Ex Parte Avery et alDownload PDFBoard of Patent Appeals and InterferencesMay 16, 201211093487 (B.P.A.I. May. 16, 2012) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE __________ BEFORE THE BOARD OF PATENT APPEALS AND INTERFERENCES __________ Ex parte WARSAW ORTHOPEDIC, INC. __________ Appeal 2010-007176 Application 11/093,487 Technology Center 3700 ___________ Before JAMESON LEE, SALLY GARDNER LANE, and SALLY C. MEDLEY, Administrative Patent Judges. LEE, Administrative Patent Judge. DECISION ON APPEAL Appellant appeals under 35 U.S.C. § 134(a) from the final rejection of claims 12-14, 16, 17, and 22-24. The real party in interest is Warsaw Orthopedic, Inc. We have jurisdiction under 35 U.S.C. § 6(b). We AFFIRM. STATEMENT OF THE CASE The Applied Prior Art Combs Pat. 0,143,669 Oct. 14, 1873 Richelsoph Pat. 6,328,740 Dec. 11, 2001 Krag Pat. 4,987,892 Jan. 29, 1991 Taylor Pat. 5,653,707 Aug. 5, 1997 Appeal No. 2010-007176 Application 11/093,487 2 The Rejections on Appeal 1. Claims 12, 16, and 17 were finally rejected under 35 U.S.C. § 103 as obvious over Combs, and Richelsoph. 2. Claims 13 and 14 were finally rejected under 35 U.S.C. § 103 as obvious over Combs, Richelsoph, and Taylor. 3. Claims 22-24 were finally rejected under 35 U.S.C. § 103 as obvious over Combs, Krag, and Richelsoph. The Invention The invention is about a spinal implant claimed as a spinal rod connection system. The specification explains that elongated rigid plates, rods and other external stabilization devices are helpful in the stabilization and fixation of a spinal motion segment in correcting abnormal curvatures and alignments of the spinal column and for treatment of other conditions. (Spec. 1:11-15). The specification states that in spinal rod fixation procedures of the prior art, the surgeon frequently had to bend the rod to match the patient’s spine and that bending the rod induces stress to the rod and decreases the fatigue strength of the material. (Spec. 1:16-18). The specification also states that a long, one-piece rod was difficult to bend and maneuver into position within the patient. (Spec. 1:21-23). The independent claims are claims 12 and 22, each of which recites a first rod, a second rod, and a coupling mechanism which positions the two rods in an end-to-end fashion. The coupling mechanism of claim 12 includes first and second bodies which are moveably connected together with a fastener. The coupling mechanism of claim 22 includes an articulating connector having a first end including a first coupling body and Appeal No. 2010-007176 Application 11/093,487 3 an opposing second end including a second coupling body. Both claims 12 and 22 specify that the angle between the longitudinal axis of each of the first and second rods can be temporarily varied and thereafter fixed so that the coupling mechanism axially and torsionally constrains the first and second rods relative to one another. Claim 12 is reproduced below: 12. A spinal rod connection system, comprising: a first elongated rod for attachment to the spinal column extending along a longitudinal axis between a first end and an opposite second end, said first rod including a first characteristic and a first coupling member at said first end; a second elongated rod for attachment to the skull extending along a longitudinal axis between a first end and an opposite second end, said second rod including a second characteristic and a second coupling member at said first end; and a coupling mechanism that positions the elongated rods in an end-to-end fashion with the longitudinal axes of the rods intersecting, the coupling mechanism including first and second bodies with substantially the same shape and configuration and that are moveably connected together with a fastener, each of the first and second bodies including a first section with a first bore to receive an end of one of the first and second elongated rods and a single second section with a second bore to receive the fastener, the second sections positioned at an offset from the first sections such that the second section of the first body is offset from the longitudinal axis of the first elongated rod and the second section of the second body is offset from the longitudinal axis of the second elongated rod, the first body further including a first locking bore in communication with the first bore and the second body including a second locking bore in communication with the second bore; App App cente first an en secti illus conn eal No. 20 lication 11 a locking b a second l end; w of said f thereafte torsional another. The bold red in this and secon d of one o on” (with Figure 7 trates an ex ection sys 10-007176 /093,487 first lockin ore to cap second loc ocking bor herein an a irst and se r fixed so ly constra (Emphasi ed text hig appeal w d bodies in f the first a second b of Appell ploded vi tem: g mechan ture the fi king mech e to captu ngle betw cond rods that said c ins said fir s added.) hlights th ith respect