Ex Parte BahashDownload PDFBoard of Patent Appeals and InterferencesMar 30, 201210737920 (B.P.A.I. Mar. 30, 2012) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE BOARD OF PATENT APPEALS AND INTERFERENCES ____________ Ex parte TIMOTHY JOSEPH BAHASH ____________ Appeal 2010-003035 Application 10/737,920 Technology Center 3700 ____________ Before LINDA E. HORNER, GAY ANN SPAHN, and MICHAEL C. ASTORINO, Administrative Patent Judges. SPAHN, Administrative Patent Judge. DECISION ON APPEAL STATEMENT OF THE CASE Timothy Joseph Bahash (Appellant) seeks our review under 35 U.S.C. § 134 of the Examiner’s rejection of claims 1-8, 12-17, 19, 21-25, and 28- 30. Appellant cancelled claims 11 and 18. The Examiner withdrew claims 9, 10, 20, 26, and 27 from consideration. Appellant’s representative presented oral argument on March 15, 2012. We have jurisdiction under 35 U.S.C. § 6(b). We AFFIRM. Appeal 2010-003035 Application 10/737,920 2 THE CLAIMED SUBJECT MATTER The claimed subject matter is directed to a soap bar or a substance application bar (Title) and to an assembly of substance application bars. Claim 1, reproduced below, with italics added, is illustrative of the subject matter on appeal. 1. A substance application bar, comprising: an application portion having an exterior surface and an interior surface and configured for applying a substance to a receiving surface; and at least one blocking extension extending adjacent the interior surface of the application portion to define a retaining recess therebetween, the blocking extension comprising at least two upstanding walls spaced from about 1 inch to about 3 1/2 inches apart, and the blocking extension and the interior surface being associated to cooperatively substantially block movement of an object received in the retaining recess in a direction generally along the interior surface against the blocking extension, wherein the recess is open on at least one end between the walls. App. Br., Clms. App’x. A-1. THE REJECTIONS The following Examiner’s rejections are before us for review. (1) Claims 1-7, 12, 13, 15, 16, 19, and 21-23 are rejected under 35 U.S.C. § 102(b) as anticipated by Slocum (US 5,834,410, iss. Nov. 10, 1998). Ans. 3. Appeal 2010-003035 Application 10/737,920 3 (2) Claims 1-8, 12-17, 19, and 21-25 are rejected under 35 U.S.C. § 103(a) as unpatentable over Morrison (US 3,925,225, iss. Dec. 9, 1975). Ans. 3. (3) Claims 1-8, 12, 13, 15, 16, 19, 21-25, and 28-30 are rejected under 35 U.S.C. § 103(a) as unpatentable over Barford (US 4,460,490, iss. Jul. 17, 1984). Ans. 3-4. (4) Claims 1-8, 12-17, 19, and 21-23 are rejected under 35 U.S.C. § 103(a) as unpatentable over Aoki (JP 2002-363600 A, pub. Dec. 18, 2002). Ans. 4. OPINION (1) Anticipation based on Slocum Appellant argues claims 1-7, 12, 13, 15, 16, 19, and 21-23 as a group and we select independent claim 1 as the representative claim. See App. Br. 5-7; see also 37 C.F.R. § 41.37(c)(1)(vii) (2011). The Examiner interprets Slocum’s Figure 2 embodiment as teaching each and every limitation in order to anticipate independent claim 1. Ans. 3. More particularly, the Examiner finds that Slocum’s Figure 2 embodiment discloses teeth 6a and 6d spaced apart a distance that is within the claimed range of from about 1 inch to about 3 1/2 inches (i.e., 1.9 inches). Thus, the Examiner finds that Slocum’s teeth 6a and 6d constitute claim 1’s upstanding walls. Id. Appellant contends that “Slocum does not teach that two upstanding walls spaced from about 1 inch to 3 ½ inches apart and the interior surface of the bar are associated to cooperatively substantially block movement of an object,” because even if Slocum’s teeth 6a and 6d are spaced from about Appeal 2010-003035 Application 10/737,920 4 1.9 inches, they “cannot cooperate with the interior surface to block movement of an object since teeth 6b and 6c are positioned between them.” App. Br. 6. Appellant also contends that in light of “the specification’s discussion that the user inserts his fingers into the recess to grasp the bar and that the recess facilitates air flow through and drying of the recess for resisting deterioration of the bar,” a person of ordinary skill in the art would understand that the upstanding walls recited in claim 1 are adjacent to each other and that the recess does not have any additional walls between the upstanding walls, in contrast to Slocum whose teeth 6a and 6d are not adjacent to each other because teeth 6b and 6c are between teeth 6a and 6d. App. Br. 6; Reply Br. 2-3; see Spec. 7. We are not persuaded by Appellant’s contentions. Claim 1 requires the blocking extension and the interior surface to be “associated to cooperatively substantially block movement of an object received in the retaining recess in a direction generally along the interior