Ex Parte Fountain et alDownload PDFPatent Trial and Appeal BoardSep 11, 201712910203 (P.T.A.B. Sep. 11, 2017) Copy Citation United States Patent and Trademark Office UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O.Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 12/910,203 10/22/2010 JORDAN R. FOUNTAIN SUB-US20080648-US-CIP 7532 173 7590 09/25/2017 WHIRLPOOL CORPORATION - MD 3601 2000 NORTH M63 BENTON HARBOR, MI 49022 EXAMINER RIGGLEMAN, JASON PAUL ART UNIT PAPER NUMBER 1711 NOTIFICATION DATE DELIVERY MODE 09/25/2017 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): whirlpool_patents_co@whirlpool.com mike_lafrenz @ whirlpool .com deborah_tomaszewski@whirlpool.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE BEFORE THE PATENT TRIAL AND APPEAL BOARD Ex parte1 MARIKO KURODA, MASAYA FUKE, and MASAKI KATOU Appeal 2016-003555 Application 12/910,203 Technology Center 1700 Before CHUNG K. PAK, JENNIFER R. GUPTA, and JANE E. INGLESE, Administrative Patent Judges. PAK, Administrative Patent Judge. DECISION ON APPEAL This is a decision on an appeal under 35 U.S.C. § 134(a) from the Examiner’s decision2 rejecting claims 2, 7-9, 11—16, 18, 19, and 24-34.3 We have jurisdiction under 35 U.S.C. § 6(b). 1 Appellants identify the real party in interest as “Whirlpool Corporation, having offices in Benton Harbor, Michigan[.]” Appeal Brief filed July 20, 2015 (“Appeal Br.”)2. 2 Final Action entered March 13, 2015 (“Final Act.”) 2-8; and the Examiner’s Answer entered December 21, 2015 (“Ans.”) 2-9. 3 The Examiner withdrew the §112, second paragraph, rejection of claim 10 (Ans. 2). Thus, claim 10 is no longer subject of this appeal. Claims 3-5, Appeal 2016-003555 Application 12/910,203 We AFFIRM-IN-PART. STATEMENT OF THE CASE The subject matter of the claims on appeal relates to “a dishwasher with a tub defining a washing chamber for receiving dishes for cleaning and a [particular] recirculation pump.” Spec.* * * 413. The particular recirculation pump is said to include “a housing defining a chamber and having an inlet fluidly coupled to the tub and an outlet fluidly coupled to the tube, an impeller rotatably mounted within the chamber and expelling liquid from the chamber through the outlet, and a filter fluidly disposed between the inlet and the outlet and operably coupled to the impeller for co-rotation.” Id. Figures 1 and 2, which are illustrative of the claimed dishwasher, are reproduced below: 21-23, 35 and 36 are also not subject of this appeal even though they are pending in the above-identified application. Final Act. 8. Claims 35 and 36 were indicated to be allowable by the Examiner. Id. Claims 3-5 and 21-23 were objected to as being dependent upon a rejected base claim, but were indicated to be “allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims.” Id. 4 Appellants’ Specification filed October 22, 2010 (“Spec.”). 2 Appeal 2016-003555 Application 12/910,203 Figures 1 and 2 show perspective and fragmentary perspective views of dishwasher 10 comprising tub 12 defining washing chamber 14, dish racks 16 located in tub 12, roller assemblies 18 comprising rollers 20 for allowing dish racks to extend from and retract into tub 12, door 12 having control panel 26 hinged to the lower front edge of tub 12, and compartment 32 housing, for example, recirculation pump assembly 34 and drain pump 36, located below tub 12. Spec. Tflf 20-23. Tub 12 has side wall 40 defining hole 48 for fluid entry during a wash cycle, sloped bottom wall 42 for directing fluid to sump 50 having hole 52 for delivering fluid into recirculation pump assembly 34 which, in turn, delivers the fluid to “rotating spray arm 54 [having nozzles 56] that sprays [the fluid composed of] water and/or wash chemistry onto the dish racks 16 (and hence any wares positioned thereon) [in tub 12].” Spec. ^fl[ 24-26. Figures 3 and 4, which illustrate perspective and cross-sectional views of recirculating pump