Ex Parte Loyd et alDownload PDFBoard of Patent Appeals and InterferencesMay 2, 201211321263 (B.P.A.I. May. 2, 2012) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE __________ BEFORE THE BOARD OF PATENT APPEALS AND INTERFERENCES __________ Ex parte ADRIENNE RAE LOYD, MARCUS DAVID WEIHER, CARRIE NICOLE PATERAS, DANIEL THOMAS LABASH, THOMAS W. VANDENBOGART, and GARY JOHN BORKOWSKI __________ Appeal 2011-001167 Application 11/321,263 Technology Center 3700 __________ Before DEMETRA J. MILLS, ERIC GRIMES, and JACQUELINE WRIGHT BONILLA, Administrative Patent Judges. BONILLA, Administrative Patent Judge. DECISION ON APPEAL This is an appeal under 35 U.S.C. § 134 involving claims directed to a packaged tampon and applicator assembly comprising a wrapper having a line of weakness that facilitates tearing of the wrapper. The Examiner has rejected the claims as obvious. We have jurisdiction under 35 U.S.C. § 6(b). We reverse. Appeal 2011-001167 Application 11/321,263 2 STATEMENT OF THE CASE Claims 1-3, 5-7, 11-18, 20-22, and 24 are on appeal, with claims 1, 16 and 20 being independent. Claim 1 is representative and reads as follows (emphasis added): 1. A packaged tampon and applicator assembly comprising: a tampon and applicator assembly comprising a tampon and an applicator assembled together with the tampon and adapted to facilitate insertion of the tampon in a user; and a wrapper having a longitudinal axis, a transverse axis, an interior space and a sealed edge sealingly enclosing the tampon and applicator assembly in said interior space in a sealed configuration of the wrapper, said wrapper having a line of weakness formed therein at least in part inward of said sealed edge and in direct contact with the interior space of the wrapper in the sealed configuration thereof, the line of weakness having a longitudinal component extending longitudinally of the wrapper and a transverse component extending transversely of the wrapper, said line of weakness being adapted to facilitate tearing of the wrapper along said line of weakness to facilitate opening a portion thereof to provide an opening in said wrapper through which the tampon and applicator assembly is removed from the wrapper, said wrapper being further configured to inhibit separation of said opened portion from the wrapper, the remainder of the wrapper defining a pocket sized for receiving the entire applicator therein following use of the applicator to insert the tampon in the user. Independent claims 16 and 20 likewise recite a packaged tampon and applicator assembly comprising a wrapper having a “line of weakness having a longitudinal component extending longitudinally of the wrapper and a transverse component extending transversely of the wrapper.” Appeal 2011-001167 Application 11/321,263 3 The claims stand rejected under 35 U.S.C. § 103(a) as being obvious over Simonsen et al. (U.S. Pat. No. 6,478,763 B1, issued Nov. 12, 2002). Issue Does the Examiner establish a prima facie case that Simonsen discloses or suggests a “line of weakness having a longitudinal component extending longitudinally of the wrapper and a transverse component extending transversely of the wrapper” as recited in the pending independent claims? Findings of Fact 1. The instant Specification describes a wrapper having a longitudinal axis, a transverse axis, an unopened length, a width, as well as a line of weakness formed to facilitate tearing of the wrapper. (Spec. 4, [0010], [0011].) 2. The instant Specification defines “line of weakness” to mean: any defined (e.g., intended) structural feature which weakens the wrapper 20 along a predetermined path so that the wrapper 20 is more readily ruptured, or torn, upon application of a tearing force along the line of weakness 50, 51 and is not limited to perforations. For example, in other embodiments the lines of weakness 50, 51 may comprise a plurality of separation points, a score line, a breakaway line or areas, a chain stitch, a thinning of the wrapper material or other suitable line of weakness. The lines of weakness 50, 51 may be suitably formed by partial pressure cutting, partial ultrasonic cutting, partial thermal deformation, mechanical thinning, or other suitable techniques. (Id. at 11, [0037]; see also Figures 1 and 3.) Appeal 2011-001167 