Ex Parte 7249059 et alDownload PDFBoard of Patent Appeals and InterferencesJan 26, 201295001069 (B.P.A.I. Jan. 26, 2012) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 95/001,069 07/21/2008 7249059 23373-006RX1 3472 7590 01/27/2012 HEIM MICHAEL, HEIM, PAYNE & CHORUSH, L.L.P. 600 TRAVIS STREET SUITE 6710 HOUSTON, TX 77002 EXAMINER GELLNER, JEFFREY L ART UNIT PAPER NUMBER 3993 MAIL DATE DELIVERY MODE 01/27/2012 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE BOARD OF PATENT APPEALS AND INTERFERENCES ____________ GOOGLE, INC. Third Party Requestor, Respondent v. FUNCTION MEDIA, L.L.C. Patent Owner, Appellant ________ Appeal 2011-010893 Inter partes Reexamination Control 95/001,069 United States Patent 7,249,059 B2 Technology Center 3900 ____________ Before ALLEN R. MACDONALD, KEVIN F. TURNER, and STEPHEN C. SIU, Administrative Patent Judges. TURNER, Administrative Patent Judge. DECISION ON APPEAL Appeal 2011-010893 Reexamination Control No. 95/001,069 Patent 7,249,059 B2 2 Patent Owner Function Media L.L.C. (hereinafter “Patent Owner”) appeals1 under 35 U.S.C. §§ 134(b) and 315(a) the Examiner’s decision to reject claims 1-52.2 Google, Inc., (hereinafter “Requester”) is a party to the Patent Owner’s appeal under 35 U.S.C. § 315(b)(2) and disputes the Patent Owner’s contentions.3 We have jurisdiction under 35 U.S.C. §§ 6, 134 and 315. We AFFIRM. STATEMENT OF THE CASE This proceeding arose from a request for inter partes reexamination filed by John C. Phillips, on behalf of Google Inc., Requester, on July 21, 2008, of United States Patent 7,249,059 B2 (“the '059 patent”), issued to Michael A. Dean and Lucinda Stone, on July 24, 2007, based on U.S. Application No. 10/193,465, filed July 11, 2002. The '059 patent claims priority as a continuation-in-part of U.S. Application No. 09/480,303, filed on January 10, 2000, now U.S. Patent No. 6,446,045 (“the '045 patent”). In addition to the instant '059 patent, the '045 patent is also under reexamination. The '045 patent, control number 95/001,061 is currently under appeal, Appeal No. 2011-010724, and is being decided concurrently.4 1 See Patent Owner’s Appeal Brief filed March 18, 2011, hereinafter “App. Br.,” at 1. 2 See Right of Appeal Notice, mailed December 22, 2010, hereinafter “RAN.” 3 See Requester’s Res Brief filed April 18, 2011, hereinafter “TPR Resp. Br.” 4 Related patents 6,829,587, control number 95/001,068, Appeal No. 2011- 013241 and 7,240,025 (“the '025 patent”), control number 95/001,073, Appeal 2011-010893 Reexamination Control No. 95/001,069 Patent 7,249,059 B2 3 Related Litigation The '045, '025, and '059 patents were the subject of litigation styled as Function Media L.L.C. v. Google Inc. and Yahoo, Inc., Civ. A. No. 2:07-cv- 279-CE (E.D. Tex.), which is currently on appeal to the U.S. Court of Appeals for the Federal Circuit (Docket No. 2012-1020). (See App. Br. 1.) THE INVENTION Patentee’s invention relates to an internet advertising system and method which provides a third party professional with self-serve control to manage the creation, publication, and display of advertisements on internet media venues owned or controlled by entities other than the seller and third party professional in a form automatically modified to comply with the media venues’ presentation rules. (Abs.) Exemplary claim 1 on appeal reads as follows: 1. A computer system allowing a third party professional to manage, create and publish customized electronic advertisements, for a seller, to internet media venues owned or controlled by other than the seller and other than the third party professional, comprising: a first interface to the computer system through which each of the internet media venues is prompted to input presentation rules for the internet media venue for displaying electronic advertisements on the internet media venue; a first database storing the presentation rules input by the internet media venues through the first interface; Appeal No. 2011-010719, separately claiming benefit to the '045 patent, are also under reexamination, currently under appeal, and being decided concurrently. Appeal 2011-010893 Reexamination Control No. 95/001,069 Patent 7,249,059 B2 4 a second interface to the computer system through which a seller is prompted to input information identifying the seller; and a second database storing the identifying information input by the seller through the second interface; a third interface to the computer system through which the third party professional is prompted to input information to select one or more of the internet media venues and prompted to input information to create an electronic advertisement for the seller for publication to the selected internet media venues; a third database storing the information input by the third party professional through the third interface; and a computer controller of the computer system processing and publishing the electronic advertisement to one or more of the selected internet media venues whereby the electronic advertisement is displayed on the one or more of the selected internet media venues in compliance with the presentation rules of the internet media venue. (Claims Appendix.) The prior art references relied upon by the Examiner in rejecting the claims are: Brown et al. US 6,026,368 Feb. 15, 2000 Mason US 6,401,075 B1 Jun. 4, 2002 Wojcik et al. US 5,666,493 Sep. 9, 1997 AdForce, Inc., User Guide: A Complete Guide to AdForce, Ver. 2.6 (1998), hereinafter “AdForce.” Information Access Technologies, Inc., Aaddzz Brochure (1997), hereinafter “Aaddzz Brochure.” The Examiner rejected the claims as follows: 1. Claims 1-23, 25-49, and 51-52 rejected under 35 U.S.C. § 102(b) as anticipated by AdForce. Appeal 2011-010893 Reexamination Control No. 95/001,069 Patent 7,249,059 B2 5 2. Claims 1-3, 9-23, 27-29, 35-49 rejected under 35 U.S.C. § 102(b) as anticipated by Brown. 3. Claims 1-23, 25-49, 51-52 rejected under 35 U.S.C. § 103(a) as obvious over Aaddzz and AdForce. 4. Claims 1-52 rejected under 35 U.S.C. § 103(a) as obvious over AdForce and Mason and Brown and Mason. 