Ex Parte 6055516 et alDownload PDFPatent Trial and Appeal BoardMar 10, 201490009636 (P.T.A.B. Mar. 10, 2014) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 90/009,636 11/12/2009 6055516 16391.0001USRX 8376 33942 7590 03/11/2014 Cha & Reiter, LLC 17 Arcadian Avenue Suite 208 Paramus, NJ 07652 EXAMINER POKRZYWA, JOSEPH R ART UNIT PAPER NUMBER 3992 MAIL DATE DELIVERY MODE 03/11/2014 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE PATENT TRIAL AND APPEAL BOARD ____________ Ex parte ePlus, Inc. 1 , Appellant and Assignee ____________ Appeal 2013-009637 Reexamination Control 90/009,636 Patent 6,055,516 Technology Center 3900 ____________ Before KEVIN F. TURNER, STEPHEN C. SIU, and JENNIFER L. McKEOWN, Administrative Patent Judges. McKEOWN, Administrative Patent Judge. DECISION ON APPEAL 1 ePlus, Inc. is the assignee of the subject patent and the real party in interest. App. Br. 1. STATEMENT OF THE CASE This proceeding arose from a request for ex parte reexamination filed on November 12, 2009, of United States Patent 6,055,516 (the ’516 Patent) issued to James M. Johnson et al. on April 25, 2000. Reexamination of claims 1-29 was requested, where the rejection of those claims is the subject of the instant appeal. The ’516 Patent was asserted in litigation, namely ePlus, Inc. v. Lawson Software, Inc., C.A. No. 3:09-cv-620 (E.D. Va.) and ePlus, Inc. v. Ariba, Inc., C.A. No. 1:04-cv-612 (E.D. Va. 2004). The former litigation resulted in a jury verdict finding that claims 1, 2, 6, 9, 21, 22, and 29 are not anticipated or rendered obvious by U.S. Patent 5,712,989. The later litigation resulted in a jury verdict for ePlus and defendant Ariba taking a license. App. Br. 6. The Federal Circuit has affirmed our decision in the reexamination appeal of U.S. Patent 6,023,683 (hereinafter, “the ’683 Patent”), which is the parent patent of the ’516 Patent. See In re ePlus, Inc., 2013 WL 5952006 (CAFC November 08, 2013) (per curiam). We heard oral arguments from Appellant on October 30, 2013, a transcript of which is part of the record. THE INVENTION The ’516 Patent generally relates to an electronic sourcing system including a computer that maintains a database of product information available from multiple vendor product catalogs. Abstract. Further, the ’516 Patent discloses requisition/purchasing systems and methods that use the results of product information searches. Spec. 1:10-11. Appeal 2013-009637 Reexamination Control 90/009,636 Patent 6,055,516 3 Claim 1, which is illustrative of the appealed subject matter, has not been amended during reexamination and reads as follows: 1. An electronic sourcing system comprising: a collection of catalogs of items stored in an electronic format; a first set of pre-determined criteria associated with said collection of catalogs; a second set of pre-determined criteria associated with items from each of said catalogs; a catalog selection protocol, said catalog selection protocol relying on said first set of predetermined criteria to select less than said entire collection of catalogs, and including matching a vendor identification code with a subset of said collection of catalogs, wherein said subset of catalogs includes both a vendor catalog from a predetermined vendor and a second catalog from a predetermined third party that is one of a manufacturer and a competing vendor, said predetermined third party selling items corresponding to items in said vendor catalog; and a search program, said search program relying on said second set of criteria to select specific items from said catalogs determined from said catalog selection protocol. App. Br., Claims App’x. PRIOR ART REJECTIONS 2 The Examiner relies on the following references: 2 The Patent Owner contends that the P.O. Writer Manual and J-Con Manual rejections should be reversed because the Examiner incorrectly rejected the claims under 35 U.S.C. §102(e). App. Br. 39 and 45; Reply Br. 2. The Examiner acknowledges this error and corrects it in the Answer, such that the claims are now properly rejected under 35 U.S.C. §102(a). Ans. 36-37 and 48-49. We agree with the Examiner that the correction of the statutory basis for the rejection does not change the basic thrust of the rejection and therefore is not a new rejection. Appeal 2013-009637 Reexamination Control 90/009,636 Patent 6,055,516 4 Johnson 5,712,989 Apr. 2, 1998 King 5,319,542 June 7, 1994 Cooperative Computing, Inc., J-CON Manual, volume 1, Part No. E9096 (Apr. 1994) (“J-CON Manual”). American Tech, Inc., P.O. Writer Plus Version 10 Manual (Apr. 1993) (“P.O. Writer Manual”)including Volumes (1) P.O. Writer Plus Guided Tour (“P.O. Writer Guided Tour”) and (2) P.O. Writer Plus Purchasing Tutorial (“P.O. Writer Tutorial”). The Examiner rejected the claims on the following bases: 1. Claims 1-6, 9-12, 15-19, and 29 under 35 U.S.C. §102(e) as being anticipated by Johnson. 