Ex Parte 6829587 et alDownload PDFBoard of Patent Appeals and InterferencesJan 26, 201295001068 (B.P.A.I. Jan. 26, 2012) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 95/001,068 07/14/2008 6829587 23373-005RX1 6063 7590 01/27/2012 MICHAEL F. HEIM HEIM, PAYNE & CHORUSH LLP 600 TRAVIS STREET SUITE 6710 HOUSTON, TX 77002 EXAMINER GELLNER, JEFFREY L ART UNIT PAPER NUMBER 3993 MAIL DATE DELIVERY MODE 01/27/2012 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE BOARD OF PATENT APPEALS AND INTERFERENCES ____________ GOOGLE, INC. Third Party Requestor, Respondent v. FUNCTION MEDIA, L.L.C. Patent Owner, Appellant ________ Appeal 2011-013241 Inter partes Reexamination Control 95/001,068 United States Patent 6,829,587 B2 Technology Center 3900 ____________ Before ALLEN R. MACDONALD, KEVIN F. TURNER, and STEPHEN C. SIU, Administrative Patent Judges. TURNER, Administrative Patent Judge. DECISION ON APPEAL Appeal 2011-013241 Reexamination Control No. 95/001,068 Patent 6,829,587 B2 2 Patent Owner Function Media L.L.C. (hereinafter “Patent Owner”) appeals1 under 35 U.S.C. §§ 134(b) and 315(a) the Examiner’s decision to reject claims 4, 5, 21, 22, 33, 39, 55, and 56 with Patent Owner cancelling claims 1-3, 6-20, 23-37, 40-54, and 57-68 during reexamination.2 Google, Inc., (hereinafter “Requester”) is a party to the Patent Owner’s appeal under 35 U.S.C. § 315(b)(2) and disputes the Patent Owner’s contentions.3 We have jurisdiction under 35 U.S.C. §§ 6, 134 and 315. We AFFIRM. STATEMENT OF THE CASE This proceeding arose from a request for inter partes reexamination filed by John C. Phillips, on behalf of Google Inc., Requester, on July 14, 2008, of United States Patent 6,829,587 B2 (“the '587 patent”), issued to Lucinda Stone and Michael A. Dean, on December 7, 2004, based on U.S. Application No. 10/165,091, filed June 7, 2002. The '587 patent claims priority as a continuation of U.S. Application No. 09/480,303, filed on January 10, 2000, now U.S. Patent No. 6,446,045 (“the '045 patent”). In addition to the instant '587 patent, the '045 patent is under reexamination. The '045 patent, control number 95/001,061, is currently under appeal, Appeal No. 2011-010724, and is being decided concurrently.4 1 See Patent Owner’s Appeal Brief filed June 7, 2011, hereinafter “App. Br.,” at 1. 2 See Right of Appeal Notice, mailed March 11, 2011, hereinafter “RAN.” 3 See Requester’s Respondent Brief filed July 7, 2011, hereinafter “TPR Resp. Br.” 4 Related patents 7,249,059 (“the '059 patent”), control number 95/001,069, Appeal No. 2011-010893 and 7,240,025 (“the '025 patent”), control number Appeal 2011-013241 Reexamination Control No. 95/001,068 Patent 6,829,587 B2 3 Related Litigation While the '587 patent is not currently the subject of litigation, the related '045, '025, and '059 patents were the subject of litigation styled as Function Media L.L.C. v. Google Inc. and Yahoo, Inc., Civ. A. No. 2:07-cv- 279-CE (E.D. Tex.), which is currently on appeal to the U.S. Court of Appeals for the Federal Circuit (Docket No. 2012-1020). (See App. Br. 1.) THE INVENTION Patentee’s invention relates to a method of using a network of computers to facilitate and control the publishing of presentations. The “invention partially resides on the sellers’ computers, controls and edits the presentation, and then automatically transmits that information and data for publication in traditional media and electronic networks.” (Col. 5, ll. 26-33.) 95/004,073, Appeal No. 2011-010719, are also under reexamination, currently under appeal, and being decided concurrently. Appeal 2011-013241 Reexamination Control No. 95/001,068 Patent 6,829,587 B2 4 Exemplary dependent claims 4 and 55 on appeal read as follows: 4. The method of claim 1 further providing means for applying corresponding guidelines of the print media venues. 5. The method of claim 4 further providing means for said print media venues to input said guidelines and information. (Claims Appendix CA-i.) 5 Cancelled independent claim 1 reads as follows: 1. A method of using a network of computers to facilitate and control the publishing of presentations to a plurality of non-resident print media venues represented by at least one operator comprising: a) providing means for contracting with non-resident print media venues by the operator; b) providing one or more integrated environments, wherein each integrated environment comprises: 1) providing one or more lists of available print media venues; 2) providing means for selecting the print media venues; 3) providing means for inputting information; and 4) providing means for transmitting said information to selected print media venues of the print media venues; whereby a seller may choose one or more non-resident print media venues, and transmit the information to the selected print media venues for publication. Appeal 2011-013241 Reexamination Control No. 95/001,068 Patent 6,829,587 B2 5 The prior art references relied upon by the Examiner in rejecting the claims are: Del Sesto US 6,985,882 B1 Jan. 10, 2006 Sparks et al. US 6,167,382 Dec. 26, 2000 Naqvi et al. WO 97/21183 Jun. 12, 1997 Robbin Zeff and Brad Aronson, Advertising on the Internet, 2nd Ed., John Wiley & Sons, 1999, hereinafter “Zeff99.” Baseview Products, Inc., AdManagerPro Administration Manual v. 2.0, Dec. 1998, hereinafter “AdManagerPro.” AdForce, Inc., User Guide: A Complete Guide to AdForce, Ver. 2.6 (1998), hereinafter “AdForce.” Ad-Star.com website archive from www.archive.org, Apr. 12, 1997 and Feb. 1, 1997, hereinafter “AdStar.” Baseview Products, Inc., ClassManagerPro Administration Manual v. 1.0.5, Feb. 1, 1997, hereinafter “ClassManagerPro.” Robbin Zeff and Brad Aronson, Advertising on the Internet, John Wiley & Sons, 1997, hereinafter “Zeff97.” The Examiner rejected the claims as follows: 1. Claims 4, 5, 21, 22, 55, and 56 rejected under 35 U.S.C. § 102(e) as anticipated by Del Sesto. 2. Claims 4, 5, 21, and 22 rejected under 35 U.S.C. § 103(a) as obvious over Zeff97 in view of AdStar or Zeff97 in view of AdForce. 3. Claims 4, 5, 21, 22, 55, and 56 rejected under 35 U.S.C. § 103(a) as obvious over AdStar in view of Del Sesto, AdStar in view of Sparks, Zeff97 in view of AdManagerPro, or Zeff97 in view of ClassManagerPro. 