5. Claims 24 and 50 rejected under 35 U.S.C. § 103(a) as obvious over Mason and Wojcik, Aaddzz Brochure document, Mason, and Wojcik, AdForce and Wojcik, the Aaddzz Brochure, AdForce, or Wojcik, and Brown and Wojcik. ISSUES5 1. Did the Examiner err in construing the “create/creating” limitation of independent claims 1 and 27? 2. Does AdForce disclose the subject matter of claims 1-23, 25-49, and 51-52, and as such anticipate these claims under 35 U.S.C. §102(b)? 3. Are the AdForce and Wojcik references non-analogous art, and as such, did the Examiner err in finding that AdForce and Wojcik render obvious claims 24 and 50 under 35 U.S.C. § 103(a)? 5 We have considered in this decision only those arguments that Patent Owner actually raised in the Briefs. Arguments which Patent Owner could have made but chose not to make in the Briefs are deemed to be waived. See 37 C.F.R. § 41.67(c)(1)(vii). Appeal 2011-010893 Reexamination Control No. 95/001,069 Patent 7,249,059 B2 6 FINDINGS OF FACT The record supports the following findings of fact (FF) by a preponderance of the evidence. In re Caveney, 761 F.2d 671, 674 (Fed. Cir. 1985) (explaining the general evidentiary standard for proceedings before the Office). District Court’s Memorandum Opinion and Order 1. The United States District Court for the Eastern District of Texas construed “processing . . . the electronic advertisement . . . in compliance with the presentation rules of the internet media venue,” as recited by claim 1 to mean “executing a systematic sequence of mathematical and/or logical operations upon the customized electronic advertisement to make it comply with the presentation rules of the internet media venues.” (See Function Media, L.L.C. v. Google, Inc.,, Civ. A. No. 2:07-CV -279 at 17 (Oct 9, 2009) ) (Mem. Op. & Order). '059 Patent 2. The '059 patent describes that its system “enables a third party professional to manage the creation, publication, and display of advertisements on internet media venues owned or controlled by entities other than the seller and other than the third party professional in a form automatically modified to comply with the media venues’ presentation rules . . . .” (Abs.) Appeal 2011-010893 Reexamination Control No. 95/001,069 Patent 7,249,059 B2 7 3. The '059 patent defines the term “presentation” as “[a]ny content intended to inform or influence the viewers or readers of a given media venue. It may be in an advertising, public service, editorial, informational or any other format. It may be text, graphics, audio, multimedia, or a combination of any communication methods.” (Col. 14, ll. 46-52.) 4. The '059 patent describes the term “central controller” as “the controller part or function of the Central Controller and Presentation Processor 1000.” (Col. 11, ll. 55-57.) 5. The '059 patent further states: The invention allows sellers to create presentations on their computers that are automatically transmitted to be published and viewed on a variety of traditional and electronic media networks. The present invention partially resides on the sellers' computers, controls and edits the presentation, and then automatically transmits that information and data for publication on traditional media and electronic networks. (Col.80, l. 66 – Col. 81, l. 6.) 6. The '059 patent describes that: The Presentation and Configuration Program 4715 is both the gateway to the present invention and the controlling software interface for the Seller. The Presentation and Configuration Program 4715 introduces the Seller to the instance of the present invention and allows the Seller to choose in which presentations and which media or advertising channels the Seller wishes to participate. The Presentation and Configuration Program 4715 offers the choices of media and presentations to the Seller, giving requirements and cost for each. Upon choosing media and presentations, the Seller is then presented with a series of questions to answer. The Appeal 2011-010893 Reexamination Control No. 95/001,069 Patent 7,249,059 B2 8 answering of these questions contributes to the Seller Database 4630, Presentation Database 4640, Inventory Database 4660, Referral Database 4670, and any other databases necessary. The responses to the questions asked, text entry areas, photos, graphics, and other input, either required or optional, are monitored by the Presentation and Configuration Program 4715 using the information within the Presentation Rules Database 4650 to guide the Seller in the creation of a presentation that meets the style, editorial, and content guidelines of that instance of the present invention for each media venue or outlet chosen. Appeal 2011-010893 Reexamination Control No. 95/001,069 Patent 7,249,059 B2 9 (Col. 35, ll. 16-37.) 7. To complete presentations for different media venues, the '059 patent discloses that: each presentation might have very different standards for publishing the same information. In those cases, the same questions or at least similar prompts may be presented to the Seller, requiring the entering of virtually the same information in multiple locations on the forms. Although this may seem redundant to the Seller, the differences will become apparent because each separate entry is controlled by the information contained within the Presentation Rules Database 4650. As a simple example, the description in a particular Internet Directory may allow for up to 3000 characters, whereas a printed magazine may allow only 300, depending on the presentations chosen. As the Seller enters information, the Presentation and Configuration Program 4715, using the information contained in the Presentation Rules Database 4650, controls and monitors that entered information to conform to the controlling format and style for each targeted media venue or outlet presentation. (Col. 53, ll. 40-56.) 