Ex Parte Burdinski et alDownload PDFPatent Trial and Appeal BoardOct 7, 201612744494 (P.T.A.B. Oct. 7, 2016) Copy Citation UNITED STA TES p A TENT AND TRADEMARK OFFICE APPLICATION NO. FILING DATE FIRST NAMED INVENTOR 121744,494 05/25/2010 Dirk Burdinski 24737 7590 10/12/2016 PHILIPS INTELLECTUAL PROPERTY & STANDARDS 465 Columbus A venue Suite 340 Valhalla, NY 10595 UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www .uspto.gov ATTORNEY DOCKET NO. CONFIRMATION NO. 2007P01655WOUS 2778 EXAMINER SCHLIENTZ, LEAH H ART UNIT PAPER NUMBER 1618 NOTIFICATION DATE DELIVERY MODE 10/12/2016 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address( es): marianne.fox@philips.com debbie.henn@philips.com patti. demichele@Philips.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE BEFORE THE PATENT TRIAL AND APPEAL BOARD Ex parte DIRK BURDINSKI, SANDER LANGEREIS and JEROEN ALPHONS PIKKEMAAT Appeal2015-003972 Application 12/744,4941 Technology Center 1600 Before ULRIKE W. JENKS, RICHARD J. SMITH and DAVID COTTA, Administrative Patent Judges. COTTA, Administrative Patent Judge. DECISION ON APPEAL This is an appeal under 35 U.S.C. § 134 involving claims to a contrast agent for magnetic resonance imaging based on chemical exchange- dependent saturation transfer. The Examiner rejected the claims on appeal as anticipated and obvious. We affirm. 1 According to Appellants, the real party in interest is Koninklijke Philips, N.V. App. Br. 3. Appeal2015-003972 Application 12/744,494 STATEMENT OF THE CASE Claims 1-16 are on appeal. 2 Claim 1 is illustrative and reads as follows: 1. A contrast agent for Magnetic Resonance Imaging (MRI) based on Chemical Exchange-dependent Saturation Transfer (CEST), the agent comprising a non-spherical carrier comprising a semipermeable shell, wherein the shell comprises a paramagnetic compound, the shell enclosing a cavity comprising an MR analyte, wherein the semipermeable shell allows diffusion of the MR analyte and the MR analyte is capable of diffusion through the semipermeable shell, and wherein the cavity does not comprise a paramagnetic shift reagent substantially interacting with the analyte. The claims stand rejected as follows: Claims 1--4, 6-8, and 11-13 under 35 U.S.C. § 102(b) as unpatentable over Li. 3 Claims 1--4, 6-8, and 11-14 under 35 U.S.C. § 103(a) as unpatentable over the combination of Li and Port. 4 Claims 1--4 and 6-14 under 35 U.S.C. § 103(a) as unpatentable over the combination of Li, Port, and Viglianti. 5 2 Appellants' brief identifies only claims 1-14 as on appeal. App Br. 3. However, Appellants appeal from and discuss a ground of rejection that included claims 15 and 16. App. Br. at 14-15. Accordingly, we treat claims 15 and 16 as being part of this appeal. 3 Li et al., U.S. Patent No. 5,512,294, issued Apr. 30, 1996 ("Li"). 4 Port, U.S. Patent Publication No. 2007/0292354 Al, published Dec. 20, 2007 ("Port"). 5 Viglianti et al., U.S. Patent Publication No. 2004/0101969 Al, published May 27, 2004 ("Viglianti"). 2 Appeal2015-003972 Application 12/744,494 Claims 1--4, 6-8, and 11-14 under 35 U.S.C. § 103(a) as unpatentable over the combination of Lattuada, 6 and T erreno. 7 Claims 1-8 and 11-16 under 35 U.S.C. § 103(a) as unpatentable over the combination of Lattuada, Terreno, Schroder8 and Driehuys. 9 REJECTION OF CLAIMS 1--4, 6-8 AND 11-13 AS ANTICIPATED BY LI Appellants argue claims 1-4, 6-8 and 11-13 together as a group. We designate claim 1 as representative. The Examiner found that Li disclosed "liposomes [that] may be linked to contrast ions for magnetic resonance imaging and radioisotope imaging." Ans. 5. The Examiner determined that Li's paramagnetic liposome met all of the limitations of claim 1. Ans. 2--4. Appellants contend that Li does not disclose several of the limitations of claim 1. Appellants contend that Li does not disclose a non-spherical carrier. App. Br. 7. We disagree. Li states: The size and shape of the paramagnetic polymerized liposomes have been ascertained by transmission electron microscopy and by atomic force microscopy, as shown in FIGS. 7 and 8. They appear as 6 Lattuada et al., U.S. Patent Publication No. 2008/0317668 Al, published Dec. 25, 2008 ("Lattuada"). 7 Terreno et al., Highly Shifted LIPOCEST Agents Based on the Encapsulation of Neutral Polynuclear Paramagnetic Shift Reagents, J. Chem. Commun. 600-602 (2008) ("Terreno"). 