2. Claims 1-3, 6, 9, 12-16, 19, 20, and 29 under 35 U.S.C. §102(e) as being anticipated by King. 3. Claims 1, 3, 6-9, 16, and 19 under 35 U.S.C. §102(a) as being anticipated by P.O. Writer Manual. 4. Claims 1-12, 14-19, and 21-29 under 35 U.S.C. §102(a) as being anticipated the J-CON Manual. The Patent Owner relies upon the following declarations in rebuttal to the Examiner's rejections: Declaration of Brooks L. Hilliard, executed September 2, 2010(App. Br., Evidence App’x, Exhibit 1)(“Hilliard Decl."). Declaration of Douglas A. Momyer, executed September 8, 2010(App. Br., Evidence App’x, Exhibit 2)(“Momyer Decl."). Declaration of James M. Johnson, executed September 8, 2010 (App. Br., Evidence App’x, Exhibit 3)(“Johnson Decl."). Appeal 2013-009637 Reexamination Control 90/009,636 Patent 6,055,516 5 ISSUES 1. Are the J-CON Manual and the P.O. Writer Manual “printed publications” applicable under 35 U.S.C. § 102? 2. Is Johnson available as prior art under § 102(e) where the inventors have submitted declarations stating that they have conceived the subject matter disclosed in Johnston that the Examiner relied upon in rejecting claims 1-6, 9-12, 15-19, and 29 of the’516 Patent? 3. Did the Examiner err in construing specific claim terms such that they do not comport with the Specification under a broadest reasonable interpretation standard? 4. Does King teach all of the elements of the instant claims under 35 U.S.C. § 102(e)? 5. Does P.O. Writer Manual teach all of the elements of the instant claims under 35 U.S.C. § 102(a)? 6. Does J-CON Manual teach all of the elements of the instant claims under 35 U.S.C. § 102(a)? FINDINGS OF FACT The record supports the following findings of fact (FF) by at least a preponderance of the evidence. In re Caveney, 761 F.2d 671, 674 (Fed. Cir. 1985) (explaining the general evidentiary standard for proceedings before the Office). Appeal 2013-009637 Reexamination Control 90/009,636 Patent 6,055,516 6 The ’516 Patent FF1. The ’516 patent relates to systems and method for interfacing product information typically found in vendor catalogs that are provided to customers. Spec. 1:7-8. FF2. In particular, the ’516 Patent is directed to an electronic sourcing system. The system generally includes a database storing product information from multiple vendor catalogs. Spec. 2:30-34; see also Spec. 4:51-53 (“A feature of the present invention is the ability to search multiple catalogs from different suppliers.”). FF3. The product information stored in the database may include product identification information and descriptive information, such as part number, price, catalog number, vendor name or I.D., and vendor catalog number. Spec. 3:8-11 and 4:43-47; see also Spec. 6:4-8 (identifying twelve fields in the interface). FF4. The electronic sourcing system can search the database, containing product information from multiple vendors, to obtain information for building requisitions and/or purchase orders. Spec. 2:51-60. For example, the results of a search may be transferred to a requisition/purchasing system to generate a requisition for the search result entries. Spec. 2:22-28, 51-60. FF5. The system allows a user to search all of the vendor catalogs or select only a subset of catalogs to search. Spec. 9:56-10:11. FF6. The system may additionally include a requisition/purchasing system for building requisitions or purchase orders. See e.g., Spec 3:7-28. Appeal 2013-009637 Reexamination Control 90/009,636 Patent 6,055,516 7 King FF7. King discloses a system that facilitates the user in electronically ordering items from suppliers. Abstract. In particular, the system includes an electronic catalogue and an electronic requisition facility. Id. FF8. The electronic catalog comprises a public catalog, stored on a publicly available database, and a private catalog, which is a customer’s private catalog. King Abstract and 4:3-33. FF9. King discloses that the public catalog includes cross-industry catalogs that can be accessed by multiple customers. King 4:3-5; see also King 2:25-26. FF10. A customer can create a private catalog, stored locally, based on the information contained in the public catalog. Specifically, a customer periodically download catalog data from the public catalog into a private catalog on the customer’s local host computer. King 4:15-46. FF11. A user may search for items to purchase in either the public or downloaded private catalogs. King 5:42-45. FF12. King’s catalog information includes vendor identification codes, e.g. supplier number, address, telephone number, fax number and DUNS number. King 4:47-68. P.O. Writer Manual FF13. The P.O. Writer Manual discloses that the P.O. Writer Plus system allows for purchasing, receiving, inventory control, stock requisitioning, and purchase