8. The '059 patent states: The Seller could then choose one or two or all of the media/means of communication in which to be represented, with all presentations created by the Presentation and Configuration Program 4715 (blocks 11130, 11132). The Presentation and Configuration Program 4715 would then prompt the Seller for the necessary and optional information to complete the presentations (block 11140, 11142). (Col. 53, ll. 25-31.) Appeal 2011-010893 Reexamination Control No. 95/001,069 Patent 7,249,059 B2 10 9. The '059 patent describes that in the preferred embodiment: the same rules and guidelines contained in the Presentation Rules Database 1650 are also held where appropriate in the Presentation Rules Database 4650 FIG. 2c, which is part of the Seller Interface 4000 FIG. 2c and Presentation Rules Database 7650 of the Third Party Professional Interface 7000 FIG. 2f. With the same rules and guidelines as those in the Presentations Rules Database 1650 applied and enforced during data input at the Seller Interface 4000 FIG. 2c module, or the Third Party Professional Interface 7000 FIG. 2f no modification or editing should be necessary at the Central Controller and Presentation Processor 1000 module. (Col. 24, ll. 55-66.) 10. The '059 patent defines “database” as “referring not only to the structured or relational storage of data within files, but also to the tables or sub divisions of data storage within those databases or files or any method or system of organizing data for storage and access by computers.” (Col. 12, ll. 9-15.) 11. The '059 patent describes that the Presentation Rules Database 1650 includes various data fields based on seller type and media type. These data fields contain information that controls and limits the style and editing of the presentations. The rules include inter alia presentation templates, presentation cost and options, publication dates and deadlines, presentation size restrictions, photo or graphics specifications such as size, compression, and file format. (Col. 23, ll. 5-33.) 12. The '059 patent discloses that the Third Party Professional agent of the Seller may perform any, some, or all actions that may be taken by the Appeal 2011-010893 Reexamination Control No. 95/001,069 Patent 7,249,059 B2 11 Seller accomplished through the Presentation and Configuration Program 4715. (Col. 54, ll. 23-28; see also Col. 52, ll. 17-22 and Col. 70, ll. 50-58.) 13. The “Objects and Advantages” portion of the '059 patent Specification states that “[t]his invention automatically applies not only editing, style, graphics, data, and content controls but also design specification and architectural requirements to the design environment of all forms of specific member media venues or outlets, both electronic print and all other media formats.” (Col. 6, ll. 62-67.) AdForce 14. AdForce is a manual describing the AdForce™ Internet advertising management solution which is designed to “create, manage, target, and report advertising on the World Wide Web” over centralized serving system. (1-1 – 1-3.) 15. AdForce describes that its system combines proprietary hardware and software to provide “access through the Internet by the AdForce Java Client software (installed on your computer), allowing real-time communication with extensive advertising and Web site management databases.” (1-3, 1-4, 1-6.) 16. AdForce describes that users login to its system interface where the system prompts advertisers and publishers for presentations and advertiser input through the advertiser interface. Additionally, SuperUsers can login to the AdForce system by not selecting either “Advertiser” or “Web Publisher” and adding the string “admin-” before the SuperUser’s login name. (2-5, 3-3, 3-4, 6-28 – 6-30.) Appeal 2011-010893 Reexamination Control No. 95/001,069 Patent 7,249,059 B2 12 17. AdForce depicts an interface where a user is prompted to inter alia upload a file, select ad style (e.g., GIF89, Java, HTML) and size (e.g., 468 x 60, 104 x 36, 450 x 60), hypertext, enter Alt text, and enter redirect ad options. (6-22, 6-28 - 6-31.) 18. AdForce describes that “Alt text appears when the mouse moves over the ad in the browser.” (6-31.) 19. Information inputted into the AdForce system is stored in AdForce’s central databases, and the information is compiled and then provided to publishers who place appropriate web tags requesting advertisements in their webpages. (1-1 – 1-6 and 7-29 - 7-31.) 20. AdForce describes that SuperUsers are network users in ad sales organizations and ad agencies who are able to perform any Web Publisher or Advertiser operation in addition to network administrative functions. (1-4.) 21. AdForce depicts an interface which prompts web publishers to specify the fields of “content units” which inter alia includes the size of the advertisement space reserved on a web page and style. (7-17, 7-20 – 7-30.) 22. AdForce describes that “content units” are “an ad-delivering Web page or a group of ad-delivering Web pages categorized and labeled by a Web publisher.” (7-12.) 23. AdForce depicts an interface which includes a list of network users with tabs for adding a new user or editing users. The list includes the network users name, status, email, and profile information (e.g., network admin, traffic admin, sales executive, sales admin). (4-7.) Appeal 2011-010893 Reexamination Control No. 95/001,069 Patent 7,249,059 B2 13 Wojcik 24. Wojcik is directed to a system which “efficiently receive[s] customer orders, process[es] them, create[s] appropriate financial records and coordinate[s] this information with the inventory and manufacturing functions to prepare and load consolidated shipments for transportation to a customer.” (Col. 1, ll. 51-55.) 