Ex Parte ButlerDownload PDFBoard of Patent Appeals and InterferencesSep 24, 201010406153 (B.P.A.I. Sep. 24, 2010) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE __________ BEFORE THE BOARD OF PATENT APPEALS AND INTERFERENCES __________ Ex parte CHARLES E. BUTLER __________ Appeal 2010-007000 Application 10/406,153 Technology Center 1600 __________ Before TONI R. SCHEINER, FRANCISCO C. PRATS, and STEPHEN WALSH, Administrative Patent Judges. WALSH, Administrative Patent Judge. DECISION ON APPEAL1 This is an appeal under 35 U.S.C. § 134(a) involving claims to wound repair compositions and methods for their use. The Patent Examiner rejected the claims as indefinite and as obvious. We have jurisdiction under 35 U.S.C. § 6(b). We affirm. 1 The two-month time period for filing an appeal or commencing a civil action, as recited in 37 C.F.R. § 1.304, or for filing a request for rehearing, as recited in 37 C.F.R. § 41.52, begins to run from the “MAIL DATE” (paper delivery mode) or the “NOTIFICATION DATE” (electronic delivery mode) shown on the PTOL-90A cover letter attached to this decision. Appeal 2010-007000 Application 10/406,153 2 STATEMENT OF THE CASE Claims 1, 2, 4-6, 8 and 11-41 are on appeal. Claims 1, 8 and 25 are representative and read as follows: 1. A composition for wound repair comprising a biodegradable barrier material integrated with a support material, wherein the barrier material is decellularized tissue. 8. The composition of claim 1, wherein the decellularized tissue is selected from the group consisting of extracellular matrix, ground substance, basement membrane, decellularized tissue including basement membrane, decellularized tissue excluding basement membrane, and particulate decellularized tissue. 25. A composition for wound repair comprising support material disposed between two or more layers of barrier material, wherein the barrier material is decellularized dermal tissue. The Examiner rejected the claims as follows: • claim 8 under 35 U.S.C. § 112, second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter regarded as the invention; • claims 1, 2, 4-6, 8, 11, 14-18, 21-25, 29-33, and 36-41 under 35 U.S.C. §103(a) over Liu,2 Spievack,3 Orgill I,4 and if necessary further in view of Brendel5 or Goldstein;6 2 US Patent No. 5,578,046 issued to Cheng-Kung Liu et al., Nov. 26, 1996. 3 US Patent No. 6,893,666 B2 issued to Alan R. Spievack, May 17, 2005. 4 US Patent No. 5,716,411 issued to Dennis P. Orgill et al., Feb. 10, 1998. 5 US Patent No. 4,801,299 issued to Klaus Brendel et al., Jan. 31, 1989. 6 US Patent No. 5,613,982 issued to Steven Goldstein, Mar. 25, 1997. Appeal 2010-007000 Application 10/406,153 3 • claims 12, 13, 27 and 28 under 35 U.S.C. §103(a) over Liu, Spievack, Orgill I, Bolea,7 and if necessary further in view of Brendel or Goldstein; • claims 19, 20, 34 and 35 under 35 U.S.C. §103(a) over Liu, Spievack, Orgill I, Boyce,8 and if necessary further in view of Brendel or Goldstein; • claim 26 under 35 U.S.C. §103(a) over Liu, Spievack, Orgill I, Campos,9 and if necessary further in view of Brendel or Goldstein; • claims 1, 2, 4-6, 8, 11, 21-26, and 36-41 under 35 U.S.C. §103(a) over Orgill II,10 Spievack, Orgill I, and if necessary further in view of Brendel or Goldstein; • claims 14-18 and 29-33 under 35 U.S.C. §103(a) over Orgill II, Spievack, Orgill I, Liu, and if necessary further in view of Brendel or Goldstein; • claims 12, 13, 27 and 28 under 35 U.S.C. §103(a) over Orgill II, Spievack, Orgill I, Bolea, and if necessary further in view of Brendel or Goldstein; and • claims 19, 20, 34, and 35 under 35 U.S.C. §103(a) over Orgill II, Spievack, Orgill I, Boyce, and if necessary further in view of Brendel or Goldstein. 7 US Patent No. 6,821,291 B2 issued to Stephen L. Bolea et al., Nov. 23, 2004. 8 US Patent No. 5,899,939 issued to Todd M. Boyce et al., May 4, 1999. 9 US Patent No. 5,290,217 issued to Luis I. Campos, Mar. 1, 1994. 