cludes “a and secon ore to rece ant’s speci ew of an e 4 ism sized t rst rod to t anism size re the seco een said lo can be tem oupling m st and sec e feature a to claim 1 first sectio d elongate ive the fas fication is mbodimen o mount w he first en d to moun nd rod to ngitudina porarily v echanism ond rods r bout whic 2. It recit n” (with a d rods) an tener). reproduce t of Appe ithin the f d; t within th the second l axis of ea aried and axially and elative to o h the main es that eac first bore d “a single d below, w llant’s spin irst e ch ne dispute is h of the to receive second hich al rod Appeal No. 2010-007176 Application 11/093,487 5 DISCUSSION A. Combs Is Not Nonanalogous Art We address first Appellant’s argument that Combs cannot properly be relied on in a rejection of any of Appellant’s claims because it is nonanalogous art. The determination that a reference is from an nonanalogous art is a two-fold analysis. If the reference is within the field of the inventor’s endeavor, then it is not nonanalogous art, and if the reference is reasonably pertinent to the particular problem with which the inventor was involved, it is also not nonanalogous art. In re Deminski, 796 F.2d 436, 442 (Fed. Cir. 1986); In re Wood, 559 F.2d 1032, 1036 (CCPA 1979). Stated another way, a reference is analogous art if it is either in the field of the applicant’s endeavor or is reasonably pertinent to the particular problem with which the inventor was concerned. In re Kahn, 441 F.3d 977, 987 (Fed. Cir. 2006); In re Bigio, 381 F.3d 1320, 1325 (Fed. Cir. 2004). We agree with Appellant that Combs’s disclosure is not within the same field of endeavor as that of Appellant’s invention. Combs is directed to an improved carriage-top joint assembly. Appellant’s invention is directed to a spinal implant for use within a patient. Appellant further asserts that Combs’s disclosure is not reasonably pertinent to the problem with which Appellant’s inventors were concerned. For reasons discussed below, the argument is unpersuasive. The problem with which Appellant’s inventors were concerned about - pre-existing spinal implants - is discussed in the BACKGROUND portion of Appellant’s disclosure (Spec 1:16-24): In spinal rod fixation procedures extending to the base of the skull, the surgeon contours the rod to match the angle of the Appeal No. 2010-007176 Application 11/093,487 6 occiput and sub-axial spine. Bending the rod induces stress to the rod and decreases the fatigue strength of the material. In addition, the geometric and dimensional features of these rod systems and patient anatomy constrain the surgeon during surgery and prevent optimal placement and attachment along the spinal column and the occiput. For example, elongated, one piece rods can be difficult to bend and maneuver into position between the upper end of the cervical spine and the occipital bone of the skull, and also provide the surgeon with only limited options in sizing and selection of the rod system to be placed during surgery. Rather than discussing what features in Combs’s disclosure might or might not have been regarded as reasonably pertinent to the above-indicated problem with which Appellant’s inventors were concerned, Appellant in its revised appeal brief from page 11, line 15, to page 12, line 9, merely makes statements essentially urging that that the field of invention of Combs is different from and unrelated to that of Appellant’s invention. That issue, however, pertains to the first prong but not the second prong of the test for determining analogous or nonanalogous art. While it is true that Combs is directed to a device for use with carriages and Appellant’s invention is directed to spinal implants, that does not answer the question whether some feature disclosed in Combs would have been reasonably pertinent to the problem faced by Appellant’s inventors, i.e., providing a way to vary the shape of a rod without having to bend it, and providing an easy way to change the contour of a rod. Appellant has not shown that the Combs disclosure is not reasonably pertinent to the problem with which Appellant’s inventors were concerned. In any event, for reasons discussed below, we find that the Combs disclosure App App is rea were struc inclu Com a joi parts angl angl agre prob the s Vary end e rod. prior techn attem 907 eal No. 20 lication 11 sonably p concerne Combs d tures D co ding two p bs is repro nt assembl The Exa A and B c e between e. (Ans. 3 e with that lem with w hape and c ing and th ssentially That teach art refere ology and pting to p (Fed. Cir. 10-007176 /093,487 ertinent to d. iscloses a nnected in arts A and duced bel y includin miner dete onnected the two ro :25 to 4:3. determina hich App ontour of ereafter fi provides a ing is not nce must b is not lim rotect. EW 1985). the proble carriage-t an end-to B connec ow, which g parts A a rmined th by joint C ds D conn ) That find tion. Tha ellant’s inv a rod with xing the an bend in t limited to e