25. Wojcik describes transaction reports such as sales representative reports, customer profitability reports, and pricing reports. (Col. 4, ll. 46- 48.) PRINCIPLES OF LAW Claim Construction We must be careful not to read a particular embodiment appearing in the written description into the claim if the claim language is broader than the embodiment. See Superguide Corp. v. DirecTV Enter., Inc., 358 F.3d 870, 875 (Fed. Cir. 2004) (“Though understanding the claim language may be aided by explanations contained in the written description, it is important not to import into a claim limitations that are not part of the claim. For example, a particular embodiment appearing in the written description may not be read into a claim when the claim language is broader than the embodiment”). The challenge is to interpret claims in view of the specification without unnecessarily importing limitations from the specification into the claims. See E-Pass Techs., Inc. v. 3Com Corp., 343 F.3d 1364, 1369 (Fed. Cir. 2003). Appeal 2011-010893 Reexamination Control No. 95/001,069 Patent 7,249,059 B2 14 Anticipation “A claim is anticipated only if each and every element as set forth in the claim is found, either expressly or inherently described, in a single prior art reference.” Verdegaal Bros., Inc. v. Union Oil Co., 814 F.2d 628, 631 (Fed. Cir. 1987). Obviousness “Section 103 forbids issuance of a patent when ‘the differences between the subject matter sought to be patented and the prior art are such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains.’” KSR Int'l Co. v. Teleflex Inc., 550 U.S. 398, 406 (2007). Appeal 2011-010893 Reexamination Control No. 95/001,069 Patent 7,249,059 B2 15 ANALYSIS ISSUE 1 Patent Owner argues that the Examiner has improperly construed the “creating/processing” terms of independent claims 1 and 27. (App. Br. 9.) To support this argument, Patent Owner alleges that “both the patent specification and claim context make it clear that the creation term does not ‘stand alone’ but is linked to the ‘processing’ phrase within the final claim clause.” (App. Br. 9.) Specifically, Patent Owner asserts that a proper construction of claims 1 and 27 requires Presentation Generation Program 1710 to automatically create electronic advertisements on computer controller 1000 by processing information in compliance with the rules of the media venues stored in the first database. (App. Br. 8-14.) Thus, Patent Owner concludes “that the computer controller uses the raw data provided by the third party professional to automatically create the advertisements/presentations and then publish[es] the advertisements/presentations to the appropriate media venues.” (emphasis original) (App. Br. 14.) In response, the Examiner states that the language of claims 1 and 27 includes no limitation which would require the automatic creation of advertisements or for this creation to be performed exclusively at the computer controller. (RAN 163.) We find the Examiner’s position to be compelling as neither the claims nor the '059 patent’s Specification support the claim interpretation suggested by Patent Owner, and as such, we find that Patent Owner’s claim construction must fail. Specifically, Claim 1 recites that a “third party Appeal 2011-010893 Reexamination Control No. 95/001,069 Patent 7,249,059 B2 16 professional [via a third interface] is . . . prompted to input information to create an electronic advertisement for the seller for publication to the selected internet media venues.” (emphasis added) (Claim Appendix 1.) The last limitation of Claim 1 then recites “a computer controller of the computer system processing and publishing the electronic advertisement to one or more of the selected internet media venues whereby the electronic advertisement is displayed on the one or more of the selected internet media venues in compliance with the presentation rules of the internet media venue.” (emphasis added) (Claim App’x. 1.) Independent claim 27 recites substantially similar limitations. Based upon the plain language of the claims, we find claims 1 and 27 recite that an “electronic advertisement” is created from third party professional “input information” and there is no “electronic advertisement” created until the third party professional is prompted to do so by the third interface of the computer system. Claim 1 further recites that the computer controller “processes” the “electronic advertisement,” which we find to be distinct from the “information” inputted by the third party professional at the third interface recited by claims 1 and 27 to create an “electronic advertisement.” Thus, contrary to Patent Owner’s assertion, the language of independent claims 1 and 27 fails to make a recitation which would require the computer controller to automatically create the electronic advertisements by “processing” the inputted “information.” Instead, we find that the language of claim 1 reads on the computer controller processing and publishing the already created “electronic advertisement.” This interpretation is commensurate with the scope of the Appeal 2011-010893 Reexamination Control No. 95/001,069 Patent 7,249,059 B2 17 '059 patent’s Specification which describes that the Presentation and Configuration Program 4715 acts as the controlling software interface for the seller or third party professional to choose which media or advertising channels the seller wishes to participate in (i.e., select one or more internet venues) and then presents the seller with a series of questions with the answers (i.e., input information) used to create a presentation. (FF 7, 12.) Specifically, the '059 patent describes that: [a]s the Seller enters information, the Presentation and Configuration Program 4715, using the information contained in the Presentation Rules Database 4650, controls and monitors that entered information to conform to the controlling format and style for each targeted media venue or outlet presentation. (FF 8.) Moreover, the '059 patent describes that when a seller or third party professional creates multiple presentation for different media venues, the seller or third party professional must enter the same information in multiple locations on the forms in response to the same questions (i.e., prompts) because each separate entry is controlled by the information contained within the Presentation Rules Database 4650. (FF 8, 12.) Therefore, we find that '059 patent’s Specification reasonably supports a claim interpretation where the creation of an “electronic advertisement” is performed by, and in response to, user prompts at the third interface recited by independent claims 1 and 27, and not as Patent Owner contends by the Presentation Generation Program 1710 using raw data stored on the central controller to