Ex Parte Biebesheimer et alDownload PDFBoard of Patent Appeals and InterferencesApr 26, 201010388277 (B.P.A.I. Apr. 26, 2010) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE BOARD OF PATENT APPEALS AND INTERFERENCES ____________ Ex parte DEBRA L. BIEBESHEIMER, DONN P. JASURA, NEAL M. KELLER, JUHNYOUNG LEE, and STEVE J. ROLANDO ____________ Appeal 2009-003383 Application 10/388,277 Technology Center 3600 ____________ Decided: April 26, 2010 ____________ Before HUBERT C. LORIN, ANTON W. FETTING, and JOSEPH A. FISCHETTI, Administrative Patent Judges. FISCHETTI, Administrative Patent Judge. DECISION ON REQUEST FOR REHEARING Appeal 2009-003383 Application 10/388,277 2 STATEMENT OF THE CASE The Appellants filed a Request for Rehearing under 37 C.F.R. § 41.52(a)(3) (2007) on November 30, 2009 of the Decision on Appeal September 29, 2009. In so doing, the Board affirmed the rejection of claims 1, 5-14 under 35 U.S.C. § 102(e) as being anticipated by Reisman, and claims 2-4 under 35 U.S.C. § 103(a) as being unpatentable over Reisman in view of Robarts. In the Request for Rehearing, the Appellants argued the following: [1.]…since the Board's Decision found it necessary to rely on facts and to rely on arguments, not present in the Final Rejection or Answer, based on those facts it, in Appellants' view, this necessarily means that the Examiner in the Final Action and Answer did not make out a prima facie case of anticipation under 35 USC 102(e). If the facts relied on by the Examiner n the Final Rejection or Answer made out a prima facie case of anticipation, the Board's Decision would not have had to rely on facts and arguments not relied on by the Examiner. Thus the Board's Decision in sustaining the Examiner's 35 USC 102(e) rejections by relying on new facts and arguments is equivalent to withdrawing the Final Rejection and introducing a new 35 USC 102(e) rejection. (Request 3-4). [2.] Appellants in a Request for Rehearing should not be required to respond to new facts an arguments even if they are sustaining the same rejections appealed, Appellants request that their Request that Prosecution be reopened be granted so that Appellants can introduce new facts, arguments and amendments in rebuttal to the new facts and arguments presented in the Board's Appeal 2009-003383 Application 10/388,277 3 Decision. (Request 4-5). [3.] It is Appellants position that the reliance: of' the Board's Decision on facts and arguments not relied on by tile Final Action and Answer necessarily means that the reasons given by the Examiner in the Final Rejection and Answer are necessarily an error. If it were not an error, the Board's Decision would not. Have to rely on .facts and arguments not relied on by the Examiner. It is Appellants’ position that the since the Board's Decision had to rely on facts and arguments not relied on by the Examiner, Appellants argument must necessarily have overcome the reasons given by the Examiner in the Final Rejection and Answer in support or the 35 USC 102(e) and 103(a) rejections. Thus based only on the Examiner's argument in the Final Rejection and Answer Appellants should win this appeal. (Request 5). We have reviewed the Request for Reconsideration. We modify our position as follows: We vacate our affirmance of the following rejections: The rejection of claims 1 and 5-14 under §102(e) over Reisman; and The rejection of claims 2-4 under §103 over Reisman and Robarts. Claims 1 and 5-10. As further explained below, we will enter a new ground of rejection of claims 1-4, and 6 under 35 U.S.C. § 112, first paragraph as failing to meet the enablement requirement. Our decision in this regard is based solely on Appeal 2009-003383 Application 10/388,277 4 the enablement deficiency and does not reflect on the adequacy of the prior art evidence applied in support of the rejection. As further explained below, we will enter a new ground of rejection of claims 5 and 7-10 under 35 U.S.C. § 112, second paragraph as failing to particularly point out and distinctly claim the subject matter which applicants regard as the invention. Therefore, the rejection over prior art must fall, pro forma, as being necessarily based on speculative assumptions as to the scope of this claim. See In re Steele, 305 F.2d 859, 862-63 (CCPA 1962). Our decision in this regard is based solely on the indefiniteness of the subject matter and does not reflect on the adequacy of the prior art evidence applied in support of the rejection. Claims 11-14 As further explained below, we will enter a new ground of rejection of claims 11-14 under 35 U.S.C. § 112, second paragraph, because they are indefinite. Therefore, the rejection over prior art must fall, pro forma, as being necessarily