requisitioning. P.O. Writer Guided Tour, p. iv. The system allows for histories of purchases to be saved and can be used in order to create new orders for goods. P.O. Writer Guided Tour, p. 21-22. Appeal 2013-009637 Reexamination Control 90/009,636 Patent 6,055,516 8 The system also facilitates inventory control in that specific items can be looked up and tracked. P.O. Writer Guided Tour, p. 102-103. FF14. The P.O. Writer Manual details that multiple catalogs can be loaded into the P.O. Writer Plus system’s database and can be selected in order to effectuate orders. P.O. Writer Guided Tour, p. 45-47. FF15. The catalogs can be searched by supplying a search criterion, such as an initial letter for item descriptions. Id. A catalog ID can be entered to select a specific catalog so that items can be selected therefrom. P.O. Writer Guided Tour, p. 102-103, p. 131. FF16. The P.O. Writer Plus system also includes a wildcard search feature. Specifically, a “!” can be used to replace characters within a search field. P.O. Writer Guided Tour, p. 68. Additionally, the P.O. Writer Plus system can limit an item search by item classification or commodity. P.O. Writer Tutorial, p. 2-226. FF17. The P.O. Writer Manual also describes that a user may access all or selected segments of information in the data files. P.O. Writer Tutorial, p. 2-122. FF18. The P.O. Writer Plus system includes a Master Vendor file that includes vendor information for particular items. P.O. Writer Tutorial, p.2- 52. FF19. The P.O. Writer Manual details both stock requisitioning and purchase requisitioning, where a requisitioning interface can be used to turn purchase requisitions into purchase orders. P.O. Writer Guided Tour, p. 117, 129 and 149. Individual fields in the requisition or purchase order to be processed are readily changeable by the user. P.O. Writer Guided Tour, p. 23. Appeal 2013-009637 Reexamination Control 90/009,636 Patent 6,055,516 9 J-CON Manual FF20. The J-CON Manual is directed to point-of-sale systems which allow for parts to be searched, and provide for assistance in conducting purchasing and receiving, closing for the day and accounting functions, as well as performing inventory, price labeling and system security. J-CON Manual, Ch. 1, Sec. 1, p. 1. FF21. The PartSource database, within the J-CON system, stores multiple manufacturer’s catalogs that can be searched. An additional search feature is a wildcard that can be substituted for characters when conducting a search. J-CON Manual, Ch. 2, Sec. 4, p. 3. FF22. The J-CON system also includes a PartFinder, which allows for parts to be looked up based on their group and subgroup and allows a user to select a part from a displayed list of possible parts. J-CON Manual, Ch. 3, Sec. 2, p. 1. FF23. An Interchange parts feature is also included in the J-Con system. This Interchange allows a user to search for parts by different manufacturers. J-CON Manual, Ch.3, Sec. 4, p. 4. FF24. The J-CON Manual also provides that the system can be set up to automatically compute purchase orders at the end of the day based on the contents of the inventory to maintain stock quantity. J-CON Manual, Ch. 4, Sec. 2, p. 1, sec. 4, p. 1. ANALYSIS J-CON MANUAL AND P.O. WRITER MANUAL Appeal 2013-009637 Reexamination Control 90/009,636 Patent 6,055,516 10 The Federal Circuit affirmed our decision in the ’653 Patent reexamination appeal, where we found that the P.O. Writer Manual and J- CON Manual qualify as printed publications. See In re ePlus, Inc., 2013 WL 5952006 (CAFC November 08, 2013) (per curiam). The Patent Owner presents substantially the same arguments here. Compare App. Br. 18-27 and Reply Br. 9-15 with Ex Parte Eplus, Inc., 2011 WL 1918594, *7-*11 (BPAI May 18, 2011), rehearing denied, 2012 WL 1050566, *4-*9 (BPAI March 23, 2012). We do note that the Patent Owner here additionally argues that the Examiner erroneously relies on an advertisement in a purchasing manual because the advertisement relates to an earlier version of the P.O. Writer Manual and therefore the P.O. Writer Manual is not a printed publication. App. Br. 12. We disagree. Our previous analysis and resulting decision were based on the totality of evidence before us, not dependent solely on the advertisement. See e.g., Ex Parte Eplus, Inc., 2011 WL 1918594, *7-*11 (BPAI May 18, 2011) (citing, for example, the presence of the P.O. Writer Plus system in a buyer’s guide); Ex Parte Eplus, Inc., 2012 WL 1050566, *4-*9 (BPAI March 23, 2012)(citing testimony that all someone had to do to obtain the guide was buy the product or trial product and discussing that the license agreement restrictions against making authorized copies speaks to further dissemination and not a level of confidentiality, i.e. availability to the public). Therefore, even if we agreed that the advertisement should now be given no