create/process/publish advertisements. (See App. Br. 10.) Appeal 2011-010893 Reexamination Control No. 95/001,069 Patent 7,249,059 B2 18 Further, Patent Owner argues that the computer controller of claims 1 and 27 automatically creates advertisements “without human intervention.” (App. Br. 13.) Specifically, Patent Owner asserts that the '059 patent states, the “invention automatically applies not only editing, style, graphics, data, and content controls, but also design specification and architectural requirements to the design environment . . . .” (App. Br. 13 citing Col. 6, ll. 62-67.) We find Patent Owner’s arguments to be uncompelling. While we agree with Patent Owner that a portion of the sentence relied on by Patent Owner in the '059 patent makes this statement, Patent Owner has failed to reproduce the entire sentence which goes on to state, “of all forms of specific member media venues or outlets, both electronic print and all other media formats.” (See FF 13.) When read in full context, this portion of the '059 patent generally states that the invention automatically applies presentation rules to the design environment of all forms of member media venues (FF 13), which we find would refer to the forms that a seller or third party professional would be prompted to answer as input information entered into the Presentation and Configuration Program 4715 in conjunction with the Presentation Rules Database 4650 to conform to the controlling format and style for each targeted media venue as discussed supra. (FF 7, 12.) As such, we are not persuaded by Patent Owner’s argument and agree with the Examiner that independent claims 1 and 27 “do not disclose or require ‘automatic creation’ of advertisements that allows the sellers to ‘walk away.’” (RAN 165.) Therefore, since claims 1 and 27 make no recitation of the term “automatic,” we will not import such a limitation Appeal 2011-010893 Reexamination Control No. 95/001,069 Patent 7,249,059 B2 19 when the scope of the claims is broader. See Superguide Corp., 358 F.3d at 875. Moreover, we find Patent Owner’s contention that their suggested claim construction is consistent with the Markman Order issued by the District Court for the Eastern District of Texas to be unpersuasive . (App. Br. 14) Patent Owner attempts to argue that the district court’s construction of the term “processing” supports Patent Owner’s claim construction, however, Patent Owner qualifies this argument with a footnote that “disagree[s] with the Court’s substitution of the phrase ‘customized electronic advertisement’ for ‘inputted information . . . .’” (App. Br. 11.) We are not persuaded by Patent Owner’s attempt to substitute the phrase “customized electronic advertisement” for the phrase “inputted information,” and as discussed supra, find that the independent claims fail to support such an interpretation. Furthermore, we find that the district court’s Order, which construes the “processing” limitation of claims 1 and 27 to mean “executing a systematic sequence of mathematical and/or logical operations upon the customized electronic advertisement to make it comply with the presentation rules of the internet media venues” supports our claim construction. (See FF 1.) Therefore, in contrast to Patent Owner’s assertions that the “electronic advertisement” is created automatically by the Presentation Generation Program 1710, executing on computer controller 1000, we find that it is the Presentation and Configuration Program 4715 using the Presentation Rules Database 4650 to control and monitor the information entered (i.e., prompted) by the seller or third party professional to conform to the Appeal 2011-010893 Reexamination Control No. 95/001,069 Patent 7,249,059 B2 20 controlling media venues’ format and style, thereby creating “an electronic advertisement” in compliance with the presentation rules of that media venue. “Absent claim language carrying a narrow meaning, the PTO should only limit the claim based on the specification or prosecution history when those sources expressly disclaim the broader definition.” In re Bigio, 381 F.3d 1320, 1325 (Fed Cir. 2004). Accordingly, Patent Owner’s argument that the Examiner erred in interpreting the “create/creating” limitation of independent claims 1 and 27 is unpersuasive. ISSUE 2 Claims 1-23, 25-49, and 51-52 rejected under 35 U.S.C. § 102(b) as anticipated by AdForce. Independent claims 1 and 27 Patent Owner’s arguments generally relate to their contention that AdForce fails to disclose a computer controller which automatically generates customized advertisements by automatically applying media venue presentation rules to raw data provided by a third party professional. (App. Br. 17.) However, this contention “fail[s] from the outset because . . . it is not based on limitations appearing in the claims . . . ,” and is not commensurate with the broader scope of the independent claims which recite that an electronic advertisement is created at a third interface, where a third party professional is prompted to input information, and not as Patent Owner contends automatically, by a central controller. In Re Self, 671 F.2d 1344, 1348 (CCPA 1982). As discussed supra, neither the independent Appeal 2011-010893 Reexamination Control No. 95/001,069 Patent 7,249,059 B2 21 claims nor the '059 patent Specification support the claim interpretation suggested by Patent Owner. Therefore, contrary to Patent Owner’s contention, AdForce need not disclose a system which automatically customizes raw advertising information or require the computer controller to automatically create the customized electronic advertisements to anticipate the subject matter of independent claims 1 and 27. Following, Patent Owner argues that AdForce fails to disclose a first interface, second interface, and third interface, as recited by independent claims 1 and 27. (App. Br. 18-19.) We cannot agree. Patent Owner first argues that AdForce fails to disclose a “first interface . . . through which each of the internet media venues is prompted to input presentation rules.” (App. Br. 21-22.) However, this