Ex Parte FoersterDownload PDFPatent Trial and Appeal BoardOct 23, 201713378633 (P.T.A.B. Oct. 23, 2017) Copy Citation United States Patent and Trademark Office UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O.Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 13/378,633 01/30/2012 Rolf Foerster TWEL4234US 7581 26822 7590 10/25/2017 Hackler Daghighian Martino & Novak 433 North Camden Drive, Fourth Floor Beverly Hills, CA 90210 EXAMINER LEWIS, RALPH A ART UNIT PAPER NUMBER 3732 NOTIFICATION DATE DELIVERY MODE 10/25/2017 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): marc@hdmnlaw.com jcf@hdmnlaw.com uspto@dockettrak.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE BEFORE THE PATENT TRIAL AND APPEAL BOARD Ex parte ROLF FOERSTER Appeal 2016-007816 Application 13/378,633 Technology Center 3700 Before JEFFREY N. FREDMAN, ULRIKE W. JENKS, and DEVON ZASTROW NEWMAN, Administrative Patent Judges. FREDMAN, Administrative Patent Judge. DECISION ON APPEAL This is an appeal1 under 35 U.S.C. § 134(a) involving claims to a set of self-ligating brackets for orthodontics. The Examiner rejected the claims as obvious. We have jurisdiction under 35 U.S.C. § 6(b). We affirm. Statement of the Case Background “Passive brackets and active brackets both [are used] ... in the orthodontic treatment of malpositions of teeth” (Spec. 2). “Clips for self- ligating brackets can be manufactured with reproducible resilient properties and dimensions only with difficulty as the brackets and the resilient clips have very small dimensions” {Id. at 3). 1 Appellant identifies the Real Party in Interest as BERNHARD FOERSTER GMBH {see App. Br. 3). Appeal 2016-007816 Application 13/378,633 The Claims Claims 1—10 and 13—18 are on appeal. Claim 1 is representative and reads as follows: 1. A set of self-ligating brackets for orthodontics, each of the brackets comprising: a base; a block arranged on the base; an occlusal wall extending from the block and having at least one occlusal ligature wing; a gingival wall extending from the block and having at least one gingival ligature wing; a slot separating the occlusal wall and the gingival wall from one another, said slot having a minimum clear width which is the same for each of the brackets of the set and extends continuously in a direction from mesial to distal, and having a base area on which an archwire lies during orthodontic treatment; a passage extending in a gingival-occlusal direction through the block and being delimited by a lingually located surface and by a labially located surface; a resilient clip for each of the brackets with a labial leg and with a lingual leg interconnected by an occlusally arranged portion; wherein the lingual leg can be inserted into the passage and can be displaced therein only in the gingival-occlusal direction between a closed position in which the labial leg extends into a recess in the gingival wall, said recess providing at least in a lingual direction a stop for the labial leg from which stop the labial leg of the clip can be raised by the archwire inserted into the slot, and an open position of the clip, in which a tip of the labial leg is situated above the occlusal wall; the set comprising at least one passive bracket and at least one active bracket, where the passive and active brackets differ only in the depth of the slot and thus differ in terms of the distance of their lingual stop from the base area of the slot. 2 Appeal 2016-007816 Application 13/378,633 The Issue The Examiner rejected claims 1—10 and 13—18 under 35 U.S.C. § 103(a) as obvious over Wool,2 Chester,3 and Allesee4 (Final Act. 2—5). The Examiner finds the “Wool brackets meet all the limitations of the present claims with the exception of those limitations directed to a set of at least one passive bracket and at least one active bracket wherein the brackets differ only in the depth of the slot” (Final Act. 3—4). The Examiner finds Wool teaches “the arch wire slot may be sized (both in depth and width) to accommodate different sized arch wires . . . but does not expressly teach at least two brackets that differ only in slot depth” (Id. at 4). The Examiner finds the ordinary artisan would have readily recognized that archwires come in a variety of conventional sizes including sizes with the same width, but of different depth as is evidenced for example by Allesee et al who in the first column of Figures 8-17 list numerous conventionally sized arch wire sizes that have the same width, but different depths. (Final Act. 4). The Examiner also finds Chester teaches that “orthodontists desire to keep a supply or kit of a variety of different brackets on hand to meet the needs of different patients” (Id.). The Examiner concludes that using “brackets having different slot sizes to accommodate conventionally sized arch wires (including arch wires having the same width, but different depth) in order for the orthodontist to meet the needs of their patients would have been obvious” (Id.). 2 Wool, US 2009/0061376 Al, published Mar. 5, 2009 (“Wool”). 3 Chester et al., US 5,350,059, issued Sept. 27, 1994 (“Chester”). 