weight, it would not outweigh the remaining evidence and would not change the result of our previous analysis. Moreover, the advertisement still persuasively shows the standard practice of advertising (and thus the public availability) Appeal 2013-009637 Reexamination Control 90/009,636 Patent 6,055,516 11 the P.O. Writer Plus system, albeit the advertisement relates to an earlier version. Therefore, for at least the reasons discussed here and in the previous decisions, we affirm the Examiner’s decision that the P.O. Writer Manual and J-CON Manual are printed publications. THE JOHNSON REFERENCE Claims 1-6, 9-12, 15-19, and 29 The Patent Owner argues that Johnson is not available as prior art under 35 U.S.C. §102(e) because Johnson is not an invention by another. App. Br. 15-16. According to the Examiner, Johnson is available as prior art under § 102(e) because the inventive entity of Johnson and the ’516 Patent are different. Ans. 14-15. More specifically, Johnson lists only two of the four inventors listed on the ’516 Patent. The Examiner then reasons that where the later application, here the ’516 Patent, includes additional inventors, it must be proven that this joint invention was made first, i.e., prior to the Johnson invention. Id. The Patent Owner, on the other hand, argues that the submitted Johnson and Momyer inventor declarations, which attest that the Johnson disclosures claimed in the ’516 Patent were solely invented by them, should overcome the rejection. The Examiner finds these declarations insufficient, explaining that they “do not prove that the joint invention of the ’516 Patent was made first” and was thereafter described in Johnson. Ans. 15 (citing MPEP §2136.05). We agree with the Patent Owner. Appeal 2013-009637 Reexamination Control 90/009,636 Patent 6,055,516 12 “The fact that an application has named a different inventive entity than a patent does not necessarily make that patent prior art.” Applied Materials Inc. v. Gemini Research Corp., 835 F.2d 279 (Fed. Cir. 1988). The issue turns on what the evidence of record shows as to who invented the subject matter. In re Whittle, 454 F.2d 1193, 1195 (CCPA 1972). The Johnson and Momyer declarations each state, in part: 4. To the extent the Examiner has found that disclosures from the ’989 Patent are claimed in the ’516 Patent, I can attest that these aspects of the inventions claimed in the ’516 Patent were derived from the inventions of myself and the ’989 Patent co-inventor, James M. Johnson[Douglas A. Momyer]. As noted above, Mr. Johnson [Mr. Momyer] is also a co-inventor of the ’516 Patent. The remaining ’516 Patent co- inventors, Messrs. Kinross and Kelly, did not make an inventive contribution to the ’989 Patent disclosures which the Examiner has found were later claimed in the ’516 Patent. Johnson Decl. ¶ 4 and Momyer Decl. ¶4. In other words, Johnston and Momyer testify that the claims the Examiner rejected here in the ’516 Patent, namely claims 1-6, 9-12, 15-19, and 29, are solely invented by Johnson and Momyer, not Kinross and Kelly. The declarations further state that the subject matter disclosed in Johnson was also invented only by Johnson and Momyer. We find that this persuasively shows that the subject matter of Johnson relied upon in rejecting claims 1-6, 9-12, 15-19, and 29 of the ’516 Patent then is not by another. Based on the record before us, we find that the Examiner erred in rejecting claims 1-6, 9-12, 15-19, and 29 under 102(e) as anticipated by Johnson and accordingly do not sustain this rejection. Appeal 2013-009637 Reexamination Control 90/009,636 Patent 6,055,516 13 CLAIM CONSTRUCTION Previously Construed Terms – Catalog, Requisition, Purchase Order By affirming our decision in ’683 Patent reexamination appeal, the Federal Circuit has affirmed the construction of terms also at issue here. See Ex Parte Eplus, Inc., 2011 WL 1918594, *11-*12 (BPAI May 18, 2011), aff’d, 2013 WL 5952006 (CAFC November 08, 2013)). Therefore, for at least the reasons set forth in our affirmed opinion we adopt the following constructions for catalog, requisition, and purchase order. 1) A “catalog” is “an organized collection of items and associated information.” See Ex Parte Eplus, Inc., 2011 WL 1918594, *11-*12 (BPAI May 18, 2011); see also Ans. 9-12. 2) A “requisition” is “a request to purchase something.” See Ex Parte Eplus, Inc., 2011 WL 1918594, *11-*12 (BPAI May 18, 2011); see also Ans. 10-12. 