Application 11/321,263 4 3. The Specification describes a longitudinal axis “LA” and a transverse axis “TA.” (Id. at 9-10, [0034].) As taught in the Specification, a line of weakness (50 in Figure 1) may include a transverse component (50A in Figure 1) and a longitudinal component (50B in Figure 1). (Id. at 11, [0038], 12-13, [0039]; see also transverse component 51A and longitudinal component 51B in Figure 3; transverse component 550A and longitudinal component 550B in Figure 11.) As shown in Figures 1, 3 and 11 of the Specification, the transverse and longitudinal components are at right angles to each other and are both part of, i.e., in the same plane as, the line of weakness. By contrast, Figure 6 shows a line of weakness 150 that does not include a transverse component. (Id. at 16, [0045].) Figure 1 depicts a perspective view of one embodiment of a packaged tampon and applicator assembly that is sealingly enclosed within a wrapper. Figure 6 depicts a front view of another embodiment of a wrapper for a packaged tampon and applicator assembly. Appeal 2011-001167 Application 11/321,263 5 4. Simonsen describes a packaged tampon and applicator assembly comprising a wrapper. (Simonsen, col. 5, ll. 24-50; see also Figures 1-8.) Figures 5A and 5B show certain embodiments: Figures 5A and 5B in Simonsen each depict side views of alternative embodiments of an individual package with a tampon residing therein. 5. Simonsen indicates that “X” in the figures refers to a lateral x axis, while “Y” points to a longitudinal y axis. (Id. at col. 5, ll. 24-28.) Figures in Simonsen point to “a rupturable seal line 5” (id. at col. 7, l. 17), “permanent seals 13” (id. at col. 8, l. 18), “stop seals 26 placed adjacent to the rupturable seals and adjacent to the permanent seals” (id. at 43-45), “a disruptive member 14 or tear member 14 for opening the individual package 2” (id. at col. 9, ll. 1-3), “a tear strip 16” (id. at l. 9), and “a seal line which constitutes a line of weakness which can be in the form of perforations 18” (id. at 21- 24). Appeal 2011-001167 Application 11/321,263 6 6. Simonsen discloses that (emphasis added): The disruptive member 14 is positioned adjacent to the top portion of the individual package 2. The disruptive member 14 extends partially along the top portion of the individual package 2. Preferably, the disruptive member 14 extends substantially along the top portion of the individual package 2. More specifically, the disruptive member 14 may comprise an opening device for opening the package 2. The opening device may comprise a pull-string, a line of weakness and/or perforations. Herein, the individual package may be, but is not necessarily re-sealable. (Id. at col. 6, ll. 8-17; see also col. 9, ll. 7-10.) 7. In relation to Figures 5A and 5B, Simonsen states a “user grasps the angled portion 17 of the tear member 14 and pulls the tear member 14 long the line of the tear strip 16, which is preferably a weakened and/or perforated portion.” (Id. at col. 9, ll. 13-16.) In addition: The individual package 2 preferably comprises a seal line which constitutes a line of weakness which can be in the form of perforations 18 that are positioned along the upper portion of the package 2 (FIGS. 5A-5B). In addition to the perforations 18, the package must also contain a rupturable seal line 5 (FIG. 5B). The rupturable seal line 5 serves as a tamper-evident opening feature. (Id. at ll. 21-27.) 8. While not shown in Figures 5A and 5B, Figure 3 in Simonsen points to “an optional re-sealing member 11” which “may be selected from the group consisting of re-fastenable tape, thermal bonds, pressure sensitive tapes, pressure sensitive glues, and combinations thereof.” (Id. at col. 8, ll. 4-16; col. 6, ll. 2-5.) Appeal 2011-001167 Application 11/321,263 7 9. In relation to a re-sealable aspect of the wrapper, Simonsen also teaches that: The consumer may use the package for an applicator and/or a used tampon for disposal. The consumer may use the loose ends of the wrapper to secure the inserted used applicator by 1) tying the ends together (FIG. 2); 2) pressure sensitive adhesive; 3) Zipper in groove fastener (ZIP LOK FASTENER) (FIGS. 5A and 5B) such as a ZIP LOK Fastener; 4) VELCRO FASTENER (such as hook and loop); and 5) tucking the flaps