4. Claims 4, 5, 21, 22, 38, 39, 55, and 56 rejected under 35 U.S.C. § 103(a) as obvious over AdStar and Naqvi, Del Sesto and Naqvi, or Naqvi and Del Sesto. Appeal 2011-013241 Reexamination Control No. 95/001,068 Patent 6,829,587 B2 6 ISSUES6 1. Did the Examiner properly interpret the “means for applying corresponding guidelines” limitation of claims 4, 21, 38, 55 and the “means for . . . media venues to input said guidelines” limitation of claims 5, 22, 39, and 56 under 35 U.S.C. § 112, paragraph 6? 2. Does Del Sesto disclose the “means for applying corresponding guidelines” of claims 4, 21, and 55 and the “means for . . . media venues to input said guidelines” of claims 5, 22, and 56, and as such anticipate these claims under 35 U.S.C. §102(b)? 3. Does the combination of Del Sesto and Naqvi disclose the “means for applying corresponding guidelines” of claims 4, 21, 38, and 55 and the “means for . . . media venues to input said guidelines” of claims 5, 22, 39, and 56, and as such make obvious these claims under 35 U.S.C. §103(a)? FINDINGS OF FACT The record supports the following findings of fact (FF) by a preponderance of the evidence. In re Caveney, 761 F.2d 671, 674 (Fed. Cir. 1985) (explaining the general evidentiary standard for proceedings before the Office). 6 We have considered in this decision only those arguments that Patent Owner actually raised in the Briefs. Arguments which Patent Owner could have made but chose not to make in the Briefs are deemed to be waived. See 37 C.F.R. § 41.67(c)(1)(vii). Appeal 2011-013241 Reexamination Control No. 95/001,068 Patent 6,829,587 B2 7 '587 Patent 1. The '587 patent is directed to a method of using a network of computers to facilitate and control the publishing of presentations. (Col. 64, ll. 13-16.) 2. The '587 patent defines the term “presentation” as “[a]ny content intended to inform or influence the viewers or readers of a given media venue. It may be in an advertising, public service, editorial, informational or any other format. It may be text, graphics, audio, multimedia, or a combination of any communication methods.” (Col. 11, ll. 26-32.) 3. The '587 patent describes the term “central controller” as “the controller part or function of the Central Controller and Presentation Processor 1000.” (Col. 8, ll. 41-43.) 4. The '587 patent states: [t]he Seller could then choose one or two or all of the media/means of communication in which to be represented, with all presentations created by the Presentation and Configuration Program 4715 (blocks 11130, 11132). The Presentation and Configuration Program 4715 would then prompt the Seller for the necessary and optional information to complete the presentations (block 11140, 11142). (Col. 41, ll. 47-53; see Fig 4a.) 5. The '587 patent further states: The invention allows sellers to create presentations on their computers that are automatically transmitted to be published and viewed on a variety of traditional and electronic media networks. The present invention partially resides on the sellers’ computers, controls and edits the presentation, and then automatically transmits Appeal 2011-013241 Reexamination Control No. 95/001,068 Patent 6,829,587 B2 8 that information and data for publication on traditional media and electronic networks. (Col. 57, ll. 57-65.) 6. The '587 patent describes that: The Presentation and Configuration Program 4715 is both the gateway to the present invention and the controlling software interface for the Seller. The Presentation and Configuration Program 4715 introduces the Seller to the instance of the present invention and allows the Seller to choose in which presentations and which media or advertising channels the Seller wishes to participate. The Presentation and Configuration Program 4715 offers the choices of media and presentations to the Seller, giving requirements and cost for each. Upon choosing media and presentations, the Seller is then presented with a series of questions to answer. The answering of these questions contributes to the Seller Database 4630, Presentation Database 4640, Inventory Database 4660, Referral Database 4670, and any other databases necessary. The responses to the questions asked, text entry areas, photos, graphics, and other input, either required or optional, are monitored by the Presentation and Configuration Program 4715 using the information within the Presentation Rules Database 4650 to guide the Seller in the creation of a presentation that meets the style, editorial, and content guidelines of that instance of the present invention for each media venue or outlet chosen. (Col. 28, ll. 18-39.) 7. To complete presentations for different media venues, the '587 patent discloses that: each presentation might have very different standards for publishing the same information. In those cases, the Appeal 2011-013241 Reexamination Control No. 95/001,068 Patent 6,829,587 B2 9 same questions or at least similar prompts may be presented to the Seller, requiring the entering of virtually the same information in multiple locations on the forms. Although this may seem redundant to the Seller, the differences will become apparent because each separate entry is controlled by the information contained within the Presentation Rules Database 4650. As a simple example, the description in a particular Internet Directory may allow for up to 3000 characters, whereas a printed magazine may allow only 300, depending on the presentations chosen. As the Seller enters information, the Presentation and Configuration Program 4715, using the information contained in the Presentation Rules Database 4650, controls and monitors that entered information to conform to the controlling format and style for each targeted media venue or outlet presentation. (Col. 41, l. 54 – Col. 2, l. 4.) 8. The '587 patent describes: [t]he data within the Presentation Rules Database 1650 will be synchronized with the Presentation Rules Database 4650 FIG. 2c stored on the Seller Interface 4000 FIG. 2c. This synchronization will take place by the sending of updates from the Central Controller and Presentation Processor 1000 to the Presentation and Configuration Program 4715 FIG. 2c, which then updates the Presentation Rules Database 4650. (Col. 18, ll. 28-36.) 