based on speculative assumptions as to the scope of this claim. See In re Steele, 305 F.2d 859, 862-63 (CCPA 1962). Our decision in this regard is based solely on the indefiniteness of the subject matter and does not reflect on the adequacy of the prior art evidence applied in support of the rejection. Appeal 2009-003383 Application 10/388,277 5 PRINCIPLES OF LAW 35 U.S.C. Section 112, Paragraph Six When statutory interpretation is at issue, the plain and unambiguous meaning of a statute prevails in the absence of clearly expressed legislative intent to the contrary. See Mansell v. Mansell, 490 U.S. 581, 592, (1989); Hoechst Aktiengesellschaft v. Quigg, 917 F.2d 522, 526, 16 USPQ2d 1549, 1552 (Fed.Cir. (1990). The statutory language at issue in this case reads: An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. [Emphasis ours.] 35 U.S.C. Section 112, Paragraph Six (1988). The plain and unambiguous meaning of paragraph six is that one construing means-plus-function language in a claim must look to the specification and interpret that language in light of the corresponding structure, material, or acts described therein, and equivalents thereof, to the extent that the specification provides such disclosure. Paragraph six does not state or even suggest that the PTO is exempt from this mandate, and there is no legislative history indicating that Congress intended that the PTO should be. In re Donaldson 16 F3d 1189, 1194 (Fed. Cir. 1994). Construing means-plus-function language, in accordance with 35 U.S.C. § 112, paragraph 6, is a burden that falls initially on the Office. The record should include a claim construction analysis. Claim construction is an important preliminary step in any analysis to determine whether subject matter claimed would have been obvious to one of ordinary skill in the art at the time of the invention. Analysis begins with a key legal question - what is the invention claimed? Courts are required to view the claimed invention as a whole. 35 U.S.C. § 103. Claim interpretation, in light of the Appeal 2009-003383 Application 10/388,277 6 specification, claim language, other claims, and prosecution history, is a matter of law and will normally control the remainder of the decisional process. Panduit Corp. v. Dennison Mfg. Co., 810 F.2d 1561, 1567-68 (Fed. Cir. 1987). A claim limitation that includes the term “means” is presumed to be intended to invoke means-plus-function treatment, i.e., treatment under 35 U.S.C. §112, 6th paragraph. Rodime PLC v. Seagate Tech., Inc., 174 F.3d 1294, 1302 (Fed. Cir. 1999) (“presumed an applicant advisedly used the word “means” to invoke the statutory mandates for means-plus-function clauses.”). When no structure is described in the Specification to support a means-plus-function limitation in a claim, the disclosure is inadequate to explain to one of ordinary skill in the art what is meant by the claim language. In such a situation, a means-plus-function claim would not be amenable to construction and thus would fail to particularly point out and distinctly claim the invention as required by the second paragraph of section 112. "[I]f one employs means-plus-function language in a claim, one must set forth in the specification an adequate disclosure showing what is meant by that language. If an applicant fails to set forth an adequate disclosure, the applicant has in effect failed to particularly point out and distinctly claim the invention as required by the second paragraph of section 112." In re Donaldson Co., 16 F.3d 1189, 1195 (Fed.Cir.1994) (en banc). …. This duty to link or associate structure to function is the quid pro quo for the convenience of employing § 112, ¶ 6. See O.I. Corp. v. Tekmar Co., 115 F.3d 1576, 1583 (Fed. Cir. 1997). "Fulfillment of the § 112, ¶ 6 trade-off cannot be satisfied when there is a total omission of structure." Atmel, 198 F.3d at 1382. While corresponding structure need not include Appeal 2009-003383 Application 10/388,277 7 all things necessary to enable the claimed invention to work, it must include all structure that actually performs the recited function. See Cardiac Pacemakers, Inc. v. St. Jude Med., Inc., 296 F.3d 1106, 1119 (Fed.Cir.2002). Default Proof Credit Card Sys. v. Home Depot U.S.A., Inc., 412 F.3d 1291, 1298 (Fed. Cir. 2005). Mechanism For Language “[T]he '254 patent's claim language does not include the word “means,” but instead the similar word “mechanism.” This court has had several prior occasions to consider the applicability of means-plus-function treatment in the context of the claim term “mechanism.” In Massachusetts Institute Of Technology v. Abacus Software, 462 F.3d 1344, 1354 (Fed. Cir. 2006) (“MIT”), this court considered the