Ex Parte 8135801 et alDownload PDFPatent Trial and Appeal BoardOct 30, 201495001989 (P.T.A.B. Oct. 30, 2014) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 95/001,989 05/14/2012 8135801 309101-251 1095 31825 7590 10/30/2014 RYAN, MASON & LEWIS, LLP 48 South Service Road Suite 100 Melville, NY 11747 EXAMINER STEELMAN, MARY J ART UNIT PAPER NUMBER 3992 MAIL DATE DELIVERY MODE 10/30/2014 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ FACEBOOK, INC., Requester, v. WIRELESS INK CORP., Patent Owner. ____________ Appeal 2014-007363 Reexamination Control 95/001,989 Patent 8,135,801 B2 Technology Center 3900 ____________ Before STEPHEN C. SIU, DENISE M. POTHIER, and ANDREW J. DILLON, Administrative Patent Judges. SIU, Administrative Patent Judge. DECISION ON APPEAL Appeal 2014-007363 Reexamination Control 95/001,989 Patent 8,135,801 B2 2 Patent Owner appeals under 35 U.S.C. §§ 134 and 315 the Examiner’s rejections of claims 1–31 over various grounds. PO App. Br. 5–6. Requester appeals the Examiner’s decision not to adopt the rejection of claim 14 as anticipated by a specific embodiment allegedly disclosed by Neibauer or Hill. 3PR App. Br. 5. We have jurisdiction under 35 U.S.C. §§ 134 and 315. An oral hearing was conducted on October 1, 2014. STATEMENT OF THE CASE This proceeding arose from a May 14, 2012 request by Facebook, Inc. (“Requester”) for an inter partes reexamination of claims of U.S. Patent 8,135,801 B2, titled “Method, Apparatus and System for Management of Information Content for Enhanced Accessibility Over Wireless Communication Networks” and issued to David Walker Harper, Jason James Sabella, and William Henry Munch, on March 13, 2012 (“the ’801 Patent”). The ’801 patent describes a method and system for information content management. ’801 Patent Spec. 1:19–20. Claim 1 reads as follows: 1. A method for managing information content in a network-based communication system, the method comprising the steps of: providing a first web-based interface accessible to a first user, the first web-based interface being configured to permit the first user to designate a plurality of other users that will share access to content with the first user, in accordance with accessibility rules established by the first user; and generating a second web-based interface wherein access to the content via the second web-based interface is controlled in accordance Appeal 2014-007363 Reexamination Control 95/001,989 Patent 8,135,801 B2 3 with the accessibility rules established by the first user via the first web-based interface; wherein the first user mutually consents with each of the plurality of other users to share access to the content via the second web-based interface to the exclusion of additional users not designated by the first user. The cited references are as follows: Douvikas US 6,691,158 B1 Feb. 10, 2004 Sutherland US 2002/0120757 A1 Aug. 29, 2002 Cheng US 7,574,486 B1 Aug. 11, 2009 David Fox and Troy Downing, WEB PUBLISHER’S CONSTRUCTION KIT WITH HTML 3.2 (1996) (“Fox”). Posting of Rich Hoeg to http://groups.google.com/group/rec.music.makers.squeezebox/msg/bad6 . . . entitled “Virtual Accordion Clubs from Yahoo!” (December 1, 1998) (“Club Invite”). Alan Neibauer, HOW TO DO EVERYTHING WITH YAHOO! (2000) (“Neibauer”). Brad Hill, YAHOO! FOR DUMMIES (2nd ed. 2001) (“Hill”). Patent Owner appeals the Examiner’s rejections of claims 1–13, 15– 22, and 26–31 under 35 U.S.C. § 112, first paragraph, as failing to comply with the written description requirement; claims 1, 3–9, 12–15, 17–19, 21, 22, 27, and 28 under 35 U.S.C. § 102(b) as anticipated by Neibauer; claims 1, 3–9, 12–15, and 17–19 under 35 U.S.C. § 102(b) as anticipated by Hill; claims 1, 3–13, 15, 17–22, 27, 28, 30, and 31 under 35 U.S.C. § 102(b) as anticipated by Sutherland; claims 1–9, 12, 13, 15–19, and 21–28 under 35 Appeal 2014-007363 Reexamination Control 95/001,989 Patent 8,135,801 B2 4 U.S.C. § 103(a) as unpatentable over Neibauer; claims 11, 20, 30, and 31 under 35 U.S.C. § 103(a) as unpatentable over Hill and Douvikas; claims 20 and 29–31 under 35 U.S.C. § 103(a) as unpatentable over Neibauer and Douvikas; claims 10 and 11 under 35 U.S.C. § 103(a) as unpatentable over Neibauer and Club Invite; claims 2, 16, 23–26, and 29 under 35 U.S.C. § 103(a) as unpatentable over Sutherland and Cheng; claim 