Ex Parte Baig et alDownload PDFBoard of Patent Appeals and InterferencesJan 31, 201211210585 (B.P.A.I. Jan. 31, 2012) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 11/210,585 08/24/2005 Mirza A. Baig DPC-38721 4974 116 7590 01/31/2012 PEARNE & GORDON LLP 1801 EAST 9TH STREET SUITE 1200 CLEVELAND, OH 44114-3108 EXAMINER PAINTER, BRANON C ART UNIT PAPER NUMBER 3635 MAIL DATE DELIVERY MODE 01/31/2012 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE __________ BEFORE THE BOARD OF PATENT APPEALS AND INTERFERENCES __________ Ex parte USG INTERIORS, INC. __________ Appeal 2010-006041 Application 11/210,585 Technology Center 3600 ___________ Before: JAMESON LEE, RICHARD TORCZON, and SALLY C. MEDLEY, Administrative Patent Judges. LEE, Administrative Patent Judge. DECISION ON APPEAL USG Interiors, Inc. (“USG”), the real party in interest, appeals under 35 U.S.C. § 134(a) from a final rejection of claims 1-18. We have jurisdiction under 35 U.S.C. § 6(b). We AFFIRM-IN-PART. Appeal 2010-006041 Application 11/210,585 - 2 - THE INVENTION USG discloses a ceiling tile for suspended ceilings. (Spec. ¶ 1). The tile employs a paper facer in lieu of vinyl and foil facers. (Spec. ¶¶ 2-3). An embodiment of the tile is illustrated by USG’s Figures 1 and 2, reproduced below. Figure 1 shows a method of fabricating the tile. Figure 2 shows a cross-section view of the tile. Fabrication starts with a pre-formed board typically including expanded perlite and hydrophilic fiber such as mineral fiber and cellulose fiber. (Spec. ¶ 9). The board is machined to ensure a desirably “uniform thickness” and “smooth finish.” (Id.). The machining process may include any planing, grinding, sanding, or like process that removes excess thickness. (Id.). If the board already has a uniform thickness and smooth finish, machining is not necessary. (Id.). The specification does not state, Appeal 2010-006041 Application 11/210,585 - 3 - however, what degree of uniformity and smoothness constitutes a sufficiently uniform thickness and smooth finish. After machining, the board is coated with a layer of clay 15. (Spec. ¶ 10). Once the clay layer 15 has dried, water soluble adhesive 17 is applied to the clay layer 15. (Spec. ¶ 11). A paper facer 19 is then laminated onto the clay layer 15 via the adhesive 17. (Id.). Latex paint 23 is then deposited on the paper facer 19 (Spec. ¶ 12) to provide a scrub-resistant surface for easier cleaning. (Spec. ¶¶ 12 and 16). Claim 1 is representative of the above embodiment and reproduced below with paragraphing added. 1. A composite ceiling tile comprising a manufactured rigid board of a low density of about 18 to 22 lbs. per cubic foot formed from a process of drying a homogenous medium of a binder of starch or latex, mineral fiber, expanded perlite, and cellulose fiber in a water slurry or water paste form, a paper facer laminated on a machined smooth face of the dried rigid board, a water-based adhesive bonding the paper facer directly to the board or to a coating formed in situ on the dried, machined board, and a water [scrubable] coating on an outer surface of the paper facer formed in situ on such outer surface from a water- based liquid coating applied to the outer surface and dried. THE PRIOR ART The Examiner relied upon the following prior art references: Decker Patent 5,437,924 Aug. 1, 1995 Wiker Patent 6,443,257 B1 Sep. 3, 2002 Baig US 2002/0139611 Al Oct. 3, 2002 Appeal 2010-006041 Application 11/210,585 - 4 - Christie US 2003/0134556 Al Jul. 17, 2003 REJECTIONS ON APPEAL Claims 1-3, 6-10, 12, 15, 17, and 18 were finally rejected by the Examiner under 35 U.S.C. § 103(a) as obvious over Baig, Decker, and Christie. Claims 4, 5, 11, and 16 were finally rejected by the Examiner under 35 U.S.C. § 103(a) as obvious over Baig and Decker. Baig Baig discloses a multi-layered acoustic ceiling tile that combines the benefits of two conventional single-layer tiles. (Baig ¶¶ 6-9). More particularly, the ceiling tile includes a board with: a base layer having a lower mineral fiber content for rigidity; and a surface layer having a higher mineral fiber content for sound absorption. (Baig ¶¶ 12 and 18-21). During fabrication, Baig forms and press rolls the base layer, coats the base layer with the surface layer, and then press rolls the surface layer. (Baig ¶¶ 19 and 23). Decker Decker discloses a biodegradable foam core for a signage board. (Decker 1:26-38). The board is formed by laminating paper facers onto the opposing surfaces of the foam core. (Decker 1:13-16; 