Ex Parte 6,827,955 et alDownload PDFBoard of Patent Appeals and InterferencesNov 17, 201095000311 (B.P.A.I. Nov. 17, 2010) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 95/000,311 10/24/2007 6,827,955 2664.035 1503 23405 7590 11/17/2010 HESLIN ROTHENBERG FARLEY & MESITI PC 5 COLUMBIA CIRCLE ALBANY, NY 12203 EXAMINER HUANG, EVELYN MEI ART UNIT PAPER NUMBER 3991 MAIL DATE DELIVERY MODE 11/17/2010 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE BOARD OF PATENT APPEALS AND INTERFERENCES ____________ FORWARD FOODS, LLC, Requester and Respondent v. PROTEIN BAR TECHNOLOGIES, LLC, Patent Owner and Appellant ____________ Appeal 2010-008235 Reexamination Control 95/000,311 Patent 6,827,955 B2 Technology Center 3900 ____________ Before ROMULO H. DELMENDO, RICHARD M. LEBOVITZ, and JEFFREY B. ROBERTSON, Administrative Patent Judges. LEBOVITZ, Administrative Patent Judge. DECISION ON APPEAL1 1 The one-month time period for filing a request for rehearing, as recited in 37 C.F.R. 41.79, and the two-month time period for filing an appeal, as recited in 37 C.F.R. § 1.304 (see 37 C.F.R. § 1.983(b)(1)), both begin to run from the “MAIL DATE” shown on the PTOL-90A cover letter attached to this decision. Appeal 2010-008235 Reexamination Control 95/000,311 Patent 6,827,955 B2 2 This is a decision on appeal by the Patent Owner from the Patent Examiner’s rejections of claim 1-51 in an Inter Partes Reexamination of U.S. Patent No. 6,827,955. The Board’s jurisdiction for this appeal is under 35 U.S.C. §§ 6(b), 134, and 315. We affirm. STATEMENT OF THE CASE The patent in dispute in this appeal is U.S. Patent No. 6,827,955 B2 (hereinafter, “the ‘955 patent”), which issued December 7, 2004. The named inventor is David J. McCabe. A request for Inter Partes Reexamination under 35 U.S.C. §§ 311-318 and 37 C.F.R. §§ 1.902-1.997 for the ‘955 patent was filed on October 24, 2007 by a Third-Party Requester (Request for Inter Partes Reexamination Transmittal Form) on the basis of prior art said not to have been relied on in any rejection of the claims during the application’s prosecution before the Patent Examiner. The Third Party Requester is Forward Foods, LLC (Third Party Requester’s Respondent Brief dated Dec. 26, 2009 (hereinafter, “Respondent Br.”)). The Patent Owner and Appellant is Protein Bar Technologies, LLC (Patent Owner’s Appeal Brief dated Oct. 13, 2009 (hereinafter, “App. Br.”)). This appeal is related to co-pending Reexamination Control No. 95/000,310 of U.S. Patent No. 6,830,766. An oral hearing was held September 29, 2010. A transcript of the hearing will be entered into the record in due course. According to Appellant, at the time the brief was filed, one or more claims of the ‘766 patent were the subject of litigation pending as Protein Bar Technologies, LLC (plaintiff) v. Forward Foods, LLC et al. (defendants) in the United States District Court for the Middle District of Florida (Case Appeal 2010-008235 Reexamination Control 95/000,311 Patent 6,827,955 B2 3 No. 8:07 CV 00464-JSM-MSS) (App. Br. 2). Appellant stated that the case is currently stayed pending the outcome of this reexamination (id.). The claims of the ‘955 patent are drawn to high protein foodstuffs comprising specific amounts of protein, “carbohydrates, polyols, and glycerine in combination,” fat, non-polyol sweetener, and a flavoring agent. The foodstuff comprises “at least two layers.” There are three independent claims: claims 1, 37, and 43. No amendments were made to the claims during the reexamination proceeding. There are eleven rejections, each which is appealed by Appellant. The rejections are as follows: 1. Claims 1-3, 5-12, 14-19, 37, 38, and 40-42 under 35 U.S.C. § 102(e) as anticipated by Manning2 (Answer 6). 2. Claims 20-24, 27-31, and 33-35 under 35 U.S.C. § 103(a) as obvious in view Manning and Pure Protein3 (id. at 8). 3. Claims 37-42 under 35 U.S.C. § 103(a) as obvious in view of Mody4 and Manning (id. at 9). 4. Claims 37-51 under 35 U.S.C. § 103(a) as obvious in view of Mody and Pure Protein (id. at 11). 5. Claims 1-5, 7, 8, 10, and 15-19 under 35 U.S.C. § 102(b) as anticipated by Balance Bar5 (id. at 13). 2 U.S. Patent 6,576,253 B2 issued June 10, 2003. 3 Netrition.com, Pure Protein Bars 1-7 available at http://web.archive.org/20001207195400/http://www3.netrition.com/pure_pr otein_bars_page.html (“Pure Protein”). 