applicability of means-plus-function treatment to the term “colorant selection mechanism.” This court noted that “[t]he generic terms 'mechanism,' 'means,' 'element,' and 'device,' typically do not connote sufficiently definite structure [to avoid means-plus- function treatment] … The term 'mechanism' standing alone connotes no more structure than the term 'means.'” Id. (emphasis added). Welker Bearing Co. v. PHD Inc., 550 F.3d 1090, 1096 (Fed. Cir. 2008). Construing means-plus-function claim language Construing means-plus-function claim language in accordance with 35 U.S.C. § 112, paragraph 6, is a two step process. The first step in construing a means-plus-function claim limitation is to define the particular function of the claim limitation. Budde v. Harley-Davidson, Inc., 250 F.3d 1369, 1376 (Fed.Cir.2001). “The court must construe the function of a means-plus-function limitation to include the limitations contained in the claim language, and only those limitations.” Cardiac Pacemakers, Inc. v. St. Jude Med., Inc., 296 F.3d 1106, 1113 (Fed.Cir.2002). Thus, according to the language of claim 11, the function of the “horizontal drive means” is “rotating said lamp unit in a horizontal direction.” Ordinary Appeal 2009-003383 Application 10/388,277 8 principles of claim construction govern interpretation of this claim language, see id., and, for all the reasons discussed in the preceding two sections, we construe this function according to its ordinary meaning as not requiring rotation through 360°. The next step in construing a means-plus-function claim limitation is to look to the specification and identify the corresponding structure for that function. “Under this second step, ‘structure disclosed in the specification is “corresponding” structure only if the specification or prosecution history clearly links or associates that structure to the function recited in the claim.’ ” Med. Instrumentation & Diagnostics Corp. v. Elekta AB, 344 F.3d 1205, 1210 (Fed.Cir.2003) (quoting B. Braun Med. Inc. v. Abbott Labs., 124 F.3d 1419, 1424 (Fed.Cir.1997)). Golight Inc. v. Wal-Mart Stores Inc., 355 F.3d 1327, 1333-34 (Fed. Cir. 2004). Single Means Claims To set forth at the outset what should be apparent, claim 35 is a single means claim. It is not disputed that it is drafted in means-plus- function format, and it is not disputable that it is drawn to a single element. A mere recital of a multitude of elements or steps in a claim is not determinative of the invention it defines. A claim must be read in accordance with the precepts of English grammar. In claim 35, the invention defined is what follows the word “comprising.” Indeed, appellant has admitted that claim 35 is drawn to only a single element when he asserts that it is not drawn to a combination. Appellant's denomination of every noun in the claim as a separate element ignores the fact that these words function as mere description of the single claimed means. Having made clear that, in our view, claim 35 denotes only a single means, we agree with the board that it is properly rejected under §112, but we disagree with the board that the second paragraph of §112 is the proper statutory basis for the rejection. The proper statutory rejection of a single means claim is the requirement of the first paragraph of §112 that the enabling disclosure of the specification be commensurate in scope with the claim under consideration. Appeal 2009-003383 Application 10/388,277 9 The long-recognized problem with a single means claim is that it covers every conceivable means for achieving the stated result, while the specification discloses at most only those means known to the inventor. See O'Reilly v. Morse, 56 U.S. 62, 112 (1853). Thus, the claim is properly rejected for what used to be known as “undue breadth,” but has since been appreciated as being, more accurately, based on the first paragraph of §112. As stated in In re Borkowski, 442 F.2d 904, 909, 164 USPQ 642, 645-46 (CCPA 1970) (footnotes omitted, emphasis in original): The first sentence of the second paragraph of §112 is essentially a requirement for precision and definiteness of claim language. If the scope of subject matter embraced by a claim is clear, and if the applicant has not otherwise indicated that he intends the claim to be of a different scope, then the claim does particularly point out and distinctly claim the subject matter which the applicant regards as his invention. That is to say, if the “enabling” disclosure of a specification is not commensurate in scope with the subject matter encompassed by a claim, that fact does not render the claim imprecise or indefinite or otherwise not in compliance with the second paragraph of §112; rather, the