5 under 35 U.S.C. § 103(a) as unpatentable over Sutherland and Fox; and claims 10 and 12 under 35 U.S.C. § 103(a) as unpatentable over Sutherland and Neibauer. Requester appeals the Examiner’s non-adoption of the rejection of claim 14 under 35 U.S.C. § 102(b) as anticipated by any one of Neibauer and Hill with respect to the so-called “Yahoo! Briefcase embodiment” (see below). ISSUE Did the Examiner err in rejecting claims 1–31 and by failing to adopt one of Requester’s proposed rejections of claim 14? PRINCIPLES OF LAW In rejecting claims under 35 U.S.C. § 102, “[a] single prior art reference that discloses, either expressly or inherently, each limitation of a claim invalidates that claim by anticipation.” Perricone v. Medicis Pharm. Corp., 432 F.3d 1368, 1375 (Fed. Cir. 2005) (citation omitted). The question of obviousness is resolved on the basis of underlying factual determinations including (1) the scope and content of the prior art, (2) any differences between the claimed subject matter and the prior art, and Appeal 2014-007363 Reexamination Control 95/001,989 Patent 8,135,801 B2 5 (3) the level of skill in the art. Graham v. John Deere Co., 383 U.S. 1, 17- 18 (1966). “The combination of familiar elements according to known methods is likely to be obvious when it does no more than yield predictable results.” KSR Int’l Co. v. Teleflex, Inc., 550 U.S. 398, 416 (2007). ANALYSIS 35 U.S.C. 112, first paragraph – Written Description – Patent Owner’s Appeal Claims 1, 17, and 20, as amended, recite “wherein the first user mutually consents with each of the plurality of other users to share access to the content via the second web-based interface to the exclusion of additional users not designated by the first user.” Claim 16 recites “access to content at the second web site . . . is restricted to the first user and a plurality of other users designated by the first user that have mutually consented with the first user to share said content at the second web site.” The Examiner finds that “[t]he ’801 specification does not support the added limitation: ‘wherein the first user mutually consents with each of the plurality of other users to share access to the content via the second web- based interface to the exclusion of additional users not designated by the first user.’” RAN 11, 14. Patent Owner argues that “the limitations at issue are extensively described and supported [at] column 6, lines 7–26, column 7, lines 19–32, column 11, lines 3–52, column 16, lines 45–54 and FIGS. 2, 3, 11, 22, 24f and 24g” of the ’801 patent and that “specific portions [that] are cited . . . are Appeal 2014-007363 Reexamination Control 95/001,989 Patent 8,135,801 B2 6 not exhaustive of the detailed support for the [disputed] limitations.” PO App. Br. 7. Upon review, the ‘801 Patent’s Specification discloses that a “registered user may be permitted to elect to share his or her . . . information, or other types of user information, with other users” in which “an email message is sent to . . . [registered] individuals” through which those individuals “will be given the option of accepting or declining the information sharing proposal.” The ’801 Patent Spec., 11:26–28, 33–37. In other words, the ’801 Patent’s Specification discloses a first user mutually consenting with each of the plurality of other users (via an email through which the other users may “consent” to access by opting to accept “the information sharing proposal”) to share access to the content via the second web-based interface to the exclusion of additional users not designated by the first user. The Examiner and Requester focus on the language of “to the exclusion of additional users not designated by the first user” found in claims 1, 17, and 20. RAN 9–10, 13–14. In particular, given the disclosure of the’801 patent, we find that if the intent of the discussion in column 11 of the ’801 patent was to share content with all users, including those who are not proposed by the first user for sharing information, then why would the software bother sending email messages to invited users to accept or deny the information in the first instance. We find that this disclosure reasonably conveys to an ordinarily skilled artisan that the inventor had possession of the phrase, “to the exclusion of additional users not designated