surface against the blocking extension.” The Examiner found that Slocum’s teeth 6a and 6d constitute claim 1’s upstanding walls (Ans. 3), and according to claim 1, a blocking extension is comprised of at least two upstanding walls. In Slocum, the blocking extension, comprised of upstanding walls (teeth 6a and 6d), is associated with the interior surface (the surface of the soap bar 5 defining the bottom limit of spaces 7a, 7b, and 7c) by virtue of the upstanding walls (teeth 6a and 6d) being located adjacent portions of the interior surface (the portions of the surface of soap bar 5 defining the bottom limit of space 7a and 7c, respectively). Thus, the upstanding wall (tooth 6a) cooperates with the interior surface (the portion of the surface of soap bar 5 defined by the bottom limit of space 7a) to substantially block movement of Appeal 2010-003035 Application 10/737,920 5 an object received in the retaining recess (portion of recess defined by space 7a) in a direction generally along the interior surface against the blocking extension. Likewise, the upstanding wall (tooth 6d) cooperates with the interior surface (the portion of the surface of soap bar 5 defined by the bottom limit of space 7c) to substantially block movement of an object received in the retaining recess (portion of recess defined by space 7c) in a direction generally along the portion of the interior surface against the blocking extension. In addition, Appellant has failed to persuade us why the presence of teeth 6b and 6c between teeth 6a and 6d would prevent teeth 6a and 6d from cooperatively substantially blocking movement of an object received in the retaining recess. The use of the transitional phrase “comprising” in claim 1 means that the substance application bar may contain elements in addition to those explicitly recited and still fall within the scope of the claim. See In re Skvorecz, 580 F.3d 1262, 1267-68 (Fed. Cir. 2009) (“‘comprising’ is well understood to mean ‘including but not limited to.’” (citation omitted)). We also decline to accept Appellant’s invitation to read into claim 1 that the upstanding walls are adjacent to each other and that the recess does not have any additional walls between the upstanding walls. App. Br. 6; Reply Br. 2-3. Limitations appearing in the specification, but not recited in the claim, are not read into the claim. See E-Pass Techs., Inc. v. 3Com Corp., 343 F.3d 1364, 1369 (Fed. Cir. 2003). Thus, the Examiner correctly noted that the limitations of the upstanding walls being adjacent and not having additional walls therebetween are not found in claim 1. Ans. 5. Moreover, we are not persuaded by Appellant’s argument that a recess must be “bounded by outside walls while excluding additional interior walls or Appeal 2010-003035 Application 10/737,920 6 obstructions, thereby making the recess unobstructed in its interior” (see Reply Br. 2-3), because the definition of recess1 does not require a recess to be unobstructed. In view of the foregoing, we sustain the Examiner’s rejection of claims 1-7, 12, 13, 15, 16, 19, and 21-23 under 35 U.S.C. § 102(b) as anticipated by Slocum. (2) Obviousness based on Morrison Claims 1-8, 12-17, 19, 24, and 25 Appellant argues claims 1-8, 12-17, 19, 24 and 25 as a group and we select independent claim 1 as the representative claim. See App. Br. 7-8; see also 37 C.F.R. § 41.37(c)(1)(vii) (2011). The Examiner finds that Morrison substantially discloses the subject matter of independent claim 1. Ans. 3. With respect to claim 1’s recitation that “the recess is open on at least one end between the walls,” the Examiner interprets Morrison to meet this recitation by virtue of “the top opening where the second bar [of] soap is to be inserted [as] the opening of the recess at the top end between the walls.” Id. Appellant contends that Morrison does not teach or suggest that the retaining recess of the substance application bar is open on at least one end between the walls. App. Br. 7-8. More particularly, Appellant contends that “[i]t is clear, however, from the specification that the open end in the claims refers to the side, and not the top end.” App. Br. 8. 