10 Patent Application Publication No. WO 00/16822 by Dennis P. Orgill et al., published Mar. 30, 2000. Appeal 2010-007000 Application 10/406,153 4 INDEFINITENESS The Issue Claim 8 defines a composition wherein decellularized tissue is selected from a group including extracellular matrix, ground substance and others. The Examiner’s position is that the Specification failed to describe a difference between “ground substance” and decellularized tissue, as well as the difference between “extracellular matrix” and decellularized tissue. (Ans. 4). According to the Examiner these differences are uncertain. (Id.). Appellant contends that that the terms “ground substance” and “extracellular matrix” are not indefinite as they are “well known terms of anatomy and would be understood by one of skill in the art.” (App. Br. 6). In support, Appellant refers to Stedman’s Medical Dictionary for the definition of “ground substance.” (Id.). Further, Appellant asserts that the term “extracellular matrix” is listed in claim 8 as “a species of the more generic term, decellularized tissue.” (Id.). The issue with respect to this rejection is whether a person skilled in the art would have understood claim 8. Findings of Fact 1. Stedman’s Medical Dictionary defines “ground substance” as “the amorphous material in which structural elements occur; in connective tissue, it is composed of proteoglycans, plasma constituents, metabolites, water, and ions present between cells and fibers.” (See App. Br., Ex. 1). Principles of Law The test for definiteness under 35 U.S.C. § 112, second paragraph, is whether “those skilled in the art would understand what is claimed when the claim is read in light of the specification.” Orthokinetics, Inc. v. Safety Appeal 2010-007000 Application 10/406,153 5 Travel Chairs, Inc., 806 F.2d 1565, 1576 (Fed. Cir. 1986) (citations omitted). Analysis Appellant established that “ground substance” and “extracellular matrix” were well known terms in the art that would have been understood by one of ordinary skill in the art. (See, e.g., FF-1). The rejection did not establish that a person of ordinary skill in the art would have needed more refined definitions to understand the claim, and therefore did not state a prima facie case of indefiniteness. See Orthokinetics, Inc., 806 F.2d at 1576. We reverse. OBVIOUSNESS The Issue The Examiner’s position is that Liu disclosed a composite sheet useful in hernia repair, as a surgical mesh, and as a wound dressing. (Ans. 5). The Examiner found that Liu disclosed that its composite comprised a core layer surrounded by a shell layer, both of which may be formed of bioabsorbable material, including collagen. (Id.). The Examiner found that Spievack disclosed devitalized (acellular) tissue compositions for tissue repair or regeneration. (Id. at 6). The Examiner found that Spievack disclosed that its devitalized tissue comprised a devitalized extracellular matrix including an epithelial basement membrane essentially free of cells. (Id.). The Examiner also found that Spievack disclosed that its composition may be in the form of a sheet and used as a scaffold for dermal or epidermal repair. (Id.). Additionally, the Examiner found that Spievack taught that its compositions may contain Appeal 2010-007000 Application 10/406,153 6 collagen and glycosaminoglycans and can be cross-linked to control the rate at which it is resorbed. (Id.). The Examiner found that Orgill I disclosed skin regeneration for burns and wounds by applying a bi-layer containing a collagen- glycosaminoglycan (CG) matrix having an outer silicone layer that functions as a moisture barrier. (Id.). The Examiner found that Orgill I disclosed that its matrix is cross-linked and biodegradable. (Id.). Additionally, the Examiner found that Orgill I disclosed placing the CG matrix in contact with the skin, while the silicone side is away from the wound. (Id.). Also, the Examiner found that Orgill I taught that its CG matrix can be seeded with cells to hasten the formation of new skin. (Id.). The Examiner found that Brendel and Goldstein disclosed producing decellularized extracellular matrices for implanting in the body to stimulate tissue regeneration. (Id.). According to the Examiner, if needed, these references provide an additional suggestion to use devitalized tissue as the shell layer of Liu. (Id. at 8). According to the Examiner, it would have been obvious to modify Liu’s composite by using Spievack’s devitalized tissue as the shell layer. (Id. at 7). The Examiner reasoned that Spievack’s devitalized tissue would: (a) improve in vivo endogenous cell propagation and tissue restoration, as taught by Spievack; and (b) provide a matrix into which cells can migrate from surrounding tissue and which matrix can be seeded with cells to hasten tissue formation, as suggested by Orgill I. (Id.). The Examiner also reasoned that the devitalized tissue of Spievack, which is decellularized tissue, would inherently be a barrier layer when forming the shell layer of Liu. (Id.). According to the Examiner, it would be expected that Spievack’s Appeal 2010-007000 Application 10/406,153 7 devitalized tissue would function similarly to Orgill I’s cross-linked CG shell matrix because both