8 Schroder et al., Molecular Imaging Using a Targeted Magnetic Resonance Hyperpolarized Biosensor, 314 Science 446--49, Oct. 20, 2006 ("Schroder"). 9 Driehuys et al., U.S. Patent Publication No. 2004/0005273 Al, published Jan. 8, 2004 ("Driehuys"). 3 Appeal2015-003972 Application 12/744,494 prolate ellipsoids with minor axes on the order of the membrane pore and major axes about 50 percent greater. Li col. 11, 11. 62-67. An ellipsoid is not a sphere. Li's liposome thus meets the "non-spherical carrier" limitation of claim 1. Appellants also contend that Li does not disclose a cavity enclosed within a semipermeable shell. App. Br. 7. We disagree. Li discloses a bilayer liposome. Li col. 5, 11. 52-55. The Specification teaches that bilayer liposomes enclose a cavity. Specification p. 5, 11. 28-30 ("Liposomes are generally spherical vesicles comprising a bilayer membrane enclosing a cavity."). The fact that Li does not use the word "cavity" in describing its liposome does not mean that its liposome lacks a cavity, particularly given the general teaching of the Specification that liposomes enclose cavities. Appellants further contend that Li does not disclose that the cavity of its liposome lacks a paramagnetic shift reagent as recited in claim 1. App. Br. 8. The Examiner found that this limitation was met because the only paramagnetic ions disclosed in Li are taught to be attached to the exterior surface of the liposomes. Ans. 16-17 (citing Li col. 5, 11. 17-18). In particular, the Examiner noted that Li did not disclose that a hydrophilic shift agent was present in the core. Ans. 1 7. The Examiner also found that both Li and Example 1 of the Specification disclose liposomes that incorporate an amphiphilic metal chelate in the lipid shell. Id. at 19. Put another way, the Examiner found that Li and Example 1 of the Specification disclosed products that were substantially identical in structure or composition. Id. Based on the substantial identity of embodiments and the absence of any disclosure that Li's core includes a shift agent, the Examiner determined that the burden had shifted to the Appellants to show differences 4 Appeal2015-003972 Application 12/744,494 between the claimed contrast agent and Li's liposome. Id. (citing In re Best, 562 F.2d 1252, 1255 (CCPA 1977)). Appellants do not offer evidence that the cavity or core of Li's liposome does, in fact, include a paramagnetic shift agent. Instead, Appellants fault the Examiner for not proving the negative - i.e. the absence of a shift agent. We find that a preponderance of the evidence supports the Examiner's finding that the liposomes disclosed in Li do not include a paramagnetic shift agent. That Li does not expressly state that there are no paramagnetic ions in the core of its liposome should not be taken as an indication that there are, in fact, paramagnetic ions present in the core. One would expect that if paramagnetic ions were present in Li's core, Li would say so. This is particularly true where Li expressly discloses that paramagnetic ions are present on the exterior of its liposome. See, Li col. 5, 11. 17-18. To the extent Appellants contend that there are paramagnetic ions in Li's core, it was Appellants burden to show that they are present. In re Best, 562 F.2d at 1255; In re Spada, 911 F.2d 705, 709 (Fed. Cir. 1990). Accordingly, we affirm the Examiner's rejection of claim 1 as unpatentable over Li. Because they were not argued separately, claims 2--4, 6-8 and 11-13 fall with claim 1. REJECTION OF CLAIMS 1--4, 6-8 AND 11-14 AS OBVIOUS OVER THE COMBINATION OF LI AND PORT Claim 14 reads in part, "A method of performing a CEST MRI scan on a person, wherein CEST contrast agents according to claim 1 are brought into body fluid of the person .... " The Examiner found that Li did not "specifically recite using his elliposoidal [sic, ellipsoidal] liposomes ... in a method of CEST MRI imaging on a person" as recited in claim 14. Ans. 6. 