9. The '587 patent describes that the Presentation Rules Database 1650 includes various data fields based on seller type and media type. These data fields contain information that controls and limits the style and editing of the presentations and include inter alia presentation templates, presentation cost and options, publication dates and deadlines, presentation size restrictions, Appeal 2011-013241 Reexamination Control No. 95/001,068 Patent 6,829,587 B2 10 photo or graphics specifications such as size, compression, file format, and any other guidelines, benchmarks, or controlling algorithms. (Col. 18, ll. 7- 28.) 10. The '587 patent discloses that “[t]he Media Configuration Program 6717 monitors the responses to the questions asked, text entry areas, photos, graphics, and other input, either required or optional.” (Col. 34, ll. 16-19.) Del Sesto 11. Del Sesto is directed to a method and system which brings media sellers (i.e., media venues) and buyers (i.e., advertisers) together at a central server, via the Internet. Del Sesto is applicable to a wide range of media venues such as Internet, radio, television, magazines, newspapers, and billboards. (Col. 2, ll. 23-35 and Col. 4, ll. 1-18.) 12. Del Sesto describes that “buyers are able to upload to the server the actual commercial or advertisement in digital form, such as MPEG, AVI, JPEG, TIF, GIF, BMP, Targa, etc. The seller then downloads the content in conjunction with the executed contract, and runs or plays the content during the specified time(s).” (Col. 2, ll. 60- 65; see also Col. 9, ll. 31-43.) 13. Figure 4S of Del Sesto illustrates a contract including details such as the date and time of the broadcast, the avail category, and the rate. (Fig. 4S.) 14. Del Sesto’s system provides an interface for media buyers to create campaigns, create shopping lists, and specify search profiles Appeal 2011-013241 Reexamination Control No. 95/001,068 Patent 6,829,587 B2 11 from selected advertising inventory of media sellers based on media sellers’ input parameters. (Col. 6, l. 20 – Col. 7, l. 4; see also Figs. 4C, 4S.) 15. Del Sesto’s system provides an interface for the seller (i.e., media venue) to create and edit rate cards. In the rate cards, the seller inputs parameters such as the day and time of its broadcast, the avail category, the price in the case of a late avail, and length of avail. (Col. 8, ll. 42-46; see also Figs. 5C, 5P.) 16. Del Sesto’s system provides an interface which allows a seller “to view and update the seller’s inventory by day and time span, or by program/bundle or daypart.” (Col. 8, ll. 46-48; see also Fig 5D.) Naqvi 17. Naqvi is directed to a method and system for placing advertisements stored on a server and retrieved in response to user queries. The advertisements are dynamically mixed with the content of the pages returned in response to each query. (Abs; see also 5, ll. 3-11.) 18. Naqvi discloses that “advertisements can be made to satisfy a set of constraints requested by the advertiser, as well as the constraints of the publisher of the page . . . .” (5, ll. 11-14.) 19. Naqvi provides advertisers with an interface for creating targeted advertisements. The interface allows advertisements to be uploaded into the system and prompts advertisers to enter the advertisements’ focus tags and then select one or more subcategories Appeal 2011-013241 Reexamination Control No. 95/001,068 Patent 6,829,587 B2 12 relevant to the advertiser’s advertisement. This information is stored in the “ad info database.” (39, l. 13 - 40, l. 20; see also Fig. 10.) 20. Naqvi describes a mixer means which combines a retrieved advertisement and a content page in response to the query. The mixer means comprises a layout manager means and a typography manager means. (9, ll. 18-24; see also 25, ll. 15-20.) 21. Naqvi describes that layout manager 10 comprises a rule base and layout data base. (See Fig. 1, component 11.) The layout database contains templates that have been predefined and the rule base contains a collection of rules defined by the user to ascertain which layout templates are best under what set of conditions. (12, ll. 15-30.) 22. Naqvi discloses that these user defined rules include “the amount of data that is to be displayed, the kind of data that is to be displayed, the amount of text, the amount of advertising material, and the size of the various maps and multi-media icons that are to be displayed.” (12, l. 31 – 13, l. 3.) 23. Naqvi describes that the typography manager, a component of the mixer means, detects special tags and HTML rules in the content page and for determining which part of the content page the selected advertisement can be displayed on, and creates a page. ( 9, ll. 23-27; see also 25, ll. 11-20.) 24. Naqvi describes that “the page owner can specify where an advertisement can be placed by placing a special tag (‘ad space’) on their page.” (8, ll. 16-18.) Appeal 2011-013241 Reexamination Control No. 95/001,068 Patent 6,829,587 B2 13 PRINCIPLES OF LAW Claim Construction We must be careful not to read a particular embodiment appearing in the written description into the claim if the claim language is broader than the embodiment. See Superguide Corp. v. DirecTV Enter., Inc., 358 F.3d 870, 875 (Fed. Cir. 2004) (“Though understanding the claim language may be aided by explanations contained in the written description, it is important not to import into a claim limitations that are not part of the claim. For example, a particular embodiment appearing in the written description may not be read into a claim when the claim language is broader than the embodiment”). The challenge is to interpret claims in view of the specification without unnecessarily importing limitations from the specification into the claims. See E-Pass Techs., Inc. v. 3Com Corp., 343 F.3d 1364, 1369 (Fed. Cir. 2003). “[S]tructure disclosed in the specification is corresponding structure only if the specification or prosecution history clearly links or associates that structure to the function recited in the claim.” Med. Instrumentation & Diagnostics Corp. v. Elekta AB, 344 F.3d 1205, 1210 (Fed. Cir. 2003). Anticipation “A claim is anticipated only if each and every element as set forth in the claim is found, either expressly or inherently described, in a single prior art reference.” Verdegaal Bros., Inc. v. Union Oil Co., 814 F.2d 628, 631 (Fed. Cir. 1987). Appeal 2011-013241 Reexamination Control No. 95/001,068 Patent 6,829,587 B2 14 Obviousness “Section 103 forbids issuance of a patent when ‘the differences between the subject matter sought to be patented and the prior art are