claim is based on an insufficient disclosure (§112, first paragraph) and should be rejected on that ground. See In re Fuetterer, 50 CCPA 1453, 319 F.2d 259, 138 USPQ 217 (1963); In re Kamal, 55 CCPA 1409, 398 F.2d 867, 158 USPQ 320 (1968); and In re Wakefield (PA 8192), decided concurrently herewith. [422 F.2d 897, 164 USPQ 636 (CCPA 1970).] Thus, just as a claim which is of such breadth that it reads on subject matter disclosed in the prior art is rejected under §102 rather than under the second paragraph of §112, a claim which is of such breadth that it reads on subject matter as to which the specification is not “enabling” should be rejected under the first paragraph of §112 rather than the second. We do not intend hereby to suggest that rejections under §112 must be labeled “first paragraph” or “second paragraph.” What we do suggest is that it should be made clear exactly which of the several requirements to §112 are thought not to have been met. Is the claim unclear or is the specification's disclosure inadequate to support it? Appeal 2009-003383 Application 10/388,277 10 The final paragraph of §112 saves combination claims drafted using means plus-function format from this problem by providing a construction of that format narrow enough to avoid the problem of undue breadth as forbidden by the first paragraph. But no provision saves a claim drafted in means-plus function format which is not drawn to a combination, i.e., a single means claim. In re Hyatt, 708 F.2d 712,714-715 (Fed. Cir. 1983). Computer Enabled Means Plus Function Language When the means-plus-function limitation in a claim is a computer- enabled means-plus-function limitation, one must set forth in the specification sufficient description of an algorithm associated with the function recited in the claim in order to avoid a finding that an applicant has failed to particularly point out and distinctly claim the invention as required by the second paragraph of section 112. It is certainly true that the sufficiency of the disclosure of algorithmic structure must be judged in light of what one of ordinary skill in the art would understand the disclosure to impart. See, e.g., Intel Corp. v. VIA Techs., 319 F.3d 1357, 1367 (Fed. Cir. 2003) (knowledge of a person of ordinary skill in the art can be used to make clear how to implement a disclosed algorithm); Atmel Corp., 198 F.3d at 1379 (“[T]he ‘one skilled in the art’ analysis should apply in determining whether sufficient structure has been disclosed to support a means- plus-function limitation.”). That principle, however, has no application here, because in this case there was no algorithm at all disclosed in the specification. The question thus is not whether the algorithm that was disclosed was described with sufficient specificity, but whether an algorithm was disclosed at all. Aristocrat Techs. Australia Party. Ltd. vs. Int’l Game Tech., 521 F.3d 1328, 1337 (Fed. Cir. 2008). When there is insufficient description of an algorithm in the Specification to support a computer-enabled means-plus-function limitation Appeal 2009-003383 Application 10/388,277 11 in a claim, the disclosure will be considered inadequate to explain to one of ordinary skill in the art what is meant by the claim language. For computer-implemented means-plus-function claims where the disclosed structure is a computer programmed to implement an algorithm, “the disclosed structure is not the general purpose computer, but rather the special purpose computer programmed to perform the disclosed algorithm.” WMS Gaming, Inc. v. Int'l Game Tech., 184 F.3d 1339, 1349 (Fed.Cir.1999). Thus the patent must disclose, at least to the satisfaction of one of ordinary skill in the art, enough of an algorithm to provide the necessary structure under § 112, ¶ 6. This court permits a patentee to express that algorithm in any understandable terms including as a mathematical formula, in prose, see In re Freeman, 573 F.2d 1237, 1245-46 (CCPA 1978), or as a flow chart, or in any other manner that provides sufficient structure. [new ¶] The district court correctly determined that the structure recited in the ′505 specification does not even meet the minimal disclosure necessary to make the claims definite. Simply reciting “software” without providing some detail about the means to accomplish the function is not enough. See Aristocrat Techs. Austl. Pty v. Int'l Game Tech., 521 F.3d 1328, ---- (Fed.Cir.2008) (“For a patentee to claim a means for performing a particular function and then to disclose only a general purpose computer as the structure designed to perform that function amounts to pure functional claiming. Because general purpose computers can be programmed to perform very different