Ex Parte 7749024 et alDownload PDFPatent Trial and Appeal BoardMar 28, 201495000573 (P.T.A.B. Mar. 28, 2014) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 95/000,573 10/08/2010 7749024 023944.008686-1 2557 32914 7590 03/28/2014 GARDERE WYNNE SEWELL LLP INTELLECTUAL PROPERTY SECTION 3000 THANKSGIVING TOWER 1601 ELM ST DALLAS, TX 75201-4761 EXAMINER PATEL, HETUL B ART UNIT PAPER NUMBER 3992 MAIL DATE DELIVERY MODE 03/28/2014 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ ENCORE WIRE CORPORATION Requester and Respondent v. SOUTHWIRE COMPANY Patent Owner and Appellant ____________ Appeal 2014-000135 Reexamination Control 95/000,573 Technology Center 3900 Patent 7,749,024 ____________ Before RICHARD M. LEBOVITZ, MARC S. HOFF, and ERIC B. CHEN, Administrative Patent Judges. CHEN, Administrative Patent Judge. DECISION ON APPEAL Appeal 2014-000135 Reexamination Control 95/000,573 Patent No. 7,749,024 2 Patent Owner Southwire Company, appeals under 35 U.S.C. § 134(b) and 35 U.S.C. § 315(a) the Examiner’s final decision to reject claims 4-7 and 9-12. Claims 1-3, 8, and 13-16 are not subject to reexamination. Third- Party Requester Encore Wire Corporation urges that the Examiner’s decision must be affirmed. We have jurisdiction under 35 U.S.C. §§ 134 and 315. We affirm-in-part. STATEMENT OF THE CASE A request for inter partes reexamination of U.S. Patent No. 7,749,024 B2 (the ’024 patent), assigned Reexamination Control No. 95/000,573, was filed on October 8, 2010, by Third-Party Requester Encore Wire Corporation. The ’024 patent, entitled “Method of Manufacturing THHN Electrical Cable, and Resulting Product, with Reduced Required Installation Pulling Force,” issued July 6, 2010, to Terry Chambers, Randy D. Kummer, John Armstrong, Philip Sasse, David Reece, and Hai Lam, based on Application No. 11/675,441, filed February 15, 2007. The ’024 patent is also a continuation-in-part of Application No. 11/120,487, filed May 3, 2005, now abandoned, which is a continuation-in-part of Application No. 10/952,294, filed September 28, 2004, now U.S. Patent No. 7,411,129. The ’024 patent is assigned to Southwire Company, the real party in interest. Appeal 2014-000135 Reexamination Control 95/000,573 Patent No. 7,749,024 3 Related Litigation The ’024 patent has been asserted in several patent infringement suits, Encore Wire Corp. v. Southwire Co., No. 3:10-cv-86 (N.D. Ga. July 6, 2010), Cerro Wire Inc. v. Southwire Co., No. 3:10-cv-87 (N.D. Ga. July 6, 2010) and Southwire Co. v. Encore Wire Corp., No. 6:10-cv-330 (E.D. Tex. July 6, 2010). (PO App. Br. 2.) The cases have been either terminated or dismissed. The Claims The original patent claims were amended during the reexamination proceedings. Independent claims 4 and 6 are exemplary, with disputed limitations in italics, and underlining to show claim amendments: 4. An improved process of manufacturing a finished THHN cable assembly of the type comprising a central conductor core and a surrounding sheath of at least one outer layer of nylon material defining the exterior surface of the finished cable, said process comprising: (a) combining a silicone based pulling lubricant with said nylon material prior to the formation of said outer layer of said sheath, the silicone based pulling lubricant being of a concentration sufficient to reduce the required installation pulling force of the cable during its installation through building passageways and enclosures, and further of the type which permeates throughout the at least one outer layer of the sheath to be available at the said exterior surface as said THHN cable is pulled along an installation surface; and (b) extruding said combined silicone based pulling lubricant and said nylon material to surround said central conductor core with at least said outer layer. Appeal 2014-000135 Reexamination Control 95/000,573 Patent No. 7,749,024 4 6. The process as defined by claim 4 in which the concentration, by weight, of the silicone based pulling lubricant is at least 9% by weight. The Rejections Patent Owner appeals the Examiner’s decision to reject all the pending claims as follows: 1. Claims 4-7 and 9-12 stand rejected under 35 U.S.C. § 103(a) as obvious over Chu-Ba (US 5,460,885; Oct. 24, 1995), Brown (US 7,136,556 B2; Nov. 14, 2006) and Dow Corning (Dow Corning Corporation, DOW CORNING® MB50-011 Masterbatch (1997-99)). 