Ex Parte Dorfman et alDownload PDFPatent Trial and Appeal BoardJun 28, 201814603630 (P.T.A.B. Jun. 28, 2018) Copy Citation UNITED STA TES p A TENT AND TRADEMARK OFFICE APPLICATION NO. FILING DATE 14/603,630 01/23/2015 115309 7590 07/02/2018 W &T/Qualcomm 106 Pinedale Springs Way Cary, NC 27511 FIRST NAMED INVENTOR Konstantin Dorfman UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www .uspto.gov ATTORNEY DOCKET NO. CONFIRMATION NO. 147115/1173-232 1795 EXAMINER GOLDSCHMIDT, CRAIG S ART UNIT PAPER NUMBER 2132 NOTIFICATION DATE DELIVERY MODE 07/02/2018 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): patents@wt-ip.com us-docketing@qualcomm.com ocpat_uspto@qualcomm.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE BEFORE THE PATENT TRIAL AND APPEAL BOARD Ex parte KONSTANTIN DORFMAN and ASSAF SHACHAM Appeal2018-001443 Application 14/603,630 Technology Center 2100 Before ST. JOHN COURTENAY III, LARRY J. HUME, and JOYCE CRAIG, Administrative Patent Judges. COURTENAY, Administrative Patent Judge. DECISION ON APPEAL Appellants 1 appeal under 35 U.S.C. § 134(a) from a final rejection of claims 1-21, which are all the claims pending in this application. We have jurisdiction over the pending claims under 35 U.S.C. § 6(b ). We reverse. 1 Appellants identify the real party in interest as QUALCOMM Inc. App. Br. 2. Appeal2018-001443 Application 14/603,630 STATEMENT OF THE CASE Introduction Appellants' invention "relates generally to universal flash storage (UPS) and embedded multimedia card (eMMC) storage devices." (Spec. ,r 1). Illustrative Claim 1. A storage controller for controlling a storage device, compnsmg: a first host controller interface (HCI) coupled to a virtualized resource manager; one or more second HCis configured to be coupled to one or more clients, respectively; and a virtualization layer communicatively coupled to the first HCI and the one or more second HCis; wherein the storage controller is configured to trap a storage resource request received from a client among the one or more clients and provide the storage resource request to the virtualized resource manager; and wherein the virtualization layer is configured to: receive a virtual resource allocation for the client and a physical resource allocation in the storage device in a spoofed storage resource response; record the virtual resource allocation and the physical resource allocation in a storage resource mapping table; and provide the spoofed storage resource response comprising the virtual resource allocation to the client, wherein the spoofed storage resource response is configured to fool the 2 Appeal2018-001443 Application 14/603,630 client to believe that no other client among the one or more clients is sharing the storage device. (Emphasis added regarding contested limitations). Rejections A. Claims 1, 2, 11, 14, 15, 19, and 21 are rejected under 35 U.S.C. § 103 as being obvious over the combined teachings and suggestions of Serebrin et al. (US 2012/0278525 Al; publ. Nov. 1, 2012) (hereinafter "Serebrin") and North (US 2012/0271615 Al; publ. Oct. 25, 2012). B. Claims 3-5 and 16 are rejected under 35 U.S.C. § 103 as being obvious over the combined teachings and suggestions of Serebrin, North, and Yoo et al. (US 2014/0082267 Al; publ. Mar. 20, 2014) (hereinafter "Yoo"). C. Claim 6 is rejected under 35 U.S.C. § 103 as being obvious over the combined teachings and suggestions of Serebrin, North, Yoo, and Roden et al. (US 9,286,079 Bl; publ. Mar. 15, 2016) (hereinafter "Roden"). D. Claim 7 is rejected under 35 U.S.C. § 103 as being obvious over the combined teachings and suggestions of Serebrin, North, and Yamagishi et al. (US 2013/0073793 Al; publ. Mar. 21, 2013) (hereinafter "Yamagishi"). E. Claims 8-10, 17, and 18 are rejected under 35 U.S.C. § 103 as being obvious over the combined teachings and suggestions of Serebrin, North, Yamagishi and Blumenau et al. (US 2002/0007445 Al; publ. Jan. 17, 2002) (hereinafter "Blumenau"). 3 Appeal2018-001443 Application 14/603,630 F. Claims 12, 13, and 20 are rejected under 35 U.S.C. § 103 as being obvious over the combined teachings and suggestions of Serebrin, North, Walter et al. (US 2004/0085955 Al; publ. May 6, 2004) (hereinafter "Walter") and Nation et al. (US 2010/0161879 Al; publ. June 24, 2010) (hereinafter "Nation"). ANALYSIS We have considered all of Appellants' arguments and any evidence presented. Claim 1 rejected under§ 103 Issue: Under 35 U.S.C. § 103, did the Examiner err by finding Serebrin and North collectively teach or suggest the contested limitations "a virtualization layer" and "a virtualized resource manager" within the meaning of representative claim 1 ?2 Emphasis added. Appellants contend, inter alia: The Patent Office asserts that Figure 2 of Serebrin, reproduced below, teaches the "virtualized resource manager" and the "virtualization layer" in claim 1. Specifically, in page 3 of the Final Office Action, the Patent Office equates the "virtualized memory management unit (MMU)" in Serebrin with the "virtualized resource manager" in claim 1. In page 4 of the Final Office Action, the Patent Office equates both the "hypervisor' and the "virtual memory managers [VMM]" in Serebrin with the "virtualization layer" in claim 1. App. Br. 8. 