1 Appellant cites to Webster’s II New College Dictionary, Houghton Mifflin Company, Boston, MA (1995) for the definitions of the word “recess” as “‘an indentation or small hollow’ or ‘an alcove.’” Reply Br. 2-3. Appeal 2010-003035 Application 10/737,920 7 We are not persuaded by Appellant’s contentions. Appellant does not refer to any particular portion of the Specification or Drawing Figures as support for the contention that the open end in the claims refers to the side, and not the top end as suggested by the Examiner. Regardless, even if the Specification discloses that the open end of the bar is on the side, this disclosure is not imported into the claims. See Superguide Corp. v. DirecTV Enterprises, Inc., 358 F.3d 870, 875 (Fed. Cir. 2004) (“Though understanding the claim language may be aided by the explanations contained in the written description, it is important not to import into a claim limitations that are not a part of the claim.”). Appellant points to the Specification at page 9, lines 31-33, which states that “‘the recess 25 remains open on at least one end between the walls 35, 50,’” and suggests that this applies to all of Figures 1-4 and 8-11, but not to Figure 7. Reply Br. 4. Appellant alleges that the Figure 7 embodiment does not read on the claim language that “the recess is open on at least one end between the walls,” because “[t]he Specification makes a clear distinction” with respect to Figure 7, by stating that “‘a recess 85 [is] substantially surrounded by the blocking extension 90.’” Id. We are not persuaded that the portions of Figure 7’s four walls above the interior surface of the recess, which create a fully enclosed recess with a top opening, cannot meet the claim limitation of having a recess that is “open on at least one end between the walls.” Indeed, a person of ordinary skill in the art would find the Examiner’s interpretation, that at the top end of Morrison, the recess (cavity 13') is open between the walls, is reasonable for the following reason. In claim 1, “at least one blocking extension extending adjacent the interior surface of the Appeal 2010-003035 Application 10/737,920 8 application portion” defines a retaining recess therebetween. As the blocking extension comprises at least two upstanding walls, the recess is formed by the two upstanding walls and the interior surface. In construing the claim recitation that “the recess is open on at least one end between the walls” (Emphasis added), we note the ordinary and customary meaning of the word “between” is “in the time, space, or interval that separates.” MERRIAM WEBSTER’S COLLEGIATE DICTIONARY, Tenth Edition, Copyright 1997. In Appellant’s substance application bar 5 as shown in Figure 1, the retaining recess 25 is formed by the two upstanding walls 35, 50 and the interior surface 120, and the recess 25 is open on three ends “between” or “in the space that separates” the walls 35, 50. In particular, recess 25 is open in the space that separates the walls 35, 50 on both U-shaped ends past the planes that encompass the two U-shaped walls and the recess is open in the space that separates the walls 35, 50 on the top end past the plane that encompasses the end portions 45 perpendicular to upstanding walls 35, 50. Thus, in the same manner that Appellant’s recess 25 is open between the walls 35, 50 on the top end, Morrison’s cavity 13' in Figure 4 is open “between” or “in the space that separates” any two unnumbered opposing walls past the plane that encompasses the unnumbered top walls of the first soap bar 11'. In view of the foregoing, we sustain the Examiner’s rejection of claims 1-8, 12-17, 19, 24, and 25 under 35 U.S.C. § 103(a) as unpatentable over Morrison. Appeal 2010-003035 Application 10/737,920 9 Claims 21- 23 Independent claim 21 is directed to a substance application bar having an application portion and at least one bar-preserving extension adjacent an interior surface of the application portion to define an open recess therebetween. App. Br., Clms. App’x. A-2 to A-3. The bar-preserving extension and the recess are configured to maintain a portion of the recess open to the atmosphere to facilitate air flow through and for drying of the recess for resisting deterioration of the bar. App. Br., Clms. App’x. A-3. Appellant argues claims 21-23 as a group and we select independent claim 21 as the representative claim. See App. Br. 7-8; see also 37 C.F.R. § 41.37(c)(1)(vii) (2011). With respect to independent claim 21, the Examiner makes the same findings as those discussed supra with respect to Morrison and claim 1. Ans. 3. Appellant argues that Morrison does not teach or suggest that the retaining recess of the substance application bar is open on at least one end between the walls. App. Br. 7-8. For the same reasons as discussed supra with respect to Morrison and claim 1, we are not persuaded of error in the Examiner’s rejection. Appellant also contends that “the soap bar of Morrison does not facilitate air flow through and . . . drying of the recess for resisting deterioration,” but rather defeats this purpose. App. Br. 8. Indeed, Appellant argues that when Morrison’s recess is positioned face up, the recess acts as a receptacle for fluid and when Morrison’s recess is positioned face down, the soap bar traps air and moisture inside the recess. Id. Appellant alleges that in both the face up and face down positions, the recess facilitates the rapid degradation of the