,693 05/13/2004 Robert P. Morris I224/US 9302 49278 7590 08/23/2012 SCENERA RESEARCH, LLC 5400 Trinity Road Suite 303 Raleigh, NC 27607 EXAMINER TODD, GREGORY G ART UNIT PAPER NUMBER 2457 MAIL DATE DELIVERY MODE 08/23/2012 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE BOARD OF PATENT APPEALS AND INTERFERENCES ____________ Ex parte ROBERT P. MORRIS ____________ Appeal 2010-002502 Application 10/845,693 Technology Center 2400 ____________ Before KALYAN K. DESHPANDE, JASON V. MORGAN, and MICHAEL R. ZECHER, Administrative Patent Judges. ZECHER, Administrative Patent Judge. DECISION ON APPEAL Appeal 2010-002502 Application 10/845,693 2 I. STATEMENT OF THE CASE Appellant appeals under 35 U.S.C. § 134(a) from the Examiner’s rejection of claims 1-26. Br. 5.1 We have jurisdiction under 35 U.S.C. § 6(b). We reverse and enter a new ground of rejection. Appellant’s Invention Appellant invented a method, computer readable medium, and system for associating a portable electronic device with an existing service account with minimal user input on the device. If the device is not associated with either a gateway or temporary account, a gateway server creates a temporary account for the device. When the gateway server receives an association of the device to an existing account with a service site, the gateway server converts the temporary account to a gateway account associated with the device and the existing account, and transfers any data from the temporary account to the existing account. According to Appellant, the claimed invention allows the portable electronic device to use certain services without first requiring the user to associate the device to an existing account. That is, the user need not enter addressing or authentication information on the device to access the service, but rather can enter such information from an input friendly device. Abstract. Illustrative Claim 1. A method for associating a portable electronic device with an existing account associated with a service provided by a service site, comprising: 1 All references to the Brief are to the Brief filed March, 19, 2009, which replaced the Briefs filed February 13, 2009, August 22, 2008, and August 6, 2008. Appeal 2010-002502 Application 10/845,693 3 connecting the portable electronic device to a gateway server; creating a temporary account usable by the portable electronic device for the service, the temporary account created by the gateway server when the portable electronic device is not associated with the existing account, regardless of the existence of the existing account; receiving an association of the portable electronic device to the existing account associated with the service by the gateway server; and converting the temporary account to a gateway account that associates the portable electronic device and the existing account. Prior Art Relied Upon Ertel US 2004/0116115 A1 June 17, 2004 (filed Dec. 5, 2003) Mohsenin US 2005/0075895 A1 Apr. 7, 2005 (filed Oct. 6, 2003) Rejections on Appeal2 Claims 1, 13, and 25 stand rejected under 35 U.S.C. § 112, first paragraph as failing to comply with the written description requirement. Ans. 3.3 2 The Examiner withdrew the objection to the Specification as failing to provide proper antecedent basis for the claimed subject matter—namely creating a temporary account regardless of the existence of the existing account. Ans. 2. 3 We note that by virtue of their dependency to independent claims 1, 13, and 25, claims 2-12, 14-24, and 26 incorporate by reference the same disputed claim feature—“regardless of the existence of the existing account.” As a result, we will treat the Examiner’s incorrect statement of the rejection as a typographical error and, therefore, presume that the Examiner intended to reject claims 1-26 under 35 U.S.C. § 112, first paragraph as failing to comply with the written description requirement. Appeal 2010-002502 Application 10/845,693 4 Claims 1-26 stand rejected under 35 U.S.C. § 112, second paragraph for failing to particularly point out and distinctly claim the subject matter which applicant regards as the invention. Ans. 3-5. Claims 1-5, 7-17, and 19-26 stand rejected under 35 U.S.C. § 102(e) as being anticipated by Mohsenin. Ans. 5-11. Claims 6 and 18 stand rejected under 35 U.S.C. § 103(a) as being unpatentable over the combination of Mohsenin and Ertel. Ans. 11-12. Examiner’s Findings and Conclusions 1. The Examiner finds that upon reviewing Appellant’s Figure 2 and the accompanying description, there is always an existing account and, therefore, the claimed phrase “regardless of the existence of the existing account” recited in independent claims 1, 13, and 25 is not supported by the Specification. Ans. 13. Therefore, the Examiner finds that Appellant’s disclosure does not comply with the written description requirement under 35 U.S.C. § 112, first paragraph. Id. 2. The Examiner finds that since independent claim 1 recites “the portable