such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains.’” KSR Int'l Co. v. Teleflex Inc., 550 U.S. 398, 406 (2007). ANALYSIS ISSUE 1 Patent Owner argues that the Examiner has failed to properly interpret the “means for applying corresponding guidelines” and “means for . . . media venues to input said guidelines” limitations of claims 4, 21, 38, 55 and 5, 22, 39, and 56, respectively, under 35 U.S.C. § 112, paragraph 6, by ignoring the specific structures disclosed in the Specification corresponding to the claims functions. (App. Br. 5.) Claims 4, 21, 38, 55 Patent Owner asserts that the “means for applying” limitation of dependent claim 4 should be construed as “a Presentation Generation Program, running on a computer, creating individualized presentations that comply with the guidelines of each media venue by applying each media venue’s presentation rules to raw advertising content input by a seller.” (App. Br. 9.) To support this interpretation, Patent Owner alleges that the particular structure, or “means” for performing this step, is the “Presentation Appeal 2011-013241 Reexamination Control No. 95/001,068 Patent 6,829,587 B2 15 and Generation Program 1710” which “applies the guidelines to the information entered by the seller without requiring any further seller involvement to create a customized presentation for the selected media venues.” (App. Br. 5-6.) Thus, Patent Owner asserts that “claim 4 requires automatically creating an advertising presentation for each selected media venue in compliance with the individual guidelines of that media venue.” (emphasis original) (App. Br. 9.) Dependent claims 21, 38, and 55 recite substantially similar limitations using the same means plus function language. In response, the Examiner contends that Patent Owner has failed to establish that the “means for applying” limitation of claim 4 is linked to, or associated with, the “Presentation and Generation Program 1710” as its corresponding structure. (RAN 346.) Instead, the Examiner finds that the corresponding structure for performing the “applying corresponding guidelines” function is the “Presentation and Configuration Program 4715.” (RAN 346-350.) We find the Examiner’s position to be compelling. Construing means-plus-function claim language in accordance with 35 U.S.C. § 112, paragraph 6, is a two-step process. The first step in construing a means-plus-function claim limitation is to define the particular function of the claim limitation . . . The next step in construing a means-plus-function claim limitation is to look to the specification and identify the corresponding structure for that function. “Under this second step, ‘structure disclosed in the specification is “corresponding” structure only if the specification or prosecution history clearly links or Appeal 2011-013241 Reexamination Control No. 95/001,068 Patent 6,829,587 B2 16 associates that structure to the function recited in the claim.’” Golight, Inc. v. Wal-Mart Stores, 355 F.3d 1327, 1333-34 (Fed. Cir. 2004) With respect to the first step, we find that the particular function of the means-plus-function limitation of claim 4 is “applying corresponding guidelines.” While Patent Owner attempts to argue that a proper construction of this means plus function limitation requires the automatic creation of an advertising presentation, the language of the claim makes no recitation of any “creating” step. As such, we will not import additional functional limitations that are not recited in the claim. “The court must construe the function of a means-plus-function limitation to include the limitations contained in the claim language, and only those limitations.” Cardiac Pacemakers, Inc. v. St. Jude Med., Inc., 296 F.3d 1106, 1113 (Fed. Cir. 2002). Turning to the next step, we must look to the Specification and identify the corresponding structure for this function. Patent Owner does not specifically identify any specific hardware structure for performing the identified function7, but instead in their arguments, identifies the “Presentation Generation Program 1710” of figure 2a, as the “disclosed software” for performing the step of “applying corresponding guidelines.” (App. Br. 6.) Additionally, Patent Owner relies on multiple portions of the '587 patent’s Specification to provide support for their proposition that the 7 Patent Owner has not attempted to show where in the Specification, by page and line number, there is disclosed structure, material, or acts corresponding to each claimed function as required by 37 C.F.R. § 41.67(c)(1)(v). Appeal 2011-013241 Reexamination Control No. 95/001,068 Patent 6,829,587 B2 17 “Presentation Generation Program 1710” is the corresponding structure necessary to perform the functional limitation of “applying corresponding guidelines.” (App. Br. 5-9.) However, we see nothing in these disclosures which describes a software component specifically corresponding to the function of “applying corresponding guidelines” that would clearly link, or associate, the “Presentation Generation Program 1710” to the recited function of claim 4. Instead, we find that the Patent Owner has carefully reproduced certain portions of the '587 patent omitting portions using ellipsis in an attempt to improperly suggest that the functional limitation of claim 4 is accomplished exclusively via the “Presentation Generation Program 1710.” (App. Br. 5- 9.) Based upon this evidence, Patent Owner has failed to persuade us that the “Presentation Generation Program 1710” is the particular structure which performs the recited function of claim 4. Consequently, we agree with the Examiner that the corresponding structure for “applying corresponding guidelines” is the “Presentation and Configuration Program 4715.” (RAN 346.) In making this determination, we find that the '587 patent explicitly discloses that the “Presentation and Configuration Program 4715” performs this recited function. (FF 6, 7.) Specifically, the '587 patent discloses that the “Presentation and Configuration Program 4715” in conjunction with the “Presentation Rules Database 4650,” “guide[s] the Seller in the creation of a presentation that meets the style, editorial, and content guidelines of that instance of the present invention for each media venue or outlet chosen.” (FF 7.) Moreover, the '587 patent discloses that “[a]s the Seller enters information, Appeal 2011-013241 Reexamination Control