matrices contain CG and can be cross-linked. (Id.). Further, the Examiner explained that Liu disclosed that its shell could be formed of collagen, which also comprises the matrices of both Spievack and Orgill I. (Id.). Regarding the rejections over combinations including Orgill II, the Examiner found that Orgill II disclosed tissue repair using a composition comprising a structural biomaterial such as polypropylene mesh integrated with at least one biodegradable matrix, such as a CG matrix. (Id. at 10). According to the Examiner, it would have been obvious to a skilled artisan at the time of the invention to substitute the Orgill II CG matrix with Spievack’s devitalized tissue for the same reasons discussed regarding the combination of Liu and Spievack, supra. Appellant contends that there is “no suggestion in the cited art of the use of a decellularized tissue in a composite with a mesh that is suitable for hernia repair.” (App. Br. 7). Appellant asserts that “[n]either the material or Spievack nor Orgill [I] could be used to provide the structural strength necessary for hernia repair.” (Id.). Additionally, Appellant asserts that “Liu offers no suggestion that the polymer outer shell would overcome the problems of maximizing cellular infiltration or neovascularization while providing a barrier against visceral adhesion, and while also promoting incorporation of mesh into the abdominal wall….” (Id.). Also according to Appellant, Liu “teaches away from a composite of a biodegradable barrier material of decellularized tissue integrated with a support material” because Liu disclosed “only composites in which the core and shell are both bioabsorbable or both non-absorbable” rather than Appeal 2010-007000 Application 10/406,153 8 “integrating a nondegradable structural support material with biodegradable barrier materials.” (Id. at 7-8). Appellant also asserts Liu teaches away from the claimed compositions “in which the inner layer provides structural strength while the outer layer provides a matrix for tissue ingrowth with a reduce incidence of adhesions” by teaching that both or all layers must be bonded into a single structural unit. (Id. at 8-9). Appellant contends that Liu’s materials are processed differently than the claimed compositions because Liu disclosed that its materials are “extruded polymers or polymers melted and formed into a unified structural entity.” (Id. at 9-10). According to Appellant, such materials “cannot include or suggest a decellularized tissue that functions as described in the present specification and examples,” i.e., materials that “would allow for the formation of highly porous, fibrous matrix that would permit new tissue ingrowth prior to matrix degradation.” (Id. at 11). Appellant further contends that it is not clear that Spievack’s devitalized tissue would functionally combine with Liu’s composite to provide a “unified solid structural composition as required by Liu,” or that the combination “would result in greater reductions in adhesion surface area, adhesion grade and bowel involvement than other known matrix materials when used for abdominal wound repair.” (Id. at 11). Additionally, Appellant asserts that Orgill I described “only materials for use on the skin surface for repair of skin wounds” which would not be suitable for use in hernia repair “because they would be expected to adhere to the viscera.” (Id. at 11-12). Appellant also asserts that Orgill I differs from the “claimed materials” because Orgill I’s materials are “completely bioabsorbed and no structural mesh is left in the skin.” (Id. at 12). Further, Appeal 2010-007000 Application 10/406,153 9 Appellant asserts that “neither Spievack nor Orgill I” described using “their respective materials as coatings on surgical mesh for use next to a visceral surface.” (Id.). According to Appellant, it was a “surprising discovery that the claimed matrix material adheres to the musculofascial tissue, but exhibit very low adherence to visceral organs” so as to be useful in a hernia repair composite. (Id.). Regarding the rejections over combinations including Orgill II, and claim 25 in particular, Appellant asserts the claimed invention is patentable “because the use of decellularized tissue with a support material is significantly and unexpectedly better at reducing adhesion than the use of the previously disclosed matrix materials with a support material.” (Id. at 13-14). According to Appellant, the Declaration of Dr. Robert Allen Smith provides evidence of these asserted surprising results. (Id. at 14). Additionally, Appellant