4 U.S. Patent 6,676,982 B2 issued Jan. 13, 2004. 5 Balance Bar Gold Caramel Nut Blast Wrapper (“Balance Bar”). Appeal 2010-008235 Reexamination Control 95/000,311 Patent 6,827,955 B2 4 6. Claims 37, 38, and 40-44 under 35 U.S.C. § 103(a) as obvious in view of Balance Bar and Pure Protein (id. at 14-15). 7. Claims 1, 2, 5, 8, 9, 11-25, and 27-36 under 35 U.S.C. § 103(a) as obvious in view of Pure Protein, Manning, Mody, and/or Balance Bar (id. at 16). 8. Claims 7, 10, and 37-41 under 35 U.S.C. § 103(a) as obvious in view of Pure Protein and Manning (id. at 18-19). 9. Claims 25 and 26 under 35 U.S.C. § 103(a) as obvious in view of Pure Protein and Mody (id. at 20). 10. Claim 42 under 35 U.S.C. § 103(a) as obvious in view of Pure Protein and Balance Bar (id. at 21). 11. Claims 1-51 under 35 U.S.C. § 103(a) as obvious in view of Manning, Mody, Pure Protein, Balance Bar, and Labrada6 (id. at 21-22). Claim 1 is representative and reads as follows: 1. A high protein foodstuff comprising: (a) more than about 25% by weight of protein; (b) less than about 60% by weight of carbohydrates, polyols, and glycerine in combination; (c) less than about 18% by weight of fat; (d) less than 20% by weight of a non-polyol sweetener; (e) at least one flavoring agent; and (f) wherein said foodstuff comprises at least two layers, at least one of said layers comprising at least about 25% protein. 6 Dave Ramirez, LEAN BODY® Award-Winning Bars: Building Muscle On- the-Go 1-5 available at http://web.archive.org/web20010208123246/http://www.labrada.com/produc ts/bars_research.html (“Labrada”). Appeal 2010-008235 Reexamination Control 95/000,311 Patent 6,827,955 B2 5 CLAIM INTERPRETATION Legal Principles The “Board gives claim language its broadest reasonable interpretation consistent with the specification.” In re Buszard, 504 F.3d 1364, 1368 (Fed. Cir. 2007). During patent examination proceedings, claim terms are given “the broadest reasonable meaning . . . in their ordinary usage as they would be understood by one of ordinary skill in the art, taking into account whatever enlightenment by way of definitions or otherwise that may be afforded by the written description contained in the applicant's specification.” In re Morris, 127 F.3d 1048, 1054 (Fed. Cir. 1997). This mode of claim construction applies even in reexaminations. In re Am. Acad. of Sci. Tech Ctr., 367 F.3d 1359, 1364 (Fed. Cir. 2004); In re Translogic Tech., Inc., 504 F.3d 1249, 1256 (Fed. Cir. 2007). Findings of Fact (FF) Each of claims 1, 37, and 43 is drawn to a foodstuff with “a non- polyol sweetener.” The Examiner interpreted the phrase to include only “non-nutritive sweeteners” and not sugars (Answer 37). The following disclosures are found in the ‘955 patent: 1. The sweeteners may be added to improve or alter the taste of the high protein foodstuff. The sweeteners of the present invention are preferably, non-nutritive sweeteners, and may include sucralose, aspartame, saccharin, and acesulfame potassium. (Col. 4, ll. 41-45.) Appeal 2010-008235 Reexamination Control 95/000,311 Patent 6,827,955 B2 6 2. In a second preferred embodiment the high protein foodstuff may further comprise a coating. In order not to alter or dilute the ratio of protein to other nutritional components in the core bar, the coating may also contain a high ratio of protein. Generally, the coating comprises three principal nutritive elements: (a) protein, (b) fat, and (c) polyol. Polyols (also known as sugar alcohols) are employed in place of simple sugars and other true carbohydrates because the polyols are slowly metabolized and do not cause a sharp rise in blood glucose following their ingestion. . . . A sweetener is added to improve the appeal of the product and a natural or artificial flavoring agent may be added for the same purpose. (Col. 3, ll. 29-43.) 