2. Claims 4-7 and 9-12 stand rejected under 35 U.S.C. § 103(a) as obvious over Chu-Ba, Brown, Dow Corning, and JP ’601 (JP 2001-264601; Sept. 26, 2001). 3. Claims 4-7 and 9-12 stand rejected under 35 U.S.C. § 103(a) as obvious over Chu-Ba, Brown, and JP ’601. 4. Claims 4-7 and 9-12 stand rejected under 35 U.S.C. § 103(a) as obvious over Chu-Ba, Brown, and WO ’653 (WO 00/40653; July 30, 2000.) 5. Claims 4-7 and 9-12 stand rejected under 35 U.S.C. § 103(a) as obvious over Chu-Ba, FR ’364 (FR 2 674 364; Sept. 25, 1992) and Dow Corning. 6. Claims 4-7 and 9-12 stand rejected under 35 U.S.C. § 103(a) as obvious over Chu-Ba, FR ’364, Dow Corning, and JP ’601. 7. Claims 4-7 and 9-12 stand rejected under 35 U.S.C. § 103(a) as obvious over Chu-Ba, FR ’364, and WO ’653. Appeal 2014-000135 Reexamination Control 95/000,573 Patent No. 7,749,024 5 8. Claims 4-7 and 9-12 stand rejected under 35 U.S.C. § 103(a) as obvious over Chu-Ba, FR ’364, and JP ’601. 9. Claims 4-7 and 9-12 stand rejected under 35 U.S.C. § 103(a) as obvious over Chu-Ba, FR ’ 364, WO ’653, and JP ’601. 10. Claims 4-7 and 9-12 stand rejected under 35 U.S.C. § 112, first paragraph, as failing to comply with the written description requirement. 11. Claims 4-7 and 9-12 stand rejected under 35 U.S.C. § 112, second paragraph, as indefinite for failing to particularly point out and distinctly claim the subject matter which applicant regards as the invention. Patent Owner relied upon the following declarations in rebuttal to the Examiner’s proposed rejection: Declaration under 37 C.F.R. § 1.132 of Philip A. Sasse, dated June 4, 2010, accompanied by Exhibits 1-3. Supplemental Declaration under 37 C.F.R. § 1.132 of Philip A. Sasse, September 21, 2010, accompanied by Exhibits A-D. Second Supplemental Declaration under 37 C.F.R. § 1.132 of Philip A. Sasse, December 22, 2010. Requester relied upon the following declaration in support of the Examiner’s proposed rejection: Declaration under 37 C.F.R. § 1.132 of William N. Unertl, Ph.D., dated February 25, 2011. ANALYSIS § 103 Rejection – Chu-Ba, Brown, and Dow Corning Claims 4, 5, 9, and 10 The Examiner found that the type-THHN wiring products of Chu-Ba corresponds to the limitation “a finished THHN cable assembly of the type Appeal 2014-000135 Reexamination Control 95/000,573 Patent No. 7,749,024 6 comprising a central conductor core and a surrounding sheath of at least one outer layer of nylon material defining the exterior surface of the finished cable.” (RAN 25.) The Examiner acknowledged that Chu-Ba does not disclose the limitation “combining a silicone based pulling lubricant . . . prior to the formation of said outer layer of said sheath” and therefore, relied upon Brown for teaching the addition of a silicone slip agent during the extrusion of a polymer coated cable. (RAN 25-26.) The Examiner concluded that “it would have been obvious . . . to implement the teaching of Brown in the process taught by Chu-Ba.” (RAN 26.) The Examiner further acknowledged that Chu-Ba does not disclose the limitation the silicone based pulling lubricant being of a concentration sufficient to reduce the required installation pulling force of the cable during its installation through building passageways and enclosures, and further of the type which permeates throughout the at least one outer layer of the sheath to be available at the said exterior surface as said THHN cable is pulled along an installation surface and therefore, relied upon Dow Corning for teaching Masterbatch, a pelletized formulation of a siloxane polymer dispersed in nylon. (RAN 26.) The Examiner concluded that “it would have been obvious . . . to implement the teaching of Dow Corning in the process taught by the combination of Chu-Ba and Brown so processing and flow of the resin [is] improved, including better mold release and faster throughput.” (RAN 27.) Requester argues that: Chu-Ba, Brown, and Dow Corning show that: (1) the structure, fabrication, and testing of type-THHN cable was well-known . . . (3) reducing the coefficient of friction of the outer surface of a cable was desirable . . . ; and (4) a mixture of silicone was Appeal 2014-000135 Reexamination