asserts that the Specification examples and research published after the present application was filed “illustrate the improved performance of construct that used decellularized tissue over [the prior art] that used collagen-glycosaminoglycan matrix,” i.e., reduced adhesion strength and adhesion grade. (Id.). The issues with respect to these rejections are: whether the record supports the Examiner’s conclusion that the cited references would have made the claimed compositions and methods prima facie obvious, and if so, whether Appellant has provided evidence of unexpected results such that the totality of evidence weighs in favor of nonobviousness. Findings of Fact 2. We agree with the Examiner’s findings concerning the explicit teachings of each of the prior art references. (See Ans. 4-13). Appeal 2010-007000 Application 10/406,153 10 3. Orgill II stated “[i]n a particular embodiment, the tissue repair is a hernia repair….” (Orgill II p. 5, ll. 14-15). Principles of Law The question of obviousness is resolved on the basis of underlying factual determinations including (1) the scope and content of the prior art, (2) any differences between the claimed subject matter and the prior art, (3) the level of skill in the art, and (4) where in evidence, so-called secondary considerations. Graham v. John Deere Co., 383 U.S. 1, 17-18 (1966). “[W]hile it is true that claims are to be interpreted in light of the specification . . . , it does not follow that limitations from the specification may be read into the claims. . . . It is the claims that measure the invention.” Sjolund v. Musland, 847 F.2d 1573, 1581-82 (Fed. Cir. 1988) (emphasis in original, citation omitted). A prior art reference is said to teach away from an Applicant’s invention “when a person of ordinary skill, upon reading the reference, would be discouraged from following the path set out in the reference, or would be led in a direction divergent from the path that was taken by the applicant.” In re Gurley, 27 F.3d 551, 553 (Fed. Cir. 1994). A showing of unexpected results must be commensurate in scope with the breadth of the claims. In re Grasselli, 713 F.2d 731, 743 (Fed. Cir. 1983); see also In re Greenfield, 571 F.2d 1185, 1189 (CCPA 1978) (“[O]bjective evidence of non-obviousness must be commensurate in scope with the claims.”). Appeal 2010-007000 Application 10/406,153 11 Analysis We are not persuaded of nonobviousness by Appellant’s arguments asserting that the prior art either does not teach or suggest, or teaches away from, compositions and/or methods having features not required by the claims. The features not found in actual claim limitations are: (a) that are suitable use in hernia repair; (b) that “maximize[e] cellular infiltration or neovascularization while providing a barrier against visceral adhesion, and while also promoting incorporation of mesh into the abdominal wall;” (c) “in which the inner layer provides structural strength while the outer layer provides a matrix for tissue ingrowth with a reduce incidence of adhesions;” (d) that “would allow for the formation of highly porous, fibrous matrix that would permit new tissue ingrowth prior to matrix degradation;” (e) that “would result in greater reductions in adhesion surface area, adhesion grade and bowel involvement than other known matrix materials when used for abdominal wound repair;” and (f) using “their respective materials as coatings on surgical mesh for use next to a visceral surface.” (See App. Br. 7-15). We do not read these features into the claims. Sjolund, 847 F.2d at 1581-82. Accordingly, these features are not differences between the claimed subject matter and the prior art with respect to an obviousness analysis. See Graham, 383 U.S. at 17-18. To the extent that claim 24 recites hernias among the list of possible wounds for repair, both Liu and Orgill II expressly disclosed that their compositions were useful in “hernia repair.” (See Ans. 5 and FF-3). Nor are we persuaded by Appellant’s assertion that Liu taught away from “a composite of a biodegradable barrier material of decellularized tissue integrated with a support material” by disclosing composites in which Appeal 2010-007000 Application 10/406,153 12 the core and shell are both bioabsorbable, as Appellant asserts. (See App. Br. 7-8). As the Examiner explained, only claim 26 requires the support material to be made of a material that is non-absorbable, e.g., polypropylene. (See Ans. 14). In rejecting claim 26 over combinations including Liu, the Examiner found that Campos disclosed using polypropylene mesh for hernia