argument is premised on Patent Owner’s contention that the AdForce system fails to create advertisements. (App. Br. 22.) Based on this contention, Patent Owner reasons that, because AdForce’s advertisements are pre-created, there is no need for media venue presentation rules, and as such, no need for a first interface to input these presentation rules. (App. Br. 22.) We are not persuaded by Patent Owner’s line of reasoning and find that AdForce discloses a first interface which prompts media venues to input presentation rules. Turning first to Patent Owner’s further contention that AdForce fails to disclose the creation of advertisements, we cannot agree, and find that the AdForce reference describes hardware and software to “create, manage, target, and report advertising on the World Wide Web.” (FF 14, 15.) Specifically, AdForce discloses creating an electronic advertisement Appeal 2011-010893 Reexamination Control No. 95/001,069 Patent 7,249,059 B2 22 comprised of uploaded advertising content (e.g., banner), hypertext, and “Alt text” inputted by a seller or third party professional which appears on a browser when a web user moves their mouse over the displayed ad. (RAN 180; see FF 16, 17, 18, 20.) These elements are input information entered into the AdForce system by the advertiser or third party professional in response to prompts, and then displayed at an internet media venue on a browser as the “electronic advertisement.” Accordingly, we find that AdForce discloses creating an advertisement, as presently recited by independent claims 1 and 27. Additionally, Patent Owner asserts that merely combining the advertising elements input by the advertiser in AdForce fails to meet the limitations of claims 1 and 27 since this combination would result in the exact same advertisement being delivered to each media venue, not the automatic creation of customized, rule-compliant electronic advertisement as required. (App. Br. 20.) We cannot agree with Patent Owner and find that the electronic advertisement created in AdForce is not just the uploaded advertising content (e.g., banner), but a combination of the elements described above. These elements are processed by the AdForce system based at least on advertising style and size, which we interpret to be presentation rules, and additionally incorporate “Alt text,” thus resulting in the creation of customized, rule-compliant electronic advertisements, as presently claimed. (FF 16, 17, 20.) This interpretation is commensurate with the scope of the '025 patent Specification which describes that presentation rules control and limit the style and editing of the presentations using inter alia presentation size restrictions and photo or graphics Appeal 2011-010893 Reexamination Control No. 95/001,069 Patent 7,249,059 B2 23 specifications such as size, compression, and file format. (FF 11.) Based upon this disclosure, we find that AdForce discloses presentation rules as recited by independent claims 1 and 27. Consequently, we find that AdForce discloses a first interface to input these presentation rules. Specifically, AdForce depicts an interface which prompts web publishers, which we interpret to be equivalent to media venues, to specify the fields of “content units” or web pages. (FF 22.) These fields include the media venues’ presentation rules, as discussed supra. (FF 21.) Therefore, we find that AdForce discloses a “first interface . . . through which each of the internet media venues is prompted to input presentation rules,” as presently recited by independent claims 1 and 27. Patent Owner next argues that AdForce fails to disclose “a second interface . . . through which a seller is prompted to input information identifying the seller,” as presently recited by independent claims 1 and 27. (App. Br. 18-20) We are not persuaded by Patent Owner’s argument and find that AdForce discloses a second interface which prompts a seller to input identifying information. (FF 16.) Specifically, AdForce describes a login interface which allows users to indicate whether they are an “advertiser,” which we interpret to be equivalent to a seller, or “web publisher.” (FF 16.) Additionally, this login interface prompts a user to identify themselves using a login name and password. (FF 16.) While Patent Owner contends that it is the third party professional who enters the seller’s identifying information and not the seller themselves (App. Br. 20), we find this contention to contradicted by the interface Appeal 2011-010893 Reexamination Control No. 95/001,069 Patent 7,249,059 B2 24 depicted by the AdForce reference wherein the advertiser (i.e., seller) identifies themselves as an “advertiser” and inputs their login name and password. (FF 16.) Moreover, Patent Owner has not presented evidence demonstrating that this type of identifying information is not “input information identifying the seller,” as presently claimed. Accordingly, we find that AdForce discloses a second interface, as recited by independent claims 1 and 27, through which a seller is prompted to input information identifying the seller. Turning next to a third interface, Adforce discloses SuperUsers who are able to perform any web publisher or advertiser operation in addition to their network administrative functions. (FF 20.) SuperUsers can login to the SuperUser interface by not selecting either “Advertiser” or “Web Publisher” and adding the string “admin-” before the SuperUser’s login name. (FF 16.) We interpret AdForce’s SuperUsers to be equivalent to the third party professionals as presently claimed. (FF 20.) Contrary to Patent Owner’s contention that SuperUsers are employees running the AdForce System, AdForce describes that SuperUsers are network users in ad sales organizations and ad agencies which we consider to be third party professionals. (FF 20.) This interpretation is parallel to the '059 patent Specification which similarly discloses that the third party professional agent of the seller may perform any, some, or all actions that may be taken by the seller. (FF 12.) Thus, we find that AdForce discloses a third interface