tasks in very different ways, simply disclosing a computer as the structure designated to perform a particular function does not limit the scope of the claim to ‘the corresponding structure, material, or acts' that perform the function, as required by section 112 paragraph 6.”). This court does not impose a lofty standard in its indefiniteness cases. See, e.g., Med. Instrumentation & Diagnostics Corp. v. Elekta AB, 344 F.3d 1205, 1214 (Fed.Cir.2003). But in this case, the claims are already quite vague. Without any corresponding structure, one of skill simply cannot perceive the bounds of the invention. Finisar Corp. v. DirecTV Group, Inc., 523 F.3d 1323, 1340-41 (Fed. Cir. 2008). Appeal 2009-003383 Application 10/388,277 12 When a Specification discloses no algorithm corresponding to a computer-enabled means-plus-function limitation in a claim, an applicant has necessarily failed to particularly point out and distinctly claim the invention as required by the second paragraph of section 112. See also Aristocrat, 521 F.3d 1328, 1333 (quoting Harris Corp. v. Ericsson Inc., 417 F.3d 1241, 1253 (Fed. Cir. 2005) (“‘[t]he corresponding structure for a § 112 ¶ 6 claim for a computer-implemented function is the algorithm disclosed in the specification.’ Harris 417 F.3d at 1249.”); Net MoneyIN, Inc. v. Verisign, Inc. 545 F.3d 1359, 1367 (Fed. Cir. 2008) (‘“[A] means-plus- function claim element for which the only disclosed structure is a general purpose computer is invalid if the specification fails to disclose an algorithm for performing the claimed function.”). See also Blackboard, Inc. v. Desire2Learn Inc., 574 F.3d 1371 (Fed. Cir. 2009) (finding Blackboard’s means-plus-function claims indefinite because the patent describes an undefined component, i.e., a black box, that performs the recited function but does not disclose how the component performs the function). See further Ex parte Catlin, 90 USPQ2d 1603, 1605 (BPAI 2009) (precedential) (during prosecution, computer-enabled means-plus-function claims will be held unpatentable under 35 U.S.C. § 112, second paragraph, as being indefinite if a Specification fails to disclose any algorithm corresponding to the recited function in the claims). Analysis of Claims 1-10 Pursuant to 37 C.F.R. § 41.50(b), we enter a new ground of rejection of claims 1, 2-4 and 6 under 35 U.S.C. § 112, first paragraph, as failing to comply with the enablement requirement for the reasons which follow: Appeal 2009-003383 Application 10/388,277 13 1. Claim 1 recites in pertinent part: a mechanism for enabling entry of a query for a service and, entry of one or more user context elements, each element representing a context associated with the current buyer state and having context attributes and attribute values associated therewith, said mechanism further enabling buyer specification of relevant service selection criteria for enabling expression of relevance of service results in terms of user context. Appellants’ Summary Section of their Brief cites to page 10, line 6 to page 11 line 8; page 11 lines 10-15; page 12 , lines 5-22 as defining this mechanism. (Appeal Br. 4) 2. We find that claim 1 is in the 35 U.S.C. § 112, paragraph 6 format even though it uses the words “mechanism for.…” See supra, Welker Bearing Co. v. PHD Inc., 550 F.3d 1090, 1096 (Fed. Cir. 2008). 3. A claim limitation that includes the term “means” is presumed to be intended to invoke means-plus-function treatment, i.e., treatment under 35 U.S.C. §112, 6th paragraph. Rodime PLC v. Seagate Tech., Inc., 174 F.3d 1294, 1302 (Fed. Cir. 1999) (“presumed an applicant advisedly used the word “means” to invoke the statutory mandates for means-plus-function clauses.”). 4. Claim 1 is a single means claim, e.g., a means recitation does not appear in combination with another recited element of means. Cf. In re Hyatt, 708 F.2d 712 (Fed. Cir. 1983). 5. We therefore reject claim 1 as failing to meet the enablement requirement of the first paragraph of §112 because the claim reads on subject matter as to which the specification is not “enabling”. Appeal 2009-003383 Application 10/388,277 14 Dependent claims 2-4 and 6 6. Claim 2 recites in pertinent part wherein the context associated with the current buyer state includes affective (emotive) data such changes in facial expressions, voice and body temperature. Claim 2 thus merely further defines the context as perceived emotive data of facial expressions, voice and body temperature. Nothing in the claim introduces an additional part of an apparatus so as to create a combination of parts. This is because the claim only further describes the content of the data being handled by the mechanism. We therefore also reject claim 2 