4 Allesee et al., US 5,820,370, issued Oct. 13, 1998 (“Allesee”). 3 Appeal 2016-007816 Application 13/378,633 The issue with respect to this rejection is: Does the evidence of record support the Examiner’s conclusion that Wool, Allesee, and Chester render claim 1 obvious? Findings of Fact 1. The Specification teaches: “By passive bracket is meant a bracket in which the archwires, which are inserted into the slot of the brackets for orthodontic treatment, cannot be subjected to pressure by the labial leg of the clip as long as the archwire lies on the base area of the slot” (Spec. 2). 2. The Specification teaches: “By active bracket is meant a bracket in which at least the archwires with the largest cross section occurring in orthodontic practice are subjected to pressure by the labial leg of the resilient clip even when they lie on the base area of the slot” (Spec. 2). 3. Figures 3 and 4 of the Specification are reproduced below: Figure 3 depicts an active bracket and Figure 4 depicts a passive bracket showing 4 Appeal 2016-007816 Application 13/378,633 the significant difference between both brackets consists in the fact that the distance between the lingual stop 37 and the base area 11 with a passive bracket 41 is larger than with an active bracket 40, namely so large that even the arch wire 10 having the largest cross section occurring in orthodontic practice from the clip 25 is not subjected to pressure. (Spec. 12). 4. Figure 1 of Wool is reproduced below: 34 FIG. 1 Figure 1 shows the “bracket 10 of the present invention includes a bracket body 12 that can be attached to a pad 14 that is bonded to a tooth in use . . . the bracket body 12 is shown to have . . . gingival 12c, occlusal 12d. . . surface portions” (Wool 125). 5 Appeal 2016-007816 Application 13/378,633 5. Wool teaches an “archwire 18 is shown in the archwire slot 16” (Wool 125). 6. Wool teaches a “spring clip 20 of resilient material having labial 20a and lingual 20b portions in embracing sliding engagement with corresponding labial 12b and lingual 12a surface portions of the bracket body 12” (Wool 126). 7. Wool teaches: the bracket body 12 includes a mesial-distally extending groove 26 provided adjacent the archwire slot 16 in a portion of the bracket body 12 labially and gingivally of the archwire slot 16, the groove opening in an occlusal direction. ... the labial portion 20a of the spring clip 20 terminates in a free end 28 that, in the closed position, is retained in the groove 26 in the bracket body 12. The groove 26 substantially prevents movement of the spring clip 20 in the labial direction when in the closed position. (Wool 127). 8. Wool teaches variations on the size of slot 16, specifically explaining that: For example, when the arch wire slot 16 has a height h . . . in the occlusal-gingival direction of 0.019”, it has a depth d of at least 0.026” such that the occlusally facing opening of the groove 26 is spaced at least 0.026” from the lingual surface 16a of the arch wire slot 16. In another example, when the archwire slot 16 has a height h in the occlusal-gingival direction of 0.023”, it has a depth d of at least 0.029” such that the occlusally facing opening of the groove 26 is spaced at least 0.029” from the lingual surface 16 a of the arch wire slot 16. (Wool 1128-29). 6 Appeal 2016-007816 Application 13/378,633 9. Allesee teaches that “modem bracket systems include brackets having slots aligned at angles and inclinations, varying base thicknesses, and incorporated anti-rotations, thus greatly reducing or eliminating the need for bending wires” (Allesee 6:14—17). 10. Figure 8 of Allesee is reproduced below: TORQUE ARQLE FORMED JR BRACKET - 0.20 SLOT DEV. 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'J 97 15 97 16.07 20 07 23.37 26 07 26 97 FIGS. 8-10 are charts which presume perfectly square or rectangular archwires and list actual torque forces generated using, respectively, a 0.020 inch bracket slot width, a 0.018 inch slot width and a 0.022 inch slot width. The torque angle manufactured into the bracket is listed at the top of each column, and the different rows illustrate various wire sizes which may potentially be selected for use with the respective slot system. 7 Appeal 2016-007816 Application 13/378,633 (Allesee 7:54—61). 11. Chester teaches: “Orthodontists who prefer to retain a variety of orthodontic brackets on hand for making a customized patient ‘kit’ or set of brackets are thus faced with the problem of keeping a sufficient number and variety of brackets on hand to meet the foreseen needs of each patient” (Chester 2:10-15). Principles of Law “[Apparatus claims cover what a device is, not what a device does.'” Hewlett-Packard Co. v. Bausch & Lomb Inc., 909 F.2d 1464, 1468 (Fed. Cir. 1990). Merely stating an intended use for an apparatus is not sufficient to distinguish the apparatus from the prior art. In re Sinex, 309 F.2d 488, 492 (CCPA 1962). Analysis We adopt the Examiner’s findings of fact and reasoning regarding the scope and content of the prior art (Final Act. 2—5; FF 1—11) and agree that