through which a third party professional is prompted to input information. Appeal 2011-010893 Reexamination Control No. 95/001,069 Patent 7,249,059 B2 25 Accordingly, we find that AdForce discloses the first interface, second interface, and third interface, as recited by independent claims 1 and 27. Additionally, Patent Owner argues that because advertisers using the AdForce system must familiarize themselves with AdForce’s ad guidelines, the AdForce system does not “apply” or “process” these guidelines in any way. (App. Br. 21.) Patent Owner’s argument is unavailing as it is premised on a limitation not appearing in the independent claims. As discussed supra, independent claims 1 and 27 do not recite that the computer controller creates and individually customizes advertisements in compliance with the presentation rules. Instead, any “processing” required by the claims is performed on the “electronic advertisement,” not the “information” entered by the seller or third party professional. Further, Patent Owner’s argument about AdForce’s ad guidelines is applicable to the advertiser’s uploaded content, and not to the “electronic advertisement” created by the seller or third party professional, comprised of the uploaded advertising content (e.g., banner) and at least the hypertext and “Alt text” elements. (FF 17, 18, 19, 20.) As such, we find that the system disclosed in AdForce would still process, publish, and display the “electronic advertisements” in compliance with the presentation rules (i.e., style and size) of the internet media venue. Lastly, Patent Owner again argues that the AdForce system fails to automatically create and publish customized, rule-compliant advertisements because advertisements may be rejected by the AdForce system. (App. Br. 22.) To support this argument, Patent Owner asserts that the '059 patent allows users “to input just a single instance of information into the system, Appeal 2011-010893 Reexamination Control No. 95/001,069 Patent 7,249,059 B2 26 and then walk away.” (emphasis original) (App. Br. 22.) We are not persuaded by Patent Owner’s argument as independent claims 1 and 27 make no recitation which would require us to interpret the independent claims to automatically create customized, rule-compliant advertisements. Additionally, we find that Patent Owner’s assertion that a user need only input a single instance of information into the system to be contradicted by the express language of the '059 patent, and as such unpersuasive. Rather, the '059 patent states that when creating a presentation (i.e., advertisement), a seller or third party professional might have to input the same information for each different media venue into the Presentation and Configuration Program 4715 because each presentation might have very different standards for publishing the same information. (FF 7, 12.) The '059 patent even goes on to explain why “this may seem redundant to the Seller.” (FF 7.) Thus, we find that neither the claims nor Specification support Patent Owner assertion. Accordingly, for these reasons, and the reasons discussed supra, we find Patent Owner’s arguments unpersuasive. Therefore, we sustain the Examiner’s rejection of claims 1 and 27 under 35 U.S.C. § 102(b) as anticipated by AdForce. Appeal 2011-010893 Reexamination Control No. 95/001,069 Patent 7,249,059 B2 27 Dependent claims 2, 6, 10, 11-23, 28, 32, 36-49 Patent Owner does not separately argue claims 2, 6, 10, 11-23, 28, 32, 36-49, which depend from independent claims 1 and 27, respectively, and so we sustain the rejection of claims 2, 6, 10, 11-23, 28, 32, 36-49 as anticipated by AdForce under 35 U.S.C. § 102(b) for the same reasons we found as to claims 1 and 27 supra. Dependent claims 3 and 29 Patent Owner argues that AdForce requires third party professionals to upload a manually created, rule-compliant advertisement, and as such, fails to require the prompting of a third party to enter information which creates advertisements for one or more sellers, as generally recited by dependent claims 3 and 29. (App. Br. 22-23.) We are not persuaded by Patent Owner’s argument and as discussed supra find that AdForce discloses the prompting of a third party to enter information which creates advertisements for one or more sellers. Therefore, we sustain the Examiner’s rejection of dependent claims 3 and 29 rejected under 35 U.S.C. § 102(b) as anticipated by AdForce for the same reasons we found as to claims 1 and 27 supra. Dependent claims 4, 5, 8, 9, 25, 26, 30, 31, 34, 35, 51,and 52 Patent Owner argues that AdForce fails to disclose a second interface which prompts the seller to input any sort of information because the AdForce system is only designed for use by third party professionals and media venues. (App. Br. 23.) We are not persuaded by Patent Owner’s Appeal 2011-010893 Reexamination Control No. 95/001,069 Patent 7,249,059 B2 28 argument and as discussed supra, find that AdForce discloses a second interface which prompts a seller to input identifying information. (FF 16.) While Patent Owner argues that the AdForce system is only designed for use by a third party professional and media venues, we find that AdForce depicts an interface which allows a user to identify themselves as an “advertiser,” which as discussed supra we interpret to be equivalent to a seller. (FF 16.) Additionally, this interface allows users to identify themselves as either “web publishers” or “SuperUsers.” Therefore, we sustain the Examiner’s rejection of dependent claims 4, 5, 8, 9, 25, 26, 30, 31, 34, 35, 51, and 52 rejected under 35 U.S.C. § 102(b) as anticipated by AdForce for the same reasons we found as to claims 1 and 27 supra. Dependent claims 7 and 33 Patent Owner argues that AdForce fails to disclose a fourth database that stores information identifying the third party professional, as required by dependent claims 7 and 33. (App. Br. 23.) To support this argument, Patent Owner asserts that the interface relied on by the Examiner in AdForce “is for use by a Network Administrator to add a SuperUser to the system - not for a third party professional