Ex Parte 6991483 et alDownload PDFBoard of Patent Appeals and InterferencesAug 7, 201295001083 (B.P.A.I. Aug. 7, 2012) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 95/001,083 10/01/2008 6991483 8157.013.RXUS00 1620 50659 7590 08/07/2012 BUTZEL LONG IP DOCKETING DEPT 301 EAST LIBERTY STREET SUITE 500 ANN ARBOR, MI 48104 EXAMINER REICHLE, KARIN M ART UNIT PAPER NUMBER 3992 MAIL DATE DELIVERY MODE 08/07/2012 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE _____________ BEFORE THE BOARD OF PATENT APPEALS AND INTERFERENCES ______________ HENRY MILAN, Patent Owner and Appellant v. APPLE, INC., Third Party Requester and Respondent ______________ Appeal 2012-008569 Reexamination Control No. 95/001,083 United States Patent 6,991,483 Technology Center 3900 ______________ Before JOHN C. MARTIN, HOWARD B. BLANKENSHIP, and STEPHEN C. SIU, Administrative Patent Judges. MARTIN, Administrative Patent Judge. DECISION ON APPEAL Patent Owner Henry Milan (hereinafter “Appellant”)1 appeals under 35 U.S.C. §§ 134(b) and 315(a)(1) from the Examiner’s rejection of original 1 Appellant’s “Appeal Brief” (hereinafter “App’t Br.”) filed August 20, (Continued on next page.) Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 2 claims 1-5, 13, and 14 of U.S. Patent 6,691,483 (hereinafter “the 483 patent”) and new claims 15-17, added during this reexamination proceeding.2 Third Party Requester Apple, Inc. (hereinafter “Respondent”),3 a party to the appeal under 35 U.S.C. § 315(b)(2), disputes Appellant’s contentions. We have jurisdiction under 35 U.S.C. §§ 6, 134, and 315. We AFFIRM. I. STATEMENT OF THE CASE A. Related litigation The ‘483 patent was the subject of litigation styled Milan v. Apple Incorporated, 2:08CV11741 (E.D. Michigan), which has been dismissed.4 B. This Reexamination Proceeding 2010, at 4, para. I. 2 The ‘483 patent issued to inventors Henry Milan and John C. Beard on January 31, 2006, based on Application 10/987,242, filed November 12, 2004. The ‘483 patent identifies itself as a continuation-in-part of Application 10/965,641 (now Patent 7,419,393), filed October 14, 2004, which is a continuation-in-part of Application 10/328,519 (now Patent 7,004,787), filed December 23, 2002, which claims the benefit of U.S. Provisional Application 60/387,796, filed June 11, 2002, and U.S. Provisional Application 60/401,900, filed August 8, 2002. 3 “Third Party Requester’s Respondent Brief Pursuant to 37 C.F.R. § 41.68” (“Resp’t Br.”) at 1, para. I. 4 “Litigation Search Report CRU 3999” dated October 9, 2008, at 1, 6. Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 3 1. This proceeding arose from an October 1, 2008, “Request for Inter Partes Reexamination of U.S. Patent 6,991,483” (hereinafter “Request”). The ‘483 patent issued on January 31, 2006, with claims 1-14.5 The Request proposed twenty-eight grounds of rejection of claims 1-5, 13, and 14 under 35 U.S.C. §§ 102 and 103(a), which are designated as rejections A-BB. Request 3-4. 2. Reexamination was ordered on November 28, 2008, in an “Order Granting/Denying Request for Inter Partes Reexamination” (hereinafter “Order”). The Order was accompanied by a first, non-final Office action (hereinafter “Non-final Action”) in which the Examiner: (a) numbered the rejections proposed in the Request as rejections 1-28 (Non-final Action 2); (b) entered rejection 1 for anticipation of claims 1, 2, 5, and 13 under 35 U.S.C. § 102(b) by DC506 (id. at 5-8); (c) refused to adopt rejections 2-28 (id. at 5); and (d) entered the following three new rejections of claims 1-5, 13, and 14: (i) Claim 14 under 35 U.S.C. § 103(a) for obviousness over DC50 in view of Belenson7 (id. at 19); 5 As explained below, Inter Partes Reexamination Certificate 6,991,483 C1, which issued September 14, 2010, and canceled claims 1-5, 13, and 14, has been vacated. 6 Kodak Digital Science™ DC50 zoom camera User’s Guide, Eastman (Continued on next page.) Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 4 (ii) Claims 1, 2, 5, 13, and 14 under § 103(a) for obviousness over Palm8 and Tungsten9 (id. at 20); and (iii) Claims 3 and 4 under § 103(a) for obviousness over Palm and Tungsten in view of Sirichai.10 Id. at 21. All of the above entered rejections are before us, plus some rejections of new claims 15-17, discussed below. 3. In a “Patent Owner’s Statement” filed December 29, 2008, Appellant added new independent claim 15 and dependent claims 16 and 17. In response to the “Third Party Requester’s Comments Under 37 CFR 1.947,” filed January 28, 2009, which (at 4) criticized the absence of the required underlining in these new claims, Appellant on July 27, 2009, filed a “Revised Patent Owner’s Statement” including the required underlining. 4. The revised patent owner’s statement was followed on August 26, 2009, by another “Third Party Requester’s Comments Under 37 CFR 1.947,” which argued (at 19-20) that new claims 15-17 are unpatentable under 35 U.S.C. § 112 for lack of written description support. 5. In a September 23, 2009, “Action Closing Prosecution” (“ACP”), the Examiner: Kodak Company (Jan. 1996). 7 Belenson U.S. Patent 4,210,186, issued July 1, 1980. 8 Palm VTM Handbook Travel Kit, 3Com (©1998). 9 Handbook for Palm™ Tungsten™ T Handhelds, Palm, Inc. (© 1998- 2002). 10 Sirichai et al. U.S. Patent 6,921,284 B2, issued July 26, 2005. Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 5 (a) repeated the rejections of claims 1-5, 13, and 14 made in the Non- final Action (ACP at 7-18); and (b) entered the following rejections of claims 15-17: (i) under 35 U.S.C. § 112 (first paragraph, written description requirement) (id. at 3); (ii) under 35 U.S.C. § 102(b) for anticipation by Palm (id. at 18); and (iii) under 35 U.S.C. § 103(a) for obviousness over DC50 in view of Anderson.11 Id. at 21. 6. Appellant on October 23, 2009, filed a “Patent Owner’s Response” (“Response”) proposing to amend claims 1-4, and 13, cancel claims 5 and 15-17, and add new claims 18-26. The Response was accompanied by Exhibits A-E, of which Exhibit A is a “Declaration of Henry Milan and John C. Beard” (hereinafter “Declaration”), discussed at page 16 of the Response. Exhibits B-E, which are not mentioned in the Declaration, are documents relied on at page 13 of the Response to show that Mini-DIN 8-pin serial ports were used in Macintosh computers as of the January 1996 date of DC50. 7. The October 23, 2009, Response also was accompanied by a “Petition Under 37 C.F.R. 1.182 Requesting Continued Reexamination or Entry of Amendment After Action Closing Prosecution.” 11 Anderson et al. U.S. Patent 5,943,093, issued August 24, 1999. Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 6 8. In a December 2, 2009, decision, the petition was dismissed as premature and jurisdiction was returned to the examiner with instructions to treat the “patent owner amendment, evidence and remarks (filed with the petition) as submissions under 37 CFR 1.951(a).” Decision Dismissing Petition Under 37 CFR 1.182, at 3, paras. 1-3. 9. In a February 19, 2010, “Right of Notice of Appeal” (“RAN”), the Examiner, citing 37 C.F.R. §§ 1.951(a) and 1.116, gave the following reasons for refusing to enter “[t]he amendment and declaration filed October 23, 2009”:12 1. The amendment raises new issues that would require further search and consideration. . . . 2. The amendment adds new claims without cancelling a corresponding number of finally rejected claims. 3. The amendment is not deemed to place the application in better form for appeal by materially reducing or simplifying the issues for appeal. 