electronic device is not associated with the existing account,” and then recites “an association of the portable electronic device to the existing account[,]” it is unclear how the device can and cannot be simultaneously associated with the existing account. Ans. 4. Therefore, the Examiner finds that independent claims 1, 13, and 25 are indefinite under 35 U.S.C. § 112, second paragraph. Id. 3. The Examiner finds that Mohsenin’s disclosure of creating a temporary account for a device using the device’s unique identification information, in conjunction with reconciling an existing account with the temporary account if it is determined that the user has an existing account, Appeal 2010-002502 Application 10/845,693 5 describes creating the temporary account regardless of the existence of an existing account, as required by independent claims 1, 13, and 25. Ans. 15 (citing ¶¶ [0024] and [0028]). Appellant’s Contentions 1. Appellant contends that support for “regardless of the existence of the existing account” recited in independent claims 1, 13, and 25 can be found in Appellant’s Figure 2 and its accompanying description in the Specification. Br. 14. Appellant argues that the determination as to whether the device is associated with an existing account is only made after the temporary account has been created. Br. 14-15 (citing Fig. 2—blocks 204 and 207). Therefore, Appellant asserts that since the temporary account is clearly created regardless of the existence of the existing account, independent claims 1, 13, and 25 comply with the written description requirement under 35 U.S.C. § 112, first paragraph. Br. 15. 2. Appellant disagrees with the Examiner’s position that “it is unclear how the device can and cannot simultaneously be associated with the existing account” because there is no requirement in the claims that the device simultaneously be associated and not associated with the existing account. Br. 15. Appellant reiterates that the temporary account is created prior to receiving the association of the portable electronic device to the existing account. Id. Therefore, Appellant alleges that independent claims 1, 13, and 25 are not indefinite under 35 U.S.C. § 112, second paragraph. Br. 15-16. 3. Appellant contends that Mohsenin does not disclose creating a temporary account useable by the portable electronic device for the service regardless of the existence of the existing account, as required by Appeal 2010-002502 Application 10/845,693 6 independent claims 1, 13, and 25. Br. 16. Appellant argues that Mohsenin only describes creating a temporary account for using a mobile photo service if an account for using the mobile photo service does not exist. Br. 16-17. Further, Appellant alleges that Mohsenin’s paragraphs [0024] and [0028] describe different events that occur at different times for different purposes. Br. 17. Appellant asserts that Mohsenin’s paragraph 24 is directed to creating a temporary account if no account exists, whereas Mohsenin’s paragraph 28 describes what occurs when trying to view the images previously uploaded. Id. II. ISSUES 1. Did the Examiner err in finding that claims 1-26 fail to comply with the written description requirement? In particular, the issue turns on whether Appellant’s original disclosure supports “regardless of the existence of the existing account[,]” as recited in independent claims 1, 13, and 25. 2. Did the Examiner err in concluding that claims 1-26 are indefinite? In particular, the issue turns on whether an ordinarily skilled artisan, having read Appellant’s Specification, would be apprised of the scope of “the temporary account created by the gateway server when the portable electronic device is not associated with the existing account, regardless of the existence of the existing account[,]” and “receiving an association of the portable electronic device to the existing account [. . .][,]” as recited in independent claims 1 and 13, and similarly recited in independent claim 25. 3. Did the Examiner err in finding that Mohsenin describes “creating a temporary account usable by the portable electronic device for Appeal 2010-002502 Application 10/845,693 7 the service [. . .] regardless of the existence of the existing account[,]” as recited in independent claims 1 and 13, and similarly recited in independent claim 25? III. ANALYSIS 35 U.S.C. § 112, First Paragraph—Written Description Claims 1, 13, and 25 We discern error in the Examiner’s written description rejection of independent claims 1, 13, and 25, which recite, in relevant part, “regardless of the existence of the existing account[.]” We begin our analysis by first looking to Appellant’s Figure 2 and the accompanying description in the Specification. Appellant’s Figure 2 illustrates a method for associating a portable electronic device with an existing service account with minimal user input on the device. Spec. ¶¶ [0008] and [0015]. After the portable electronic device connects