3. “Preferable carbohydrates, for fast energy in the present invention may include glucose, fructose, galactose, sucrose, lactose, and maltose. Other carbohydrates may include starches, glycogen, fibers, cellulose, beta glucan, pectin, and guar gum.” (Col. 4, ll. 20-24.) Analysis Although the Examiner acknowledged that sugars are non-polyol sweeteners, the Examiner took the position that sugars were excluded from this sweetener class because (Answer 37-38): (1) sugars were not described as non-polyols in the ‘955 patent; (2) the carbohydrates of component (b) of the claim include sugars; and (3) the polyols recited in component (b) of the claim are recited to be “in place of” sugars. Appeal 2010-008235 Reexamination Control 95/000,311 Patent 6,827,955 B2 7 The Examiner’s interpretation is not the broadest reasonable interpretation, taking into account the disclosure of the ‘955 Patent. For the following reasons, we conclude that the term “non-polyol sweetener” is properly interpreted to comprise sugar. While the ‘955 patent does not disclose that sugar is a non-polyol sweetener, there is no evidence that this silence alone would have been recognized by the ordinary skilled worker as an attempt to exclude sugar from this class. To the contrary, sweeteners are more generally recognized as a broad class of compounds, including preferred non-nutritive sweeteners (FF1) – a class that would include non-nutritive non-polyol sweeteners. Thus, the ‘955 patent has expansive, rather than limiting definitions. The fact that sugars are separately described and included twice in claim 1 – in component (b) as a carbohydrate and in component (d) as a non- polyol sweetener – does not compel a different conclusion. Carbohydrates are said by the ‘955 patent to include sugars (“glucose, fructose, galactose, sucrose, lactose, and maltose”) as well as other compounds (FF3). Component (b) of the claims puts a limit on the total carbohydrate content and component (d) (when the non-polyol is a sugar) puts a limit on the amount of sugar that is present in the carbohydrate – indicating that the remaining part of the carbohydrate is one of the “[o]ther carbohydrates” (FF3). The claim informs the ordinary skilled worker how much of the carbohydrate content is comprised of sugar. The Examiner argued that the polyols recited in component (b) of the claim are recited to be “in place of” sugars, and therefore sugar would be excluded from the claim. This argument is not persuasive. First, the ‘955 patent disclosure quoted by the Examiner referred to the coating (FF2), not Appeal 2010-008235 Reexamination Control 95/000,311 Patent 6,827,955 B2 8 the bar. Claim 1 would be reasonably understood to be directed to the bar layers (which are recited to have a coating in the dependent claims). Secondly, the claim expressly requires carbohydrates. Certain sugars are characterized in the patent as preferred carbohydrates (FF2). It would not be reasonable to read “carbohydrates” as necessarily excluding sugars in view of the preference for carbohydrates that are sugars. ANTICIPATION REJECTIONS (Rejections 1 & 5) Claims 1-3, 5-12, 14-19, 37, 38, and 40-42 stand rejected as anticipated under 35 U.S.C. § 102(e) by Manning. Claims 1-5, 7, 8, 10, and 15-19 stand rejected as anticipated under 35 U.S.C. § 102(b) by Balance Bar. Issues Does Manning describe a food bar with all elements of the claim in the manner as required under 35 U.S.C. § 102? Does Balance Bar describe a food bar that meets the claimed amount of non-polyol sweetener? Legal Principles Because the hallmark of anticipation is prior invention, the prior art reference – in order to anticipate under 35 U.S.C. § 102 – must not only disclose all elements of the claim within the four corners of the document, but must also disclose those elements “arranged as in the claim.” Net MoneyIN, Inc. v. VeriSign, Inc., 545 F.3d 1359, 1369 (Fed. Cir. 2008) (citing Connell v. Sears, Roebuck & Co., 722 F.2d 1542, 1548 (Fed. Cir. 1983)). Appeal 2010-008235 Reexamination Control 95/000,311 Patent 6,827,955 B2 9 “Given the considerable difference between the claimed range and the range in the prior art, no reasonable fact finder could conclude that the prior art describes the claimed range with sufficient specificity to anticipate this limitation of the claim.” Atofina v. Great Lakes Chem. Corp., 441 F.3d 991, 999 (Fed. Cir. 2006). Findings of Fact (FF) CLAIM 1 MANNING BALANCE BAR (a) “more than about 25% by weight of protein” FF4. from about 0 to about 80 weight %, preferably about 20 to about 60 weight %, with about 40 being most preferred (col. 16, ll. 23-32) FF5. Examples 1-3: about 17% protein Example 5: 12.3% protein (App. Br. 18; cols. 26-29) FF6. “Low-, no- or high- protein food bars . . . may be produced” (col. 16, ll. 23-32) FF16. 