No. 95/001,068 Patent 6,829,587 B2 18 the Presentation and Configuration Program 4715, using the information contained in the Presentation Rules Database 4650, controls and monitors that entered information to conform to the controlling format and style for each targeted media venue or outlet presentation.” (FF 9.) Accordingly, we find the “Presentation and Configuration Program 4715” is the corresponding structure necessary to perform the recited function of dependent claim 4, and additionally dependent claims 21, 38, 55 which recite substantially similar limitations using the same means plus function language of dependent claim 4. Notwithstanding the above, given the claim as a whole being directed to a “method of using a network of computers to facilitate and control the publishing of presentations,” as recited by cancelled independent claim 1, we find that one of ordinary skill in the art would construe this limitation to refer to a computer-enabled means-plus-function limitation. In the same vein, both the “Presentation Generation Program 1710” and the “Presentation and Configuration Program 4715” are software programs. A software implemented algorithm constitutes part of corresponding structure for a general purpose computer (absent sufficient or specific hardware structure). See, e.g., WMS Gaming Inc. v. Int’l Game Tech., 184 F.3d 1339, 1349 (Fed. Circ. 1999). To this end, Patent Owner attempts to imply that the “Presentation Generation Program 1710 shown in Figure 2a” is an algorithm. (App. Br. 6.) However, nothing in Figure 2a, or the accompany disclosure in the Specification, provides one of ordinary skill in the art with any understanding of the programming necessary for a general purpose computer Appeal 2011-013241 Reexamination Control No. 95/001,068 Patent 6,829,587 B2 19 to implement the function of “applying corresponding guidelines,” as recited by dependent claim 4, such that it would perform the function of, as Patent Owner alleges, “automatically creating an advertising presentation for each selected media venue in compliance with the individual guidelines of that media venue.” (emphasis omitted) (App. Br. 9.) Specifically, Patent Owner has failed to direct us to persuasive evidence in the '587 patent’s Specification which would explain the structure of the “Presentation Generation Program 1710’s” algorithm. Additionally, Patent Owner has not provided evidence on the record demonstrating that one of ordinary skill in the art at the time of the invention would have understood what this algorithm would be. Therefore, we will not construe the claim to perform any additional function other than the function recited by dependent claim 4. Accordingly, the '587 patent’s Specification does not adequately describe a “means” corresponding to the “Presentation Generation Program 1710” to support Patent Owner’s contention that the proper interpretation of dependent claim 4 is “the Presentation Generation Program, running on a computer, creating individualized presentations that comply with the guidelines of each media venue by applying each media venue’s presentation rules to raw advertising content input by a seller.” Therefore, under these circumstances, we find that for the prior art to disclose or suggest the “means for applying corresponding guidelines” recited in claims 4, 21, 38, and 55 the corresponding structure or equivalents thereof need only be a piece of software such as the “Presentation and Configuration Program 4715” executing on a general purpose computer capable of “applying corresponding guidelines.” Appeal 2011-013241 Reexamination Control No. 95/001,068 Patent 6,829,587 B2 20 Claims 5, 22, 39, and 56 Patent Owner asserts that the “Media Configuration Program 6717” is a corresponding structure for the “means for . . . media venues to input said guidelines” limitation of claim 5 which “on its face - expressly requires that the media venue input its own guidelines into the system (instead of some unknown third party).” (App. Br. 9-10.) Specifically, Patent Owner argues that the claim requires a means “to input” and the input is be performed by the “print media venues.” (App. Br. 10.) Dependent claims 22, 39, and 56 recite substantially similar limitations using the same means plus function language. In response, the Examiner contends that neither the claims nor the '587 patent’s Specification requires that the media venues themselves input their own guidelines. (RAN 346-349.) We find the Examiner’s contention to be correct. While there is no dispute as to the identification of the corresponding structure for claim 5, we cannot agree with Patent Owner that the language of claim 5 explicitly requires “media venues to input said guidelines” themselves, as Patent Owner alleges. Instead, we find that the particular function of the claim limitation is to “input said guidelines and information,” which is not so limiting as to prevent a third party from inputting guidelines. Patent Owner has not directed us to a lexicographic definition for the term “media venue” in the '587 patent which would otherwise limit a third-party from acting on behalf of the “media venue” to input guidelines or information. Moreover, the portions of the '587 patent cited by Patent Appeal 2011-013241 Reexamination Control No. 95/001,068 Patent 6,829,587 B2 21 Owner (App. Br. 9-10) fail to demonstrate any relationship between the Patent Owner’s claim construction and the express language of the claim such that a proper construction would require this additional functional limitation to be read into the claim. Similar to our analysis of claim 4, the corresponding structure of claim 5, the “Media Configuration Program 6717,” is also a software program. While Patent Owner contends that support for this program can be found in figures 2a, 2e, and their accompanying disclosure in the '587 patent’s Specification (App. Br. 10), we find that these disclosures fail to provide one of ordinary skill in the art with any understanding of the programming necessary for a general purpose computer to implement the function of “input[ing] said guidelines and information,” such that it would only require the “media venue” itself to perform the recited function of dependent claim 5. Accordingly, we will not construe the claim to perform any additional function other than the function recited by dependent claim 5. Under