the claims are obvious over Wool, Allesee, and Chester. We address Appellant’s arguments below. Appellant contends: The Examiner’s rationale has left out a critical step that is fatal to its logic. Nothing in Wool or Allesee would suggest, hint or teach that the accommodation of Wool’s structure to accept Allesee’s arch wires of same width but different depth would then result in a structural difference of providing both an active bracket and a passive bracket. (App. Br. 20). Appellant further contends “the ‘intended use’ of the practitioner has no effect on whether the same type of bracket functions as a passive or active bracket. Rather, the practitioner has to actually select 8 Appeal 2016-007816 Application 13/378,633 either a passive bracket or an active bracket to then function as a passive bracket or an active bracket” {Id. at 22). Appellant contends a “passive bracket will not function as [an] active bracket no matter the intent of the practitioner. Rather, the slot depth must be different such that the clip either engages against the archwire (10) or it engages against the lingual stop (37) as taught in the introduction” {Id. at 22). We do not find these arguments persuasive because, as Appellant acknowledges in both these arguments and Claim 1 itself, “the passive and active brackets differ only in the depth of the slot” (Claim 1). Therefore, as Appellant states, the difference between a passive and an active bracket is not based on a structural difference between the brackets themselves, or even the archwires themselves, but rather results from the particular archwire and bracket combination as selected by an orthodontist {see App. Br. 22). This difference is “intended use”, not structural. The set of brackets with different arch wires is rendered obvious by the combination of Wool, Allesee, and Chester because Wool teaches a bracket that satisfies the structural requirements of claim 1, other than the size of the archwire, an element not required by claim 1 (FF 1—8). In particular, Wool teaches different slot depths for the bracket (FF 8) and therefore teaches a “set” of brackets. Allesee teaches a variety of different archwires may be used with brackets having a variety of different slot sizes (FF 9-10), including wires whose 0.014”, 0.018”, 0.022” and 0.025” dimensions (FF 9) would result in a passive bracket in Wool’s 0.026” archwire slot 16 (FF 8) and wires whose 9 Appeal 2016-007816 Application 13/378,633 0.028” dimensions (FF 9) would result in active brackets in Wool’s 0.026” archwire slot 16 (FF 8). Chester confirms that the ordinary orthodontist would have had reason to keep a variety of brackets and wires on hand in order to customize patient treatment (FF 11). As the Examiner notes “one of ordinary skill in the art would have reasonably found it obvious for an orthodontist to have kept a ‘set’ of Wool brackets on hand wherein at least one Wool bracket differed from another Wool bracket only in the archwire depth dimension” (Ans. 6). Thus, we agree with the Examiner that the ordinary artisan would have maintained sets of Wool’s brackets and Allesee’s archwires, as suggested by Chester, and these obvious sets would have satisfied each of the structural requirements of claim 1, including the “intended use” requirement for active and passive brackets because the difference between these brackets solely revolves around the particular Allesee archwire selected by the orthodontist for use in one of the brackets disclosed by Wool (FF 1-11). Appellant contends that Wool explicitly states that his clip is not in contact with the archwire, which necessarily means it is a passive bracket. Wool states in paragraph 0027: “The groove (26) is provided in relation to the archwire slot 16 such that, when an archwire (18) is provided in the archwire slot (16) and is in contact with a lingual surface (16a) of the archwire slot (16), the spring clip (20) is not in contact with the archwire (18).” It is clear that Wool never taught an active bracket design and for the Office Action to suggest otherwise cannot be supported. Wool’s structure taught away from it being used as an active bracket. 10 Appeal 2016-007816 Application 13/378,633 (App. Br. 23). Appellant also contends “Allesee teaches to not vary the size of the slot but rather just vary the size of the arch wire used therein. For example, figure 8 of Allesee teaches a variety of differently sized archwires (33 different sizes to be exact) that all fit within a slot width of 0.020 inches” (App. Br. 25). We are not persuaded. A teaching away requires a reference to actually criticize, discredit, or otherwise discourage the claimed solution. See In re Fulton, 391 F.3d 1195, 1201 (Fed. Cir. 2004) (“The prior art’s mere disclosure of more than one alternative does not constitute a teaching away from any of these alternatives because such disclosure does not criticize, discredit, or otherwise discourage the solution claimed”). Appellant does not identify any specific teaching in Wool that discourages or discredits the use of an active bracket. Appellant does not even