soap bar and growth of bacteria. Id. Appeal 2010-003035 Application 10/737,920 10 We are not persuaded by Appellant’s contention. Claim 21’s recitation that the bar-preserving extension and the recess are “configured to maintain a portion of the recess open to the atmosphere to facilitate air flow through and for drying of the recess for resisting deterioration of the bar” is a functional limitation that does not serve to distinguish the structure of the bar-preserving extension and recess of the claim from the prior art bar- preserving extension and recess of Morrison. See In re Schreiber, 128 F.3d 1473, 1478 (Fed. Cir. 1997) and In re Swinehart, 439 F.2d 210, 212 (CCPA 1971). Morrison’s bar-preserving extension (upper portion of any of four walls of the first bar 11' which extends above the bottom surface of cavity 13' as shown in Figure 4) and recess (cavity 13') satisfy the claim language of being configured to maintain a portion of the recess (cavity 13') open to the atmosphere to facilitate air flow through and for drying of the recess for resisting deterioration of the bar, because the bar-preserving extension (upper portion of any of four walls of the first bar 11' which extends above cavity 13' as shown in Figure 4) and recess (cavity 13') of Morrison provide a large opening for air to flow into and out of, this would facilitate drying of the cavity 13'. Indeed, Appellant has admitted that “a top opening would facilitate the evaporation of water.” Reply Br. 4. Although Appellant goes on to state that a top opening “would not have a significant [e]ffect on water collected under the object placed in the recess” (Reply Br. 4), the claim does not require an object to be in the recess and Morrison discloses that the second soap bar 12' can be easily removed from the first soap bar 11'. See col. 2, ll. 23-28, 34-39. Furthermore, if a prior art apparatus is structurally identical or substantially structurally identical to the claimed apparatus, an examiner Appeal 2010-003035 Application 10/737,920 11 may presume that the two structures have the same properties and characteristics including similar susceptibility for use in the same environment. Where such a presumption arises, the applicant bears the burden to produce evidence to rebut the presumption. In re Best, 562 F.2d 1252, 1255 (CCPA 1977) (citations omitted). Here, Appellant has failed to rebut the presumption because Appellant has not produced evidence that any one of Morrison’s bar-preserving extensions (upper portion of any of four walls of the first bar 11' which extends above cavity 13' as shown in Figure 4) and recess (cavity 13') are not configured to “maintain a portion of the recess open to the atmosphere to facilitate air flow through and for drying of the recess for resisting deterioration of the bar” as required by claim 21. Since Morrison’s bar-preserving extension (upper portion of any of four walls of the first bar 11' which extends above cavity 13' as shown in Figure 4) and recess (cavity 13') provide a large top end opening for air to flow into and out of, this which would facilitate air flow into and out of the cavity 13' and assist in drying the cavity 13'. Thus, Appellant’s argument that Morrison’s recess (cavity 13'), when positioned face up, would act as a receptacle for fluid, and when positioned face down, would trap air, is not persuasive. The term “fluid” encompasses both liquids and gases, such as air. Thus, when the recess is face up, the large top opening will facilitate air flow through, in the sense of into and out of, the recess and this will dry the recess. Likewise, when the recess is face down and air is trapped within the recess, this will also dry the recess. Accordingly, we sustain the Examiner’s rejection of claims 21-23 under 35 U.S.C. § 103(a) as unpatentable over Morrison. Appeal 2010-003035 Application 10/737,920 12 (3) Obviousness based on Barford Claims 1-8, 12, 13, 15, 16, 19, 24, 25, and 28-30 Appellant argues claims 1-8, 12, 13, 15, 16, 19, 24, 25, and 28-30 as a group and we select independent claim 1 as the representative claim. See App. Br. 8-9; see also 37 C.F.R. § 41.37(c)(1)(vii) (2011). The Examiner finds that Barford substantially discloses the subject matter of independent claim 1, because like Morrison, the Examiner interprets that Barford’s “recess is open on at least one end between the walls” by virtue of “the top opening where the second bar [of] soap is to be inserted [as] the opening of the recess at the top end between the walls.” Ans. 4. The Examiner also finds that Barford’s Figure 1 embodiment, which does not have the Figure 2 embodiment’s film 3 of water-soluble or water- dispersible material, “would expose the top surface of the tablet 2 within the recess defined by member 1 (a portion of the recess open