Ex Parte DrouillardDownload PDFPatent Trial and Appeal BoardOct 9, 201211056953 (P.T.A.B. Oct. 9, 2012) Copy Citation UNITED STATES PATENT AND TRADEMARKOFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 11/056,953 02/11/2005 James S. Drouillard 35114 2165 23589 7590 10/10/2012 Hovey Williams LLP 10801 Mastin Blvd., Suite 1000 Overland Park, KS 66210 EXAMINER FRAZIER, BARBARA S ART UNIT PAPER NUMBER 1611 MAIL DATE DELIVERY MODE 10/10/2012 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE __________ BEFORE THE PATENT TRIAL AND APPEAL BOARD __________ Ex parte JAMES S. DROUILLARD __________ Appeal 2011-010480 Application 11/056,953 Technology Center 1600 __________ Before DEMETRA J. MILLS, ERIC GRIIMES, and MELANIE L. McCOLLUM, Administrative Patent Judges. McCOLLUM, Administrative Patent Judge. DECISION ON APPEAL This is an appeal under 35 U.S.C. § 134 involving claims to a feed product and a feed product preparation method. The Examiner has rejected the claims as obvious. We have jurisdiction under 35 U.S.C. § 6(b). We reverse. STATEMENT OF THE CASE Claims 1-4, 6, 8-16, 31-34, 36, 38-47, 49-51, and 55-57 are pending and on appeal (App. Br. 8). We will focus on claims 1 and 31, the only independent claims on appeal, which read as follows: Appeal 2011-010480 Application 11/056,953 2 1. A feed product designed for consumption by an animal selected from the group consisting of bovine, ovine, and caprine animals, said feed product comprising a mixture including flax oil, flax seed, and a non-flax carbohydrate, said flax oil and non-flax carbohydrate having been mixed together and simultaneously subjected to an elevated temperature of at least about 120° F through use of a heater to supply heat to the mixture and subsequently cooled, the flax oil content of said feed or food product derived from said flax oil and said flax seed being at a level of at least about 10% by weight, said product also including protein, fiber, and fat different from said flax oil, said feed product operable to elevate the plasma EPA concentration of said animal by at least about 10%, as compared with the plasma EPA concentration of the animal prior to feeding of the feed product. 31. A method of preparing a feed product designed for feeding to an animal selected from the group consisting of bovine, ovine, and caprine animals, said method comprising the steps of: preparing a mixture comprising flax oil, flax seed, a fat different from said flax oil, and non-flax carbohydrate; subjecting said mixture to an elevated temperature of at least about 120° F through use of a heater to supply heat to the mixture; and cooling said supplemented mixture and forming said feed product, said feed having a flax oil content derived from said flax oil and flax seed of at least about 10% by weight, said feed product operable to elevate the plasma EPA concentration of said animal by at least about 10%, as compared with the plasma EPA concentration of the animal prior to feeding of the feed product. Claims 1-4, 6, 8-16, 31-34, 36, 38-47, 49-51, and 55-57 stand rejected under 35 U.S.C. § 103(a) as obvious over Westberg (US 2004/0018288 A1, Jan. 29, 2004) in view of Findley (US 4,731,249, Mar. 15, 1988), Stitt (US 5,110,592, May 5, 1992), and Schroeder et al. (US 4,431,675, Feb. 14, 1984) (Ans. 4). Claims 15 and 45 stand rejected under 35 U.S.C. § 103(a) as obvious over Westberg in view of Findley, Stitt, Schroeder, and McKenzie (US 6,143,335, Nov. 7, 2000) (Ans. 10-11). Appeal 2011-010480 Application 11/056,953 3 The Examiner relies on Westberg for teaching “a process for manufacturing animal feed supplements comprising preparation of a preblend including molasses and vegetable fat, followed by continuous cooking, treatment for removal of moisture, and partial cooling thereof, followed by addition of dry ingredients and continuous cooling and packaging” (id. at 5). The Examiner finds that the “preblend typically contains from about 5-10% by weight of vegetable fat, such as corn or soy oil,” and “is heated to a temperature between 240-320 F” (id.). The Examiner relies on Findley for teaching “an animal feed comprising a sugar solution such as molasses,” wherein the “feed block may also comprise vegetable oils and fats such as linseed oil (i.e., flax oil) and soy oil” (id. at 6). The Examiner relies on Stitt for teaching “a ground flaxseed composition, which can be admixed with a suitable animal feed,” and “is useful for increasing the number of live births to a female animal, as well as improving the immune system of an animal” (id.). The Examiner relies on Schroeder for teaching “molasses-based animal feed supplements” to which “[f]iber (in the form of cellulose) may be added at low concentrations to reinforce the feed block and prevent its cracking during normal storage and handling” (id.). In view of the disclosures of Findley, Stitt, and Schroeder, the Examiner concludes that it would have been obvious to “add flax oil, flax seed, and fiber to the product of Westberg; thus arriving at the claimed invention” (id.). With regard to dependent claims 15 and 45, the Examiner additionally relies on McKenzie for teaching the density of a food bar or cube (id. at 11). Appeal 2011-010480 Application 11/056,953 4 ANALYSIS We conclude that the Examiner has set forth a prima facie case of obviousness. However, Appellant has presented evidence of “a direct comparative study of the preferred block products of the invention, with the same ingredients of the block products fed in an unprocessed condition” (Dec.1 ¶ 8). According to Appellant’s Declaration, “quite unexpectedly, the EPA content of the block-fed positive control group was higher on a statistically significant basis, as compared with the other positive control group fed the unprocessed ingredients” (id. at ¶ 10). We agree with Appellant that the Examiner has not adequately explained why this evidence is insufficient, on balance, to overcome the prima facie case of obviousness. In particular, the Examiner finds: Appellant’s evidence, in both the specification as filed as well as the Declaration, is not directed to comparing EPA plasma concentrations in groups fed the processed product vs. EPA concentrations of the animals prior to feeding of the feeding product, as currently claimed; rather, the evidence is directed to comparing EPA concentrations of animals fed the processed product vs. EPA concentrations of animals fed the ingredients in unprocessed form. Therefore, the claims, as currently written, do not possess the functional limitation upon which Applicants rely. (Ans. 19-20.) However, to rely on evidence of unexpectedly superior results, it is not necessary that the claims recite the result, as long as the claims and the evidence of unexpected results are commensurate in scope. In the present case, the Examiner has not adequately explained why the 1 Declaration of James S. Drouillard dated April 30, 2010. Appeal 2011-010480 Application 11/056,953 5 evidence is not commensurate in scope with the claims, or is not otherwise persuasive. We therefore reverse the obviousness rejections. REVERSED dm Copy with citationCopy as parenthetical citation