30% protein (Answer 13; Balance Bar, Nutrition Facts) (b) “less than about 60% by weight of carbohydrates, polyols, and glycerine in combination” FF7. Generally from about 0 to about 99 weight %, preferably from 1 to about 60 weight %, with about 40 % being most preferred (col. 16, ll. 1-10) FF8. Example 3 comprises 50% carbohydrate and includes sorbitol (polyol) and glycerine (col. 28) FF17. 46% carbohydrates, including sugar, glycerin, and maltitol syrup (id.) (c) “less than about 18% by weight of fat” FF9. Generally from about 0 to about 60 weight %, preferably from about 1 to about 40 weight %, with FF18. 14% fat (Answer 14) Appeal 2010-008235 Reexamination Control 95/000,311 Patent 6,827,955 B2 10 about 20 preferred (col. 16, ll. 45-48) (d) “less than 20% by weight of a non-polyol sweetener” FF10. Carbohydrates include, dextrose, sugar alcohols (col. 15, ll. 54-66) FF11. “Low- or no-sugar food bars may be produced” (col. 16, ll. 1-10) FF12. Sugar is listed as an optional ingredient (col. 18, l. 50) FF13. Examples 3, 4, & 5 comprise 30%, 35%, and about 37% sugar, respectively (App. Br. 18) FF19. 34% sugar (App. Br. 28; Balance Bar, Nutrition Facts) (e) “at least one flavoring agent” FF14. flavoring agents (col. 18, ll. 39-41) (f) “wherein said foodstuff comprises at least two layers, at least one of said layers comprising at least about 25% protein” FF15. Manning describes a food bar with a base and top layer which is coated on the top, bottom, and all sides with an outside coating (Manning, col. 19, ll. 26-36 & Fig. 1), and such food bar can comprise “a series of two, three, four, five, six or more layers” (id. at col. 22, ll., 1- 5). FF20. Core overlaid with caramel peanut layer (Answer 13; Balance Bar) CLAIM 37 (a) “more than about 25% by weight of protein” FF4-FF6 (b) “less than about 20% by weight of carbohydrates, polyols, and glycerine in combination” FF7, FF8 (d) “less than 20% by weight of a non-polyol sweetener” FF10-FF13 Appeal 2010-008235 Reexamination Control 95/000,311 Patent 6,827,955 B2 11 Analysis Rejection over Manning Patent To anticipate under section 102, a prior art reference must describe all elements of the claimed invention arranged as they are recited in the claim. Net MoneyIn, 545 F.3d at 1369. In this case, claims 1 and 37 require “less than 20% by weight of a non-polyol sweetener.” Appellant contends that the claims are not anticipated because Examples 3, 4, and 5 of Manning describe food bars comprising 30, 35, and 37 weight % sugar (FF13), amounts which do not meet the corresponding limitation of the claims. The Examiner did not challenge this fact, but rather took the position that sugar is not a non- polyol sweetener, but rather is a carbohydrate as in element (b) of the claims (Answer 42). We must reverse because the Examiner’s claim construction is in error. A non-polyol sweetener, as that term is properly interpreted, includes sugar. Thus, as argued by Appellant, Manning’s Examples 3, 4, and 5 describe food bars with sugars that are more than “20% by weight of a non- polyol sweetener,” and are outside the scope of claims 1 and 37 (component (d); FF13). There are additional teachings in Manning of “low sugar” and optional sugar bars (FF11 & FF12). Manning also broadly discloses ranges of protein, carbohydrate, and fat content in other sections of the patent (FF4, FF6, FF7, & FF9; see Table supra summarizing Findings of Fact) which overlap or encompass the claimed ranges. However, anticipation requires a description of the invention with all its elements arranged as in the claim, not simply a disclosure of those elements “within the four corners” of the prior art document. Net MoneyIN, Inc., 545 F.3d at 1369. In this case, the food components described in Manning are not assembled as in the claim, Appeal 2010-008235 Reexamination Control 95/000,311 Patent 6,827,955 B2 12 but appear as broadly stated ranges without the specificity that persons of ordinary skill in the art would have recognized as description of the claimed invention with all its limitations. Atofina, 441 F.3d at 999. Consequently, the rejection of independent claim 1 and 37, and dependent claims 2, 3, 5-12, 14-19, 38, and 40-42 is reversed. Rejection over Balance Bar Claim 1 is directed