2:11-19). According to Decker, the board has a high degree of rigidity. (Decker 2:14-18). ANALYSIS A. § 103(a) Rejection of Claims 1-3, 6-10, 12, 15, 17, and 18 as obvious over Baig, Decker, and Christie Claims 1-3, 6-10, 12, 15, 17, and 18 were rejected as obvious over Baig, Decker, and Christie. Of these claims, claims 1 and 17 are the only Appeal 2010-006041 Application 11/210,585 - 5 - independent claims. Claims 2, 3, 6-10, 12, 15, and 18 respectively depend from claim 1 or claim 17. For each claim, USG argues that the applied prior art does not teach or suggest a ceiling tile with a board having a “machined smooth face” or a paper facer laminated thereon, as required by claims 1 and 17. (Brief 13:5-9). We address the arguments with reference to claim 1. Claims 1-3, 6-10, 12, 15, 17, and 18 stand or fall with claim 1. “Machined Smooth Face” USG argues that the “machined smooth face” language requires the recited board to be produced by “planing, grinding, sanding, or like processes to obtain a uniform thickness and relatively smooth finish.” (Brief 8:21-9:8). The Examiner interprets the “machined smooth face” language as a product-by-process limitation, whereby the claimed board is restricted to the structure that would be imparted by machining its face smooth. (Ans. 12:8-11). According to the Examiner, Baig’s board is imparted this same structure via press rolling. (Ans. 12:6-8). We agree with the Examiner. The “machined smooth face” language is a product-by-process limitation and, accordingly, only requires the claimed board to have the properties which would result from machining its face smooth. If Baig’s ceiling tile has such structural characteristics, it does not matter what process was employed to impart those characteristics. See, e.g., In re Thorpe, 777 F.2d 695, 697-98 (Fed. Cir. 1985); In re Marosi, 710 F.2d 799, 803 (Fed. Cir. 1983). Although Thorpe and Marosi actually pertain to product-by-process claims rather than individual claim elements recited in product-by-process form, we see no reason why the same rule of law would not apply to individual claim components. Appeal 2010-006041 Application 11/210,585 - 6 - USG’s specification states that its “machined smooth” step imparts a uniform thickness and a relatively smooth finish to a processed board. (Spec. ¶ 9). The Examiner reasonably determined that Baig’s use of press rollers imparts a uniform thickness and a relatively smooth finish to Baig’s processed board. (Baig ¶¶ 19 and 23). Thus, the burden shifted to the Appellant to come forward with evidence to demonstrate a meaningful distinction between the structure of a press-rolled board and the structure of a board which is “machined smooth.” “[W]here the Patent Office has reason to believe that a functional limitation asserted to be critical for establishing novelty in the claimed subject matter may, in fact, be an inherent characteristic of the prior art, it possesses the authority to require the applicant to prove that the subject matter shown to be in the prior art does not possess the characteristic relied on.” In re Swinehart, 439 F.2d 210, 213 (CCPA 1971). USG has made no such showing. Furthermore, USG has not even shown that “machined smooth” refers to a specific type of machining step, such that a particular degree of uniformity or smoothness can be inferred. USG merely states that “machined” means “operations such as ‘planing, grinding, sanding, or like processes to obtain a uniform thickness and relatively smooth finish’.” (Brief 8:20-9:4 (emphasis added; citing Spec. ¶ 4)). The scope of the description is so broad that all that matters is that a uniformly smooth finish is achieved. Appellant does not dispute that press rolling can achieve a uniformly smooth finish on a board. In any event, the general reference to “like processes” itself reasonably even includes press rolling, in which case press rolling is itself a “machined smooth” step. Appeal 2010-006041 Application 11/210,585 - 7 - Thus, in the alternative, we conclude that in the context of Appellant’s disclosure, press rolling is itself a “machined smooth” step and can provide no distinction from the “machined smooth” limitation. “Paper Facer” Claim 1 also recites “a paper facer laminated on a machined smooth face of the dried rigid board.” The Examiner found that Baig fails to teach a paper facer. (Ans. 4:20-24; 7:10-20). The Examiner found, however, that Decker teaches a paper facer adhered to a foam board. (Ans. 5:1-3). According to the Examiner, it would have been obvious to