2 We give the contested claim limitations the broadest reasonable interpretation (BRI) consistent with the Specification. See In re Morris, 127 F.3d 1048, 1054 (Fed. Cir. 1997). 4 Appeal2018-001443 Application 14/603,630 Our reviewing court guides that "[b ]oth anticipation under § 102 and obviousness under § 103 are two-step inquiries. The first step in both analyses is a proper construction of the claims .... The second step in the analyses requires a comparison of the properly construed claim to the prior art." Medichem, S.A. v. Rolabo, S.L., 353 F.3d 928, 933 (Fed. Cir. 2003) ( citations omitted). Here, as an initial matter of claim construction, the Examiner concludes: it is noted that it is not clear how the "virtualized resource manager" and "virtualization layer" differ; [the] Examiner interprets the entire virtualization system, including the hypervisor, VMM, and virtualized MMUs as being part of the virtualization layer; as these components also manage virtual resources, [the] Examiner also interprets them as being "virtualized resource managers." Ans. 23. We find the dispositive issue in this appeal turns upon the Examiner's claim interpretation that conflates the two similar (but different) claim terms "virtualized resource manager" and "virtualization layer" to mean the same thing. As recently emphasized by our reviewing court in Smith: Even when giving claim terms their broadest reasonable interpretation, the Board cannot construe the claims "so broadly that its constructions are unreasonable under general claim construction principles." Microsoft Corp. v. Proxyconn, Inc., 789 F.3d 1292, 1298 (Fed. Cir. 2015). "[T]he protocol of giving claims their broadest reasonable interpretation ... does not include giving claims a legally incorrect interpretation" "divorced from the specification and the record evidence." Id. (citations and internal quotation marks omitted); see PPC 5 Appeal2018-001443 Application 14/603,630 Broadband, Inc. v. Corning Optical Commc 'ns RF, LLC, 815 F.3d 747, 751-53 (Fed. Cir. 2016). The correct inquiry in giving a claim term its broadest reasonable interpretation in light of the specification is not whether the specification proscribes or precludes some broad reading of the claim term adopted by the examiner. And it is not simply an interpretation that is not inconsistent with the specification. It is an interpretation that corresponds with what and how the inventor describes his invention in the specification, i.e., an interpretation that is "consistent with the specification." In re Morris, 127 F.3d 1048, 1054 (Fed. Cir. 1997) ( citation and internal quotation marks omitted); see also In re Suitco Surface, 603 F.3d 1255, 1259---60 (Fed. Cir. 2010). In re Smith Int'!, Inc., 871 F.3d 1375, 1382-83 (Fed. Cir. 2017). Applying our reviewing court's guidance here, and based upon our review of the record, we conclude the Examiner's interpretation of the disputed claim terms is overly broad and inconsistent with the Appellants' Specification. We find Appellants' Specification (i-f 1 7) describes the virtualization layer 16 (which may be a Hypervisor) and the virtualized resource manager 22 as distinct elements, as also clearly depicted in Figure 1. Given the aforementioned context and support in the Specification (i-f 17, Fig. 1 ), we conclude the broadest reasonable interpretation of the disputed claim terms "virtualized resource manager" and "virtualization layer" (claim 1), that is "consistent with the specification," Morris, 127 F.3d at 1054, is that these claim terms are separate and discrete elements, and not the same element. See supra, n.2. Our reviewing court further guides that the use of two similar but different terms "in close proximity in the same claim gives rise to an 6 Appeal2018-001443 Application 14/603,630 inference that a different meaning should be assigned to each." Bancorp Servs., L.L.C. v. Hariford Life Ins. Co., 359 F.3d 1367, 1373 (Fed. Cir. 2004). Therefore, we conclude the Examiner's broader claim interpretation is overly broad, unreasonable, and inconsistent with the Specification. Ans. 23. On this record, we find a preponderance of the evidence supports Appellants' arguments regarding the two contested claim terms of "virtualized resource manager" and "virtualization layer," as being improperly construed by the Examiner. App. Br. 8. We note independent claim 15 recites the aforementioned contested limitations of claim 1 in similar form having commensurate scope. We also note independent claim 14 recites the contested limitations of claim 1 in similar form ("means for virtualization" and "means for allocating virtual resource") having commensurate scope. Accordingly, we are constrained on this record to reverse the Examiner's§ 103 rejection of independent claims 1, 14, and 15 on appeal. Because we have reversed the rejection of all independent claims on appeal, for the same reasons, we reverse the Examiner's § 103 rejections of all dependent claims on appeal. DECISION We reverse the Examiner's decision rejecting claims 1-21 under 35 U.S.C. § 103. REVERSED 7 Copy with citationCopy as parenthetical citation