to a “foodstuff” with specific amounts of protein, carbohydrate, fat, and non-polyol sweetener. The Examiner found all the claim limitations met by Balance Bar (FF16-FF19), anticipating the claimed invention (Answer 14). The Examiner incorrectly interpreted “non-polyol sweeteners” to exclude sugars. Balance Bar describes a food bar with 34% sugar (FF19), an amount which exceeds the claimed limit of less than 20% by weight of a non-polyol sweetener. Because Balance Bar does not described this limitation of claim 1, we reverse the rejection of claim 1, and dependent claims 4, 5, 7, 8, 10, and 15-19, which incorporate all of the claim 1 limitations. OBVIOUSNESS REJECTIONS (Rejections 2-4 and 6-11) Issues 1. Did the prior art enable food bars with two layers? 2. Did the prior art references describe a food bar with one layer comprising “at least 25% protein”? 3. Were the cited prior art references properly combined? Appeal 2010-008235 Reexamination Control 95/000,311 Patent 6,827,955 B2 13 4. Was there sufficient evidence of a long-felt, unmet need to establish nonobviousness of the claimed invention? Findings of Fact FF21. In Example 1, Manning described a food bar with a bottom rice crisp layer and a caramel top layer (Manning, cols. 24-26). Thus, each layer had a different flavor. FF22. Mody discloses that the “protein content of the [food] bar may come from one or more sources and, based on the weight of the total bar, should be about 5-25% by weight.” (Mody, col. 3, ll. 21-23.) FF23. Mody’s food bar comprised a core and topping layers (Mody, col. 6, ll. 34-35; col. 7, ll. 18-25; & col. 8, ll. 29-32). Example 1 of Mody is a food bar with a peanut core and a caramel top layer (id. at col. 6, l. 45 to col. 7, l. 23). FF24. The Balance Bar is a triple layer bar comprised of 30% protein (Balance Bar, Nutrition Facts). FF25. In claim 3 of Mody, the nutritional food bar contains a core layer with 4-20% protein by weight of the bar (id. at col. 9, ll. 4-17). FF26. Manning teaches that it places the nutritional supplements in a food bar form to make “desirable-tasting”, “easily chewable”, and “gentle on the stomach” to address the difficulty pregnant women have with ingesting nutritional pills that can be difficult to swallow and cause regurgitation (Manning, col. 4, ll. 55-57 & col. 3, ll. 1-19). FF27. Mody teaches candy bars are “not considered as providing adequate nutrition, having too low a protein content, typically less than 3%” (Mody col. 2, ll. 4-6). Appeal 2010-008235 Reexamination Control 95/000,311 Patent 6,827,955 B2 14 FF28. Mody describes a nutritional food bar comprising a mixture of vitamins, minerals, proteins carbohydrates, and fats with an “attractive taste and chew texture.” (id. at col. 2, ll. 20-31.) FF29. Pure Protein describes a “high protein bar that is relatively low in carbs and fats” (Pure Protein, p. 1). 1. Enablement issue Legal Principles In patent prosecution the examiner is entitled to reject application claims as anticipated by a prior art patent without conducting an inquiry into whether or not that patent is enabled or whether or not it is the claimed material (as opposed to the unclaimed disclosures) in that patent that are at issue. In re Sasse, 629 F.2d 675, 681 (C.C.P.A. 1980) (“[W]hen the PTO cited a disclosure which expressly anticipated the present invention … the burden was shifted to the applicant. He had to rebut the presumption of the operability of [the prior art patent] by a preponderance of the evidence.” (citation omitted)). The applicant, however, can then overcome that rejection by proving that the relevant disclosures of the prior art patent are not enabled. Id. . . . . . Under §103, however, a reference need not be enabled; it qualifies as a prior art, regardless, for whatever is disclosed therein. . . . On remand, the district court should reconsider obviousness with respect to Sugimoto, but should do so without reference to whether Sugimoto is enabled, as enablement of the prior art is not a requirement to prove invalidity under §103.” Amgen Inc. v. Hoechst Marion Roussel Inc., 314 F.3d 1313, 1355, 1357 (Fed. Cir. 2003; footnote omitted). The applicant has the burden of coming forward with evidence in rebuttal, when the prior art includes a method that appears, Appeal 2010-008235 Reexamination Control 