as failing to meet the enablement requirement of the first paragraph of § 35 U.S.C. § 112. Claim 3 recites in pertinent part wherein the affective (emotive) data is used to inform the user context to aid in the buyer's selection and fine tuning of relevant service bundles. Nothing in claim 3 introduces an additional part of an apparatus so as to create a combination of parts. This is because the claim only further describes how the information is used without mention of any structure for carrying out the desired use. We therefore also reject claim 3 as failing to meet the enablement requirement of the first paragraph of 35 U.S.C. § 112. Claim 4 similarly recites in pertinent part wherein the affective (emotive) data is used to inform the user context to aid in recommending changes in service configurations during delivery. Again, nothing in claim 4 introduces an additional part of an apparatus so as to create a combination of parts. This is because the claim only further describes how the information is used without mention of any structure for carrying out the desired use. We therefore also reject claim 4 as failing to meet the enablement requirement of the first paragraph of 35 U.S.C. § 112. Appeal 2009-003383 Application 10/388,277 15 Claim 6 recites in pertinent part a visual decision support tool enables buyers to perform confirmatory analysis, what if analysis and iterative, undirected exploratory analysis of alternative services bundles. The Specification at page 12 lines 5 through 14 describes that this tool is part of a work space which includes an absolute interface allows a user to directly compare two alternative service bundles including the limitations of claim 6. Appellants’ Summary section of their Brief includes this section as part of the description of the mechanism. Thus, we find that the decision support tool although named as a “tool” is in fact merely the same part of the single means of claim one. We therefore also reject claim 6 as failing to meet the enablement requirement of the first paragraph of 35 U.S.C. § 112. Dependent claims 5, 7-10 Pursuant to 37 C.F.R. § 41.50(b), we enter a new ground of rejection of claims 5, 7-10 under 35 U.S.C. § 112, second paragraph, as being indefinite for the reasons which follow: 7. Each of claims 5, 7-10 require graphical user interface (GUI). The Specification describes the GUI in the context of “Figure 1 depicts alternative paths through the ten graphical user interfaces available to the service buyer as part of the end to end solution covering the spectrum of pull activities from purchase decision support throught (sic through) service delivery. (Specification 10: 6-8). Although not described in the Specification as used with a display device, we find that a GUI desktop, such as presented in Figure 2 with icons and a WINDOWS start button inherently requires a display device and associated driver(s) which we find constitutes another separate part of the mechanism of claim 1. Since we find that claims 5, 7-10 recite a combination of at least the mechanism of claim 1 and GUI Appeal 2009-003383 Application 10/388,277 16 display hardware, claims 5, 7-10 meet the enablement requirement of the first paragraph of § 35 U.S.C. 112. 8. However, each of claims 5, 7-10 depend from claim 1 and thus require the mechanism/means of claim 1. We thus determine whether the means of claim 1 includes a computer enabled means-plus-function limitation. We look first to the Specification (2:14-16) where Appellants describe that “[t]his invention relates generally to the composition (creation), execution (delivery), and monitoring (measurement) of context-based, customized service bundles over computer networks.” Appellants’ Summary Section of their Brief describes this means by citing to page 10, line 6 to page 11 line 8; page 11 lines 10-15; page 12 , lines 5-22 as defining this mechanism. (Appeal Br. 4) This section of the Specification describes computer controlled processes which are implemented via a series of desktop workspaces, e.g., Personal Service Area in Desktop Workspace 20 to select relevant service domain and then access a user Overview Workspace 30 in which a two dimensional plot showing data points coded to distinguish different domains. (Specification 10:8-11) We thus find that the mechanism/means of claim 1 is drawn to a computer implemented limitation. 