to the gateway server (step 201), the gateway server then determines if the device is associated with either a gateway account (step 202) or a temporary account (step 203). Spec. ¶¶ [0015-0016]. If the device is not associated with either a gateway or temporary account, the gateway server creates a temporary account for the device (step 204). Spec. ¶ [0016]. At some time later, the user associates the device with an existing account with the service site (step 207). Spec. ¶ [0017]. This association is then communicated to the gateway server (step 208). Id. Alternatively, the user can first create a new account with the service site, and then associate the device with this newly created account. Spec. ¶ [0017]. Appeal 2010-002502 Application 10/845,693 8 While the Specification does not explicitly describe creating a temporary account regardless of the existence of the existing account, we find that an ordinarily skilled artisan4 would have readily ascertained from Figure 2 and the accompanying description (see Spec. ¶¶ [0015-0017]) that the determination as to whether a device is associated with an existing account is only made after the creation of the temporary account. Put another way, we find that an ordinarily skilled would have understood that the temporary account is created regardless of a pre-existing account. Thus, we find that Appellant’s original disclosure supports the claim limitation of “regardless of the existence of the existing account[,]” as recited in independent claims 1, 13, and 25. Therefore, we will not sustain the Examiner’s rejection of independent claims 1, 13, and 25 as failing to comply with the written description requirement under 35 U.S.C. § 112, first paragraph. 4 “To fulfill the written description requirement [under 35 U.S.C. § 112], the patent specification must describe an invention in sufficient detail that one skilled in the art can clearly conclude that the inventor invented what is claimed.” Kao Corp. v. Unilever U.S., Inc., 441 F.3d 963, 967-968 (Fed. Cir. 2006) (quoting Cordis Corp. v. Medtronic AVE, Inc., 339 F.3d 1352, 1364 (Fed. Cir. 2003)). Our reviewing court has cautioned, however, that “[t]he disclosure as originally filed does not … have to provide in haec verba support for the claimed subject matter at issue.” Cordis Corp., 339 F.3d at 1364 (internal citation omitted). “Although [the applicant] does not have to describe exactly the subject matter claimed, the description must clearly allow persons of ordinary skill in the art to recognize that [he or she] invented what is claimed.” In re Gosteli, 872 F.2d 1008, 1012 (Fed. Cir. 1989) (citations omitted). Put another way, “the applicant must … convey with reasonable clarity to those skilled in the art that, as of the filing date sought, he or she was in possession of the invention.” Vas-Cath, Inc. v. Mahurkar, 935 F.2d 1555, 1563-64 (Fed. Cir. 1991). Appeal 2010-002502 Application 10/845,693 9 Claims 2-12, 14-24, and 26 Since both Appellant’s Figures 2 and the accompanying description support the disputed claim limitation set forth supra, we cannot sustain the Examiner’s rejection of dependent claims 2-12, 14-24, and 26 as failing to comply with the written description requirement under 35 U.S.C. § 112, first paragraph. 35 U.S.C. § 112, Second Paragraph Rejection Claims 1, 13, and 25 We discern error in the Examiner’s indefiniteness rejection of independent claims 1 and 13, which recite, in relevant part, “the temporary account created by the gateway server when the portable electronic device is not associated with the existing account, regardless of the existence of the existing account[,]” and “receiving an association of the portable electronic device to the existing account [. . .][.]” We also do not discern error in the Examiner’s indefiniteness rejection of independent claim 25, which recites similar claim limitations. At the outset, we agree with Appellant that there is no requirement in independent claims 1, 13, and 25 that the portable electronic device be simultaneously associated and not associated with the existing account. See Br. 15 (emphasis added). The Examiner’s stated position with respect to the indefiniteness rejection—namely the simultaneous association (see Ans. 4)—is not commensurate in scope with the claims. Nonetheless, in light of our contextual review of Appellant’s Specification set forth supra, we find that an ordinarily skilled artisan5 would have been apprised of the scope of 5 A claim is indefinite if, when read in light of the specification, it does not reasonably apprise those skilled in the art of the scope of the invention. See Appeal 2010-002502 Application 10/845,693 10 the disputed method steps. That is, we find that an ordinarily skilled artisan would have readily appreciated that the claimed invention first creates a temporary account for the portable electronic device regardless if an account exists before the portable electronic device is