5 Appeal2015-003972 Application 12/744,494 The Examiner found, however that Port taught agents for CEST imaging. The Examiner concluded: Ans. 8. It would have been obvious to one of ordinary skill in the art at the time of the invention to employ the nonspherical liposomes bearing a paramagnetic complex in the liposome membrane taught by Li in methods of CEST imaging when the teaching of Li is taken in view of Port. One would have been motivated to do so because both Li and Port are directed to MR imaging using paramagnetic liposomes, and because Port teaches that CES T provides the advantage of reducing the water signal, which has been shown to occur when a proper radiofrequency (rf) irradiating field is applied at the resonance frequency of the exchangeable protons saturating it. This results in a net decrease of the bulk water signal intensity owing to a saturation transfer effect (Port paragraph 0002-0003). One would have had a reasonable expectation of success in using the nonspherical liposomes taught by Li in methods of CEST imaging because Port teaches that liposomes comprising polymerizable lipids are suitable. Appellants argue against this rejection on the ground that Li fails to disclose "at least one feature of claim l" for the reasons discussed in connection with the Examiner's first rejection. App. Br. 10. For the reasons discussed above, we are not persuaded by these arguments. In addition, Appellants contend that the Examiner's basis for combining Li and Port is "improper" because: [W]hile the Examiner did present a reason why one or [sic, of] ordinary skill in the art would combine the references, there is no articulated reasoning with some rational underpinning to support the legal conclusion of obviousness. In this case, there is no basis present as to why it is necessary to reduce "the water signal, which has been shown to occur when a proper radiofrequency (rf) 6 Appeal2015-003972 Application 12/744,494 irradiating field is applied at the resonance frequency of the exchangeable protons saturating it;" or why is it necessary to " ... decrease of the bulk water signal intensity owing to a saturation transfer effect." As such, the proffered reason to combined [sic] the references is merely conclusory, and provides no evidence or analysis that demonstrates why the requisite supposed reason actually exists and that it would have been recognized by one of ordinary skill in the art at the time the invention was made. Id. at 11. We disagree. The Examiner explained that reducing water signal and decreasing the bulk water signal intensity are "integral to CEST imaging." Ans. 20. The Examiner was not required, as Appellants apparently contend, to explain in detail how CEST imaging works and why it is necessary to reduce the water signal and decrease the bulk water single intensity in order to generate a CEST image. This is particularly true where CEST imaging appears to have been known since at least 2000. Port ,-i 3 (citing publication on CEST imaging from 2000). Appellants further argue that the relevance of Port's teaching to Li is unclear because Li does not disclose CEST contrast enhancement. Reply Br. 5. We are not persuaded. As the Examiner explained, Port's teaching is relevant to Li because they both teach imaging using liposomes that incorporate paramagnetic ions in the lipophilic membrane. See, Ans. 20. Port teaches an approach for producing "very satisfying" CEST images. Port if 17. Port also teaches that "water molecules encapsulated" in a liposome "with a shift agent such as a lanthanide complex ... inserted in the lipophilic layer" - i.e. liposomes like those disclosed in Li - can be used in its CEST imaging approach. Id. iii! 17-20. Port and Li thus provide rational underpinnings for the 7 Appeal2015-003972 Application 12/744,494 Examiner's finding that the claimed contrast agent would have been obvious. Appellants have not persuasively established otherwise. Accordingly, we agree with the Examiner: "As liposomes incorporating lanthanide ions in the lipophilic layer are taught for the intended use of CEST imaging, the skilled artisan would have been motivated to have predictably used such liposomes as a suitable encapsulating system in the methods of CEST imaging taught by Port. ... " Ans. 20. Accordingly, we affirm the Examiner's rejection of claim 14 as unpatentable over the combination of Li and Port. We affirm the Examiner's rejection of claims 1--4, 6-8, and 11-13 for the reasons discussed in connection with the Examiner's first rejection. REJECTION OF CLAIMS 1--4, 6-14 AS OBVIOUS OVER THE COMBINATION OF LI, PORT AND VIGLIANTI Claim 9 depends from claim 1 and adds the limitation "the agent comprising a drug, and the carrier being adapted to allow release of the drug through the application of energy." Claim 10 depends from claim 9 and adds the limitation "wherein the carrier is a thermosensitive liposome." The Examiner found that the combination of Li and Port