by the first user” at the time of the invention. Appeal 2014-007363 Reexamination Control 95/001,989 Patent 8,135,801 B2 7 The Examiner erred in rejecting claims 1–13, 15–22, and 26–31 under 35 U.S.C. 112, first paragraph, as failing to comply with the written description requirement. Anticipation Rejection Based on Neibauer – Patent Owner’s Appeal Representative claim 14 recites a first web-based interface being configured to permit the first user to designate a plurality of other users that will share access to content with the first user, in accordance with accessibility rules established by the first user and a second web-based interface that is controlled in accordance with the accessibility rules established by the first user via the first web-based interface. Patent Owner argues that Neibauer fails to disclose “that access to content via a second web-based interface is controlled in accordance with the accessibility rules established by the first user” because “[u]pon joining the given club [in Neibauer], such additional members can obtain access to content associated with the club without mutual consent of other club members, including club founders.” PO App. Br. 11–12. We are not persuaded by Patent Owner’s arguments for at least the reasons set forth by Requester. 3PR Resp. Br. 6–13. For example, Neibauer discloses an “unlisted club” that “is private.” Neibauer, Chapter 21, p. 473. The “unlisted club” is one in which “members who were invited to join may join the club and be able to access it” and “is ideal for sharing private information.” Id. In other words, Neibauer discloses a plurality of other users (i.e., member invited to join the club by a “first” user) that have exclusive access to content (i.e., invited members are Appeal 2014-007363 Reexamination Control 95/001,989 Patent 8,135,801 B2 8 able to access the data content) relative to users not in the group (i.e., users who are not invited to join the club do not have access to the data content). Patent Owner argues that Neibauer fails to disclose “a group of members that relative to users not in the group have exclusive access to content” because “any club member . . . can invite numerous additional members.” PO App. Br. 13. As previously discussed, Neibauer discloses an “unlisted club” in which “members who were invited to join may join the club and be able to access it.” Neibauer, Chapter 21, p. 473. Given this disclosure, if members who are invited to join the club may access the club content, then those users who were not invited to join the club cannot access the club content. Patent Owner does not explain sufficiently a difference between Neibauer and the claim requirement of a plurality of other users that “have exclusive access to said content” “relative to users not in said group.” In both cases, a selected group of users is granted access to content while another (not selected) group of users is not granted access to the content. Even assuming that Patent Owner’s contention that Neibauer discloses that “any club member . . . can invite numerous additional members” (PO Resp. Br. 9) is true, Patent Owner does not demonstrate sufficiently that claim 14, for example, requires this feature. We note that claim 14, for example, does not require that the plurality of other users are not permitted to “invite numerous additional members.” (Id.) Patent Owner argues that Neibauer discloses “scenario 2” in which “User A founds an unlisted club, and invites user B to join the unlisted club. User B accepts the invitation,” which allegedly differs from the claim limitation of controlling a second interface in accordance with accessibility Appeal 2014-007363 Reexamination Control 95/001,989 Patent 8,135,801 B2 9 rules established by the first user via the first web-based interface because “user A has no ability to prevent user B from inviting other users to the club.” PO App. Br. 13. We disagree with Patent Owner for at least the reasons set forth by Requester. 