to the atmosphere).” Ans. 5. Appellant contends that “[l]ike Morrison, Barford does not teach or suggest a bar that is open on at least one end between the walls.” App. Br. 9. For the reasons discussed supra with respect to Morrison and claim 1, we are not persuaded by Appellant’s contention that Barford does not teach or suggest a bar that is open on at least one end between the walls. Accordingly, we sustain the Examiner’s rejection of independent claims 1-8, 12, 13, 15, 16, 19, 24, 25, and 28-30 under 35 U.S.C. § 103(a) as unpatentable over Barford. Appeal 2010-003035 Application 10/737,920 13 Claims 21- 23 Appellant argues claims 21-23 as a group and we select independent claim 21 as the representative claim. See App. Br. 5-7; see also 37 C.F.R. § 41.37(c)(1)(vii) (2011). With respect to independent claim 21, the Examiner makes the same findings as those discussed supra with respect to Barford and claim 1. Ans. 4. Appellant argues that Barford does not teach or suggest that the retaining recess of the substance application bar is open on at least one end between the walls. App. Br. 9. For the same reasons as discussed supra with respect to Morrison and claim 1, we are not persuaded of error in the Examiner’s rejection. Appellant also contends that “for the same reasons given for Morrison, the lavatory bar of Barford is not configured to maintain a portion of the recess open to the atmosphere to facilitate air flow through and for drying of the recess for resisting deterioration of the bar.” App. Br. 9. More particularly, Appellants contend that since “the bar of Barford is immersed in water in order to dissolve and release the ingredients of the bar to clean the cistern or urinal, . . . there is no motivation to design the bar to resist deterioration.” Id. We are not persuaded by Appellant’s contention for the same reasons as discussed supra with respect to Morrison and claim 21, Accordingly, we sustain the Examiner’s rejection of claims 21-23 under 35 U.S.C. § 103(a) as unpatentable over Barford. Appeal 2010-003035 Application 10/737,920 14 (4) Obviousness based on Aoki Claims 1-8, 12-17, and 19 Appellant argues claims 1-8, 12-17, and 19 as a group and we select independent claim 1 as the representative claim. See App. Br. 10; see also 37 C.F.R. § 41.37(c)(1)(vii) (2011). The Examiner finds that Aoki substantially discloses the subject matter of independent claim 1, because like Morrison and Barford, the Examiner interprets that Aoki’s “recess is open on at least one end between the walls” by virtue of “the top opening where the second bar [of] soap is to be inserted [as] the opening of the recess at the top end between the walls.” Ans. 4. Appellant contends that “[l]ike Morrison and Barford, the bar of Aoki is not open on at least one end between the walls.” App. Br. 10. For the same reasons as discussed supra with respect to Morrison and claim 1, we are not persuaded by Appellant’s contention. Accordingly, we sustain the Examiner’s rejection of claims 1-8, 12- 17, and 19 under 35 U.S.C. § 103(a) as unpatentable over Aoki. Claims 21- 23 Appellant argues claims 21-23 as a group and we select independent claim 21 as the representative claim. See App. Br. 10; see also 37 C.F.R. § 41.37(c)(1)(vii) (2011). With respect to independent claim 21, the Examiner makes the same findings as those discussed supra with respect to independent claim 1 and Aoki. Ans. 4. Appellant argues that Aoki does not teach or suggest that the retaining recess of the substance application bar is open on at least one end between the walls. App. Br. 10. For similar reasons to those discussed Appeal 2010-003035 Application 10/737,920 15 supra with respect to Morrison and claim 1, we are not persuaded of error in the Examiner’s rejection. Appellant also contends that “the bar of Aoki is similar to the bar of Morrison in that when the recess is face up or face down, rapid deterioration and growth of bacteria result.” App. Br. 10. We are not persuaded by Appellant’s contention for similar reasons as those discussed supra with respect to Morrison and claim 21. Accordingly, we sustain the Examiner’s rejection of claims 21-23 under 35 U.S.C. § 103(a) as unpatentable over Aoki. DECISION We AFFIRM the Examiner’s decision to reject: (1) claims 1-7, 12, 13, 15, 16, 19, and 21-23 under 35 U.S.C. § 102(b) as anticipated by Slocum; (2) claims 1-8, 12-17, 19, and 21-25 under 35 U.S.C. § 103(a) as unpatentable over Morrison; (3) claims 1-8, 12, 13, 15, 16, 19, 21-25, and 28-30 under 35 U.S.C. § 103(a) as unpatentable over Barford; and (4) claims 1-8, 12-17, 19, and 21-23 under 35 U.S.C. § 103(a) as unpatentable over Aoki. No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a). See 37 C.F.R. § 1.136(a)(1)(iv). AFFIRMED Klh Copy with citationCopy as parenthetical citation