repair (Ans. 10), a finding unchallenged by Appellant. Liu did not address combining polypropylene, or any other non-absorbable support material with a biodegradable barrier material. Consequently, Liu cannot be said to have discouraged such combination, see Gurley, 27 F.3d at 553, or criticized or discredited such an alternative. Appellant argues that unexpected or surprising results have been shown. In particular, Appellant contends that it was a “surprising discovery that the claimed matrix material adheres to the musculofascial tissue, but exhibits very low adherence to visceral organs” so as to be useful in a hernia repair composite. (App. Br. 12). According to Appellant “the use of decellularized tissue with a support material is significantly and unexpectedly better at reducing adhesion than the use of the previously disclosed matrix materials with a support material.” (Id. at 13). Appellant relies upon the Declaration of Dr. Smith as evidence, with particular relevance to claim 25. (Id. at 14). However, the claims do not require the instant compositions or methods to reduce adhesion strength and/or adhesion grade. Moreover, as the Examiner explained (Ans. 17) the Declaration of Dr. Smith and the Specification examples specifically refer to the use of an AlloDerm/propylene mesh, which the claims also do not require. (Compare Smith Dec. ¶¶ 5-8 with Claims App’x). Therefore, we do not find that Appeal 2010-007000 Application 10/406,153 13 Appellant has provided evidence of unexpected and surprising results that are commensurate in scope with the breadth of the claims. See Grasselli, 713 F.2d at 743; see also Greenfield, 571 F.2d at1189. Consequently, we conclude that the totality of evidence, including Appellant’s evidence of unexpected results, weighs in favor of obviousness. Appellant also contends that “new claims 42-53 have been added to overcome [the obviousness] rejection” and are allowable over the cited art. (App. Br. 15). However, these claims were in an amendment after final rejection which was not entered. (Ans. 17). These claims are not pending and therefore not on appeal. Claims 2, 4-6, and 11-24, and 26-41 have not been argued separately and therefore stand or fall with claim 1. 37 C.F.R. § 41.37(c)(1)(vii). Accordingly, we affirm the Examiner’s obviousness rejections of claims 1, 2, 4-6, 8 and 11-41. CONCLUSIONS OF LAW The rejection did not establish a prima facie case of indefiniteness for claim 8. Appellant has not demonstrated unexpected results commensurate in scope with the claimed subject matter. The evidence supports the Examiner’s determination that claims 1, 2, 4-6, 8 and 11-41 would have been obvious over the combined prior art to a person of ordinary skill in the art at the time of the invention. SUMMARY We reverse the rejection of claim 8 under 35 U.S.C. § 112, second paragraph, as being indefinite; Appeal 2010-007000 Application 10/406,153 14 we affirm the rejection of claims 1, 2, 4-6, 8, 11, 14-18, 21-25, 29-33, and 36-41 under 35 U.S.C. §103(a) over Liu, Spievack, Orgill I, and if necessary further in view of Brendel or Goldstein; we affirm the rejection of claims 12, 13, 27 and 28 under 35 U.S.C. §103(a) over Liu, Spievack, Orgill I, Bolea, and if necessary further in view of Brendel or Goldstein; we affirm the rejection of claims 19, 20, 34 and 35 under 35 U.S.C. §103(a) over Liu, Spievack, Orgill I, Boyce, and if necessary further in view of Brendel or Goldstein; we affirm the rejection of claim 26 under 35 U.S.C. §103(a) over Liu, Spievack, Orgill I, Campos, and if necessary further in view of Brendel or Goldstein; we affirm the rejection of claims 1, 2, 4-6, 8, 11, 21-26, and 36-41 under 35 U.S.C. §103(a) over Orgill II, Spievack, Orgill I, and if necessary further in view of Brendel or Goldstein; we affirm the rejection of claims 14-18 and 29-33 under 35 U.S.C. §103(a) over Orgill II, Spievack, Orgill I, Liu, and if necessary further in view of Brendel or Goldstein; we affirm the rejection of claims 12, 13, 27 and 28 under 35 U.S.C. §103(a) over Orgill II, Spievack, Orgill I, Bolea, and if necessary further in view of Brendel or Goldstein; and we affirm the rejection of claims 19, 20, 34, and 35 under 35 U.S.C. §103(a) over Orgill II, Spievack, Orgill I, Boyce, and if necessary further in view of Brendel or Goldstein. Appeal 2010-007000 Application 10/406,153 15 No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a). AFFIRMED lp VINSON & ELKINS, L.L.P. FIRST CITY TOWER 1001 FANNIN STREET, SUITE 2500 HOUSTON TX 77002-6760 Copy with citationCopy as parenthetical citation