consider ited to the P Corp. v 7 m with w op assemb -end mann ted togeth illustrates nd B conn at the joint , is effectiv ected end- ing is not t disclosur entors we out having gle betwe he rod wit applicatio ed for eve particular . Reliance hich Appe ly includin er through er at joint two rods ected by j assembly e to temp to-end and disputed b e is reason re concern to physic en two rod hout physi n in any s rything it invention Universa llant’s inv g two rod a joint as C. Figure D connect oint C: of Combs orarily cha to later fi y Appella ably perti ed, i.e., h ally bend s arranged cally bend pecific con teaches by it is descr l Inc., 755 entors -like sembly 1 of ed through , having nge the x that nt, and we nent to the ow to vary the rod. end-to- ing the text. A way of ibing and F.2d 898, App App cons B. first recei illus 34 ea recei show mean in ea faste eal No. 20 lication 11 For the f titutes non The Obv 16, and Appellan and secon ve a fasten trated in F ch with a ve a fasten ing an exp Appellan ing only o ch of first ner. In tha 10-007176 /093,487 oregoing r analogous iousness R 17 over Co t asserts t d bodies e er. (Brief igures 7 an single sec er. (Brief loded vie t asserts t ne. We a and secon t context, easons, w art. ejection o mbs and R hat claim ach with a . 7:1-2.) A d 8 with c tion 370, 3 7:2-4.) F w of an em hat the term gree. The d bodies 3 “the fasten 8 e reject Ap f Claims ichelsoph 12 requires single sec ppellant s oupling m 71 having igure 7 is bodiment “single” re should b 4, which i er” refers pellant’s 12, a couplin ond sectio tates that echanism a bore 30 again repr of Appell should be e only a s ncludes a b to a fasten argument t g mechani n with a b the feature 328 includ 4 and 306 oduced be ant’s inven construed ingle seco ore for re er which hat Comb sm with ore to is ing bodie sized to low tion: as nd section ceiving th connects s s e App App the f each end o each desig beca first secti and B conn B.1 bodi inclu bodi Com show 1 W A an eal No. 20 lication 11 irst and se of the firs f one of t of its first Appellan n with a s use for rea and secon on. Appe includes ects to rod That is not What is es of the c des a bore es. Appel bs. In any s an eleva e do not d B. 10-007176 /093,487 cond bodie t and seco he first and and secon t argues th ingle secti sons discu d bodies o llant point a pair of s D and on excluded required b oupling m for receiv lant has no event, we tion view see any ot s. Also, c nd bodies, second ro d bodies t at Combs on. (Brief ssed abov f the coupl s out (Brie paced-apa e section t by claim 1 y claim 12 echanism t ing a faste t meaning reproduc of the Com her pair of 9 laim 12 al which inc ds. Claim o include o does not 7:14; 7:22 e claim 12 ing mecha f 7:7-8) th rt sections hat connec 2. is that in here be on ner that co fully expla ed Figure bs invent spaced-ap ready reci ludes a fir 12 explic nly a sing disclose or .) The ar does not r nism to in at in Com , presuma ts to the o each of the ly a single nnects the ined why 1 of Comb ion: art section tes a first s st bore to r itly does n le section make obv gument is equire eac clude only bs each of bly one se ther of bod first and section w first and that is not s again be s in each ection in eceive an ot require overall. ious a misplaced h of the a single bodies A ction that ies A and second hich second the case in low, which of bodies , App App conn inclu rod, end o there a sin conn one f No o bodi hing requ prov expl seco in th term very eal No. 20 lication 11 As can b ecting two des a first and body B f a second in to recei gle second ects bodie rom body ther sectio es A and B In case A ed joint C irement of ided by th oded view To the e nd section e above an “single” i broad. Ap 10-007176 /093,487 e seen in F rods D is section at includes rod. Bod ve a fasten section h s A and B B, togethe n of either . ppellant i as providi claim 12, e Examine of hinge j xtent Appe but two se notated Fi s narrow a pellant’s igure 1 of disclosed one end th a first sec y A includ er that con aving a bo . The sing r with the body A a ntended to ng multipl we now re r on page oint C: llant argu cond secti gure 2, the nd require pairing of 10 Combs, a , which inc ereof whi tion at one es a singl nects bod re therein le second fastener r nd B recei refer to th e second s fer to ann 9 of the An es that bod ons identi argumen s unity in the broad coupling ludes bod ch receive end there e second s ies A and for receivi sections, o eceived th ves the fas e compon ections co otated figu swer, wh y B includ fied as “Pr t is mispla number, th term “sect mechanism ies A and s an end o of which r ection hav B. Body B ng the fast ne from b erein form tener that ent parts o ntrary to th re 2 of Co ich shows es not a s ojections ced. Altho e term “se ion” with for B. Body A f a first eceives an ing a bore includes ener that ody A and joint C. connects f the e mbs as an ingle of Body B ugh the ction” is the narrow ” Appeal No. 2010-007176 