did not "teach that the contrast agents comprise a drug wherein the carrier is adapted to allow release of the drug through the application of energy." Ans. 8. The Examiner found that this feature was taught by Viglianti which disclosed that "envirosensitive liposomes can be employed for in vivo monitoring of drug release and distribution from an envirosensitive liposome using MRI." Id. at 9. The Examiner concluded: It would have been obvious to one of ordinary skill in the art at the time of the invention to provide a 8 Appeal2015-003972 Application 12/744,494 Ans. 9-10. therapeutic agent in the non-spherical paramagnetic liposomal MRI agents taught by Li and Port when the teaching of Li is taken in view of Viglianti. One would have been motivated to do so because Viglianti teaches that thermosensitive liposomes containing therapeutic agent and contrast agent provide the advantage of therapeutic treatment in addition to monitoring by MRI. One would have had a reasonable expectation of success in doing so because Viglianti readily teaches suitable liposomal components for preparing liposomes having the desired effect, and Port teaches that thermosensitive liposomes are suitable (paragraph 0078,0081 ). Appellants argue against this rejection on the ground that Li fails to disclose "at least one feature of claim l" for the reasons discussed in connection with the Examiner's first rejection. App. Br. 11. For the reasons discussed above, we are not persuaded by these arguments. In addition, Appellants contend that the Examiner's basis for combining Li, Port and Viglianti is "improper" because: [W]hile the Examiner did present a reason why one or [sic, of] ordinary skill in the art would combine the references, there is no articulated reasoning with some rational underpinning to support the legal conclusion of obviousness. In this case, there is no basis present as to why it is necessary "to provide therapeutic a [sic] agent in the non-spherical paramagnetic liposomal MRI agents" or why the advantage gained by "thermosensitive liposomes containing therapeutic agent and contrast agent ... in addition to monitoring by MRI" would have motivated one skilled in the art to make the combination of Li, et al. and Viglianti. As such, the proffered reason to combined [sic] the references is merely conclusory, and provides no evidence or analysis that demonstrates why the requisite supposed reason actually exists and 9 Appeal2015-003972 Application 12/744,494 that it would have been recognized by one of ordinary skill in the art at the time the invention was made. App. Br. 12. We disagree. Viglianti discloses that tumors present "inherent perfusion limitations" that hinder treatment and that "[t]he ability to monitor and/or predict in vivo concentration distributions could improve treatment." Viglianti ,-i 113. Viglianti teaches that this benefit - improved treatment - is provided by "envirosensitive liposomes [that] can be employed for in vivo monitoring of drug release and distribution from an envirosensitive liposome using MRI." Id. Contrary to Appellants assertions, the potential for improved treatment, provides a clear basis for combining Li, Viglianti and Port. Accordingly, we affirm the Examiner's rejection of claims 9 and 10 as unpatentable over the combination of Li, Port, and Viglianti. We affirm the Examiner's rejection of claims 1--4, 6-8, and 11-14 for the reasons discussed in connection with the Examiner's first and second rejections. REJECTION OF CLAIMS 1--4, 6-8, AND 11-14 AS OBVIOUS OVER THE COMBINATION OF LATTUADA AND TERRENO Appellants argue claims 1--4, 6-8, and 11-14 together as a group. We designate claim 1 as representative. The Examiner found that Lattuada disclosed paramagnetic liposomes that act as CEST agents. Ans. 10. The Examiner found that Lattuada disclosed all of the limitations of claim 1 with the exception that it did not disclose non-spherical liposomes. Id. at 10-11. The Examiner found this limitation present in Terreno, which disclosed that "nonspherical paramagnetic liposomes as CEST imaging agents provided a significantly 10 Appeal2015-003972 Application 12/744,494 extended range of accessible irradiation frequency value compared to spherical liposomes. Id. at 11. The Examiner concluded: Ans. 11-12. It would have been obvious to one of ordinary skill in the art at the time of the invention to provide non- spherical liposomes comprising a