Control 95/000,573 Patent No. 7,749,024 7 known that provides superior antifriction performance without sacrificing tensile strength and is suitable for use in the fabrication of cable jackets. (Requester Resp. Br. 9-10 (citations omitted).) We agree with the Examiner’s determination. Chu-Ba relates to insulated electrical products. (Col. 1, l. 7.) In the “Background of the Invention” section, Chu-Ba explains that polyvinyl chloride (PVC) insulation on electrical conductors, surrounded with a jacket is “conventional practice.” (Col. 2, ll. 1-3.) In particular, “[j]acketed conductors such as type-THHN . . . wiring products are provided with PVC insulation surrounded by a nylon jacket.” (Col. 2, ll. 3-6.) Thus, Chu-Ba teaches the limitation “a finished THHN cable assembly of the type comprising a central conductor core and a surrounding sheath of at least one outer layer of nylon material defining the exterior surface of the finished cable.” Brown relates to signal transmitting cables, in particular, “optical cables to be installed in ducts by blowing.” (Col. 1, ll. 3-5.) In discussing relevant prior art, Brown explains that “antifriction agents can be incorporated in . . . the outermost layer of the cable” (col. 1, ll. 56-60) and “[h]arder materials provide more robust cables with better resistance to abrasion during installation and improved protection of the fragile signal transmitting members” which includes nylon or high-density polyethylene (col. 3, ll. 61-65). Figure 2 of Brown illustrates a thermoplastic extrusion line such the “the external coating 4, formed from a mixture of polymer and friction reducing material which has previously been compounded by means of heat and pressure, is applied to the inner layer 3 of the coated optical fibre Appeal 2014-000135 Reexamination Control 95/000,573 Patent No. 7,749,024 8 bundle.” (Col. 5, l. 64 to col. 6, l. 1.) In one embodiment, the polymer is high-density polyethylene and the slip agent is silicone. (Col. 6, ll. 10-11.) Thus, Brown teaches the limitation “combining a silicone based pulling lubricant . . . prior to the formation of said outer layer of said sheath.” Dow Corning relates to product information for ultra-high molecular weight siloxane polymer dispersed in nylon 6, referred to as Masterbatch. (P. 1, “Description.”) Masterbatch is “designed to be used as an additive in most nylon-compatible systems to impart benefits such as processing improvements and modification of surface characteristics.” (Id.) Additionally, “[a]t higher addition levels, 1% to 5% siloxane, improved surface properties are expected, including lubricity, slip, lower coefficient of friction, and greater mar and abrasion resistance.” (P. 1, “Benefits.”) Furthermore, during processing, Masterbatch pellets can be added in a single screw extruder during compounding or added at the feed hopper during injection molding or extrusion. (P. 2, “How to Use.”) The combination of Chu-Ba and Brown is nothing more than incorporating the known type-THHN jacketed conductors having a nylon jacket with the known method of extruding cables, in which the external coating is formed of a polymer and a friction reduction material, to yield predictable results. See KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 416 (2007). Furthermore, a person of ordinary skill in the art would have recognized that incorporating the Masterbatch composition of Dow Corning with Chu-Ba and Brown would result in improved surface properties for the nylon jacket of Chu-Ba, including lubricity, slip, lower coefficient of friction, and greater mar and abrasion resistance. Id. at 417. Appeal 2014-000135 Reexamination Control 95/000,573 Patent No. 7,749,024 9 Because Dow Corning explains that Masterbatch can be used for nylon-compatible systems, including extrusion, and Figure 2 of Brown illustrates a thermoplastic extrusion line for cables, in which the external coating is formed of a mixture of polymer and friction reducing material, the limitation “combining a silicone based pulling lubricant with said nylon material prior to the formation of said outer layer of said sheath” is reasonably suggested by the combination of Dow Corning and Brown. Furthermore, because Chu-Ba explains that a type-THHN wiring product with