assembly 34, are reproduced below: 3 Appeal 2016-003555 Application 12/910,203 Figures 3 and 4 show recirculating pump assembly 34 comprising wash pump 60 secured to housing 62 that includes cylindrical filter casing 64 located between wash pump 60 and manifold 68. Spec. 127. Manifold 68 has inlet port 70 having filter screen 88 for receiving mixture 150 of fluid and soil particles through hole 52 defined in sump 50 and has outlet port 72 for expelling unfiltered fluid and soil particles via drain pump 36. Spec. 1127 and 30. Cylindrical filter casing 64 defines a hollow chamber comprising side wall 76 having inner surface 84 facing filter chamber 82 defining region 152 for receiving mixture 150 of fluid and soil particles advanced from inlet port 70 of manifold 68 during the wash cycle. Spec. 1128-30. Wash pump 60 includes impeller 104 rotatably coupled to motor 92 secured to cylindrical pump housing 94 via drive shaft 114. Spec. 127. Impeller 104 has shell 106 that extend from back end 108 to front end 110, with front end 110 defining inlet opening 120 for receiving filtered fluid 156 and back end 108 located in chamber 102 for receiving and delivering filtered fluid 156 to outlet port 74 which “extends upwardly from the wash pump 60 and is fluidly coupled to the rotating spray arm 54.” Spec. 27 4 Appeal 2016-003555 Application 12/910,203 and 32-37. “[T]he front end 110 of the impeller shell 106 is coupled to a rotary filter 130” comprising “a cylindrical filter drum 132 [having filter sheet 140] extending from an end 134 secured to the impeller shell 106 to an end 136 rotatably coupled to a bearing 138 which is secured [to] the main body 86 of the manifold 68.” Spec. 135. Filter sheet 140 divides filter chamber 82 into two compartments, one being region 152 external to filter sheet 140 for receiving mixture 150 of fluid and soil particles and the second being hollow interior 142 for receiving filtered fluid 156 through filter sheet 140. Spec. 137. “The rotation of the impeller 104 draws wash fluid from the filter chamber 82 through the filter sheet 140 and into the inlet opening 120 of the impel shell 106 [and then to spray arm 54 through outlet port 74].” Spec. 142. Details of the appealed subject matter are recited in representative claims 33 and 34,5 which are reproduced below from the Claims Appendix of the Appeal Brief (with bracketed reference characters of Figures 1—4 and disputed limitations italicized): 33. A dishwasher comprising: a tub [12] defining a washing chamber [14] for receiving dishes for cleaning; and a recirculation pump [34] comprising: a housing [62] defining a chamber [102] and having an inlet [70] fluidly coupled to the tub [12] and an outlet [74] fluidly coupled to the tub [12]; an impeller [104] rotatably mounted within the chamber and expelling liquid from the chamber [102] through the outlet [74]; 5 Claims 33 and 34 are the broadest claims on appeal. 5 Appeal 2016-003555 Application 12/910,203 a motor [92] operably coupled with the impeller [104] to rotate the impeller [104]; and a rotating filter [130] fluidly disposed within the chamber [102] between the inlet [70] and the outlet [74] and operably coupled to the impeller [104] for co rotation; and wherein the rotating filter [130] fluidly divides the chamber into a first part [152] that contains filtered soil particles and a second part [142] that excludes filtered soil particles[J and liquid in the tub [12] is recirculated by actuating the recirculation pump [34] such that the liquid is drawn into the chamber [102] through the inlet [70], passes through the rotating filter [130], and is expelled by the rotating impeller [104] through the outlet [74] to the tub [12]. 