3PR Resp. Br. 7. For example, claim 14 recites a second web-based interface controlled in accordance with the accessibility rules established by the first user. Claim 14 does not recite that the user must have the ability to prevent other users from inviting other users to the club. Therefore, we are not persuaded that Neibauer’s alleged disclosure of user A having no ability to prevent user B from inviting other users, even if true, is relevant to whether Neibauer discloses (or suggests) the claimed invention. Patent Owner provides similar arguments for claims 1 and 17 (PO App. Br. 14) and does not provide additional arguments in support of claims 3–9, 12, 13, 15, 18, 19, 21, 22, 27, and 28. The Examiner did not err in rejecting claims 1, 3–9, 12–15, 17–19, 21, 22, 27, and 28 as anticipated by Neibauer. Obviousness Rejection based on Neibauer – Patent Owner’s Appeal Patent Owner argues that it would not have been obvious to one of ordinary skill in the art “for combining the Yahoo! Clubs and Yahoo! Briefcase systems [of Neibauer]” because such a combination “would frustrate the intended purpose and principle of operation” of both Yahoo! Briefcase and Yahoo! Clubs. PO App. Br. 15–17. Patent Owner also argues that it would not have been obvious to one of ordinary skill in the art to Appeal 2014-007363 Reexamination Control 95/001,989 Patent 8,135,801 B2 10 modify Neibauer because of “Neibauer’s utter lack of any suggestion to do so.” PO App. Br. 19. We are not persuaded by Patent Owner’s arguments. For example, as the Examiner points out, Neibauer discloses that in the “Briefcase” embodiment, users are granted access to content and “[o]nly those persons will be able to download the files.” RAN 29 (citing Neibauer 163). Claim 1 recites that the first user mutually consents with each of the plurality of users to share access to the content. It would have been obvious to one of ordinary skill in the art that if a first user grants access to content for other users, then the first user would have “consented” to the other users accessing the content. If not, then the first user would not have granted access to the other users in the first place. Similarly, it would have been obvious to one of ordinary skill in the art that if the other users that are granted access by the first user then access the content to which they have been granted access, as disclosed by Neibauer (“Briefcase” embodiment), then the other users would have “consented” to having access to the content. Otherwise, it would not have made logical sense for users not having consented to having access to the content to then access the content – a specific action to which the users did not consent. Given that both the first user and the other users consent to sharing access to the content, it would have been obvious to one of ordinary skill in the art that that the first user “mutually” consents with each of the other users to share access to the content because all parties have, in fact, consented. The Examiner also points out that the “Clubs” embodiment of Neibauer further emphasizes that a first user mutually consenting with other Appeal 2014-007363 Reexamination Control 95/001,989 Patent 8,135,801 B2 11 users to share access to content would have been obvious to one of ordinary skill in the art. The Examiner indicates that, in the “Clubs” embodiment of Neibauer, a first user “invites users to join its club.” RAN 28. Patent Owner does not demonstrate sufficiently a difference between a first user inviting other users to join a club (i.e., “Clubs” embodiment) and a first user granting access to other users to download (or access) content (“Briefcase” embodiment, see discussion above). In both cases, a first user is granting access to content to another user. In the “Briefcase” embodiment, the first user and the other users, after having been granted access to content by the first user, each demonstrate “consent” to the access to the content by subsequently accessing the content. In the “Clubs” embodiment, the “mutual consent” to access to content is made explicit by providing that the other users may “click Yes! I Accept” to express consent. RAN 28 (citing Neibauer, 475). As the Examiner indicates, it would have been obvious to one of ordinary skill in the art to have combined one known process (i.e., a process of granting access to content for other users where mutual consent is implied by actually accessing the content) with another known process (i.e., a similar process in which mutual consent is explicit by asking the other users who are granted access to the content to specify whether they actually accept access to the data) to achieve a