3) A “purchase order” is “a contractual document prepared by a buyer committing to buy something from a seller.” See Ex Parte Eplus, Inc., 2011 WL 1918594, *11-*12 (BPAI May 18, 2011). Electronic Sourcing System The Examiner defines an electronic sourcing system as “an electronic system to find items for purchase.” Ans. 12-13. The Patent Owner, on the other hand, construes an electronic sourcing system as “an electronic system for use by a prospective buyer to locate and find items to purchase from sources, suppliers, or vendors.” App. Br. 6 (citing Hillard Decl. ¶ 45.ii.). Appeal 2013-009637 Reexamination Control 90/009,636 Patent 6,055,516 14 As the Examiner point out though, there is no requirement in the claims that the system can only be used by a “prospective buyer.” Ans. 13. For example, the Specification identifies that a customer end user, a customer purchasing employee, or a distributor purchasing employee may use the system. Ans. 14 (citing Spec. 16:45-49 and 17:60-18:34). The Patent Owner responds that the Examiner’s position is unsupported. Particularly, according to the Patent Owner, a customer end user and the customer purchasing employee are “part of the so-called ‘Customer’ entity” and therefore are a “prospective buyer.” Reply Br. 7. Notably absent though is any discussion of the distributor purchasing employee. The Specification expressly identifies that a distributor purchasing employee may use the system to find, for example, products the distributor does not regularly stock. The information may then be forwarded to the customer end user or customer purchasing employee, i.e. prospective buyer. Spec. 17:60-18:34. We therefore agree with the Examiner that, under the broadest reasonable interpretation, an electronic sourcing system is not limited to use by a prospective buyer. Further, the Patent Owner maintains that an electronic sourcing system should include components such as modules for building a requisition and sending it to someone who can accept or reject it. App. Br. 14-15. The only support the patent owner relies on here though is claim 21, the only independent claim that requires a requisition system. The Specification also describes that the electronic sourcing system may include a requisition or may transfer the results of search to a requisition system. See e.g., FF4. It is therefore not consistent with the Specification to include a requisition system within the definition of an electronic sourcing system. Appeal 2013-009637 Reexamination Control 90/009,636 Patent 6,055,516 15 We do note that the Examiner acknowledges that the term “sourcing” is known in the art as “a business procurement practice aimed at finding, evaluating, and/or engaging suppliers, or sources of goods and services.” Ans. 12-13. In at least one embodiment though, the Specification describes that the electronic sourcing method and system provides (1) the capability of searching database that includes items available from at least two vendor product catalogs and (2) the capability to transfer the product information to a requisition/purchasing system.” See FF4. It is not consistent with the Specification then to interpret “sourcing” to require procurement or purchase. Thus, we find that an electronic sourcing system is “an electronic system to find items for purchase from sources, suppliers or vendors.” Converting Means We agree with the Patent Owner that the function of the claimed converting means is converting data relating to said item from said first catalog to data related to said item from said second catalog. See App. Br. 6-7. The Examiner though correctly identifies the corresponding structure performing this function as cross-reference tables or files stored in a database. Ans. 7 (citing Spec. 5:4-13 and 17:28-38). THE ANTICIPATION REJECTION BASED ON KING Claims 1-3, 6, 9, 12-16, 19, 20, and 29 Based on the record before us, we see no error in the Examiner’s rejection of claims 1-3, 6, 9, 12-15 and 29 as anticipated by King. The Patent Owner argues that King does not teach an “electronic sourcing system.” Specifically, King’s system does not include a Appeal 2013-009637 Reexamination Control 90/009,636 Patent 6,055,516 16 procurement system that is integrated with either the Public or Private Catalogs and again argues that the claims are directed to a system for use by a prospective purchaser. App. Br. 37. Notably though, these limitations are not claimed. As discussed above, we rejected the contentions that the claimed electronic sourcing system requires procurement or is limited to use by only a prospective buyer. Additionally, the Patent Owner argues that King fails to disclose “(1) vendor identification codes; and (2) the ability to define a ‘subset’ of at least two catalogs to search (since it could only search one catalog at a time).” App. Br. 37. These arguments, however, are misplaced. First, King expressly discloses that the catalog includes vendor identification codes, e.g. supplier number, address, telephone number, fax number and DUNS number. Ans. 35 (citing King 4:47-68); FF12. Then, as the Patent Owner describes, in King “[c]ustomers can periodically download catalog data from the Public Catalog into a Private Catalog on the customer’s