95/000,311 Patent 6,827,955 B2 15 on its face, to be capable of producing the claimed composition. This burden may be met by presenting sufficient reason or authority or evidence, on the facts of the case, to show that the prior art method would not produce or would not be expected to produce the claimed subject matter. In re Kumar, 418 F.3d 1361, 1368 (Fed. Cir. 2005). Analysis Appellant contends that the cited prior art is not enabled for manufacturing multi-layer bars which would bind together. Citing statements made in the ‘955 patent, Appellant contends that the inventors recognized problems with the manufacture of multi-layer bars with high protein content, including short shelf-life due to molding and difficulties in binding multiple layers together (Rebuttal Br. 10, citing the ‘955 patent at col. 1, ll. 32-36). Appellant also relies upon the statement in the ‘955 patent that, because of such difficulties, “such bars have not been manufactured with multiple layers, each layer having a different flavor.” (‘955 patent, col. 1, ll. 38-40.) Three references were cited by the Examiner as teaching food bars with at least two layers: Manning, Mody, and Balance Bar. • Manning’s bars were described as comprising a protein content from 0-80% by weight, with preferred amounts of 20-60% and 40%, although its examples had 17% protein or less (FF4 & FF5). In Example 1, Manning described a food bar with a rice crisp layer topped with a caramel layer (FF21). Each layer had constituents and therefore a different flavor. Appeal 2010-008235 Reexamination Control 95/000,311 Patent 6,827,955 B2 16 • Mody described a bar with about 5-25% by weight protein (FF22). Example 1 was of a bar with peanut core layer and a caramel top layer (FF23). Each layer was therefore flavored differently. • The Balance Bar is a triple layer bar with 30% by weight protein (FF24). Based on the prior art disclosure of three different food bars, each comprised of least two layers, the Examiner reasonably found that persons of ordinary skill in the art would have been enabled to also manufacture such bars.7 “[W]hen the prior art includes a method that appears, on its face, to be capable of producing the claimed composition,” the burden is properly shifted to the Appellant to come forward with rebuttal evidence. Kumar, 418 F.3d at 1368. Since the cited prior art appear on their face to describe an enabled method of making a multi-layered bar, the Examiner properly shifted the burden to Appellant to show that they did not. 7 The Manning patent also claimed food bars and methods of making food bars with bottom and top layers (see Manning claims 1 & 4). As Manning is a U.S. patent, the Examiner properly presumed, on the basis of this explicit disclosure, that Manning was enabled, shifting the burden to Appellant to overcome the presumption. See Amgen Inc. v. Hoechst Marion Roussel Inc., 314 F.3d at 1355 (the presumption of enablement was with respect to a patent applied as an anticipatory reference; the presumption arises because of a patent’s assumed validity and therefore would operate under section 103, as well). While the claims do not recite the presence of protein, the claims are open-ended and are directed to a “food bar.” Protein is identified as a component of the food bar and therefore would be encompassed by the open-ended Manning claims. Appeal 2010-008235 Reexamination Control 95/000,311 Patent 6,827,955 B2 17 Consequently, once the Examiner found that such bars were taught in the prior art, the burden reasonably shifted to Appellant show that such bars could not be manufactured without undue experimentation and that the layers would not bind together. Id. In sum, the Examiner’s findings were sufficient to shift the burden to Appellant to provide arguments or rebuttal evidence as to why the prior art lacked enablement for multi-layer bars. Appellant contends the food bar’s high protein content would have led to manufacturing problems (Rebuttal Br. 10; ‘955 patent, col. 1, ll. 31-32). However, both Manning and Balance described multi-layer bars with a protein content within, or at least overlapping, with the claimed “high protein” bars comprising “more than about 25% by weight of protein” (FF4, FF5, & FF16). Mody’s protein content of 20% (FF25) was very close to the claimed