these circumstances, we find that for the prior art to disclose or suggest the “means for . . . media venues to input said guidelines” limitations of dependent claims 5, 22, 39, and 56, the corresponding structure, or equivalents thereof, need only be a piece of software such as the “Media Configuration Program 6717” executing on a general purpose computer capable of “input[ing] said guidelines and information.” Appeal 2011-013241 Reexamination Control No. 95/001,068 Patent 6,829,587 B2 22 ISSUE 2 Claim Term Construction We begin our analysis of the prior art references by addressing Patent Owner’s argument that the '587 patent provides an explicit definition for the claimed term “guidelines.” (App. Br. 11). Specifically, Patent Owner asserts that the '587 patent Specification “specifically states that presentation rules or guidelines are ‘information that controls and limits the style and editing of the presentations created by the Presentation Generation Program 1710.’” (emphasis in original) (App. Br. 11.) We are not persuaded by Patent Owner argument and find that Patent Owner has failed to rebut the presumption that the term “guidelines” should be construed in a way that is different from its ordinary and customary meaning. “‘Where an inventor chooses to be his own lexicographer and to give terms uncommon meanings, he must set out his uncommon definition in some manner within the patent disclosure’ so as to give one of ordinary skill in the art notice of the change.” In re Paulsen, 30 F.3d 1475, 1480 (Fed. Cir. 1994), quoting Intellicall, Inc., v. Phonometrics, Inc., 952 F.2d 1384, 1387-88 (Fed. Cir. 1992). While the '587 patent does indeed set forth several lexicographic definitions in the “Patent Application Glossary” portion of the '587 patent, the glossary fails to provide explicit definitions for either terms “presentation rules” or “guidelines.” (see '587 patent, cols. 7-13) Even so, Patent Owner asserts that the '587 patent Specification “specifically states that presentation rules or guidelines are ‘information that controls and limits the style and editing of the presentations created by the Presentation Appeal 2011-013241 Reexamination Control No. 95/001,068 Patent 6,829,587 B2 23 Generation Program 1710.’” (emphasis original) (App. Br. 11.) However, we find that the portion of the Specification pointed to by Patent Owner (col. 18, ll. 7-10) fails to provide a clear notice of a definition for the disputed term “guidelines.” Instead, at this portion of the Specification, we find a non-limiting statement which describes that the Presentation Rules Databases 1650 and 4650 includes various data fields containing information that controls and limits the style and editing of the presentations. (FF 8, 9.) The Specification further describes that these data fields include inter alia presentation templates, presentation cost and options, publication dates and deadlines, presentation size restrictions, photo or graphics specifications such as size, compression, file format, and any other guidelines, benchmarks, or controlling algorithms. (FF 9.) As such, we find that Patent Owner has failed to define, redefine, or set out an uncommon definition for the term “guidelines” with any reasonable clarity, deliberateness, or precision, such that one of ordinary skill in the art would interpret the term to mean “information that controls and limits the style and editing of the presentations created by the Presentation Generation Program 1710.” Furthermore, while an “understanding [of] the claim language may be aided by explanations contained in the written description, it is important not to import into a claim limitations that are not part of the claim. For example, a particular embodiment appearing in the written description may not be read into a claim when the claim language is broader than the embodiment.” Superguide Corp., 358 F.3d at 875. “[A]lthough the specification often describes very specific embodiments of the invention, we have repeatedly Appeal 2011-013241 Reexamination Control No. 95/001,068 Patent 6,829,587 B2 24 warned against confining the claims to those embodiments . . . . [C]laims may embrace ‘different subject matter than is illustrated in the specific embodiments in the specification.’” Phillips v. AWH Corp., 415 F.3d 1303, 1323 (Fed. Cir. 2005) (en banc) (citations and internal quotation marks omitted). This reasoning is applicable here, and as such, we decline to read the argued limitations from Patent Owner’s Specification into the disputed claim term “guidelines.” Therefore, contrary to Patent Owner’s contention that “guidelines” are limited to “controlling and limiting the style and editing of the presentations created by the Presentation Generation Program 1710,” we broadly but reasonably construe the scope of the claim term “guidelines” to read on any information that controls and limits the presentations. This construction comports with the ordinary and customary meaning that the term “guidelines” would have had to a person of ordinary skill in the art at the time of the invention given the wide range of media venues that this invention is intended to be applicable to. (FF 2.) Accordingly, Patent Owner’s arguments are unpersuasive. Claims 4, 5, 21, 22, 55, and 56 anticipated under 35 U.S.C. § 102(b) by Del Sesto. Dependent claims 4, 21, and 55 Patent Owner argues that Del Sesto fails to disclose a “means for applying corresponding guidelines,” as recited by dependent claim 4. (App. Br. 12.) Dependent claims 21 and 55 recite substantially similar limitations. In making this argument, Patent Owner asserts that “[t]here is absolutely Appeal 2011-013241 Reexamination Control No. 95/001,068 Patent 6,829,587 B2 25 nothing in Del Sesto equivalent to the Presentation Generation Program of the '587 that applies the guidelines of a plurality of media venues to seller information to generate a custom presentation.” (App. Br. 13.) Additionally, Patent Owner argues that Del Sesto fails to disclose any guidelines that “control[]and limit[]the style and editing of the presentations.” (App. Br. 11.) Specifically, Patent Owner contends that even though a media venue in Del Sesto can “‘view and update her avail inventory’ and ‘create and edit rate cards’ . . . these are not ‘guidelines’” for formatting presentations. (App. Br. 11-12.) Patent Owner’s arguments “fail from the