local host computer….” App. Br. 37. In other words, the Private Catalog may include a subset of catalogs from the Public Catalog depending on the catalog selection. See King 2:43-50, 4:15-30; FF10. Thus, contrary to the Patent Owner’s assertions, the private catalog is not a single catalog but may include multiple catalogs or portions of multiple catalogs depending on the selected criteria. Furthermore, we also agree with the Examiner that claim 1 does not require that the catalogs to be searched simultaneously. See Ans. 33-34; see also Final Rejection Dated July 21, 2011(hereinafter “Final Rejection”), 21 (discussing the search features disclosed by King). Appeal 2013-009637 Reexamination Control 90/009,636 Patent 6,055,516 17 The Patent Owner’s remaining arguments are likewise unavailing. See e.g., App. Br. 38 (asserting that because King fails to disclose a catalog selection protocol it also fails to disclose the claimed search program). Therefore, we agree with the Examiner that King discloses the claimed limitations of claim 1 and claims 2-3, 6, 9, 12-15 and 29 not argued with particularity. For at least the reasons discussed above and by the Examiner, we find that the Examiner did not err in rejecting claims 1 - 3, 6, 9, 12 -15, and 29 as anticipated by King. Accordingly, we sustain the rejection with respect to these claims. Claims 16, 19 and 20 With respect to claim 16, we agree with the Patent Owner that the Examiner erred. The Examiner here cites King’s disclosure of simultaneously displaying competitive product information. See Final Rejection 57-58 (citing King 2:25-49 and 4:3-9). Presumably, the Examiner believes that the display of simultaneous product information inherently discloses the claimed converting means. We disagree. As the Patent Owner argues, simultaneous display is not necessarily the same as converting data, as required by claim 16. App. Br. 38-39. Therefore, we do not sustain the rejection of claims 16, 19, and 20 as anticipated by King. THE ANTICIPATION REJECTION BASED ON THE P.O. WRITER MANUAL Claims 1, 3, 6-9, 16, and 19 The Patent Owner, here, again argues that P.O. Writer Manual does not disclose an electronic sourcing system. App. Br. 41-42. Specifically, Appeal 2013-009637 Reexamination Control 90/009,636 Patent 6,055,516 18 “[i]t cannot be used by a prospective buyer to search for and find goods in vendor product catalogs.” App. Br. 41. We do not find this argument persuasive because, as discussed above, we do not adopt the Patent Owner’s construction that limits use of an electronic sourcing system to a prospective buyer. Moreover, we fail to see why a user of the P.O. Writer Plus system is not a prospective buyer. As the Patent Owner admits, the system is directed to a system for generating purchase orders. See App. Br. 41; FF13-FF14. The Patent Owner’s argues that P.O. Writer Manual fails to provide continuous item/vendor association. According to the Patent Owner, P.O. Writer Plus system "could not be used by a prospective buyer to perform the entire process (as described and claimed in the patent) of searching for and finding goods in vendor product catalogs such that the goods are associated with a source or vendor.” App. Br. 41-42. Particularly because once an item is selected in P.O. Writer Plus system for inclusion on a requisition, the vendor is no longer associated with the item. Id. This argument lacks merit. As the Examiner responds, the rejected “independent claims 1, 9, and 16, do not require any continuous association of an item and a vendor, nor is there any requirement for inclusion on a requisition or building a purchase order.” Ans. 38. Furthermore, the Patent Owner mischaracterizes the disclosure of the P.O. Writer Manual. Specifically, the cited support merely shows that different vendor options are available; it does not support a lack of correlation. See App. Br. 42 (citing P.O. Writer Guided Tour, p. 22). The Patent Owner’s argument is therefore unpersuasive. The Patent Owner’s contention that P.O. Writer Manual does not disclose the claimed “catalog selection protocol” or a “catalog search Appeal 2013-009637 Reexamination Control 90/009,636 Patent 6,055,516 19 program” (App. Br. 42-43) is likewise unavailing. The Patent Owner maintains that P.O. Writer Manual only discloses selecting one or all catalogs to search, not a subset. Id. To the contrary, as we found in the appeal of the ’683 Patent reexamination, the P.O. Writer Manual details that multiple catalogs can be loaded into the system’s database. P.O. Writer Guided Tour, p. 45-47; FF14. The catalogs can be searched by supplying search criteria, such as an initial letter for item descriptions or a catalog ID. Id.; see also Ans. 38-39 (citing P.O. Writer Guided Tour, p. 132-133); FF14. Furthermore, as the Examiner explains, a subset of catalogs