34. A dishwasher comprising: a tub [12] defining a washing chamber [14] for receiving dishes for cleaning; a sump [50] having a housing fluidly coupled to the tub [12] and collecting liquid supplied to the tub [12]; a recirculation pump [34] comprising an impeller [104] fluidly coupled to the sump [50] and an outlet [74] fluidly coupled to the tub [12] and a motor [92] operably coupled with the impeller [104] to rotate the impeller [104]; and a rotating filter [130] fluidly separating the sump [50] and the outlet [74] such that the fluid on a sump side of the filter defines a first part [152] that contains filtered soil particles and an outlet side of the filter [130] defines a second part [142] that excludes filtered soil particles and where the rotating filter [130] is operably coupled to the impeller [104] for co-rotation; wherein liquid in the tub [12] collects in the sump [50] and is recirculated by actuating the recirculation pump [34] such that the liquid in the sump [50] is drawn through the rotating filter [130] and is expelled through the outlet [74] to the tub [12]. 6 Appeal 2016-003555 Application 12/910,203 Appeal Br. 27-28, Claims Appendix. The Examiner maintains the following grounds6 of rejection: 1. Claims 33 and 34 on the ground of nonstatutory [obviousness-type] double patenting as unpatentable over claims 1,13, and 21 of US Patent 8,746,261 B2 issued to Welch on June 10, 2014; 2. Claims 33 and 34 on the ground of nonstatutory [obviousness-type] double patenting as unpatentable over claims 1 and 27-30 of US Patent 8,667,974 B2 issued to Fountain et al. on March 11, 2014; 3. Claims 33 and 34 on the ground of nonstatutory [obviousness-type] double patenting as unpatentable over claims 1, 12, 14, 15, 18, and 19 of US Patent 8,627,832 B2 issued to Fountain et al. on January 14, 2014; 4. Claims 2, 9, 11, 13-15, 18, 26, 27, 29-31, 33, and 34 under 35 U.S.C. § 102(b) as anticipated by the disclosure of Rieger (US 2008/0116135 Al published in the name of Rieger et al. on May 22, 2008); and 5. Claims 7, 8, 12, 16, 19, 24, 25, 28, and 32 under 35 U.S.C. § 103(a) as unpatentable over the disclosure of Rieger. Final Act. 2-8; Ans. 2-9. 6 At page 2 of the Answer, the Examiner states that the § 112, second paragraph, rejection of claim 10 set forth in the Final Action is withdrawn. 7 Appeal 2016-003555 Application 12/910,203 In response, Appellants “appeal the Final rejection of claims 2, 7—[9,] [11—] 16, 18, 19, and 24-34.”7 Appeal Br. 2; Reply Brief filed February 19, 2016 (“ReplyBr.”) 1-3. DISCUSSION Upon consideration of the evidence relied upon by the Examiner and Appellants in light of each of Appellants’ contentions, we summarily affirm the Examiner’s decision rejecting claims 33 and 34 on the ground of nonstatutory obviousness-type double patenting, but reverse the Examiner’s decision rejecting claims 2, 7-9, 11-16, 18, 19, and 24-34 under 35 U.S.C. §§ 102(b) and 103(a). We add the following primarily for emphasis and completeness. Non-statutory Double Patenting Rejections Appellants do not identify reversible error in the Examiner’s nonstatutory obviousness-type double patenting rejections of claims 33 and 34 as unpatentable over some of the claims of any one of the three patents in question, namely US Patent 8,746,261 B2, US Patent 8,667,974 B2, and US Patent 8,627,832 B2. Appeal Br. 9-23; Reply Br. 1-3. Accordingly, we summarily affirm all three nonstatutory obviousness- type double patenting rejections of claims 33 and 34. See Manual of Patent Examining Procedure (MPEP) § 1205.02 (9th ed. March 2014) (“If a ground of rejection stated by the examiner is not addressed in the appellant’s brief, appellant has waived any challenge to that ground of rejection and the Board 7 Claim 10 is omitted because it is no longer subject of this appeal. As indicated supra, the Examiner no longer maintains the §112, second paragraph, rejection of claim 10. See also Ans. 2. 