paramagnetic complex incorporated in the membrane when the teaching of Lattuada is taken in view of Terreno. [] Lattuada teaches that paramagnetic complex can be encapsulated in the aqueous cavity of the liposome (if hydrophilic), and/or incorporated in the lipidic bilayer of the membrane (if amphiphilic ). Accordingly, Lattuada teaches that an encapsulated paramagnetic complex is not a necessary component of the system, which meets the instant claim limitation that the cavity does not comprise a paramagnetic shift reagent substantially interacting with the analyte. One would have been motivated to provide such CEST agents comprising liposomes having a paramagnetic complex incorporated in the lipidic bilayer of the membrane in nonspherical form with a reasonable expectation of success because Lattuada teaches that the chemical shift of the water proton is affected by the shape of the liposome (paragraph 0177), and because T erreno teaches that nonspherical paramagnetic liposomes as CEST imaging agents provided a significantly extended range of accessible irradiation frequency value compared to spherical liposomes. Appellants argue that Lattuada does not preclude the presence of a paramagnetic shift agent in the cavity as required by claim 1. More particularly, Appellants argue that Lattuada's disclosure that "a paramagnetic complex can be encapsulated in the aqueous cavity of the liposome (if hydrophilic) and/or incorporated in the lipidic bilayer of the membrane (if amphiphilic )" does not meet the requirement of claim 1 that 11 Appeal2015-003972 Application 12/744,494 "the cavity does not comprise a paramagnetic shift reagent." App. Br. 12- 13. We disagree. As the Examiner correctly explained in the Answer: Ans. 22. The recitation of a paramagnetic complex encapsulated in the aqueous cavity "and/or" incorporated in the lipidic bilayer of the membrane indicates that the paramagnetic complex can be present 1) in both aqueous cavity and incorporated in the lipidic bilayer or 2) in the aqueous cavity of the liposome only, or 3) incorporated in the lipidic bilayer only. Accordingly, a skilled artisan desiring to provide a paramagnetic complex incorporated in the lipidic membrane (in the alternative to in the aqueous cavity) meets the instant claim limitation that the cavity does not comprise a paramagnetic shift reagent substantially interacting with the analyte. Appellants contend that the Examiner's basis for combining Lattuada and T erreno is "improper" because: [W]hile the Examiner did present a reason why one or [sic, of] ordinary skill in the art would combine the references, there is no articulated reasoning with some rational underpinning to support the legal conclusion of obviousness. In this case, there is no basis present as to why it is useful "such CEST agents comprising liposomes having a paramagnetic complex incorporated in the lipidic bilayer of the membrane in nonspherical form." As such, the proffered reason to combined [sic] the references is merely conclusory, and provides no evidence or analysis that demonstrates why the requisite supposed reason actually exists and that it would have been recognized by one of ordinary skill in the art at the time the invention was made. App. Br. 13. We disagree. Terreno discloses "[m]ore recently, a significant extension of the accessible L'1intralipo values for LIPOCEST agents has been achieved by 12 Appeal2015-003972 Application 12/744,494 exploiting the bulk magnetic susceptibility (BivIS) shift contribution; this requires the compartmentalization of the paramagnetic SR in non- spherical liposomes." Terreno 600 (emphasis added). Terreno then proceeds to describe multiple advantages of extended L'1intralipo values, including: (i) the exploitation of faster exchange rates that in tum, will result in more efficient saturation transfer effects; (ii) the reduction of artifacts arising from field inhomogeneity and spillover effects that are particularly relevant when the signal of the exchanging proton pool lies close to the bulk water signal; (iii) the selective detection of different LIPOCEST probes simultaneously present in the same region of interest, (iv) the negligibility of contributions arising from endogenous· proteins or solid-like mobile protons immobilized in tissue (conventional magnetization transfer contrast). Id. Contrary to Appellants' assertions, Terreno's teaching that non-spherical liposomes are