identify a teaching in Wool that suggests a passive bracket is preferred to an active bracket. Similarly, Appellant does not identify any teaching in Allesee that discredits or discourages the use of different slot depths whatsoever as taught by Wool (FF 8). Appellant contends that the “size of the groove (26) is simply not big enough to be both an active and a passive bracket because Wool never contemplated that the bracket would ever be an active bracket” (App. Br. 24). We find this argument unpersuasive because Appellant provides no evidence, as opposed to attorney argument, supporting their position that the bracket size in Wool would be unable to function as an active bracket when used with a larger archwire (cf. Ans. 13; “If the arch wire with which a Wool 11 Appeal 2016-007816 Application 13/378,633 bracket is used is large enough to contact both the bottom of the archwire slot and the labial leg of the resilient clip so that the resilient clip can apply pressure, then it is an ‘active bracket’, but if the arch wire is too small to contact both the bottom of the archwire slot and the labial leg of the resilient clip, then the Wool bracket is a ‘passive bracket.’”). Indeed, Appellant provides no evidence regarding the relative size of the brackets or archwires that would or would not satisfy this “intend use” recitation. See In re Pearson, 494 F.2d 1399, 1405 (CCPA 1974) (“Attorney’s argument in a brief cannot take the place of evidence.”). See also In re De Blauwe, 736 F.2d 699, 705 (Fed. Cir. 1984) (Arguments and conclusions unsupported by factual evidence carry no evidentiary weight.) Appellant contends Allesee teaches that for the treatment of the patient one single archwire has to be selected. That means the practitioner has to choose one of the different archwires disclosed in Allesee. As a consequence, each of the identical brackets applies a force which is predetermined by the misalignment of the respective tooth and cannot be altered. (App. Br. 27). We find this argument unpersuasive because it does not relate to either the prior art or the claims. Just as the claims are to a “set of self- ligating brackets” (see Claim 1), the Examiner’s position does not rely on a particular bracket and archwire set but rather relies upon the multiple different brackets with different depths disclosed by Wool (FF 8) being combined with the many different archwires disclosed by Allesee (FF 9) for the orthodontist to keep available (FF 11), thereby rendering the set of 12 Appeal 2016-007816 Application 13/378,633 brackets obvious. Appellant’s use of the term “choice” implies method steps, but the claims are drawn to a particular set of products, not a method of orthodontia. Because a “mere statement of a new use for an otherwise old or obvious composition cannot render a claim to the composition patentable,” (In re Zierden, 411 F.2d 1325, 1328 (CCPA 1969)), Appellant’s claims are obvious. We recognize, but find unpersuasive, Appellant’s argument that “Allesee teaches active-only brackets and Wool teaches passive-only brackets. One skilled in the art when reviewing Wool and Allesee would not find it obvious to then somehow create a structure that switches between active and passive brackets by varying only the depth of the slot” (App. Br. 28). As already discussed above, the claims encompass brackets with multiple depths (FF 8) and multiple archwires (FF 9), that will necessarily result in structures that function both as passive and as active brackets (see Ans. 13). Appellant concludes “even if the teachings of Allesee and Chester are combined with Wool using the unfair advantage of hindsight, nothing in any of the references suggest creating both an active bracket and a passive bracket by only varying the depth of the slot” (App. Br. 30). We find this argument unpersuasive. While we are fully aware that hindsight bias may plague determinations of obviousness, Graham v. John Deere Co., 383 U.S. 1, 36 (1966), we are also mindful that the Supreme Court has clearly stated that the “combination of familiar elements according to known methods is likely to be obvious when it does no more than yield 13 Appeal 2016-007816 Application 13/378,633 predictable results.” KSRInt’l. Co. v. Teleflex Inc., 550 U.S. 398, 416 (2007). As discussed extensively above, Wool teaches a bracket that satisfies the structural limitations of claim 1 (FF 1—8) and Allesee teaches archwires (FF 9-10) that, when combined into an orthodontic set as suggested by Chester (FF 11), predictably result in a set of brackets that may be both active or passive depending upon the specific combination of brackets and archwires chosen by the orthodontist. Conclusions of Law The evidence of record supports the Examiner’s conclusion that Wool, Allesee, and Chester render claim 1 obvious. SUMMARY In summary, we affirm the rejection of claim 1 under 35 U.S.C. § 103(a) as obvious over Wool, Chester, and Allesee. Claims 2—10 and 13— 18 fall with claim 1. No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a). AFFIRMED 14 Copy with citationCopy as parenthetical citation