PVC insulation surrounded by a nylon jacket is conventional, Dow Corning explains that Masterbatch can be used for nylon-compatible systems and modifies surface characteristics (e.g., lower coefficient of friction), and Brown explains that antifriction agents applied to the outermost layer of a cable facilitates installation, it would have been obvious to have applied the Masterbatch siloxane lubricant to the THHN wiring product, meeting the limitation: the silicone based pulling lubricant being of a concentration sufficient to reduce the required installation pulling force of the cable during its installation through building passageways and enclosures, and further of the type which permeates throughout the at least one outer layer of the sheath to be available at the said exterior surface as said THHN cable is pulled along an installation surface. Patent Owner provides numerous arguments, none of which persuade us of Examiner error. First, Patent Owner argues that “Chu-Ba does not satisfy the preamble of Claim 4, because it fails to disclose an improved process of manufacturing a THHN cable with an outer layer of nylon.” (PO App. Br. 7; see also PO Reb. Br. 6-8.) However, the Examiner also Appeal 2014-000135 Reexamination Control 95/000,573 Patent No. 7,749,024 10 cited Brown, which explains that thermoplastic extrusion is a known method for forming cables. (Col. 5, l. 64 to col. 6, l. 4.) Second, Patent Owner argues that the Examiner relies on Brown to supply the rest of the elements of Claims 4 and 9, including the claimed steps/material of “combining a silicone based pulling lubricant with said nylon material . . . [the lubricant being] of the type which permeates throughout the at least one outer layer of the sheath to be available at the said exterior surface [of] said THHN cable” and that “Examiner fails to provide an adequate explanation of why one of ordinary skill in the art would have been motivated to combine Chu-Ba with Brown.” (PO App. Br. 7 (bracketing in original); see also PO Reb. Br. 8.) However, the Examiner also cited Dow Corning, which explains that Masterbatch is “designed to be used as an additive in most nylon-compatible systems to impart benefits such as . . . modification of surface characteristics.” (P. 1, “Description.”) Third, Patent Owner argues that “the claim elements for which the Examiner uses the combination of Chu-Ba and Brown concern a THHN cable with an outer layer of nylon” but “the process taught by Chu-Ba is the manufacture of a THHN cable with an outer layer of poly (alkylene terephthalate), not nylon.” (PO App. Br. 7.) However, the Examiner cited Chu-Ba for teaching “[j]acketed conductors such as type-THHN . . . wiring products are provided with PVC insulation surrounded by a nylon jacket” (col. 2, ll. 1-10), rather than a THHN cable with an outer layer of poly (alkylene terephthalate). Fourth, Patent Owner argues that “neither Chu-Ba nor Brown provide any motivation for one of ordinary skill to add any lubricant, including a Appeal 2014-000135 Reexamination Control 95/000,573 Patent No. 7,749,024 11 silicone based lubricant, to a THHN cable with a nylon outer layer” and “even if a lubricant was added in Chu-Ba, there is no evidence that it would permeate the outer layer to be available at the cable surface as required by the claims.” (PO App. Br. 8.) Similarly, Patent Owner argues that “there is no evidence that the combination of Chu-Ba and Brown would actually result in a THHN cable with a nylon sheath through which a silicone based lubricant permeates to the outer sheath surface, as claimed.” (Id.) However, the Examiner also cited Dow Corning, which explains that Masterbatch is “designed to be used as an additive in most nylon-compatible systems to impart benefits such as . . . modification of surface characteristics.” (P. 1, “Description.”) Fifth, Patent Owner argues that “the Examiner provides no explanation why one of ordinary skill in the art would be motivated to combine Brown and Chu-Ba considering that Brown expressly teaches two entirely separate layers of a sheath while Chu-Ba teaches a chemically- bonded, effectively single, layer sheath.” (PO App. Br. 9.) Again, the Examiner cited for Chu-Ba for teaching “[j]acketed conductors such as type- THHN . . . wiring products are provided with PVC insulation surrounded by a nylon jacket.” (Col. 2, ll. 1-10.) Sixth, Patent Owner argues that “[t]he Examiner again fails to provide any reason why one of ordinary skill would modify the already unworkable combination of Chu-Ba and Brown by adding Dow” and “there is no motivation in Dow to use the Masterbatch product it describes to replace the outer layers of Chu-Ba and/or Brown, neither of which are nylon, with an outer layer of lubricated nylon.” (PO App. Br. 10.) Again, the Examiner Appeal 2014-000135 Reexamination Control 95/000,573 Patent No. 7,749,024 12 cited for Chu-Ba for teaching “[j]acketed conductors such as type-THHN . . . wiring products are provided with PVC insulation surrounded by a nylon jacket.” (Col. 2, ll. 1-10.) Last, Patent Owner argues that “the majority of the disclosure of Dow does not concern the use of Masterbatch products as lubricants in a finished cable to reduce the pulling force required to install that cable in building passageways, instead focusing on using Masterbatch to improve manufacturing process flow and for better mold release” and “a reduction in that coefficient under those circumstances does not necessarily result in a reduction in pulling force as claimed” with a general citation to the Sasse Declarations. (PO App. Br. 10.) However, Dow Corning explains that Masterbatch is “designed to be used as an additive in most nylon-compatible systems to impart benefits such as . . . modification of surface characteristics” (p. 1, “Description”), including a lower coefficient of friction (p. 1, “Benefits”), which would apply to any environment in which the finished cable was used. Furthermore, the Sasse Declarations do not provide comparative data between the “joist pull” test used to measure installation pulling force and the “coefficient of friction” test for a wire jacketed with nylon and a siloxane pulling lubricant. Accordingly, Patent Owner has not provided sufficient persuasive evidence to support the argument that a reduction in that the coefficient of friction, as taught by Dow Corning, does not necessarily result in a reduction in pulling force as claimed. Accordingly, we affirm the Examiner’s decision to reject claims 4, 5, 9, and 10 under 35 U.S.C. § 103(a) over Chu-Ba, Brown, and Dow Corning. Appeal 2014-000135 Reexamination Control 95/000,573 Patent No. 7,749,024 13 Dependent claims 6, 7, 11, and 12 The Examiner found that Figure 2 of Dow Corning, a graph of coefficient of friction as a function of siloxane content, teaches the limitation “in which the concentration, by weight, of the silicone based pulling lubricant is at least 9% by weight.” (RAN 17.) In particular, the Examiner found that “[b]ased on this information [in Figure 2], it would be obvious to one of ordinary skills in the art to extrapolate the curve shown in Fig. 2 to values over 9%.” (Id.) Requester argues that “for those claims requiring silicone concentrations of at least 9% by weight . . . Dow Corning suggests that this number is not critical, given that Masterbatch will achieve superior performance with significantly less siloxane additive” with a citation to paragraph 56 of the Unertl Declaration, which does not address siloxane content of “at least 9% by weight.” (Requester Resp. Br. 10; see also Unertl Decl. ¶ [0056].) We do not agree with the Examiner’s determination. Figure 2 of Dow Corning illustrates the coefficient of friction of nylon 6,6 versus steel, as a function of ultra-high molecular weight (UHMW) siloxane content, from zero to 5 weight percent. (P. 3.) Dow Corning further states that a suggested use level of Masterbatch is from 0.1 to 5% siloxane. (P. 1, “Typical Properties.”) Because Dow Corning expressly states a 0.1 to 5% siloxane range, and 9% is outside this range, Dow Corning does not teach the limitation “in which the concentration, by weight, of the silicone based pulling lubricant is at least 9% by weight.” Accordingly, we are persuaded by Patent Owner’s argument that “[w]hile Dow discloses a concentration of an ultra-high molecular weight siloxane combined with nylon, the highest level of siloxane disclosed is 5% by Appeal 2014-000135 Reexamination Control 95/000,573 Patent No. 7,749,024 14 weight, not the claimed 