can be selected by using the wildcard search feature. Ans. 39-40 (citing P.O. Writer Guided Tour, p. 68). For example, “the user of the P.O. WRITER system would be able to search a subset of catalogs that include a vendor catalog and a second catalog of a competing vendor, whereby the wildcard "!" could be substituted for characters within the CATALOG ID field, thus allowing for multiple competing vendors to be searched at one time.” Ans. 39; FF16. The Patent Owner fails to even acknowledge these findings. We are thus not persuaded that the P.O. Writer Manual fails to disclose the claimed catalog selection protocol and catalog search program limitations. Moreover, we agree with the Examiner that the P.O. Writer Manual additionally discloses the claimed catalog selection protocol limitation through the P.O. Writer Tutorial. 3 Ans. 40-41. Specifically, the P.O. Writer 3 We note that the Patent Owner asserts that the P.O. Writer Tutorial is a separate document from the P.O. Writer Manual. Reply Br. 19-20. To the contrary, the P.O. Writer Manual, as submitted by the Third Party Requestor, includes both the Guided Tour Manual and the Purchasing Appeal 2013-009637 Reexamination Control 90/009,636 Patent 6,055,516 20 Manual describes that a user may access all or selected segments of information contained in the data files. Ans. 40 (citing P.O. Writer Tutorial, p. 2-122); FF17. The P.O. Writer Manual also discloses that the system can limit an item search by item classification or commodity. FF16. “For example, A CATALOGUE ID could be set up called STATIONARY. This catalogue would contain all stationary items regardless of what vendor they are purchased from.” Ans. 41 (quoting P.O. Writer Tutorial, p. 2-226 and adding emphasis). In other words, by classifying an item, the system selects the subset of catalogs to search, as required by claim 16. The Patent Owner similarly relies on the erroneous characterization of P.O. Writer Manual that a user can only select one or all catalogs in distinguishing the claims 7 and 9. See App. Br. 43-44. For example the Patent Owner asserts that “[w]ith respect to claim 7, the P.O. Writer Plus Manual does not disclose a means for providing an electronic listing of available catalogs from said collection of catalogs because a user may view all available catalogs, but must select one or leave the field blank - thereby selecting all of the available catalogs.” App. Br. 44. As discussed above, the Examiner persuasively explains that the P.O. Writer Manual can select a subset of catalogs to search. We also disagree with the Patent Owner’s argument with respect to claim 8. Claim 8 does not require “a cross-reference table linking a vendor item catalog number with an item catalog number from a predetermined third party” as asserted by the Patent Owner. App. Br. 43. Instead, claim 8 Tutorial. See Ex Parte Reexamination Request, dated Nov. 12, 2009, at 13. Additionally, both volumes are directed to the same P.O. Writer Plus system. Appeal 2013-009637 Reexamination Control 90/009,636 Patent 6,055,516 21 merely recites that the electronic listing of available catalogs is less than said collection of catalogs. See App. Br., Claims App’x. With respect to claim 16, the Patent Owner asserts that P.O. Writer Manual fails to disclose the claimed converting means because “[t]here is no cross-reference table in the P.O. Writer System.” App. Br. 44. In rejecting claim 16 though, the Examiner explains that the P.O. Writer System includes a Vendor Master file that allows one vendor (e.g. Best-Buy Supply Corporation) to be converted to a second vendor (e.g. North American Packaging Corporation) for a particular item (e.g. Item Number A1000). See Ans. 45-46 (citing P.O. Writer Tutorial, p. 2-52); FF18. We agree with the Examiner that the Vendor Master file satisfies the claimed converting means. Moreover, the P.O. Writer Plus system discloses that an item’s purchase history can be used to convert one vendor to another. See P.O. Writer Guided Tour, p. 21-22. Therefore, for at least the reasons discussed above and by the Examiner, we find that the Examiner did not err in rejecting claims 1-3, 6, 9, 12-16, 19-20, and 29 as anticipated by P.O. Writer Manual. Accordingly, we sustain the rejection. THE ANTICIPATION REJECTION BASED ON THE J-CONN MANUAL Claims 1-12, 14-19, and 29 We additionally find that the Examiner did not err in rejecting claims 1-12, 14-19, and 29 as anticipated by the J-CON Manual. 