outset because . . . they are not based on limitations appearing in the claims . . .,” and are not commensurate with the broader scope of dependent claim 4 which merely recites a “means for applying corresponding guidelines,” and makes no recitation directed to either “formatting” or “generating” presentations. In re Self, 671 F.2d 1344, 1348 (CCPA 1982). Furthermore, as discussed supra, we construed the particular function of claim 4 to be “applying corresponding guidelines,” and determined that to anticipate this limitation, a reference need only disclose a piece of software executing on a general purpose computer capable of “applying corresponding guidelines.” Therefore, Patent Owner’s arguments directed to the “Presentation Generation Program 1710” are not commensurate with the scope of the claim, and thus unpersuasive. Additionally, Patent Owner’s argument that Del Sesto fails to disclose the “guidelines” of claim 4 is not persuasive. Given our aforementioned broad but reasonable construction for the term “guidelines,” we find that Del Appeal 2011-013241 Reexamination Control No. 95/001,068 Patent 6,829,587 B2 26 Sesto’s disclosure of available advertising criteria input by a media seller (i.e., media venue) such as the day and time of its broadcast, the avail category, price, and length of the avail to be equivalent to “guidelines,” as presently claimed. (FF 15.) These inputs correspond with the '587 patent’s description of “guidelines,” and explicitly refer to at least presentation cost, publication dates, size, and file format. (FF 9.) While Patent Owner alleges that these “are not ‘rules’ that media venues use to control the ‘content’ or ‘look and feel’ of the advertisement” (App. Br. 12), neither the language of the claim nor the Specification requires such. In light of the above, we find that Del Sesto discloses a “means for applying corresponding guidelines,” as recited by dependent claim 4. Specifically, Del Sesto discloses a system which allows buyers (i.e., advertisers) to input search parameters and select an advertising campaign based on avails information provided by the sellers (i.e., media venues) which results in the formation of a contract. (FF 14, 15; see Fig. 4S.). Subsequently, Del Sesto describes that once the media buyer agrees to the contract using the interface depicted in figure 4S, the seller then downloads the advertisement, previously uploaded to the central server, in conjunction with the executed contract, and runs or plays the advertisement according to the guidelines of the contract. (FF 11, 12, 13.) Therefore, for these reasons and the reasons discussed supra, we find that Del Sesto discloses “guidelines” under the broadest reasonable interpretation which control and limit the advertisement, thus anticipating the “means for applying corresponding guidelines,” recited by dependent claim 4, 21, and 55. Appeal 2011-013241 Reexamination Control No. 95/001,068 Patent 6,829,587 B2 27 Accordingly, we sustain the Examiner rejection of dependent claims 4, 21, and 55 under 35 U.S.C. § 102(b) as anticipated by Del Sesto. Dependent claims 5, 22, and 56 Patent Owner argues that Del Sesto fails to disclose “guidelines, as this term is defined in the '587 patent,” and as such, fails to disclose a “means for . . . media venues to input said guidelines,” as recited by dependent claim 5. (App. Br. 13.) Dependent claims 22 and 56 recite substantially similar limitations. We cannot agree. As discussed with supra, we find that Del Sesto’s disclosure of available advertising criteria input by a media seller (i.e., media venue) such as the day and time of its broadcast, the avail category, price, and length of the avail equivalent to “guidelines,” as presently claimed. (FF 15.) Del Sesto’s system also provides an interface which allows a seller “to view and update the seller’s inventory by at least day and time. (FF 16.) While Patent Owner alleges that “the specification clearly describes presentation rules or guidelines as impacting content, size, look and/or feel of advertisements (App. Br. 14), neither the Specification nor language of the claims is so limiting. See Superguide Corp., 358 F.3d at 875. Accordingly, based on our broad but reasonable construction of “guidelines,” we find that Del Sesto discloses the “means for . . . media venues to input said guidelines,” as recited by dependent claims 5, 22, and 56. Therefore, we sustain the Examiner’s rejection of claims 5, 22, and 56 under 35 U.S.C. § 102(b) as anticipated by Del Sesto. Appeal 2011-013241 Reexamination Control No. 95/001,068 Patent 6,829,587 B2 28 ISSUE 3 Claims 4, 5, 21, 22, 38, 39, 55, and 56 obvious over Del Sesto and Naqvi under 35 U.S.C. § 103(a). Dependent claims 4, 21, 38, and 55 Patent Owner argues that Naqvi fails to teach or suggest a system which “appl[ies] presentation rules or guidelines of a media venue to information entered by the seller to create rule-compliant advertisements – it simply utilizes the advertisement supplied by the advertiser ‘as is.’” (App. Br. 21.) Specifically, Patent Owner asserts that Naqvi’s “constraints” are “optional tags inserted by the webpage publisher to indicate the desired subject matter of advertisements and the size/placement of those advertisements on the page” which are not applied by the system. (App. Br. 21-22.) Dependent claims 21, 38, and 55 recite substantially similar limitations. We are not persuaded by Patent Owner’s argument and find that Naqvi discloses a system for placing advertisements stored on a server and dynamically mixed with content pages, thus creating advertisements that satisfy a set of constraints requested by the advertiser, as well as the constraints of the publisher of the page. (FF 17, 18.) Naqvi’s system provides advertisers with an interface for creating targeted advertisements based on a focus tag (i.e., subject matter of the advertisement) specified by the advertiser and stored in the “ad info database.” (FF 19.) Naqvi’s system describes a mixer means including a layout manager means and a typography manager means which combines a retrieved advertisement and a content page in response to a query. (FF 20.) The layout manager Appeal 2011-013241 Reexamination Control No. 95/001,068 Patent 6,829,587 B2 29 comprises a rule base which contains templates that have been predefined and layout data base which contains a collection of rules