or hood around the contained contents (FIG. 1, 4, and 7). (Id. at col. 8, ll. 59-67.) Consistent with this teaching, Simonsen states that “[t]o ensure a hygienic reseal, several closing mechanisms can be used. For instance, … FIGS. 5A and 5B show a ziplock bag execution.” (Id. at col. 9, ll. 59-67.) Principles of Law An examiner bears the initial burden, on review of the prior art or on any other ground, of presenting a prima facie case of unpatentability. In re Oetiker, 977 F.2d 1443, 1445 (1992). If the examiner fails to establish a prima facie case of unpatentability in the first instance, the rejection is improper and must be reversed. Id.; In re Rijckaert, 9 F.3d 1531, 1532 (Fed. Cir. 1993). The purpose of giving claims their broadest reasonable interpretation is to reduce “the possibility that claims . . . will be given broader scope than is justified” by the prior art. In re Bigio, 381 F.3d 1320, 1324 (Fed. Cir. 2004) (internal citations omitted). The purpose is not to stretch the interpretation of a claim far beyond what would be reasonably understood by Appeal 2011-001167 Application 11/321,263 8 the skilled worker in the light of the specification, to read on a prior art structure which could possibly, but not reasonably, be covered by it. Analysis All pending independent claims recite a wrapper having a line of weakness that has “a longitudinal component extending longitudinally of the wrapper and a transverse component extending transversely of the wrapper.” With regard to this element, the Examiner states that “Simonsen discloses that the wrapper may include a zipper in groove fastener such as a ZIP LOK fastener (but not solely a ZIP LOK fastener)” and that such “fasteners operate by mating grooves and ribs (longitudinal and transverse components) that are brought into engagement with one another by a zipper.” (Ans. 4.) According to the Examiner, “it would be obvious to one of ordinary skill in the art to modify the article of Simonsen such that the line of weakness does have such longitudinal and transverse components contributed by a zipper and groove fastener” as a way to “provide a means for reclosing the wrapper for disposal of a used applicator therein.” (Id. at 4- 5.) More specifically, the Examiner asserts that the line of weakness would have “a longitudinal component, the longitudinal components of the zipper track and the groove, and a transverse component, the component of the zipper extending outward from the plane of the package material and zipper track toward the groove.” (Id. at 13.) In other words, the Examiner interprets the phrase “line of weakness” in Appellants’ claims as encompassing a zipper in a groove fastener, such as a ZIP LOK fastener. Appeal 2011-001167 Application 11/321,263 9 In light of the claim language itself and the instant Specification, we disagree with the Examiner that the phrase “line of weakness” can reasonably be read this broadly. The Specification defines a “line of weakness” as “any defined (e.g., intended) structural feature which weakens the wrapper 20 along a predetermined path so that the wrapper 20 is more readily ruptured, or torn, upon application of a tearing force along the line of weakness.” (FF 2.) Consistently, the Specification describes embodiments as including “a plurality of separation points, a score line, a breakaway line or areas, a chain stitch, a thinning of the wrapper material.” (Id.) Likewise, the Specification teaches that lines of weakness may be formed “by partial pressure cutting, partial ultrasonic cutting, partial thermal deformation, mechanical thinning, or other suitable techniques.” (Id.) Nothing in the Specification’s definition of a “line of weakness,” nor other disclosure in the Specification, suggests that a line of weakness may encompass a zipper. A zipper opens and closes, but is not a point of “weakness” per se. A zipper is not designed to break, rupture or tear, but rather to open and then close again intact. Moreover, Simonsen actually refers to a line of weakness expressly, but in a different context. Specifically, Simonsen describes a line of weakness as being part of an opening device in a disruptive member 14, as shown for example in Figures 5A and 5B as “perforations 18” in “tear member 14” and “tear strip 16.” (FF 7.) Simonsen