lower limit of 25% by weight. Thus, multi-layer food bars having a protein content matching, or very close to, the claimed protein content had been described in the prior art. Appellant’s argument is therefore not supported by the weight of the evidence. The statement in the ‘955 patent that high protein multi-layer bars, with each layer having a different flavor, had not been manufactured (‘955 patent, col. 1, ll. 38-40) is also not supported by the totality of the evidence. Both Manning and Mody described the manufacture of two layered food bars, where each layer had different food constituents imparting a different flavor (FF21 & FF23). In sum, in view of the strong case of obviousness established by the multi-layer bars of Manning, Mody, and Balance Bar – with protein content within, or overlapping with, the claimed range – Appellant’s statements Appeal 2010-008235 Reexamination Control 95/000,311 Patent 6,827,955 B2 18 about manufacturing difficulties and problems, unbuttressed by evidence, are insufficient to overcome the obviousness rejection when considered in view of all the evidence. 2. Recited amount of at least 25% protein in one layer Analysis Appellant contends that the prior art did not describe a food bar with at least 25% protein in one layer. Persons of ordinary skill in the art would have had reason to utilize protein in food bars for its nutritional value (FF27). In this context, Manning’s teaching of preferred amounts of 20-60% and 40% (FF4) provided a reason to go beyond Mody’s teaching of 20% protein in the food bar core layer (FF25). The purpose of both Manning and Mody was to provide a food bar with a desirable and attractive taste (FF26 & FF28). Increasing the protein content of Mody’s bar core would not have been expected to destroy its taste appeal because Manning, who also teaches a good tasting food bar (FF26), describes a food bar with even higher protein amounts (FF4). 3. Whether the cited prior art references were properly combined? Legal Principles Although § 103 does not define what is meant by “prior art”, this determination is frequently couched in terms of whether the art is analogous or not, i.e., whether the art is “too remote to be treated as prior art.” . . . . Two criteria have evolved for determining whether prior art is analogous: (1) whether the art is from the same field of Appeal 2010-008235 Reexamination Control 95/000,311 Patent 6,827,955 B2 19 endeavor, regardless of the problem addressed, and (2) if the reference is not within the field of the inventor’s endeavor, whether the reference still is reasonably pertinent to the particular problem with which the inventor is involved. In re Clay, 966 F.2d 656, 658-59 (Fed. Cir. 1992) (citing In re Sovish, 769 F.2d 738, 741 (Fed. Cir. 1985)). Analysis Based on Pure Protein’s teaching of a high protein bar with “low carbs” (FF29) and Manning’s of “low or no sugar” (FF6) bars, the Examiner determined that persons of ordinary skill in the art would have had reason to cut the carbohydrates in Mody’s food bar to make a “reduced calorie bar.” (Answer 10 & 11.) Appellant asserts that the low protein, high carbohydrate content of Manning8 and Mody would have deterred their combination with Pure Protein, which is said to be a high protein, low carbohydrate bar, because the food bars are “opposite” with respect to these two components (App. Br. 21, 24, 26, and 32). Each of Manning, Pure Protein, Mody, and Balance Bar involves food bars and thus would have been considered pertinent and properly combinable prior art, being “from same field of endeavor, regardless of the problem addressed.” In re Clay, 966 F.2d at 659. Thus, while there might be differences in the nutritional content between the different bars and the purpose for which they are ingested, such differences would not have made one reference any less pertinent to the claimed invention. 