associated with any pre- existing account. As a result, we find that an ordinarily skilled artisan would be able to interpret the metes and bounds of these disputed method steps so as to understand how to avoid infringement. Therefore, we will not sustain the Examiner’s rejection of independent claims 1, 13, and 25 as being indefinite under 35 U.S.C. § 112, second paragraph. Claims 2-12, 14-24, and 26 Since an ordinarily skilled artisan would have been apprised of the scope of the disputed method steps recited in independent claims 1, 13, and 25, we cannot sustain the Examiner’s rejection of dependent claims 2-12, 14-24, and 26 as being indefinite under 35 U.S.C. § 112, second paragraph. Amgen Inc. v. Hoechst Marion Roussel, Inc., 314 F.3d 1313, 1342 (Fed. Cir. 2003). In particular, our reviewing court held that the claim as a whole must be considered to determine whether the claim apprises one of ordinary skill in the art of its scope, and therefore serves the notice function required by 35 U.S.C. § 112, second paragraph, by providing clear warning to others as to what constitutes the infringement of the patent. Solomon v. Kimberly-Clark Corp., 216 F.3d 1372, 1379 (Fed. Cir 2000). If the language of the claim is such that a person of ordinary skill in the art could not interpret the metes and bounds of the claims so as to understand how to avoid infringement, a rejection of the claim under 35 U.S.C. § 112, second paragraph, is deemed appropriate. Morton Int’l, Inc. v. Cardinal Chem. Co., 5 F.3d 1464, 1470 (Fed. Cir. 1993). During prosecution, the threshold standard of ambiguity for indefiniteness is lower than it might be during litigation of an issued patent. Ex parte Miyazaki, 89 USPQ2d 1207, 1212 (BPAI 2008) (precedential). Appeal 2010-002502 Application 10/845,693 11 35 U.S.C. § 102(e) Rejection—Mohsenin Claim 1, 13, and 25 Based on the record before us, we discern error in the Examiner’s anticipation rejection of independent claims 1 and 13, which recite, inter alia, “creating a temporary account usable by the portable electronic device for the service [. . .] regardless of the existence of the existing account[.]” We also discern error in the Examiner’s anticipation rejection of independent claim 25, which recites a similar claim limitation. We find that the Examiner improperly relies upon two mutually exclusive embodiments in Mohsenin to describe the disputed claim limitation. See Ans. 15. Mohsenin discloses two embodiments—the first embodiment is directed to creating a temporary account with an image service provider if an account does not already exist (see ¶ [0024]), whereas the second embodiment is directed to reconciling an existing account with a temporary account such that a user, at a later time, can access the downloaded images at the image service provider using the Internet (see ¶ [0028]). The Examiner’s reference to the disparate features within Mohsenin’s mutually exclusive embodiments falls short of proving that such features are necessarily used together, let alone that they collectively meet the disputed claim limitation. For anticipation, Mohsenin “must not only disclose all elements of the claim within the four corners of the document, but must also disclose those elements arranged as in the claim”—which it does not. Net MoneyIN, Inc. v. VeriSign, Inc., 545 F.3d 1359, 1369 (Fed. Cir. 2008) (citation and internal quotation marks omitted). See also In re Arkley, 455 F.2d 586, 587 (CCPA 1972) (“[T]he [prior art] reference must clearly and unequivocally disclose the claimed [invention] or direct those Appeal 2010-002502 Application 10/845,693 12 skilled in the art to the [invention] without any need for picking, choosing, and combining various disclosures not directly related to each other by the teachings of the cited reference.”). Since the Examiner improperly combines disparate features from two mutually exclusive embodiments in Mohsenin to describe the disputed claim limitation, we need not reach the merits of Appellant’s other arguments. It follows that the Examiner has erred in finding that Mohsenin anticipates independent claims 1, 13, and 25. Claims 2-5, 7-12, 14-17, 19-24, and 26 Since dependent claims 2-5, 7-12, 14-17, 19-24, and 26 incorporate by reference the same disputed claim limitation as their underlying base claim, the Examiner erred in rejecting these claims for the same reason set forth in our discussion of independent claims 1, 13, and 25. 