adhere a paper facer to Baig’s board, just as in Decker’s board, because adhering a paper facer to Baig’s board would have been recognized as likewise strengthening Baig’s board. (Ans. 5:1-18). USG does not dispute that the proposed addition of a paper facer would have been recognized as increasing the strength of Baig’s board. Rather, USG argues that such a paper facer would cover the fiber-rich surface layer of Baig’s board and accordingly reduce the board’s noise absorption. (Reply 6:9-13). The argument is misplaced. Baig itself teaches a desire for sufficient structural strength in ceiling tiles (Baig ¶ 9). The addition of a paper facer to Baig’s board, as Decker indicates, would increase the strength of a porous board and would have been obvious to a person of ordinary skill in the art. The associated deterioration in the board’s ability to absorb sound does not undermine the merits of the rejection. It merely represents a tradeoff between two desirable characteristics. Baig confirms as much in stating that less porous boards have been used to achieve greater strength at the expense Appeal 2010-006041 Application 11/210,585 - 8 - of sound absorption. (Baig ¶¶ 8-10). Baig even contemplates coating its board with paint at the expense of sound absorption. (Baig ¶ 24). Thus, Baig clearly manifests a tolerance for modifications that enhance the strength of the board at the expense of sound absorption characteristics. It is simply incorrect to contend that no modification can be made if the change adversely affects sound absorption. Decker provides simply another alternative to one with ordinary skill in the art to increase the strength of Baig’s ceiling tiles. More or less sound absorption are both within the choice of desirable selection by one with ordinary skill in the art. Also, claim 1 does not include any required level of sound absorption. One with ordinary skill could have combined prior art teachings to arrive at a light-weight but stronger board within the scope of claim 1 without particular regard to the resulting acoustic characteristics of the board. In any event, a prior art reference must be considered for all its teachings by way of technology and is not limited to the invention it is trying to protect. EWP Corp. v. Reliance Universal Inc., 755 F.2d 898, 907 (Fed. Cir. 1985). Thus, when applying Baig as a prior art reference, it is not necessary to preserve the particular invention it is attempting to protect, e.g., exactly how much sound absorption is desired. Conclusion We sustain the rejection of claims 1-3, 6-10, 12, 15, 17, and 18 as obvious over Baig, Decker, and Christie. B. Claims 4-5, 11, and 16 as obvious over Baig and Decker Claims 4 and 5 USG presents arguments for independent claim 4, but the arguments are substantively the same as that presented with regard to the “paper facer” Appeal 2010-006041 Application 11/210,585 - 9 - limitation of claims 1 and 17. (Brief 13:17-14:26). For the reasons already provided above, the arguments are without merit. We are not persuaded of error in the rejection of claim 4. Claim 5 depends from claim 4 and is not separately addressed by USG. We are not persuaded of error in the rejection of claim 5. Claim 11 USG presents certain arguments for independent claim 11, which are substantively the same as those presented with regard to the “paper facer” limitation of claims 1 and 17. (Brief 15:1-25). For reasons already explained above, the arguments are without merit. Claim 11 additionally recites the following limitation: the board and paper each made in a respective process that aligns its structure with a direction corresponding to a machine direction through which they are conveyed when being manufactured, the paper facer being laminated on the board with its machine direction perpendicular to the machine direction of the board. Thus, according to the claim, both the board and the paper facer has a structure that is in alignment with the machine direction existent in the manufacturing process and the board and the paper facer are arranged with their respective structural alignment perpendicular to each other. USG argues (1) that neither Baig nor Decker teaches a board or paper facer that has its structure aligned in the direction of the machine direction through which the board or paper facer was conveyed when manufactured, and (ii) that neither Baig nor Decker teaches a board and paper facer laminated thereon whose machine directions are perpendicular to each other. Appeal 2010-006041 Application 