9. We have reviewed the disclosure at page 10, line 6 to page 11 line 8; page 11 lines 10-15; page 12 , lines 5-22 which Appellants state describes the mechanism/means of claim 1, but have not been able to discern the algorithm corresponding to the function for enabling entry of a query for a service and, entry of one or more user context elements, each element representing a context associated with the current buyer state and having Appeal 2009-003383 Application 10/388,277 17 context attributes and attribute values associated therewith, said mechanism further enabling buyer specification of relevant service selection criteria for enabling expression of relevance of service results in terms of user context. 10. For the foregoing reasons, we find that the Specification does not adequately describe an algorithm corresponding to the function “enabling entry of a query for a service and, entry of one or more user context elements, each element representing a context associated with the current buyer state and having context attributes and attribute values associated therewith, said mechanism further enabling buyer specification of relevant service selection criteria for enabling expression of relevance of service results in terms of user context.” The Specification fails to disclose an algorithm corresponding to the recited function at issue in claim 1 such that one of ordinary skill in the art could determine the scope of claim 1. Accordingly, we reject claims 5, 7-10 under 35 U.S.C. § 112, second paragraph, as being indefinite. Claims 11-14 Pursuant to 37 C.F.R. § 41.50(b), we enter a new ground of rejection of claims 11-14 under 35 U.S.C. § 112, second paragraph as being indefinite. Analysis 1. Claim 11 recites: means further enabling buyer specification of relevant service selection criteria for enabling expression of relevance of service results in terms of user context. The limitation “means further enabling buyer specification of relevant service selection criteria for enabling expression of relevance of service results in terms of user content” Appeal 2009-003383 Application 10/388,277 18 includes the term “means.” A claim limitation that includes the term “means” is presumed to be intended to invoke means-plus-function treatment, i.e., treatment under 35 U.S.C. §112, 6th paragraph. Rodime PLC v. Seagate Tech., Inc., 174 F.3d 1294, 1302 (Fed. Cir. 1999) (“presumed an applicant advisedly used the word “means” to invoke the statutory mandates for means-plus-function clauses.”). 2. We construe the means-plus-function claim language of claim 11 as follows: Step 1- The first step in construing a means-plus-function claim limitation is to define the particular function in the means-plus-function limitation. The particular function of the means-plus-function claim limitation at issue is “enabling buyer specification of relevant service selection criteria for enabling expression of relevance of service results in terms of user content.” Further, given the claim as a whole being directed to a self service system for service enhanced resource delivery, comprising a mechanism for enabling entry of a query for a service and entry of one or more user context elements, a person with ordinary skill in the art would construe the claim limitation “means further enabling buyer specification of relevant service selection criteria for enabling expression of relevance of service results in terms of user content” to refer to a computer-enabled means-plus-function limitation. This is because the Specification at a minimum describes User Results Display Workspace 90 as part of this means which enables the user to continue to learn about the service bundles suggested, select additional service enhancers to add to the bundles, and directly compare two alternative Appeal 2009-003383 Application 10/388,277 19 service bundles using the Absolute interface, including the option to perform confirmatory analysis, what if analysis and iterative, undirected exploratory analysis of alternative services bundles prior to making a final selection. (Specification 12:5-14). Such steps taken in light of a claimed mechanism are construed to use a computer enabled means to effect such a process. Step 2 The next step in construing a means-plus-function claim limitation is to look to the Specification and identify the corresponding structure for that function. Given that the claim limitation “means further enabling buyer specification of relevant service selection criteria for enabling expression of relevance of service results in terms of user content” is reasonably broadly construed to be a computer-enabled means-plus- function limitation, this requires looking to the Specification and identifying the algorithm corresponding to the involved function. See Blackboard, Inc., 574 F.3d at 1375, Net MoneyIN, Inc.,545 F.3d at 1367, Finisar Corp., 523 F.3d at 1340-41, Aristocrat, 521 F.3d at 1337, and Ex parte Catlin, 90 USPQ2d at 1605, supra. 