8 Appeal 2016-003555 Application 12/910,203 may summarily sustain it, unless the examiner subsequently withdrew the rejection in the examiner’s answer.”). §§ 102(b) and 103(a) Rejections The §§ 102(b) and 103(a) rejections of record are based on the Examiner’s finding that Rieger teaches a recirculation pump comprising a rotatable impeller capable of performing the recited function and a rotating filter operably coupled to the impeller for co-rotation, as recited in claims 33 and 34. Final Act. 6-8; Ans. 4-7. The Examiner identifies suction connection 8 of Rieger’s filter system 1 as corresponding to the outlet of the recited recirculating pump, rotatable friction disc 13 of Rieger’s filter system 1 as corresponding to the impeller of the recited recirculating pump, and surface area 14 (formed of micro filter) of centrifuge 15 of Rieger’s filter system 1 as corresponding to the rotating filter of the recited recirculation pump, which is said to be operably coupled to the impeller (rotatable friction disc 13) for co-rotation. Compare Final Act. 6 and Ans. 4-5, with Rieger || 26-34. However, the Examiner’s finding is flawed. On this record, the Examiner does not demonstrate that Rieger’s rotatable friction disc 13, for example, corresponds to an impeller capable of drawing liquid and soil particles from a tub defining a washing chamber of a dishwasher for the filtering purpose and expelling the filtered liquid into the tub for the reusing or recirculating purpose as required by claims 33 and 34. Compare claims 33 and 34, with Final Act. 6-8; Ans. 4-8. Nowhere does Rieger disclose that rotatable friction disc 13 causes its filter system 1 to function as 9 Appeal 2016-003555 Application 12/910,203 a recirculating pump as required by claims 33 and 34. See, e.g., Rieger 26-35. Instead, Rieger discloses that [w]hen filter system 1 is operating[,] dirty rinsing liquor is fed either through the openings of fine filter 5 or through those of coarse filter 4 and into the interior of pump head 1.... Dirt particles which are not admitted by fine filter 5 are fed to coarse filter 4. The mesh width of coarse filter 4 is in turn selected so that particles which pass through coarse filter 4 can be processed by friction disc 13. Thus, if particles pass through coarse filter 4 they fall by gravity through container 16, whose mesh width is equal to that of fine filter 5, onto friction disc 13. Friction disc 13 and the fixed stop ring 17 together act as comminutors. Rieger 133 (emphasis added). Rieger further requires a circulation pump separate from its filter system 1 to provide suction connection 8 to its filter system 1 for the fluid circulation purpose. Rieger 129. Thus, on this record, we concur with Appellants that the Examiner does not carry the initial burden of establishing a prima facie case of unpatentability regarding the subject matter recited in claims 2, 7-9, 11-16, 18, 19, and 24-34 within the meaning of 35 U.S.C. §§ 102(b) and 103(a). In re Oetiker, 977 F.2d 1443, 1445 (Fed. Cir. 1992) (“[T]he examiner bears the initial burden, on review of the prior art or on any other ground, of presenting a prima facie case of unpatentability.”) ORDER Upon consideration of the record, and for the reasons given, it is ORDERED that the decision of the Examiner to reject claims 33 and 34 on the ground of nonstatutory obviousness-type double patenting as 10 Appeal 2016-003555 Application 12/910,203 unpatentable over some of the claims of US Patent 8,746,261 B2, US Patent 8,667,974 B2, or US Patent 8,627,832 B2 is AFFIRMED; FURTHER ORDERED that the decision of the Examiner to reject claims 2, 9, 11, 13-15, 18, 26, 27, 29-31, 33, and 34 under 35 U.S.C. § 102(b) as anticipated by the disclosure of Rieger is REVERSED; FURTHER ORDERED that the decision of the Examiner to reject claims 7, 8, 12, 16, 19, 24, 25, 28, and 32 under 35 U.S.C. § 103(a) as unpatentable over the disclosure of Rieger is REVERSED; and FURTHER ORDERED that no time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a)(l)(iv). TIME PERIOD No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a). AFFIRMED-IN-PART 11 Copy with citationCopy as parenthetical citation