4. The declaration of Mr. Henry Milan and Mr. John C. Beard failed to provide a showing of good and sufficient 12 37 C.F.R. § 1.116 reads in relevant part: (e) An affidavit or other evidence submitted after a final rejection or other final action (§ 1.113) in . . . an inter partes reexamination filed under § 1.913 but before or on the same date of filing an appeal (§ 41.31 or § 41.61 of this title), may be admitted upon a showing of good and sufficient reasons why the affidavit or other evidence is necessary and was not earlier presented. Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 7 reasons why the declaration was necessary and not earlier presented. RAN 4-5.13 In addition, the Examiner repeated all of rejections of claims 1- 5 and 13-17 from the Action Closing Prosecution with the exception of the 35 U.S.C. § 112 rejection of claims 15-17, which is not mentioned in the Right of Appeal Notice. RAN 8, 12, 13, 18, 19, 22.14 10. On March 17, 2010, Appellant timely filed a “Notice of Appeal” accompanied by two petitions challenging the Examiner’s refusal to enter “the Amendment filed October 23, 2009”: (a) a “Renewed Petition Under 37 CFR 1.181 Requesting Entry of Amendment” (hereinafter “1.181 petition”); and (b) a “Renewed Petition Under 37 CFR 1.182 Requesting Continued Reexamination” (“1.182 petition”).15 13 Exhibits B-E to the October 23, 2009, Response are not mentioned in the Right of Appeal Notice. Because the Examiner has not indicated that these exhibits have been entered, we assume they were refused entry for the same reasons as the Declaration (Ex. A), i.e., for lack of a showing of good and sufficient reasons why they are necessary and were not earlier presented, as required by 37 C.F.R. § 1.116(e). 14 The § 112 rejection is therefore presumed to have been withdrawn. See Manual of Patent Examining Procedure (MPEP) § 2673.02 (8th ed., rev. July 2010) (“Any grounds of rejection and findings of patentability relied upon should be restated in the RAN.”). Appellant’s brief is therefore incorrect to address (at 18) the merits of this rejection. Furthermore, the Right of Appeal Notice erroneously states (at 1, numeral 2) that “Claims 15-17 have been cancelled.” 15 Neither petition specifically mentions the October 23, 2009, Declaration (Ex. A) or any of Exhibits B-E. Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 8 11. Although Respondent was authorized by 37 C.F.R. § 41.61(b)(2) to file a notice of cross-appeal by March 31, 2010, i.e., fourteen days from the date of service of Appellant’s Notice of Appeal, no notice of cross appeal was filed. 12. In an April 26, 2010, decision, the 1.181 petition (filed March 17, 2010) was dismissed because “entry of the proposed amendment after ACP would create multiple new issues including broadening rejections and additional search and/or consideration of newly proposed claim limitations.” Decision Dismissing Petition and Refusing Entry of Paper, at 4. 13. In a May 14, 2010, decision, the 1.182 petition (filed March 17, 2010) was dismissed because “the October 23, 2009 amendment addresses issues first raised in the non-final action, and not issues that arose at a point of prosecution such that patent owner had no earlier opportunity to address them.” Decision Dismissing Petition Under 37 CFR 1.182, at 5. Furthermore, after noting (id. at 5, last para.) that the 1.182 petition does not mention the Declaration filed with the October 23, 2009, Response, the decision states that “reopening of the prosecution to consider the October 23, 2009 amendment and declaration that were not submitted at the earliest possible point in the proceeding would be contrary to the statutory mandate for ‘special dispatch within the Office’ in inter partes reexamination.” Id. at 6. Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 9 14. Appellant’s appeal brief was due on May 31, 2010, which is two months after the March 31, 2010, due date for a notice of cross appeal. 37 C.F.R. § 41.66(a). Appellant did not file a brief by that date. 15. On June 14, 2010, the Examiner issued a “Notice of Intent to Issue Inter Partes Reexamination Certificate” (NIRC) canceling claims 1-5, 13, and 14, citing Appellant’s failure to file an appeal brief. 16. On June 16, 2010, Appellant sought reconsideration of the April 26, 2010, and May 14, 2010, petition decisions by filing: (a) a “Petition Under 37 CFR 1.181 Requesting Reconsideration of Decision Dismissing Petition”; and (b) a “Petition Under 37 CFR 1.182 Requesting Reconsideration of Decision Dismissing Petition.” 17. On June 21, 2010, Appellant filed a “Petition Under 37 CFR 1.183 Requesting Extension of Time to File Appeal Brief” (hereinafter “1.183 petition”). 18. On June 30, 2010, Appellant filed an “Appeal Brief.” 19. In a July 27, 2010, decision, the 1.183 petition (filed June 21, 2010) was dismissed because of termination of the reexamination proceeding due to Appellant’s failure to file an appeal brief. Decision Dismissing Petition Under § 1.183, at 4. Appellant was advised that “[p]etitions for entry of papers in a terminated reexamination are properly addressed under 37 C.F.R. §§ 1.137(a) and 1.137(b), as set forth in 37 C.F.R. § 1.958” and that a reexamination certificate would issue in the Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 10 absence of patent owner action under § 1.137(b) to revive the proceeding. Id. 20. In an August 6, 2010, decision, the 1.182 petition (filed June 16, 2010) was dismissed because “[the] instant proceeding is terminated due to patent owner’s failure to timely file an appellant brief before May 31, 2010.” Decision Dismissing Patent Owner Petition Under 37 CFR 1.182 and Third Party Requester Opposition, at 4, para. II. 21. On August 20, 2010, Appellant filed: (1) a “Petition for Revival of an Application for Patent Abandoned Unintentionally Under 37 CFR 1.137(b)”; (2) a “Petition Under 37 CFR 1.956 Requesting Extension of Time to File Appeal Brief” (“1.956 petition”); and (3) a copy of the “Appeal Brief” that was initially filed on June 30, 2010. 22. In an August 25, 2010, decision, the 1.956 petition was denied because it was filed prior to the due date for filing the brief. Decision Denying Petition for Extension of Time To File an Appeal Brief, at 1. 23. On September 14, 2010, “Inter Partes Reexamination Certificate 6,991,483 C1” was issued, canceling claims 1-5, 13, and 14 and stating that claims 6-12 were not reexamined. 24. On April 18, 2011, a “Decision Granting Petition Under 37 CFR 1.137(b) and Vacating Certificate” was issued, stating (at 5): 1. The August 20, 2010 patent owner petition to revive under 37 CFR 1.137(b) is granted. 2. The termination of the prosecution noted in the June 14, 2010 NIRC, and the NIRC itself, are vacated. Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 11 3. The Inter Partes Reexamination Certificate issued September 14, 2010, is vacated. 4. Patent owner’s August 20, 2010 appellant’s brief is hereby entered in the record, thus triggering the third party requester’s right to file a respondent’s brief under 37 CFR 41.68. The third party requester may file a respondent’s brief within one month of the mailing date of this decision. 25. Respondent’s appeal brief was timely filed on May 17, 2011. 26. The Examiner’s Answer, mailed January 13, 2012, incorporates by reference the Right of Appeal Notice. 27. A timely rebuttal brief, labeled “Reply Brief” (hereinafter “Reply Br.”), was filed by Appellant on February 13, 2012, as acknowledged in the Examiner’s communication mailed May 4, 2012.16 C. The Relevant Description in the ‘483 Patent The invention at issue is described in the ‘483 patent as concern[ing] a flash memory device including a housing having opposed first and second ends; a flash memory drive enclosed in the housing; and a quick connector mounted in the housing and having a plurality of pins exposed at the second end, the pins being configured for connection to a selected one of at least two different interchangeable connectors. 