11/210,585 - 10 - The Examiner found that the direction of USG’s machining step – which encompasses planing, grinding, sanding, or a like process – has little if any effect on the overall product. (Ans. 6:12-16). In that regard, it is noted that Appellant’s specification does not describe that the machining step imparts a notable directional structure, e.g., a directional grain pattern to either the board or the paper facer. Nevertheless, a directional pattern on the structure of the board and the paper facer is what Appellant has claimed. USG asserts that there can be no genuine doubt that the directional alignment features of the board and paper facer are structural. We agree. That structural limitation cannot be ignored when rejecting claim 11 over the prior art. Whether Appellant has written description for the claimed feature and whether Appellant has provided an enabling disclosure for the feature are both separate questions not involved in this appeal. If the Examiner is of the position that one with ordinary skill in the art would not have known what is meant by “machine direction” or aligned structure with a direction corresponding to the machine direction, in light of Appellant’s specification, then an indefiniteness rejection would have been appropriate. No such rejection was made and thus again the limitation cannot be ignored. Because the Examiner failed to identify in the combined prior art the directional alignment on the surface of the board and the paper facer, the Examiner has not shown that the prior art satisfies the above-quoted feature of Appellant’s claimed invention. The Examiner bears the initial burden of presenting a prima facie case of unpatentability. In re Oetiker, 977 F.2d 1443, 1445 (Fed. Cir. 1992). That burden has not been met in this case. The rejection of claim 11 as obvious over Baig and Decker cannot be sustained. Appeal 2010-006041 Application 11/210,585 - 11 - Claim 16 Claim 16 recites in pertinent part “a clay coating on the machined surface, a water-based adhesive bonding a paper facer to the clay coating.” USG argues that neither Baig nor Decker teaches or suggests a clay coating on the machine surface or a water-based adhesive bonding a paper facer to the clay coating. (Brief 16:15-18). According to USG (Brief 16:23-26): Baig at [0021] discloses clay as a constituent of his tile, but it is an ingredient with other ingredients used to make a part of the body of the tile. It is not a coating on the tile, it is a filler in the tile. The Examiner responds (Ans. 16:19-22): Baig’s disclosure states that the “surface layer consists essentially of ... clay filler” ([0021]). This clearly states that the Baig tile has a surface layer including clay. The tile of Baig meets the limitation “clay coating” as its coating layer includes clay. Contrary to the Examiner’s finding, Baig’s surface layer does not consist essentially of clay filler. Rather, the fiber-rich surface layer consists essentially of mineral wool fibers, gypsum, clay filler, latex binder, starch binder and flocculant (Baig ¶ 21) and, at most, only up to 12% clay filler by weight (Baig ¶ 21 (table)). We reject the Examiner’s interpretation that any surface layer including some portion of clay constitutes a clay coating. We also do not regard a surface layer having no more than 12% by weight of clay filler with the rest consisting of five non-clay components as a clay coating. Appellant’s specification includes no statement or example indicating that “clay coating” has such a broad meaning that it includes a layer having no more than 12% by weight of clay filler. Although “finish coat” 23 can Appeal 2010-006041 Application 11/210,585 - 12 - include some parts of clay filler, the specification does not refer to “finish coat” 23 as a clay coating. (Spec. ¶ 12). Rather, the specification refers to clay coating 15 as a thin layer of clay. (Spec. ¶ 10). The rejection of claim 16 as obvious over Baig and Decker cannot be sustained. DECISION The rejections of claims 1-3, 6-10, 12, 15, 17, and 18 under 35 U.S.C. § 103(a) as obvious over Baig, Decker, and Christie are affirmed. The rejection of claims 4 and 5 under 35 U.S.C. § 103(a) as obvious over Baig and Decker is affirmed. The rejection of claims 11 and 16 under 35 U.S.C. § 103(a) as obvious over Baig and Decker is reversed. No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a) AFFIRMED-IN-PART ak Pearne & Gordon, LLP 1801 East 9 th Street Suite 1200 Cleveland, OH 44114-3108 Copy with citationCopy as parenthetical citation