inputted by the user (i.e., media venue) defining which layout templates are best under what set of conditions. (FF 21.) Naqvi’s rules which are inputted by a media venue and stored in layout rules database 11 define “the amount of data that is to be displayed, the kind of data that is to be displayed, the amount of text, the amount of advertising material, and the size of the various maps and multi-media icons that are to be displayed.” (FF 22.) Additionally, these rules define specify the placement of an advertisement on a media venue. (FF 24.) Based on this disclosure, we interpret Naqvi’s rules to be “guidelines,” as presently claimed. This interpretation is commensurate with our broad but reasonable interpretation of “guidelines” as information that controls and limits the presentations, discussed supra. While Patent Owner asserts that Naqvi’s “constraints” are optional tags, we find that this does not change the fact that Naqvi discloses a system which applies “guidelines” in manner commensurate with the scope of the '587 patent’s Specification and the language of dependent claims 4, 21, 38, and 55. Moreover, the rejection of these claims is based on obviousness, and as such a reference may be relied upon for all that it would have reasonably suggested, including nonpreferred embodiments. Merck & Co. v. Biocraft Lab., 874 F.2d 804 (Fed. Cir. 1989). Accordingly, we find that Naqvi’s system detects corresponding media venues guidelines and applies these “corresponding guidelines” to create a page for a media venue. (FF 23.) Appeal 2011-013241 Reexamination Control No. 95/001,068 Patent 6,829,587 B2 30 Furthermore, contrary to Patent Owner’s contention that Naqvi “simply utilizes the advertisement supplied by the advertiser ‘as is,’” we find that Naqvi’s system dynamically mixes advertisement on a content page in response to a user’s query using focus tags. (FF 17, 18.) While Patent Owner may be correct that an advertiser uploads an advertisement, we interpret the advertisement displayed at the media venue to be comprised of the advertising content and the focus tags, and as such, not “as is.” Therefore, we find that Naqvi discloses the “means for applying corresponding guidelines” of claims 4, 21, 38, and 55. Accordingly, we sustain the Examiner’s rejection of dependent claims 4, 21, 38, and 55 under 35 U.S.C. § 103(a) as obvious over Del Sesto and Naqvi. Dependent claims 5, 22, 39, and 56 Patent Owner argues that Naqvi fails to “provide any way for inputting presentation rules or guidelines that will be applied to information entered by the seller to generate ads customized to each media venue.” (App. Br. 22.) Additionally, Patent Owner contends that “the embedding of a tag in a webpage is not the same as ‘inputting’ guidelines into the system via software equivalent to the Media Configuration Program 6717.” (App. Br. 23.) Dependent claims 21, 38, and 55 recite substantially similar limitations. We are not persuaded by Patent Owner’s arguments and find that Naqvi discloses the “means for . . . media venues to input said guidelines,” as recited by dependent claims 5, 22, 39, and 56. Specifically, Naqvi discloses a mixer means, which as discussed supra, contains a collection of Appeal 2011-013241 Reexamination Control No. 95/001,068 Patent 6,829,587 B2 31 rules inputted by the user (i.e., media venue) defining which layout templates are best under what set of conditions. (FF 21, 22, 24.) Naqvi additionally discloses that advertisements can be created made to satisfy the constraints of the publisher of the page. (FF 18.) As such, Naqvi discloses software capable of allowing media venues to input guidelines and information. Additionally, we find Patent Owner’s contention that Naqvi only embeds a tag in a webpage unpersuasive. Naqvi discloses that users define rules which control the placement of targeted advertisements on a content page. (FF 22, 23.) Given our broad but reasonable construction of “guidelines,” Naqvi discloses inputting these “guidelines” into its system for placing advertisements. Therefore, Naqvi discloses the “means for . . . media venues to input said guidelines,” as recited by dependent claims 5, 22, and 56. Accordingly, we sustain the Examiner’s rejection of claims 5, 22, and 56 under 35 U.S.C. § 103(a) as obvious over Del Sesto and Naqvi. Appeal 2011-013241 Reexamination Control No. 95/001,068 Patent 6,829,587 B2 32 Remaining Rejections Affirmance of the anticipation rejection of claims 4, 5, 21, 22, 55 and 56 based on Del Sesto and the obviousness rejection for all claims based on Del Sesto and Naqvi renders it unnecessary to reach the propriety of the Examiner’s decision to reject those claims on a different basis. Cf. In re Gleave, 560 F.3d 1331, 1338 (Fed. Cir. 2009) (not reaching other rejections after finding an anticipation rejection to be upheld). As such, we need not reach the propriety of the rejection of those claims over the remaining rejections. CONCLUSION We conclude that the Examiner properly interpreted the “means for applying corresponding guidelines” limitation of claims 4, 21, 38, 55 and the “means for . . . media venues to input said guidelines” limitation of claims 5, 22, 39, and 56 under 35 U.S.C. § 112, paragraph 6. Additionally, we conclude that Del Sesto discloses the “means for applying corresponding guidelines” of claims 4, 21, and 55 and the “means for . . . media venues to input said guidelines” of claims 5, 22, and 56, and as such anticipates these claims under 35 U.S.C. §102(b). Lastly, we conclude that the combination of Del Sesto and Naqvi discloses the “means for applying corresponding guidelines” of claims 4, 21, 38, and 55 and the “means for . . . media venues to input said guidelines” of claims 5, 22, 39, and 56, and as such makes obvious these claims under 35 U.S.C. §103(a). Appeal 2011-013241 Reexamination Control No. 95/001,068 Patent 6,829,587 B2 33 DECISION The Examiner’s decision to reject claims 4, 5, 21, 22, 33, 39, 55, and 56 is AFFIRMED. Requests for extensions of time in this inter partes reexamination proceeding are governed by 37 C.F.R. §§ 1.956 and 41.77(g). AFFIRMED Ack cc: PATENT OWNER: MICHAEL F. HEIM HEIM, PAYNE & CHORUSH, LLP 600 TRAVIS STREET HOUSTON, TX 77002 THIRD PARTY REQUESTER JOHN C. PHILLIPS FISH & RICHARDSON P.C. 12390 EL CAMINO REAL SAN DIEGO, CA 92130 Copy with citationCopy as parenthetical citation