16 Appellant, by acquiescing to the briefing timetable set forth in the April 18, 2011, petition decision, implicitly withdrew the undecided “Petition Under 37 CFR 1.181 Requesting Reconsideration of Decision Dismissing Petition,” filed June 16, 2010. Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 12 ‘483 patent specification 2:21-27. The flash memory can be part of a kit that includes a container for storing the interchangeable connectors and the flash memory device when not in use. Id. at 2:44-46. Figures 18-20 of the ‘483 patent are reproduced below. Figures 18 and 19 are a top plan view and front elevation view, respectively, of a flash memory storage device with a quick connector in accordance with Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 13 the invention. Id. at 4:9-13. Figure 20 is a schematic block diagram of the flash memory device and quick connector of Figures 18 and 19. Id. at 4:14- 15. The first end 404 of housing 400 includes a loop portion 408 for attachment to, for example, a key chain. Id. at 12:43-47. The second end 406 includes a female quick connector 410 consisting of two sets of three pins 414 that are connected to flash drive memory drive 418. Id. at 12:60- 66. The ‘483 patent explains that “[p]referably, a flash memory drive 418 (FIG. 20) is selected from various commercially available flash drives well known to those skilled in the art including, but not limited to, those manufactured and/or sold by Sony®, SanDisk®, Iomega®, Lexar®, Verbatim®, Targus®, and the like.” Id. at 12:48-52. The ‘483 patent further explains that [f]lash memory is well known and is utilized in various portable storage devices for transferring and storing computer files and programs. A typical flash memory device has a housing including an integral connector for connecting to a USB port on a computer. When plugged into a USB port, the computer’s operating system recognizes the flash memory device as a removable drive and allows data to be retrieved from and written to the flash memory drive. Id. at 2:6-17. Quick connector 410 can be connected to the mating end of any of the interchangeable connectors 203-07 (id. at 13:23-27), which are depicted in Figure 15, reproduced below. Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 14 Figure 15 shows a universal computer cable kit 300 that includes: (1) a universal cable 20 having a universal cable first connector portion 24A and a universal cable second connector portion 24B attached to opposing ends thereof; and (2) and a plurality of different interchangeable plugs or connectors 203-07, including a 4-Pin USB Series “A” Receptacle 203, a 4- Pin USB Series “A” Plug 204, a 4-Pin USB Series “B” Plug 205, a 5-Pin USB 2.0 Specification Mini-“A” Plug 206, and a 4-Pin USB 2.0 Specification Mini-“B” Plug 207. Id. at 9:54-64. These interchangeable connectors advantageously allow the flash memory device 400 to be configured in a plurality of conventional connector configurations, depending on the needs of the user. Id. at 13:37-40. For example, when the Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 15 4-Pin USB Series “A” plug 204 is attached to the quick connector 410 of the flash memory device 400, the flash memory drive 418 is advantageously operable to connect to a computer or a hub (not shown) having the corresponding conventional USB port. Id. at 13:40-45. The ‘483 patent explains by way of example that “[w]hen connector 204 with the flash memory device 400 is engaged with the USB port (not shown) in the computer, the operating system of the computer will recognize the flash memory drive 418 as a removable drive and allow data to be retrieved from and written to the flash memory storage.” Id. at 13:45-50. D. The Claims on Appeal The original independent claims on appeal are claims 1 and 13, which read as follows: 1. A flash memory device comprising: a housing having opposed first and second ends; a flash memory drive enclosed in said housing; and a quick connector mounted in said housing and having a plurality of pins exposed at said second end, said pins being configured for electrical connection to a selected one of at least a first interchangeable connector and a second interchangeable connector, the first interchangeable connector having a first pin configuration for mating with said pins of said quick connector and being connected to a second pin configuration different from the first pin configuration, the second interchangeable connector having the first pin configuration for mating with said pins of said quick connector and being connected to a third Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 16 pin configuration different from the first pin configuration and the second pin configuration, the second and third pin configurations being pin configurations of different types of conventional connectors. 13. A flash memory kit comprising: a flash memory device including a flash memory drive connected to a female quick connector; and at least two interchangeable connectors each having a male quick connector with a first pin configuration adapted to engage said female quick connector, a first one of said interchangeable connectors having said male quick connector connected to a second pin configuration different from said first pin configuration and a second one of said interchangeable connectors having said male quick connector connected to a third pin configuration different from said first pin configuration and said second pin configuration, said second and third pin configuration being pin configurations of different types of conventional connectors. Claims App. (App’t Br. 36-37). Claim 15 is similar to claim 1 but more specifically recites that the flash memory device “ha[s] primarily flash memory,” that the flash memory drive is “fixed” and “internal,” and that the quick connector is “electrically connected” to the flash drive: 15. A flash memory device having primarily flash memory comprising: a housing having opposed first and second ends; a fixed internal flash memory drive enclosed in said Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 17 housing; and a quick connector mounted in said housing, electrically connected to said flash memory drive and having a plurality of pins exposed at said second end, said pins being configured for electrical connection to a selected one of at least a first interchangeable connector and a second interchangeable connector, the first interchangeable connector having a first pin configuration for mating with said pins of said quick connector and being connected to a second pin configuration different from the first pin configuration, the second interchangeable connector having the first pin configuration for mating with said pins of said quick connector and being connected to a third pin configuration different from the first pin configuration and the second pin configuration, the second and third pin configurations being pin configurations of different types of conventional connectors. Id. at 37 (emphasis added). During reexamination, claims are given the broadest reasonable interpretation consistent with the specification and limitations in the specification are not read into the claims. MPEP § 2258(I)(G) (citing In re Yamamoto, 740 F.2d 1569 (Fed. Cir. 1984); In re Trans Texas Holdings Corp., 498 F.3d 1290, 1298 (Fed. Cir. 2007). Parent Application 10/965,641 (now Patent 7,419,393) does not include any of Figures 18-20 or any description of flash memory. Consequently, the claim terms therefore must be construed as of the November 12, 2004, actual filing date of the ‘483 patent. See Phillips v. AWH Corp., 415 F.3d 1303, 1313 (Fed. Cir. 2005) (en banc) (“the ordinary Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 18 and customary meaning of a claim term is the meaning that the term would have to a person of ordinary skill in the art in question at the time of the invention, i.e., as of the effective filing date of the patent application”). E. The Rejections:17 1. Claims 1, 2, 5, and 13 stand rejected under 35 U.S.C. § 102(b) for anticipation by DC50 (RAN 8); 2. Claim 14 stands rejected under 35 U.S.C. § 103(a) for obviousness over DC50 in view of Belenson (id. at 12); 3. Claims 1, 2, 5, 13, and 14 stand rejected under § 103(a) for obviousness over Palm and Tungsten (id. at 18); and 4. Claims 3 and 4 stand rejected under § 103(a) for obviousness over Palm and Tungsten in view of Sirichai (id.); 5. Claims 15-17 stand rejected under 35 U.S.C. § 102(b) for anticipation by Palm (id. at 19); and 6. Claims 15-17 stand rejected under § 103 for obviousness over DC50 in view of Anderson (id. at 22). II. DISCUSSION 17 Appellant’s Appeal Brief incorrectly states (at 18) that claims 15-17 stand rejected under 35 U.S.C. § 112. As noted above, this rejection appears on the Action Closing Prosecution (at 3-4) but is not repeated in the Right of Appeal Notice. Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 19 A. Anticipation by DC50 (Claims 1, 2, 5, and 13) As explained in more detail below, DC50 discloses a digital camera having an internal memory and optional removable flash memory cards for storing pictures and cables for connecting the camera to a Macintosh computer or an IBM-PC computer. The principal questions raised by the rejection are whether the Examiner erred in finding that: (1) the camera is a “flash memory device”; (2) the removable memory card is a “flash memory drive; and (3) the Macintosh cable satisfies the pin requirements of the recited “first interchangeable connector.” The figure that appears at page 16 of DC50 is reproduced below. Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 20 As indicated in the caption, this figure shows the front of the camera. Pictures can be stored in the camera’s internal memory and on optional removable memory cards. DC50 at 3. The removable memory card can be a “Flash” or PCMCIA-ATA memory card, such as a SanDisk™ memory card. Id. at 45. “You can insert a PCMCIA-ATA memory card in a PCMCIA-ATA card reader slot (if there is one) on your computer and download the pictures on the card.” Id. The figure appearing at page 61 of DC50 is reproduced below. Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 21 This figure shows the camera’s serial and AC power adapter ports. The camera comes with two cables: (1) a first serial cable for connecting the camera to the modem port or printer port of a Macintosh computer; and (2) second serial cable for connecting the camera to an IBM- PC (or compatible) computer. Id. at 2, 59-63. The serial cables permit the user to “transfer the DC50 zoom camera pictures to [the] computer using the software provided with the camera.” Id. at 61, 63. Comparing claim 1 to the DC50 camera, the Examiner reads the recited “flash memory device” on the camera, the “flash memory drive” on the removable memory card, the “housing” on the camera housing, the “quick connector” on the serial port, the “first interchangeable connector” on the Macintosh serial cable, and the “second interchangeable connector” on the IBM-PC serial cable. RAN 8-11, paras. 1-26. 1. Whether the DC50 camera is a “flash memory device” Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 22 The Examiner interprets the claim term “flash memory device,” when given its broadest reasonable interpretation, as “any device having a flash memory”: At the time the ‘483 patent was filed there was no standard definition of “flash memory device”. The plain meaning of this terminology is -any device having a flash memory-. In the absence of any evidence to the contrary and as this is the broadest reasonable interpretation, the examiner will employ this definition for “flash memory device”. RAN 6 (quoting Non-final Action18 3-4). Appellant disagrees, arguing that “[c]learly, the scope of the flash memory storage device is defined in the Specification as a computer peripheral that is connected to another computer or computer peripheral using a universal computer cable having quick connectors with interchangeable ends.” App’t Br. 22. As support, Appellant quotes the following paragraph from column 1, lines 17-29 of the ‘483 patent: The present invention relates to computers, computer peripherals, computer related devices and other devices that may benefit from a quick and efficient method and/or system for connection to other like or different devices. More particularly, the present invention relates to a system and method for connecting computers and/or computer peripherals to other computers and/or computer peripherals using a universal computer cable having quick connectors and interchangeable ends, and a universal cabling system and method of using the connectors to connect computers, computer 18 Office Action mailed November 28, 2008. Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 23 peripherals, computer related devices and other devices together. One such computer peripheral is a flash memory storage device. App’t Br. 22. We do not agree that the above-quoted passage limits the claimed “flash memory device” to a computer peripheral. Instead, the passage merely describes an example of the claimed flash memory device. Furthermore, assuming for the sake of argument that this passage limits the claimed “flash memory device” to a computer peripheral, we are not persuaded that the DC50 camera cannot reasonably be characterized as a computer peripheral. Appellant’s further argument that “[t]he drawings and claims further support [the above] definition” (App’t Br. 22) is unpersuasive because it improperly reads limitations from the drawings into the claims and because Appellant has not explained which claim language supports this definition and why. Appellant also argues that “[a] flash memory device, as is understood in the art, clearly provides for memory storage, and includes the necessary processing circuitry so that data can be directly transferred between the memory associated with the flash memory device and a second device” (id. at 27; emphasis added). However, no evidence is cited in support of such a definition of “flash memory device.” See Estee Lauder Inc. v. L’Oreal, S.A., 129 F.3d 588, 595 (Fed. Cir. 1997) (citation omitted). (“[A]rguments of counsel cannot take the place of evidence lacking in the record.”). Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 24 Although Appellant states that “[t]he present disclosure still further provides for a flash memory storage device having primarily flash memory,” citing the ‘483 patent specification at column 12, lines 41-56 (App’t Br. 12), Appellant does not contend that this is required by the language of independent claims 1 and 13.19 We also note that the Examiner initially appeared to be interpreting “flash memory device” to mean “flash drive” in the last sentence of the following paragraph: At the time of the invention, the terminology “flash drive” was commonly used to refer to a USB flash drive (also known as a thumb drive), a Compact Flash card with a USB connector, or similar products produced by SanDisk and others. In all of these “flash drives” an essential component is a flash memory. Accordingly, the examiner will assume that the use of the word “memory” in the terminology “flash memory drive” does not differentiate it from the commonly used terminology “flash drive”. Thus, for purposes of this proceeding the examiner will adopt the common definition of “flash drive” for the claim terminology “flash memory device”. Non-final Action 4 (emphasis added) (quoted at RAN 6, 4th para.). However, the Examiner subsequently explained that the phrase “flash 19 Regarding new independent claim 15, whose preamble recites “[a] flash memory device having primarily flash memory,” Appellant in addressing the § 112 rejection, argues that “the term ‘primarily’ in the preamble should have minimal patentable weight attributed to the term,” which “merely provides the context for the invention described in the body of the claim.” App’t Br. 18. Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 25 memory device” in the last sentence of the above-quoted paragraph should instead read “flash memory drive.” See ACP 5, last para.; RAN 7, lines 1-2 (“As an initial matter, the examiner notes that there appears that there is a typo in the last line of the fourth paragraph. The word ‘device’ should be - drive-”). For the foregoing reasons, Appellant has not shown error in the Examiner’s interpretation of “flash memory device” to be broad enough to read on “any device that includes flash memory” or the Examiner’s finding that the DC50 camera constitutes such a device. As a result, we do not agree with Appellant’s statement that “a camera is simply not a flash memory device.” App’t Br. 25. 2. Whether the removable memory card in DC50 is a “flash memory drive” The ‘483 patent does not provide an express definition of the term “flash memory drive,” which appears in each independent claim. As noted above, the Examiner gave the following reasons for interpreting “flash memory device” to mean “flash drive”: At the time of the invention, the terminology “flash drive” was commonly used to refer to a USB flash drive (also known as a thumb drive), a Compact Flash card with a USB connector, or similar products produced by SanDisk and others. In all of these “flash drives” an essential component is a flash memory. Accordingly, the examiner will assume that the use of the word “memory” in the terminology “flash memory drive” Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 26 does not differentiate it from the commonly used terminology “flash drive”. RAN 6-7. Based on this interpretation, the Examiner found that the removable memory card in the DC50 camera is a “flash memory drive,” Id. at 8, item 3. For the following reasons, Appellant has failed to persuade us of error in this position of the Examiner. One of Appellant’s arguments is that the Examiner has not provided any evidence to support his statement that “at the time of the invention, the terminology ‘flash drive’ was commonly used to refer to a USB flash drive, a Compact Flash card with a USB connector or similar produced by San[D]isk or others.” App’t Br. 23-24. More particularly, Appellant asserts that “[w]hile the Examiner mentions the possibility of a ‘Compact Flash Card with a USB connector’, the Examiner has not provided direct evidence of such a device, or whether such devices where known prior to the filing date of the ‘483 patent.” Id. at 27. This argument is unpersuasive for two reasons. First, it is not necessary to decide whether the Examiner is correct to have concluded that the term “flash drive” (or “flash memory drive”) reads on “a Compact Flash card with a USB connector,” because none of the references is relied on for a teaching of such a flash card. Second, it is not the Examiner’s burden to define the claim terms. The Examiner’s initial burden in making out a prima facie case of anticipation is satisfied by specifically identifying the reference subject matter on which the claim terms allegedly read. See In re Hyatt, 211 F.3d 1367, 1371 (Fed. Cir. 2000) Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 27 (the Examiner’s interpretation of claim terms may be implied by the discussion of the rejection rather than expressly stated). As noted above, the Examiner reads the recited “flash memory drive” on the “Flash” or PCMCIA-ATA memory card described at page 45 of DC50. As a result, the burden shifted to Appellant to demonstrate that the claim language, when given its broadest reasonable interpretation, does not read on this subject matter in DC50. “It is the applicants’ burden to precisely define the invention, not the PTO’s.” In re Morris, 127 F.3d 1048, 1066 (Fed. Cir. 1997). For the following reasons, Appellant has not satisfied this burden. Appellant argues that “the meaning of ‘flash memory drive’ that is consistent with the Specification and industry standards . . . is a flash memory with integral drivers,” which, Appellant contends, is “clearly distinguishable from a memory card which requires a separate card reader in order for the information stored within the memory to be transferred to the processor of a second device.” App’t Br. 25 (emphasis added). More particularly, Appellant states that in the DC50 camera, while not stated, there is presumabl[y] one communication circuit for transferring data between the processor and the memory card, and the communication circuit includes a read and/or write device, such as a memory card reader. Memory card readers are separate devices from the memory card used to read and/or write data to or from a memory card. Id. at 15 (emphasis added). Appellant’s argument that a “flash memory drive” requires an integral driver is unpersuasive because neither of the two pieces of evidence cited as support for such a definition is entitled to Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 28 consideration in this appeal. Reliance on the above-discussed Declaration (App’t Br. 24) is improper because it was never entered by the Examiner. See 37 C.F.R. § 41.67(c)(1)(ix) (“Reference to unentered evidence is not permitted in the brief.”). Nor is the declaration identified in the Evidence Appendix to the brief, as required for its consideration. Id. The second piece of evidence cited as support is described as follows: As described in “Memory Drive”, Wikipedia, a memory drive is a USB compatible device that includes a memory, a processor and a USB connector. The memory drive includes a driver, so that it is directly readable by another processor. Thus, the drive serves the same function as a hard drive. This device is clearly distinguishable from a memory card which requires a separate card reader in order for the information stored within the memory to be transferred to the processor of a second device. App’t Br. 24-25. Reliance on this Wikipedia information is improper because it was presented for the first time in Appellant’s brief and has not been entered by the Examiner. See 37 C.F.R. §§ 41.67(c)(2) (“A brief shall not include any new or non-admitted amendment, or any new or non- admitted affidavit or other evidence. See . . . § 41.63 for amendments, affidavits or other evidence after the date of filing the appeal.”).20 Furthermore, Appellant has not provided a copy of the Wikipedia entry relied upon or demonstrated that it describes the understanding of “memory 20 Section 41.63(c) explains that “[a]ffidavits or other evidence filed after the date of filing an appeal pursuant to § 41.61 will not be admitted except as permitted by reopening prosecution under § 41.77(b)(1).” Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 29 drive” as of the November 12, 2004, filing date of the ‘483 patent. See In re Voss, 557 F.2d 812, 818 n.15 (CCPA 1977) (later-issued patents and publications can be relied on to construe claim language only if a showing is made that such claim language is the “language of the present art” as of the filing date of the application in question). The additional argument that “[i]n the art, the term drive refers to the ability of a computer to read and write flash-drive data using the same system commands as for a mechanical disk drive” (App’t Br. 27) is unpersuasive because it presumably is based on the above-discussed Declaration and/or Wikipedia information. In another argument, Appellant, after accurately characterizing column 13, lines 37-50 of the ‘483 patent as disclosing that “the flash memory drive is recognized as a removable drive so that data may be directly retrieved from and written to the flash memory portion of the flash memory drive” (App’t Br. 26),21 argues that [t]he camera disclosed by the DC50 reference does not disclose, teach or otherwise anticipate the flash memory device taught by the present patent, 6,991,483. . . . In [the] memory 21 The cited lines read in relevant part as follows: When connector 204 with the flash memory device 400 is engaged with the USB port (not shown) in the computer, the operating system of the computer will recognize the flash memory drive 418 as a removable drive and allow data to be retrieved from and written to the flash memory storage. ‘483 patent specification 13:45-51. Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 30 card, the digital image data must be written onto the memory card using a memory card reader in a compatible format. In order to transfer the digital image data from the memory card to another peripheral device, the digital image data is read from the memory card using the memory card reader, formatted, and transferred to the peripheral device. Id. at 26-27 (emphasis added). This argument is unpersuasive because comparing DC50 to “what is taught by the present patent, 6,991,483” rather than to the claim language amounts to improperly reading limitations from the specification into the claims. For the foregoing reasons, we are not persuaded of error in the Examiner’s conclusion that claim term “flash memory drive” is broad enough to read on the removable flash card in DC50. 3. Whether the Macintosh cable described in DC50 satisfies the pin requirements of the recited first interchangeable connector As noted above, the Examiner reads the recited “first interchangeable connector” on the Macintosh serial cable and reads the “second interchangeable connector” on the IBM-PC serial cable. Appellant argues that “since the first pin configuration and the second pin configuration of the DC50’s Macintosh cable are both Mini-DIN 8-pin configurations, the cable does not have a first pin configuration different from the second pin configuration as required by the Claims.” Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 31 App’t Br. 28.22 This argument is unpersuasive because it is based on Exhibits B-E to the October 23, 2009, Response. These exhibits are entitled to no consideration because they are not identified in the Evidence Appendix to the brief and were never entered by the Examiner, as required for their consideration in this appeal. 37 C.F.R. § 41.67(c)(1)(ix). 4. Whether claims 1 and 13 require a physical or electrical connection between the interchangeable connectors and the flash memory drive Claim 1 recites that the “quick connector” mounted in the housing that encloses the flash memory drive “ha[s] a plurality of pins . . . configured for electrical connection to a selected one of at least a first interchangeable connector and a second interchangeable connector.” Claim 13 employs similar language. Claim 15, on the other hand, further specifies that the quick connector is electrically connected to the flash memory drive. Appellant disputes the Examiner’s conclusion (RAN 6, last para.) that claims 1 and 13 do not require a physical or electrical connection between the interchangeable connectors and the flash memory drive. App’t Br. 23. Furthermore, according to Appellant, DC50 fails to describe such an electrical connection. See id. at 33 (“Neither of these devices [in DC50 and 22 Appellant does not deny that the IBM-PC cable satisfies the requirements of the recited “second interchangeable connector.” Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 32 Anderson] are a flash memory storage device having a flash memory drive electrically connected to a first connector and a second connector.”). As support for construing claims 1 and 13 as requiring an electrical connection between the interchangeable connectors and the flash memory drive, Appellant cites column 13, lines 23-27, of the ‘483 patent, which reads: “The interchangeable connectors 203, 20[4], 205, 206, and 207, therefore, are each operable to be interchangeably and releasably connected to the connector 410 to electrically communicate with the flash memory 418 in the housing 402.” Id. at 23. However, as noted by Respondent, it is improper to import a limitation from the specification into the claims. Resp’t Br. 7. 5. Conclusion Regarding Anticipation Rejection Based on DC50 For the foregoing reasons, the rejection of independent claim 1 under 35 U.S.C. § 102(b) for anticipation by DC50 is sustained, as is the rejection on this ground of dependent claims 2 and 5 and independent claim 13, which Appellant has argued as a group along with claim 1. App’t Br. 20. B. Obviousness over DC50 in View of Belenson (Claim 14) Appellant’s sole argument for the patentability of claim 14 over DC50 and Belenson is that it depends on claim 13, which Appellant contends is patentable over DC50. App’t Br. 32-33. The rejection of claim 14 therefore is sustained for the same reasons as the rejection of claim 13. Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 33 C. Obviousness over Palm and Tungsten (Claims 1, 2, 5, 13, and 14) Appellant characterizes Palm and Tungsten as describing “electronic organizers.” App’t Br. 31. Palm describes a “Palm V Handbook Travel Kit.” Palm, cover page. The two figures appearing at page 5 of Palm are reproduced below. The upper figure shows a HotSync® cable, and the lower figure shows a Palm V recharger unit. Id. at 5. The Examiner reads the recited first and second interchangeable connectors on this cable and recharger, respectively. RAN 13-14, paras. 7, 9. Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 34 The figure at page 7 of Palm is reproduced below. This figure shows that the Palm V organizer can be connected to a connector of the recharger. Id. at 7. The Examiner reads the recited “quick connector” on this connector. RAN 13, para. 4. The figure at page 9 of Palm is reproduced below. Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 35 This figure shows that the HotSync® cable can be connected between the connector on the Palm V organizer and a computer. The Examiner found that “Palm discloses a flash memory device (Palm V which has an internal flash memory as evidenced by the Palm press release of February 22, 1999, on page 2 at line 21).”23 RAN 13, para. 1. Finding that “Palm fails to disclose a flash memory drive” (id. at 15, para. 25), the Examiner relies on Tungsten for such a teaching. Id. at 15, para, 29. 23 The title of this document is given in the Notice of References Cited (PTO-892) that accompanied the Non-final Action as: “3Com Unveils the Palm V™ and Palm IIIx™ Connected Organizers.” The link that appears at the bottom of each page and reads “http://www.palm.com/us/company/pr/ 1999/palmvpalmiiix.html” is no longer accessible. Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 36 Tungsten is a “Handbook for Palm™ Tungsten™ T Handhelds.” Tungsten, cover page and page 3. The figure at page 12 of Tungsten is reproduced below. The associated caption explains that this figure shows locations of top panel components. This figure shows an expansion card slot, which can accept SD or MultiMediaCard expansion cards, enabling the user to back up data, add more memory, or use additional applications. RAN 12. The Examiner characterizes the SD and MultiMediaCard expansion cards as “flash memory drives.” Id. at 15, para. 29. Appellant’s argument that “the Tungsten reference expressly teaches the use of a flash memory card, which is clearly structurally and functionally different from what one skilled in the art would consider a ‘flash drive’” (App’t Br. 30) is unpersuasive for the reasons given above in the discussion of the rejection for anticipation by DC50. Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 37 We are also unpersuaded by Appellant’s reliance on the following features described in the specification of the ‘483 patent, because they are not recited in claims: (1) “a flash memory storage device and quick connector in one integral housing, such that the flash memory drive and quick connector are permanently in electrical communication”; (2) “both interchangeable and removable connectors being capable of transmitting data from the flash memory device to a device connected to the flash memory device via the interchangeable and removable connector”; and (3) “direct access to the flash memory.” Id. at 30 (italics added). The Examiner concluded that the subject matter recited in claims 1, 2, 5, 13, and 14 would have been obvious because “[o]ne of ordinary skill in the art would have recognized that applying the improvement (adding an expansion card to the PDA of Palm) would have yielded predictable results and resulted in an improved device.” RAN at 17, para. 3 (1st occurrence). As an alternative rationale for the rejection, the Examiner, treating Tungsten as the primary reference, concluded that “[o]ne of ordinary skill in the art would have recognized that applying the improvement (providing interchangeable connectors) would have yielded predicable results and resulted in an improved device.” Id. at 17, para. 3 (2d occurrence). Both rationales are consistent with KSR Int'l Co. v. Teleflex Inc., 550 U.S. 398 (2007), which held, inter alia, that “if a technique has been used to improve Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 38 one device, and a person of ordinary skill in the art would recognize that it would improve similar devices in the same way, using the technique is obvious unless its actual application is beyond his or her skill.” Id. at 417. As a result, we are not persuaded by Appellant’s argument that the Examiner has not met the burden of providing “articulated reasoning with some rational underpinning to support the legal conclusion of obviousness,” as required by In re Kahn, 441 F.3d 977, 987 (Fed. Cir. 2006). App’t Br. 31. Appellant also argues that “[t]he Examiner has not expressly stated that the electronic organizer taught by both the Palm reference and the Tungsten reference are analogous art to the flash memory storage device taught by the Patent” and that [t]he Examiner has not expressly stated why it would have been obvious to a person of ordinary skill in that art at the time of the Patent Owner’s invention to combine the teachings of Palm and Tungsten with respect to an electronic organizer to arrive at the teachings of the Patent Owner regarding a flash memory storage device and quick connector in one integral housing, such that the flash memory drive and quick connector are permanently in electrical communication, and the use of interchangeable connectors being capable of directly transmitting data from the flash memory device to a device connected to the flash memory device via the interchangeable and removable connector, as taught by the Patent. Id. at 31. The argument that Palm and Tungsten are nonanalogous art is unpersuasive for the following reasons. As explained in In re Bigio, 381 F.3d 1320, 1325 (Fed. Cir. 2011): Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 39 Two separate tests define the scope of analogous prior art: (1) whether the art is from the same field of endeavor, regardless of the problem addressed and, (2) if the reference is not within the field of the inventor’s endeavor, whether the reference still is reasonably pertinent to the particular problem with which the inventor is involved. The field of endeavor is a function of the scope of the claimed invention. See Bigio, 381 F.3d at 1325-26: [T]he field of endeavor test . . . for analogous art requires the PTO to determine the appropriate field of endeavor by reference to explanations of the invention’s subject matter in the patent application, including the embodiments, function, and structure of the claimed invention. See [in re] Wood, 599 F.2d [1032,] 1036 [(CCPA 1979)] (confining the field of endeavor to the scope explicitly specified in the background of the invention); see also Deminski, 796 F.2d [436,] 442 [(Fed. Cir. 1986)] (determining that the cited references were within the same field of endeavor where they “have essentially the same function and structure”). The Deminski court explained that Deminski’s invention “relates generally to double-acting high pressure gas transmission compressors,” such as those used “for transmitting natural gas and other compressible fluids through pipe lines.” More particularly, the invention is directed to a horizontally reciprocating, double-acting piston type gas compressor in which the valves can be removed easily for replacement. 796 F.2d at 437. Deminski argued that the cited reference are nonanalogous art because “none of the references . . . is directed to the problem of removing worn or damaged valves from compressors” and that “the Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 40 examiner and the board defined the problem too broadly by including both compressors and pumps in the prior art.” Id. at 441. The court disagreed: Here, the references . . . are “within the field of the inventor’s endeavor” of horizontally reciprocating, double-acting piston devices for moving fluids. We agree with the board that the cited pumps and compressors have essentially the same function and structure: they move fluids by means of a double- acting piston, a cylinder, and valves. Id. at 442. The electronic organizers taught by Palm and Tungsten satisfy the “field of endeavor” test for analogous art because the language employed in the claims is broad enough to permit the claimed combination of elements to be used in an electronic organizer. Appellant’s reliance (Reply Br. 6) on In re Klein, 647 F.3d 1343 (Fed. Cir. 2011), is unpersuasive because that case addresses the “reasonably pertinent to the particular problem test rather than the “field of endeavor” test for analogous art. See Klein, 674 F.2d at 1348 (“Here, the Board focused exclusively on the ‘reasonably pertinent to the particular problem’ test.”). For the foregoing reasons, the rejection of independent claim 1 for obviousness over Palm and Tungsten is sustained, as is the rejection on this ground of independent claim 13 and dependent claims 2, 5, and 14, which are argued as a group along with claim 1. App’t Br. 28-31. See 37 C.F.R. § 41.67(c)(1)(vii) (“When multiple claims subject to the same ground of rejection are argued as a group by appellant, the Board may select a single claim from the group of claims that are argued together to decide the appeal Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 41 with respect to the group of claims as to the ground of rejection on the basis of the selected claim alone.”). D. Obviousness over Palm and Tungsten in view of Sirichai (Claims 3 and 4) Claims 3 and 4, which read as follows, further describe the recited “plurality of pins” of the housing’s “quick connector”: 3. The flash memory device according to claim 1 wherein said plurality of pins is six female pins arranged in two parallel rows of three pins each. 4. The flash memory device according to claim 3 including a female connector body extending about said pins. Claims App. (App’t Br. 36). In rejecting these claims, the Examiner relies on the figure at page 6 of Palm, reproduced below. Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 42 As explained at page 5, this figure shows connecting the HotSync® cradle/cable to the USB connector of the computer. The Examiner reads the recited “first interchangeable connector” on this cable, RAN 16, para. 33, describing it as “a connector having a USB connector at one end.” Id. at 18, para. 1 (1st occurrence). The Examiner then relies on Sirichai for a teaching that “USB connectors and firewire connectors are known equivalents (column 2, lines 41-46).” Id. at 18, para. 2. Figure 1 of Sirichai is reproduced below. Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 43 Figure 1 is an isometric view of an electrical connector 100 in accordance with an embodiment of Sirichai’s invention and which comprises a housing 110 containing a light source 120. Sirichai 2:25-28. Sirichai explains that connector tip 150 can be a USB A or a USB B connector tip or, in another embodiment, a firewire connector tip, such as a four-pin or a six-pin firewire connector tip. Id. at 2:43-46. The Examiner further finds that “[i]in six pin firewire connectors, the pins are arranged in two parallel rows of three pins each” and that “[i]n female six pin firewire connectors a female connector body extends around the six female pins.” RAN 18, paras. 4 and 5. Based on the above findings, the Examiner concluded that “[o]ne of ordinary skill in the art could have substituted one known element (firewire connector) for another (USB connector), and the results of the substitution would have been predictable.” Id. at 18, para. 3 (2d occurrence). Appellant argues: Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 44 Sirichai only provides that both USB and firewire connector tips could utilize the light source disclosed; it does not disclose that the pin configuration, the wiring scheme required or operation of the two are equivalent. Simply substituting the USB connector of Tungsten with the connector body for a firewire connector will not result in functionality of the resulting connector. App’t Br. 32 (emphasis added). This argument is unpersuasive a teaching of such equivalence is not required to support the rejection under the KSR rationale that “when a patent claims a structure already known in the prior art that is altered by the mere substitution of one element for another known in the field, the combination must do more than yield a predictable result.” KSR, 550 U.S. at 416. As explained at MPEP § 2143(B), a rejection for prima facie obviousness based on this rationale requires the following findings: (1) a finding that the prior art contained a device (method, product, etc.) which differed from the claimed device by the substitution of some components (step, element, etc.) with other components; (2) a finding that the substituted components and their functions were known in the art; [and] (3) a finding that one of ordinary skill in the art could have substituted one known element for another, and the results of the substitution would have been predictable[.] Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 45 Appellant has not demonstrated that the Examiner erred in determining that the cited references support such findings regarding the subject matter recited in claims 3 and 4. The rejection of claims 3 and 4 for obviousness over Palm, Tungsten, and Sirichai is therefore sustained. E. Anticipation by Palm (Claims 15-17) As explained above, in rejecting claims 1, 2, 5, 13, and 14 for obviousness over Palm and Tungsten, the Examiner found that Palm’s internal flash memory is not a “flash memory drive.” RAN 13 and 15, paras. 1 and 25. However, in rejecting claims 15-17 for anticipation by Palm, the Examiner finds that Palm’s internal flash memory has a “flash memory drive.” Id. at 19, paras. 1 and 5. As noted by Respondent, the anticipation rejection of claims 15-17 based on Palm is not discussed in Appellant’s Appeal Brief. Resp’t Br. 9 n.4. The rejection for anticipation by Palm is therefore summarily sustained. See MPEP § 1205.02 (“If a ground of rejection stated by the examiner is not addressed in the appellant’s brief, that ground of rejection will be summarily sustained by the Board.”) Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 46 F. Obviousness over DC50 in View of Anderson (Claims 15-17) Independent claim 15 differs from claim 1 by further specifying, inter alia, that the flash memory drive is a “fixed internal flash memory drive.”24 Claims App. (App’t Br. 37). The Examiner reads this claim element on the “internal memory” in DC50 (as opposed to the optional memory card). See RAN 22, para. 5 (“The flash memory device includes a fixed internal memory drive (pages 33, 37-39).”). After finding that “DC50 does not disclose the type of memory used for the internal memory drive” (RAN 25, para. 31), the Examiner finds that “Anderson’s camera has a fixed internal flash memory (column 1, line 37)” ( id. at 25, para. 33) and concludes that it would have been obvious to substitute Anderson’s internal flash memory for the fixed internal memory in DC50. Id. at 25, paras. 1-3. Appellant argues that “a review of that specific reference [Anderson] indicates that the term ‘fixed’ is not used, but assumed by the Examiner” and that “[t]he assumption made by the Examiner with respect to the term ‘fixed’ is inconsistent with statements made by the Examiner regarding the interpretation of the Patent Holder’s use of the same term with respect to the rejection made under 112.” App’t Br. 33. This argument is not understood, because Appellant has not specifically identified these Examiner statements. A similar criticism applies to Appellant’s further contention that “the present interpretation is inconsistent with the Examiner’s arguments in 24 Claim 15 is also narrower than claim 1 in other respects not argued by (Continued on next page.) Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 47 support of the DC50 and [T]ungsten reference with respect to a removable memory card.” Id. Appellant’s argument that “[t]he DC50 and Anderson devices are both cameras” and that “the flash memory device taught by the patent Owner is clearly not a camera” (id.) is unpersuasive for the reasons given above. Nor are we persuaded by the argument that “[t]he Examiner has not articulated a reason why skilled in the art of computer peripherals would look to the unrelated art of camera electronics to solve the connectivity problem between different devices to facilitate data transfer.” Id. The digital cameras of DC50 and Anderson satisfy the “field of endeavor” test for analogous art because the language employed in the claims is broad enough to permit the claimed combination of elements to be used in a digital camera. The rejection of claim 15 for obviousness over DC50 and Anderson is sustained, as is the rejection on this ground of dependent claims 16 ad 17, whose limitations are not separately argued. Id. at 33. G. Summary of the Dispositions of the Rejections All of the Examiner’s rejections are sustained. Appellant in addressing the rejection based on DC50 and Anderson. Appeal 2012-008569 Reexamination Control 95/001,083 Patent 6,991,483 48 III. DECISION The Examiner’s decision that claims 1-5 and 13-17 of U.S. Patent 6,991,483 are unpatentable over the prior art is affirmed. Requests for extensions of time by patent owners in inter partes reexamination proceedings are governed by 37 C.F.R. § 1.956. See also 37 C.F.R. § 41.79(e) (“The times for requesting rehearing under paragraph (a) of this section, for requesting further rehearing under paragraph (c) of this section, and for submitting comments under paragraph (b) of this section may not be extended.”). AFFIRMED ack For Patent Owner: BUTZEL LONG IP DOCKETING DEPT 301 EAST LIBERTY STREET SUITE 500 ANN ARBOR MI 48104 For Third Party Requester: NOVAK DRUCE & QUIGG, LLP 1000 LOUISIANA ST. 53RD FLOOR HOUSTON, TX 77002 Copy with citationCopy as parenthetical citation