to enter information about itself.” (App. Br. 23.) We are not persuaded by Patent Owner’s argument and find that AdForce discloses stored information identifying third party professionals. (FF 23.) Specifically AdForce depicts an interface which lists information identifying SuperUsers. (FF 23.) This list includes the name, status, email, and profile information of each SuperUser. (FF 23.) As discussed supra, we interpret AdForce’s SuperUsers to be equivalent to third party Appeal 2011-010893 Reexamination Control No. 95/001,069 Patent 7,249,059 B2 29 professionals since they not only perform network administrative functions, but also perform any web publisher or advertiser operation. (FF 20.) While Patent Owner asserts that AdForce fails to disclose that a third party professional enters information about itself, we find that Patent Owner has failed to provide persuasive evidence demonstrating otherwise. Accordingly, we find that AdForce discloses information identifying third party professionals, and since this information is entered, and available in the AdForce system to be edited, we find that this identifying information is stored. (FF 20.) Additionally, Patent Owner contends that AdForce fails to disclose that this identifying information is stored in a separate fourth database as recited by dependent claims 7 and 33. (App. Br. 23.) We are not persuaded by Patent Owner’s contention and find that the '059 patent broadly defines the term “database” as “referring not only to the structured or relational storage of data within files, but also to the tables or sub divisions of data storage within those databases or files or any method or system of organizing data for storage and access by computers.” (FF 10.) Based upon this explicit definition, we find that the “fourth database” recited by claims 7 and 33 reads on the network users list stored in AdForce. Therefore, AdForce discloses “a fourth database storing the information identifying the third party professional,” as recited by dependent claims 7 and 33. Accordingly, we sustain the Examiner’s rejection of claims 7 and 33 under 35 U.S.C. § 102(b) as anticipated by AdForce. Appeal 2011-010893 Reexamination Control No. 95/001,069 Patent 7,249,059 B2 30 ISSUE 3 Claims 24 and 50 rejected ejected under 35 U.S.C. § 103(a) as obvious over AdForce and Wojcik. Patent Owner makes no specific arguments with respect to the combination of AdForce and Wojcik other than to argue that Wojcik is non- analogous art because it “does not accept ads or presentations, create ads or presentations, or transmit ads or presentations.” (App. Br. 29.) Specifically, Patent Owner asserts that “Wojcik describes integrated hardware and software components that can be used by a single entity (such as a food distributor) to take food orders and process and fill them.” (App. Br. 29.) The Examiner finds that AdForce and Wojcik are analogous art as each reference deals with a software system used to deliver goods to customers after a sale. (RAN 190.) We agree with the Examiner. A reference is reasonably pertinent if, even though it may be in a different field of endeavor, it logically would have recommended itself to an inventor’s attention in considering his problem because of the matter with which it deals. In re Clay, 966 F.2d 656, 659 (Fed. Cir. 1992). AdForce and Wojcik are reasonably pertinent to the problem with which Patent Owner is concerned because both references are generally directed to computer implemented software systems used to deliver goods or services to customers after a sale through a network. (FF 14, 24; see also RAN 127.) While Patent Owner may be correct that Wojcik is not related to creating advertisements, this alone is not dispositive. Instead, we find that one skilled in the art would appreciate Wojcik’s teaching of transaction reports such as sales representative reports, customer profitability reports, and Appeal 2011-010893 Reexamination Control No. 95/001,069 Patent 7,249,059 B2 31 pricing reports and selected this reference based upon this teaching. (FF 25.) Therefore, we find that one of ordinary skill in the art would have been led by AdForce and Wojcik to the transaction reports recited by dependent claims 24 and 50. Accordingly, we do not find Patent Owner’s argument to be compelling, and as such, sustain the Examiner’s rejection of dependent claims 24 and 50 under 35 U.S.C. § 103(a) as obvious over AdForce and Wojcik. Remaining Rejections Affirmance of the anticipation rejection of claims 1-23, 25-49, and 51- 52 based on AdForce and the obviousness rejection of claims 24 and 50 based on AdForce and Wojcik renders it unnecessary to reach the propriety of the Examiner’s decision to reject those claims on a different basis. Cf. In re Gleave, 560 F.3d 1331, 1338 (Fed. Cir. 2009) (not reaching other rejections after finding an anticipation rejection to be upheld). As such, we need not reach the propriety of the rejection of those claims over the remaining rejections. Appeal 2011-010893 Reexamination Control No. 95/001,069 Patent 7,249,059 B2 32 CONCLUSION We conclude that the Examiner did not err in construing the “create/creating” limitation of independent claims 1 and 27. Additionally, we conclude that AdForce discloses the subject matter of claims 1-23, 25-49, and 51-52, and as such anticipates these claims under 35 U.S.C. §102(b). Lastly, we conclude that the AdForce and Wojcik references are analogous art, and as such, the Examiner did not err in finding that AdForce and Wojcik render obvious claims 24 and 50 under 35 U.S.C. § 103(a). DECISION The Examiner’s decision to reject claims 1-52 is AFFIRMED. Requests for extensions of time in this inter partes reexamination proceeding are governed by 37 C.F.R. §§ 1.956 and 41.77(g). AFFIRMED Appeal 2011-010893 Reexamination Control No. 95/001,069 Patent 7,249,059 B2 33 ack cc: PATENT OWNER: MICHAEL F. HEIM HEIM, PAYNE & CHORUSH, LLP 600 TRAVIS STREET HOUSTON, TX 77002 THIRD PARTY REQUESTER JOHN C. PHILLIPS FISH & RICHARDSON P.C. 12390 EL CAMINO REAL SAN DIEGO, CA 92130 Copy with citationCopy as parenthetical citation