indicates with regard to Figures 5A and 5B that the wrapper can reseal via a zipper in a groove fastener (e.g., via a “ziplock bag execution”) as a way to secure a used Appeal 2011-001167 Application 11/321,263 10 applicator inside the wrapper for disposal. (FF 9.) That said, Simonsen does not state that the zipper is the line of weakness per se. Likewise, Simonsen does not suggest using a zipper in a groove fastener, such as a ZIP LOC fastener, in place of perforations 18 or a “pull- string, a line of weakness and/or perforations” in an opening device in a disruptive/tear member 14. (FF 7-9.) Instead, Simonsen discusses disruptive/tear member 14 separately from “rupturable seal line 5” and “resealing member 11.” (FF 5-9.) Reading Simonsen as a whole, the description of zippers and ZIP LOC fasteners may be relevant to a “resealing member 11” or perhaps a “rupturable seal line 5,” but not a line of weakness. In addition, the Examiner assumes that a zipper in a groove fastener has “a longitudinal component extending longitudinally of the wrapper and a transverse component extending transversely of the wrapper” as recited in claim 1. Specifically, according to the Examiner, the longitudinal component is the zipper track and the groove, and the transverse component is “the component of the zipper extending outward from the plane of the package material and zipper track toward the groove.” (Ans. 13.) Thus, the Examiner interprets the “transverse component” as encompassing something that extends outside of the plane of the wrapper itself. We find the Examiner’s claim interpretation in this regard to be unreasonably broad. As mentioned above, the Specification refers to a transverse component (50A, 51A, 550A in Figures 1, 3 and 11) and a longitudinal component (50B, 51B, 550B) as separate portions of a single line of weakness, where each component is at a right angle to each other but still in the plane of the line of weakness in the wrapper itself. (FF 3.) In Appeal 2011-001167 Application 11/321,263 11 light of these disclosures and the plain meaning of the claim language itself when read as a whole, we interpret “transverse component” in claim 1 as being in a line that is at a right angle to the “longitudinal” component, but is still part of, i.e., in the same plane as, the “line of weakness” itself. Consistent with this definition, both the Specification and Simonsen refer to two relevant axes as being at right angles to each other but in the same plane as the wrapper. (FF 3; 5.) The Examiner has not pointed to anything in Simonsen that suggests placing portions of either a zipping fastener (such as a ZIP LOC fastener) or perforations 18 on two different axes of the wrapper as discussed above. Simonsen states that “disruptive member 14 is positioned adjacent to the top portion of the individual package 2,” and that “disruptive member 14 extends partially along the top portion of the individual package 2.” (FF 6.) Consistent with such teachings, Figures 5A and 5B show disruptive/tear members 14 (including perforations 18) on one side of the top portion of the package going along a single axis, i.e., longitudinally in relation to the wrapper. The Examiner points to nothing in Figures 5A and 5B, or elsewhere in Simonsen, that suggests placing a line of weakness, such as perforations 18, along both a longitudinal axis and a transverse axis. Simply referring to a zipping fastener (such as a ZIP LOC fastener) is insufficient to suggest this disclosure by itself. A zipper opens along a single line, absent some reason to alter the zipper so that it bends and functions (i.e., opens and reseals) properly when bent at a right angle. The Examiner points to no such reasoning in Simonsen. Appeal 2011-001167 Application 11/321,263 12 Conclusion of Law We conclude that the Examiner fails to establish a prima facie case that Simonsen discloses or suggests a “line of weakness having a longitudinal component extending longitudinally of the wrapper and a transverse component extending transversely of the wrapper” as recited in pending independent claims. SUMMARY We reverse the rejection of claims 1-3, 5-7, 11-18, 20-22, and 24 under 35 U.S.C. § 103(a) as being obvious over Simonsen. REVERSED alw Copy with citationCopy as parenthetical citation