8 Appellant ignores statements in Manning that its bars could have low or no sugar, but focused instead on the specific examples of 30%, 25%, and 37% sugar. Appeal 2010-008235 Reexamination Control 95/000,311 Patent 6,827,955 B2 20 Appellant’s reading of Pure Protein is too narrow. Appellant’s own patent recognized the “surge in popularity of low carbohydrate bars which utilize glycerine in lieu of carbohydrates and sugars.” (’955 patent, col.1, ll. 26-28). The Examiner’s finding about the reason to reduce the carbohydrate content of the prior art food bars is consistent with these statements in the ‘955 patent. Thus, persons of ordinary skill in the art would not have restricted Pure Protein’s teaching about “low carb” bars (FF29) as limited to bars with certain protein content, but would have viewed it as more generally applicable to the food bar art. The Examiner therefore properly determined the prior art provided a reason to reduce the sugar/carbohydrate content of the food bars described in Manning, Mody, and Balance Bar. 4. Long-felt, unmet need Legal Principles In making an obviousness determination, we must consider any relevant secondary considerations, including “long felt but unsolved needs.” Graham v. John Deere Co., 383 U.S. 1, 17 (1966). Objective evidence, as opposed to argument, “is necessary to establish long-felt need. In re Kahn, 441 F.3d 977, 990 (Fed. Cir. 2006). Findings of Fact 30. Manning states that its food bars “have a shelf life of approximately six to twenty-four months at normal room temperature.” (Id. at col. 8, ll. 1-2.) Analysis Citing the ‘955 patent specification, Appellant contends there was a long-felt need, which they solved, for a food bar with high protein content, Appeal 2010-008235 Reexamination Control 95/000,311 Patent 6,827,955 B2 21 at least two layers, and which had a long shelf life with no molding problems (Rebuttal Br. 10-11). Appellant contends that Examiner improperly failed to consider these factual assertions made in the ‘955 patent and did not provide credible evidence or sound reasoning to call those factual assertions into question (id.). Contrary to Appellant’s argument, the Examiner did provide evidence and reasoning as to why Appellant’s assertion that a long-felt need was solved by the inventors did not outweigh the evidence of obviousness. The Examiner cited three prior art references – Manning, Mody, and Balance Bar – for teaching two layered food bars. At least Manning and Balance Bar described a bar with a protein content in the range characterized by Appellant as “high protein” and Mody’s was close. Furthermore, Manning described its bar as having a shelf life of about six to twenty-four months (FF30). Thus, a high-protein, long shelf life multi-layered food bar had been described in the prior art, providing a credible, fact-based reason for the Examiner to shift the burden to Appellant to provide factual evidence that the need for such a bar had not been met. Apart from statements made in the ‘955 patent and in the Appeal and Rebuttal Briefs, there is no objective evidence of a “long-felt need” and that the inventors solved this need. As discussed above, the evidence in this proceeding supports the Examiner’s determination that prior art enabled persons of ordinary skill in the art to manufacture multi-layer, high protein food bars with a long-shelf life. The “need” therefore had apparently already been met by the prior art. Thus, while we have given the statements in the ’955 patent weight, in view of the Manning, Mody, and Balance Bar disclosures, we do not find these statements sufficient to dispel the Appeal 2010-008235 Reexamination Control 95/000,311 Patent 6,827,955 B2 22 presumption that the prior art was enabled for high protein, multi-layer food bars with a long shelf life. SUMMARY The anticipation rejection 1 of claims 1 and 37, and dependent claims 2, 3, 5-12, 14-19, 38, and 40-42, under 35 U.S.C. § 102(e) in view of the Manning patent is reversed. The anticipation rejection 5 of claim 1, and dependent claims 4, 5, 7, 8, 10, and 15-19, under 35 U.S.C. § 102(e) in view of the Balance Bar is reversed. The obviousness rejections 2-4 and 6-11 of claims 1-51 under 35 U.S.C. § 103(a) are affirmed. Claims not separately argued fall with independent claims 1 and 37. 37 C.F.R. § 41.37(c)(1)(iv). TIME PERIOD FOR RESPONSE Requests for extensions of time in this Inter Partes reexamination proceeding are governed by 37 C.F.R. § 1.956. See also 37 C.F.R. § 41.79. ack FOR PATENT OWNER: HESLIN ROTHENBERG FARLEY & MESITI, P.C. 5 COLUMBIA CIRCLE ALBANY, NY 12203 FOR THIRD PARTY REQUESTER: STROOCK & STROOCK & LAVAN, LLP 180 MAIDEN LANE NEW YORK, NY 10038-4982 Copy with citationCopy as parenthetical citation