4 4 We note that we found that J-CON did not anticipate certain claims of the ’683 Patent. See Ex Parte Eplus, Inc., 2011 WL 1918594 (BPAI May 18, 2011); App. Br. 45, n. 10 and Reply Br. 21, n. 6. The claims are notably Appeal 2013-009637 Reexamination Control 90/009,636 Patent 6,055,516 22 As we discussed in our previous decision, the J-CON system is directed to a point-of-sale system which allow for parts to be searched. J- CON Manual, Ch. 1, Sec. 1, p.1; FF20. Specifically, the J-CON system includes a PartFinder that allows for parts to be looked up based on their group and subgroup, and allows a user to select a part from a displayed list of possible parts. J-CON Manual, Ch. 3, Sec. 2, p. 1; FF22. The Patent Owner argues that the J-CON system is “a retail-oriented sales and inventory system, rather than a purchasing or sourcing system.” App. Br. 46. Further, according to the Patent Owner, the J-CON system is not an electronic sourcing system because “[t]he J-CON system was not used by a store’s customer to locate and find goods in multiple vendor product catalogs to select which source or vendor from which to make a purchase of an item. Nor was the J-CON system used by customers to build requisitions or generate purchase orders.” Id at 46-47. This reliance on purchasing an item and building requisitions or generating purchase orders is misplaced because these limitations are absent from the claims here. Ans. 49-50. Similarly, the Patent Owner’s distinction between a retail-oriented system and the claimed electronic sourcing system is unpersuasive where the claims merely require searching catalogs that include items from multiple vendors or manufacturers. As the Examiner point out, the J-CON manual discloses an Interchange parts system that allows you to search for parts by different manufactures, i.e. different sources. FF23. Moreover, J-CON distinct here in that they do not require generating purchase orders from a requisition. Instead, the claims are directed to an electronic sourcing system that requires searching catalogs that include items from multiple vendors. Appeal 2013-009637 Reexamination Control 90/009,636 Patent 6,055,516 23 expressly describes that multiple manufacturer’s catalogs are stored with the PartSource database and a subset of those catalogs can be searched using the wildcard feature. Ans. 51-52; FF21. We therefore, based on the broadest reasonable interpretation, agree with the Examiner that J-CON discloses the claimed electronic sourcing system. We additionally find the Patent Owner’s arguments regarding the J- CON Manual’s failure to disclose items associated with multiple vendors uncompelling. See App. Br.; Reply Br. 21. More specifically, we disagree with the Patent Owner that J-CON “contemplates only a single product catalog - the electronic parts catalog of the retail merchant using the J-CON system.” App. Br. 48-49. To the contrary, as the Patent Owner admits “a particular retailer may stock parts from many different manufacturers.” App. Br. 47. The Examiner further explains that the J-CON Manual expressly describes that multiple manufacturer’s catalogs (i.e. multiple source or vendor catalogs) are stored within the PartSource database and a subset of those catalogs can be searched. Ans. 51-52; FF21. The Patent Owner fails to persuasively respond to these findings. Finally, we find the Patent Owner’s remaining arguments similarly unavailing because they either rely on unclaimed features and/or mischaracterizations of the J-CON Manual disclosures. For example, the Appellant’s arguments with respect to claim 9 rely on the incorrect contention that the J-CON system only contains a single catalog. App. Br. 50. Therefore, for at least the reasons discussed above as well as by the Examiner, we find that J-CON discloses the limitations of claims 1-12, 14- 19, and 29 and we accordingly sustain the rejection. Appeal 2013-009637 Reexamination Control 90/009,636 Patent 6,055,516 24 Claims 21-28 As the Patent Owner notes, we found in the ’683 Patent reexamination appeal that the J-CON manual fails to disclose processing a requisition to generate purchase orders. See Ex Parte Eplus, Inc., 2011 WL 1918594 (BPAI May 18, 2011); Reply Br. 21, n.6. Claim 21 here similarly recites “a multiple purchase order generation module” that “creates multiple purchase orders from a single requisition created with said user-generated criteria and said search-module criteria.” For at least the reasons set forth in our previous decision, we find that J-Con fails to disclose at least this feature. Accordingly, we do not sustain the rejection of claim 21 and dependent claims 22-28. DECISION The Examiner’s decisions to reject claims 1-20 and 29 are affirmed, the decision to reject claims 21-28 is reversed. Requests for extensions of time in this inter partes reexamination proceeding are governed by 37 C.F.R. § 1.956. See 37 C.F.R. § 41.79. AFFIRMED-IN-PART ak Appeal 2013-009637 Reexamination Control 90/009,636 Patent 6,055,516 25 PATENT OWNER: Cha & Reiter, LLC 17 Arcadian Avenue Suite 208 Paramus, NJ 07652 THIRD-PARTY REQUESTER: Blank Rome, LLP One Logan Square Philadelphia, PA 19103 Copy with citationCopy as parenthetical citation