predictable result of a system in which a first user grants access to content for other users where the users “mutually consent” to the access. See, e.g., RAN 29. Patent Owner does not provide additional arguments in support of claims 16 or 17. Appeal 2014-007363 Reexamination Control 95/001,989 Patent 8,135,801 B2 12 Claim 2 recites that the first web-based interface comprises a content management web site and the second web-based interface comprises a mobile web site accessible independently of the content management web site via one or more mobile device. Claims 23 and 26 recite similar features. Patent Owner argues Neibauer “describes Yahoo! Briefcase and Yahoo! Mobile as separate and distinct systems” and that “the Examiner has erred in failing to show any suggestion, motivation or rationale for combining these distinct systems.” PO App. Br. 21. We disagree with Patent Owner for at least the reasons set forth by the Requester. 3PR Resp. Br. 13. For example, as Requester points out, “mobile devices and mobile web sites were known to those of ordinary skill in the art well before the filing date of the ’801 patent” and the combination of known elements performing their known functions to achieve a predictable result would have been obvious to one of ordinary skill in the art. Id. Patent Owner does not refute this argument persuasively. Patent Owner does not provide additional arguments in support of claims 3–9, 12, 13, 15, 18, 19, 21, 22, 24, 25, 27, and 28. The Examiner did not err in rejecting claims 1–9, 12, 13, 15–19, and 21–28 as obvious over Neibauer. Remaining Rejections Based on Neibauer and Other References Patent Owner does not provide additional arguments in support of claims 10, 11, 20, and 29–31, or additional arguments with respect to Douvikas or Club Invite. Therefore, for the above reasons, we are not persuaded the Examiner erred in rejecting claims 10, 11, 20, and 29–31. Appeal 2014-007363 Reexamination Control 95/001,989 Patent 8,135,801 B2 13 Other Rejections Affirmance of the rejection for the above-referenced claims based on Neibauer renders it unnecessary to reach the propriety of the Examiner’s decision either to reject those claims on a different basis or not to adopt the rejection of those claims on a different basis. Cf. In re Gleave, 560 F.3d 1331, 1338 (Fed. Cir. 2009). As such, we need not reach the propriety of the rejection of those claims over Hill or Sutherland or the propriety of the non-adoption of the rejection of those claims (e.g., claim 14) over an alternate embodiment of Neibauer. CONCLUSION The Examiner erred in rejecting claims 1–13 and 15–31 under 35 U.S.C. 112, first paragraph, as failing to comply with the written description requirement but did not err in rejecting claims 1, 3–9, 12–15, 17–19, 21, 22, 27, and 28 under 35 U.S.C. § 102(b) as anticipated by Neibauer; claims 1–9, 12, 13, 15–19, and 21–28 under 35 U.S.C. § 103(a) as unpatentable over Neibauer; claims 20 and 29–31 under 35 U.S.C. § 103(a) as unpatentable over Neibauer and Douvikas; and claims 10 and 11 under 35 U.S.C. § 103(a) as unpatentable over Neibauer and Club Invite. DECISION We affirm the Examiner’s rejection of claims 1–31 but we reverse the Examiner’s rejection of claims 1–13 and 15–31 under 35 U.S.C. 112, first Appeal 2014-007363 Reexamination Control 95/001,989 Patent 8,135,801 B2 14 paragraph, as failing to comply with the written description requirement. Requests for extensions of time in this inter partes reexamination proceeding are governed by 37 C.F.R. § 1.956. See 37 C.F.R. § 41.79. In the event neither party files a request for rehearing within the time provided in 37 C.F.R. § 41.79, and this decision becomes final and appealable under 37 C.F.R. § 41.81, a party seeking judicial review must timely serve notice on the Director of the United States Patent and Trademark Office. See 37 C.F.R. §§ 90.1 and 1.983. AFFIRMED alw Appeal 2014-007363 Reexamination Control 95/001,989 Patent 8,135,801 B2 15 PATENT OWNER: Ryan, Mason & Lewis, LLP 90 Forest Avenue Locust Valley, NY 11560 Joseph B. Ryan Ryan, Mason & Lewis, LLP 48 South Service Road Suite 100 Melville, NY 11747 THIRD PARTY REQUESTER: Cooley LLP Heidi L. Keefe ATTN: Patent Group 1299 Pennsylvania Avenue, NW Suite 700 Washington, DC 20004 Copy with citationCopy as parenthetical citation