required in order to obtain the multiple benefits of extended L'1intralipo values provides a clear basis as to why it would be useful to use a non-spherical form of the liposomes disclosed in Lattuada. Accordingly, we affirm the Examiner's rejection of claim 1 as unpatentable over the combination of Lattuada and Terreno. Because they were not argued separately, claims 2--4, 6-8, and 11-14 fall with claim 1. REJECTION OF CLAIMS 1-8 AND 11-16 AS OBVIOUS OVER THE COMBINATION OF LATTUADA, TERRENO, SCHRODER AND DRIEHUYS Claims 5, 15, and 16 require that the analyte be hyperpolarized nobel gas (claim 5 specifies that the gas be xenon or helium). The Examiner found that the combination of Lattuada and Terreno "do not teach hyperpolarized xenon as the nuclei which is detected by CEST MRI." Ans. 12. The 13 Appeal2015-003972 Application 12/744,494 Examiner found, however, that Schroder taught the detection ofbiosensor- bound xenon using a HYPER-CEST imaging method. Id. at 12-13. The Examiner concluded: Id. at 13. It would have been obvious to one of ordinary skill in the art at the time of the invention to substitute hyperpolarized xenon for water proton as the nuclei detectable by CEST MRI in the non-spherical paramagnetic liposomes LIPOCEST MRI agents taught by Lattuada and T erreno when the teachings of Lattuada and Terreno are taken in view of Schr[o]der. One would have been motivated to do so, with a reasonable expectation of success, because Schr[o]der teaches that use the signal of free hyperpolarized xenon to dramatically alter the xenon biosensor signal via CEST is 10,000 times more sensitive than previous CEST methods and other molecular magnetic resonance imaging techniques (abstract). Appellants argue against this rejection on the same grounds that Appellants contested the Examiner's rejection based on the combination of Lattuada and Terreno. App. Br. 14. For the reasons discussed above, we are not persuaded by these arguments. In addition, Appellants contend that the Examiner's basis for combining Lattuada, Terreno and Schroder is "improper" because: [W]hile the Examiner did present a reason why one or [sic, of] ordinary skill in the art would combine the references, once again, there is no articulated reasoning with some rational underpinning to support the legal conclusion of obviousness. In this case, there is no basis present as to why it is useful to ["]provide the signal ... to dramatically alter the xenon biosensor signal via CEST is 10,000 times more sensitive than previous CEST methods and other molecular magnetic resonance 14 Appeal2015-003972 Application 12/744,494 imaging techniques." As such, the proffered reason to combined [sic] the references is merely conclusory, and provides no evidence or analysis that demonstrates why the requisite supposed reason actually exists and that it would have been recognized by one of ordinary skill in the art at the time the invention was made. App. Br. at 15. We disagree. Schroder discloses a MRI approach in which xenon atoms are linked to biomolecular targets. Schroder discloses: This technique uses the signal of free hyperpolarized xenon to dramatically amplify the sensor signal via chemical exchange saturation transfer (CEST). Because it is~ 10,000 times more sensitive than previous CEST methods and other molecular magnetic resonance imaging techniques, it marks a critical step toward the application of xenon biosensors as selective contrast agents in biomedical applications. Schroder Abstract. Contrary to Appellants' assertions, Schroder's teaching that using a xenon labeled biosensor in connection with CEST imaging is"~ 10,000 times more sensitive than previous CEST methods" provides a clear basis as to why it would be useful to use xenon in the liposome of Lattuada. Accordingly, we affirm the Examiner's rejection of claims 5, 15, and 16 as unpatentable over the combination of Lattuada, Terreno, and Schroder. We affirm the Examiner rejection of claims 1-4, 6-8, and 11-14 for the reasons discussed in connection with the Examiner's rejection of those claims over the combination of Lattuada and Terreno. 15 Appeal2015-003972 Application 12/744,494 SUivIIvIAR Y For these reasons and those set forth in the Examiner's Answer, the Examiner's final decision to reject claims 1-16 is affirmed. No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § l.136(a)(l). AFFIRMED 16 Copy with citationCopy as parenthetical citation