Application 11/093,487 11 term “single” effectively eliminates the limiting effect of the latter, as a wide latitude exists for drawing the boundaries of a section of a whole. Appellant has not used language which limits the claim to having but only a single projection including a bore to receive a fastener connecting the first and second bodies of the coupling mechanism. The question is not whether each of the two above-annotated projections of body B constitutes a “section” and therefore body B includes more than one second section in contravention of the requirement of claim 12. Rather, the question is whether it is reasonable of the Examiner to regard the entirety of the bulging end structure of body B including both projections as one “section” of body B. The answer is YES, under the broadest reasonable rule of claim interpretation. During examination, claim terms are given their broadest reasonable interpretation consistent with the specification. In re Icon Health & Fitness, Inc., 496 F.3d 1374, 1379 (Fed. Cir. 2007); In re Zletz, 893 F.2d 319, 321 (Fed. Cir. 1989); In re Yamamoto, 740 F.2d 1569, 1571 (Fed. Cir. 1984). We agree with the Examiner’s determination (Ans. 9:2-3) that claim 12 does not further limit how many projection elements can be contained within a single second section. For the foregoing reasons, we reject Appellant’s argument that Combs does not satisfy the requirement of claim 12 that each of the first and second bodies of the coupling mechanism includes a single second section which receives the fastener. Claim 12 further requires that the first and second bodies of the coupling mechanism have “substantially the same shape and configuration.” Appellant’s specification nowhere defines the meaning of “substantially the App App same subs incon cylin exten exten hing reaso conf “sub figur and B App exten hing whic 2 tha same eal No. 20 lication 11 .” The Ex tantially th sistent wi Both Par drical end sion on th sion ends e joint C. nable that iguration, stantially t Appellan e 2 that th do not h ellant argu sion porti e. (Brief 8 h shows th We unde t the parti because t 10-007176 /093,487 aminer’s e same sh th Appella t A and Pa ostensibly e other en on Parts A Based on Parts A a given that he same.” t refers to e particula ave substa es that it i ons to be p :15-16; 8: e internal rstand Ap cular exten hey have t determinat ape and co nt’s speci rt B in Co having th d evidentl and B ali Combs’s F nd B have Appellant Figure 2 o r structure ntially the s the differ laced in a 19-22). F structure o pellant’s a sion struc o be stagg 12 ion that Pa nfiguratio fication. mbs’ coup e same dim y with a bo gn and ov igure 1, th substantia ’s specific f Combs s within th same shap ent config n overlapp igure 2 of f hinge jo rgument to tures of Pa ered or pla rts A and n is reason ling mech ensions, re hole th erlap each e Examin lly the sam ation does and argues e extensio e and con uration tha ing arrang Combs is r int C: be that it rts A and ced in san B of Com able and i anism hav and a bulg erein. The other to c er’s determ e shape a not specia that it app n portions figuration t allows th ement to eproduced appears fr B are not dwich for bs have s not e a hollow ing bulging reate a ination is nd lly define ears from of Parts A . e form a below, om Figure exactly the m in order Appeal No. 2010-007176 Application 11/093,487 13 to overlap and form a hinge much like the case on a door hinge which allows the door to swing open and close. The argument is misplaced and rejected. The claim limitation requires only substantial sameness in shape and configuration, not identical shape and configuration. As is noted earlier, Appellant’s specification does not specially define “substantially the same.” Notwithstanding the lack of identity in the internal structure of component pieces together forming hinge joint C, bodies A and B overall and in general have substantially the same shape and configuration as is clearly evident from Figure 1 of Combs. Moreover, even the component pieces within the bulging extension portion that together form joint C have substantially the same shape and configuration. The hinge components are just staggered and offset from each other to collectively form a hinge. Given that during examination claim terms are properly construed according to their broadest reasonable interpretation not inconsistent with the specification, we agree with the Examiner that bodies A and B in Combs have substantially the same shape and configuration. Claims 16 and 17 both depend indirectly from independent claim 12. Appellant has not separately argued the merits of claims 16 and 17 from that of claim 12. For the foregoing reasons, we are unpersuaded that there is error in the obviousness rejection of claims 12, 16, and 17 under 35 U.S.C. § 103 over Combs and Richelsoph. Appeal No. 2010-007176 Application 11/093,487 14 C. The Obviousness Rejection of Claims 13 and 14 over Combs, Richelsoph, and Taylor