9%” and that “[t]he Examiner’s assertion that it would have been obvious to one of ordinary skill ‘to extrapolate the curve shown in Fig. 2 [of Dow] to values over 9%’ is inapposite and unsupported by any evidence.” (PO App. Br. 11 (bracketing in original).) Accordingly, we reverse the Examiner’s decision to reject dependent claims 6, 7, 11, and 12 under 35 U.S.C. § 103(a) over Chu-Ba, Brown, and Dow Corning. Remaining § 103 Rejections We do not reach the additional cumulative rejections of claims 4, 5, 9, and 10 under 35 U.S.C. § 103(a) as obvious over various combinations of Chu-Ba, Brown, Dow Corning, JP ’601, WO ’653, and JP ’601. Affirmance of the obviousness based rejections discussed previously renders it unnecessary to reach the remaining obviousness rejections, as claims 4, 5, 9, and 10 have been addressed and found unpatentable. Cf. In re Gleave, 560 F.3d 1331, 1338 (Fed. Cir. 2009) (not reaching additional obviousness rejections). § 112, First Paragraph Rejection The Examiner adopted the Requester’s argument that “[t]he specification ‘024 Patent provides no meaningful metes and bounds on the claim limitations ‘building passageways and enclosures’ suitable to allow one skilled in the art to objectively determine if sufficient lubricant has been introduced into the cable sheath to produce the claimed reduction in pulling force” and that “tests . . .which the ‘024 Patent asserts are based on an Appeal 2014-000135 Reexamination Control 95/000,573 Patent No. 7,749,024 15 industry-standard program published by PolyWater Corporation, do not take into account all the factors that should be accounted for when determining cable pull-forces for actual applications, for example cable rigidity, as discussed by Prof. Unertl in Exhibit 2.” (RAN 24; Requester Resp. to Office Action 7-8, filed March 2, 2011.) The Examiner further found that “[a]mended claims 4 and 9 each recites the new limitation ‘through building passageways and enclosures’” and that “[t]his limitation lacks written description support in the ’024 patent disclosure.” (RAN 24.) We do not agree with the Examiner’s determination. In the “Background of the Invention” section, the ’024 patent discloses that “[i]nstallation of electrical cable often requires that it be pulled through tight spaces or small openings in, and in engagement with, narrow conduits, raceways, cabletrays, or passageways in rafters or joists” which is “problematic since the exterior surface of the cable sheath normally has a high coefficient of friction, therefore requiring a large pulling force.” (Col. 1, ll. 46-52.) The ’024 patent also discloses that “the general industry practice has been to coat the exterior surface of the cable sheath with a pulling lubricant at the job site in order to reduce the coefficient of friction between this surface and the conduit walls or like surfaces, typically using vaselines or lubricants.” (Col. 1, ll. 56-59.) The ’024 patent also discloses that “[a] pulling lubricant is a lubricant that appears at the outside surface of the sheath of the cable and is effective to lower the surface coefficient of friction such as to reduce the force necessary to pull the cable along or through building surfaces or enclosures.” (Col. 2, ll. 20-24.) Figure 4 of ’024 patent illustrates a “coefficient of friction test apparatus . . . to give a Appeal 2014-000135 Reexamination Control 95/000,573 Patent No. 7,749,024 16 consistent way to determine the input values necessary to use the industry- standard program published by PolyWater Corporation to calculate a real- world coefficient of friction for a given cable being pulled in conduit.” (Col. 4, ll. 35-41.) Claim 4 recites “the silicone based pulling lubricant being of a concentration sufficient to reduce the required installation pulling force of the cable during its installation through building passageways and enclosures” (emphasis added). However, claim 4 does not require the calculation of a precise coefficient of friction. Instead, claim 4 only requires a comparison of multiple structurally identical THHN cables (i.e., the same thickness and rigidity), with the only difference between such THHN cables being the concentration of silicone based pulling lubricant in the nylon material. Accordingly, the