35 U.S.C. § 103(a) Rejection—Combination of Mohsenin and Ertel Claims 6 and 18 We find that Ertel does not remedy the above-noted deficiency in the Examiner’s anticipation rejection of independent claims 1, 13, and 25. As a result, the Examiner has erred in concluding that the combination of Mohsenin and Ertel renders dependent claims 6 and 18 unpatentable for the same reason set forth in our discussion of independent claims 1, 13, and 25. IV. NEW GROUND OF REJECTION We enter the following new ground of rejection pursuant to our authority under 37 C.F.R. § 41.50(b). Appeal 2010-002502 Application 10/845,693 13 PRINCIPLES OF LAW Transitory propagating signals are unpatentable under 35 U.S.C. § 101. In re Nuijten, 500 F.3d 1346, 1355 (Fed. Cir. 2007). According to U.S. Patent & Trademark Office (USPTO) guidelines: A claim that covers both statutory and non-statutory embodiments . . . embraces subject matter that is not eligible for patent protection and therefore is directed to non-statutory subject matter. . . . For example, a claim to a computer readable medium that can be a compact disc or a carrier wave covers a non-statutory embodiment and therefore should be rejected under § 101 as being directed to non-statutory subject matter. U.S. Patent & Trademark Office, Interim Examination Instructions for Evaluating Subject Matter Eligibility Under 35 U.S.C. § 101, Aug. 2009, at 2, available at http://www.uspto.gov/web/offices/pac/dapp/opla/2009-08- 25_interim_101_instructions.pdf (“Interim Instructions”). The USPTO also provides the following guidance: The broadest reasonable interpretation of a claim drawn to a computer readable medium . . . typically covers forms of non- transitory tangible media and transitory propagating signals per se in view of the ordinary and customary meaning of computer readable media, particularly when the specification is silent. . . . When the broadest reasonable interpretation of a claim covers a signal per se, the claim must be rejected under 35 U.S.C. § 101 as covering non-statutory subject matter. David J. Kappos, Subject Matter Eligibility of Computer Readable Media, 1351 Off. Gaz. Pat. Office 212 (Feb. 23, 2010). Appeal 2010-002502 Application 10/845,693 14 ANALYSIS 35 U.S.C. § 101 Rejection Claim 13 Independent claim 13 recites, in pertinent part, “[a] computer readable medium [. . . .]” Upon reviewing Appellant’s Specification for context, we fail to find any support for what constitutes the claimed “computer readable medium.” Therefore, since Appellant’s Specification is silent in this regard, we find that the claimed “computer readable-medium” can be broadly, but reasonably construed to encompass both non-transitory tangible media and transitory propagating signals per se. Since the independent claim 13 covers both statutory and non-statutory embodiments, we find that it embraces subject matter that is not eligible for patent protection and, therefore, is directed to non-statutory subject matter under 35 U.S.C. § 101. Claims 14-24 For the same reason set forth supra, we find that dependent claims 14- 24 are also directed to non-statutory subject matter under 35 U.S.C. § 101. V. CONCLUSIONS 1. The Examiner has erred in rejecting claims 1-26 as failing to comply with the written description requirement under 35 U.S.C. § 112, first paragraph. 2. The Examiner has erred in rejecting claims 1-26 as being indefinite under 35 U.S.C. § 112, second paragraph. 3. The Examiner has erred in rejecting claims 1-5, 7-17, and 19-26 as being anticipated under 35 U.S.C. § 102(e). Appeal 2010-002502 Application 10/845,693 15 4. The Examiner has erred in rejecting claims 6 and 18 as being unpatentable under 35 U.S.C. § 103(a). 5. We enter a new ground of rejection against claims 13-24 as being directed to non-statutory subject matter under 35 U.S.C. § 101. VI. DECISION 1. We reverse the Examiner’s decision to reject claims 1-26 as failing to comply with the written description requirement under 35 U.S.C. § 112, first paragraph. 2. We reverse the Examiner’s decision to reject claims 1-26 as being indefinite under 35 U.S.C. § 112, second paragraph. 3. We reverse the Examiner’s decision to reject claims 1-5, 7-17, and 19-26 as being anticipated under 35 U.S.C. § 102(e). 4. We reverse the Examiner’s decision to reject claims 6 and 18 as being unpatentable under 35 U.S.C. § 103(a). 5. We newly reject claims 13-24 as being directed to non-statutory subject matter under 35 U.S.C. § 101. 37 C.F.R. § 41.50(b) provides that, “[a] new ground of rejection pursuant to this paragraph shall not be considered final for judicial review.” 37 C.F.R. § 41.50(b) also provides that the Appellants, WITHIN TWO MONTHS FROM THE DATE OF THE DECISION, must exercise one of the following two options with respect to the new grounds of rejection to avoid termination of proceedings (37 C.F.R. § 1.197 (b)) as to the rejected claims: (1) Reopen prosecution. Submit an appropriate amendment of the claims so rejected or new evidence relating to the claims so rejected, Appeal 2010-002502 Application 10/845,693 16 or both, and have the matter reconsidered by the examiner, in which event the proceeding will be remanded to the examiner. . . . (2) Request rehearing. Request that the proceeding be reheard under 37 C.F.R. § 41.52 by the Board upon the same record. . . . No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a)(1)(iv). REVERSED 37 C.F.R. § 41.50(b) tj Copy with citationCopy as parenthetical citation