Claims 13 and 14 each depend directly from claim 12. Appellant does not separately argue the merits of claims 13 and 14 from that of claim 12. Accordingly, we are unpersuaded that there is error in the obviousness rejection of claims 13 and 14 under 35 U.S.C. § 103 over Combs, Richelsoph, and Taylor. D. The Obviousness Rejection of Claims 22-24 over Combs, Krag, and Richelsoph Claim 22 is independent. Claim 23 depends on claim 22 and claim 24 depends on claim 23. Appellant asserts that claim 22 recites a coupling mechanism which includes (Brief 9:16 to 10:1): a single first extension portion connected to a first coupling body, and a single second extension portion connected to a second coupling body. In that regard, Appellant states (Brief 10:1-4): This structure can be seen in Figures 5-8 with the coupling mechanism 228 or 328 including a first coupling body 34 with a single first extension portion 271 or 371 and a second coupling body 34 with a single second extension portion 270 or 370. For illustration purposes, Appellant’s Figure 5 is reproduced below, which shows a first coupling body 34 with a single first extension portion 271 and a second coupling body 34 with a single second extension portion 270: App App conn App and B by a eal No. 20 lication 11 Appellan C extensio orientati single ex The argu ection wit ellant is re , which t We repr respective 10-007176 /093,487 t argues ( ombs discl ns that ext on to form tension po ment is w h the rejec ferring to t ogether fo oduce Figu extension Brief 10:5 oses socke end outwa a joint. N rtion. ithout mer tion of ind he interna rm the hin re 1 of Co portion fr 15 -7): t bodies A rd and are either soc it, for reas ependent l structure ge joint C. mbs whic om both b , B each w placed in ket body i ons we ex claim 12. of the end h illustrate odies A an ith multip an overlap ncludes a plained ab It is evide portion o s a joint C d B: le ping ove in nt that f bodies A formed App App exten paire expl effec in dr that exten the e joint singl there prov proje more claim regar proje broa eal No. 20 lication 11 With res sion porti d the broa ained abov tively elim awing the For insta bulging en sion porti ntirety of C as an ex e extensio in such as ided by th The que ctions of b than one 22. Rath d the entir ctions as o dest reason 10-007176 /093,487 pect to cla on” and “a d term “po e in the co inates the boundarie nce, it is r d part of b on of body that bulgin tension po n portion m the multip e Examine stion is no ody B con extension er, the que ety of the ne “portio able rule im 22, at i single sec rtion” wit ntext of th narrowne s of the ter easonable ody A wh A, and it g end part rtion of b ay in turn le project r and agai t whether e stitutes a portion in stion is w bulging en n” of bod of claim in 16 ssue is the ond exten h the narro e rejection ss of “sing m “portio for the Ex ich forms is reasona of body B ody B. It contain m ions shown n reproduc ach of the “portion” contraven hether it is d structur y B. The a terpretatio meaning sion porti w term “s of claim le,” as the n.” aminer to a compone ble for the which fo does not m ultiple pr in annota ed below: two abov and theref tion of the reasonab e of body nswer is Y n which a of “a singl on.” Appe ingle.” A 12, such a re is a wid regard the nt of joint Examiner rms a com atter that ojection c ted Figure e-annotate ore body B requireme le of the E B includin ES, unde pplies dur e first llant has s we pairing e latitude entirety o C as an to regard ponent of one such omponents 2 . d includes nt of xaminer to g both r the ing patent f Appeal No. 2010-007176 Application 11/093,487 17 examination. Claim 22 does not further limit the structural components that may be contained within each single extension portion. In the absence of claim language carrying a narrow meaning, a claim should only be so limited based on the specification when the specification expressly disclaims the broader scope. In re Bigio, 381 F.3d 1320, 1324-25 (Fed. Cir. 2004). Appellant has identified no such express disclaimer. In the final analysis, Appellant’s difficulty stems from its pairing of the term “single” with the very broad terms “section” and “portion.” Appellant has not used language which limits the claim to having but only a single projection in each coupling body, which includes a bore perpendicular to a contact surface that is parallel to a connected rod. For the foregoing reasons, we are not persuaded of error in the obviousness rejection of claims 22-24. CONCLUSION The rejection of claims 12, 16, and 17 under 35 U.S.C. § 103 as obvious over Combs and Richelsoph is affirmed. The rejection of claims 13 and 14 under 35 U.S.C. § 103 as obvious over Combs, Richelsoph, and Taylor is affirmed. The rejection of claims 22-24 under 35 U.S.C. § 103 as obvious over Combs, Krag, and Richelsoph is affirmed. No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a)(1)(iv). AFFIRMED KMF Copy with citationCopy as parenthetical citation