coefficient of friction test apparatus disclosed in the ’024 patent is sufficient to objectively determine if “the silicone based pulling lubricant being of a concentration sufficient to reduce the required installation pulling force of the cable during its installation through building passageways and enclosures,” as recited in claim 4. Thus, in view of the disclosure in the ’024 patent that pulling a cable through passageways or enclosures can be problematic due to a high coefficient of friction and the disclosure of a testing apparatus to calculate the coefficient of friction during installation of a cable having a pulling lubricant, the ’024 patent provides adequate written description support for the limitation “through building passageways and enclosures.” Appeal 2014-000135 Reexamination Control 95/000,573 Patent No. 7,749,024 17 Accordingly, we reverse the Examiner’s decision to reject claims 4-7 and 9-12 under 35 U.S.C. § 112, first paragraph, as failing to comply with the written description requirement. § 112, Second Paragraph Rejection The Examiner adopted Requester’s argument that “the sufficiency of the quantity of lubricant used in the nylon outer sheath is determined in light of the ability of the silicone-based lubricant to reduce the pulling force required to install the cable through undisclosed and undefined ‘building passageways and enclosures’” and “patentees have provided no objective standard on which infringement or non-infringement can be determined.” (RAN 24; Requester Resp. to Office Action 9, filed March 2, 2011.) Requester further argues that the “’024 Patent merely describes tests for determining the coefficient of friction and pulling force for selected cables” in which “Dr. Unertl establishes that these tests are wholly inadequate.” (Requester Resp. Br. 18.) In particular, the Unertl Declaration states that the “PolyWater [program described in the ’024 patent] calls the back-calculated quantity an ‘effective friction coefficient’, clearly indicating that PolyWater does not teach that Pull-Planner can be used to determine an actual coefficient of friction” (Unertl Decl. ¶ [0019]) and “[f]ailure to include rigidity effects in models of the pulling force lead to significant underestimates of the pull-force” (Unertl Decl. ¶ [0022]). As discussed previously, claim 4 does not require the calculation of a precise coefficient of friction. Instead, claim 4 only requires a comparison of multiple structurally identical THHN cables (i.e., the same thickness and Appeal 2014-000135 Reexamination Control 95/000,573 Patent No. 7,749,024 18 rigidity), with the only difference between such THHN cables being the concentration of silicone based pulling lubricant in the nylon material. Accordingly, the coefficient of friction test apparatus disclosed in the ’024 patent is sufficient to objectively determine if “the silicone based pulling lubricant being of a concentration sufficient to reduce the required installation pulling force of the cable during its installation through building passageways and enclosures,” as recited in claim 4. Accordingly, we reverse the Examiner’s decision to reject claims 4-7 and 9-12 under 35 U.S.C. § 112, second paragraph, as indefinite for failing to particularly point out and distinctly claim the subject matter which applicant regards as the invention. DECISION The Examiner’s decision to reject claims 4, 5, 9, and 10 under U.S.C. § 103(a) is affirmed. The Examiner’s decision to reject claims 6, 7, 11, and 12 under U.S.C. § 103(a) is reversed. The Examiner’s decision to reject claims 4-7 and 9-12 under 35 U.S.C. § 112, first paragraph, is reversed. The Examiner’s decision to reject claims 4-7 and 9-12 under 35 U.S.C. § 112, second paragraph, is reversed. Requests for extensions of time in this inter partes reexamination proceeding are governed by 37 C.F.R. § 1.956. See 37 C.F.R. § 41.79. AFFIRMED-IN-PART Appeal 2014-000135 Reexamination Control 95/000,573 Patent No. 7,749,024 19 ak Gardere Wynne Sewell, LLP Intellectual Property Section 3000 Thanksgiving Tower 1601 Elm Street Dallas, TX 75201-4761 Third Party Requester: Thompson & Knight, LLP Patent Property Department 1722 Routh Street Suite 1500 Dallas, TX 75201-2533 Copy with citationCopy as parenthetical citation