3. In that regard, we note that in the Summary of Claimed Subject Matter (App. Br. 4), the Appellants have attempted to show where in the Specification, by page and line number, there is disclosed structure, material, or acts corresponding to each claimed function as required by 37 C.F.R. § 41.37(c)(1)(v) (2007). With regard to the claim 11 means-plus-function limitation at issue, the Appeal Brief directs us to p. 12, ll. 5-22 of the Specification and Fig. 3. App. Br. 4. 4. We have reviewed the disclosure at p. 12, ll. 5-22 of the Specification and Fig. 3 but have not been able to discern the algorithm corresponding to the function “means further enabling buyer specification of Appeal 2009-003383 Application 10/388,277 20 relevant service selection criteria for enabling expression of relevance of service results in terms of user content.” 5. The disclosure at p. 12, ll. 5-22 of the Specification is reproduced below and the Specification in this section describes two processes for enabling expression of relevance of service results. The first is a User Results Display Workspace and the second is a User Service Enhancers Management Workspace. Each is described as follows: a. The Specification 12, ll. 5-13 describes: When the user proceeds to the "User Results Display Workspace" 90 (Figure 9), they can visualize N and explore the response set that the system has found to best match the user's initial query and related subject and context variables. This workspace enables the user to continue to learn about the service bundles suggested, select additional service enhancers to add to the bundles, as illustrated at 100 (Figure 10), and directly compare two alternative service bundles, as illustrated at 110 (Figure 11), using the Absolute interface, including the option to perform confirmatory analysis, what if analysis and iterative, undirected exploratory analysis of alternative services bundles prior to making a final selection. (Specification 12:5-14) b. The (Specification 12:15-22) describes: … the "User Service Enhancers Management Workspace" 120 which enables users to dynamically manage the services mix during delivery based on changes in relevancy and price and to save and reuse successful services or entire service bundles as templates for future buying decisions. If the primary service being delivered is electronic in nature (such as an e-learning course vs. a physical service such as an airline flight, Appeal 2009-003383 Application 10/388,277 21 Figure 13 shows at 130 the workspace in which the electronic service is delivered. The minimized Current Services icon and Available Services icon enable the user to access the corresponding graphical user interfaces as shown in Figure 12. 6. In effect, the Specification repeats, in different words, the function at issue. There is no disclosure that explains the structure of the algorithm itself that would cause the recited function to be performed. Also, there is no evidence on the record that one of ordinary skill in the art at the time of the invention would have understood what this algorithm would be. Given all this, we find that the Specification does not adequately describe an algorithm corresponding to the function “means further enabling buyer specification of relevant service selection criteria for enabling expression of relevance of service results in terms of user content” such that one of ordinary skill in the art could determine the scope of claim 11. 7. For the foregoing reasons, we find that the Specification does not adequately describe an algorithm corresponding to the function “enabling buyer specification of relevant service selection criteria for enabling expression of relevance of service results in terms of user content”. The Specification fails to disclose an algorithm corresponding to the recited function at issue in claim 11 such that one of ordinary skill in the art could determine the scope of claim 11. Accordingly, we reject claim 11 under 35 U.S.C. § 112, second paragraph, as being indefinite. The analysis above applies equally as well to dependent claims 12-14 because claims 12-14 depend from claim 11 and therefore include the same Appeal 2009-003383 Application 10/388,277 22 deficiency. Thus, claims 12-14 are also rejected under 35 U.S.C. § 112, second paragraph, as being indefinite. CONCLUSION We have considered the Appellants’ Request for Rehearing. Our review of the record in light of the Appellants’ arguments has led us to modify our position. We enter new grounds of rejection for claims 1-14. No time period for taking any subsequent action in connection with this appeal may be extended under 37 CFR § 1.136(a). GRANTED MP SCULLY SCOTT MURPHY & PRESSER, PC 400 GARDEN CITY PLAZA SUITE 300 GARDEN CITY NY 11530 Copy with citationCopy as parenthetical citation