Edwina W.,1 Complainant,v.Dr. David J. Shulkin, Secretary, Department of Veterans Affairs, Agency.Download PDFEqual Employment Opportunity CommissionJun 2, 20170120150783 (E.E.O.C. Jun. 2, 2017) Copy Citation U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Operations P.O. Box 77960 Washington, DC 20013 Edwina W.,1 Complainant, v. Dr. David J. Shulkin, Secretary, Department of Veterans Affairs, Agency. Appeal No. 0120150783 Hearing No. 410-2013-00311X Agency No. 200I-0508-2012104106 DECISION On December 15, 2014, Complainant filed an appeal, pursuant to 29 C.F.R. § 1614.403(a), from the Agency’s December 2, 2014, final decision concerning her equal employment opportunity (EEO) complaint alleging employment discrimination in violation of Title VII of the Civil Rights Act of 1964 (Title VII), as amended, 42 U.S.C. § 2000e et seq., Section 501 of the Rehabilitation Act of 1973 (Rehabilitation Act), as amended, 29 U.S.C. § 791 et seq., and the Age Discrimination in Employment Act of 1967 (ADEA), as amended, 29 U.S.C. § 621 et seq. For the following reasons, the Commission AFFIRMS the Agency’s final decision. BACKGROUND Complainant worked as a Supervisory Diagnostic Radiology Technician at the Agency’s Medical Center in Decatur, Georgia. On September 12, 2012, Complainant filed an EEO complaint in which she alleged that the Chief Radiology Technologist, her first-line supervisor (S1), and the Radiology Service Administrative Officer, her second-line supervisor (S2) discriminated against her as set forth in the following claims: 1 This case has been randomly assigned a pseudonym which will replace Complainant’s name when the decision is published to non-parties and the Commission’s website. 0120150783 2 A. Between October 15 and October 18, 2012, S1 and S2, along with the Reasonable Accommodation Coordinator (RAC) denied her request for a reassignment as a reasonable accommodation for her disability (neck and back soreness) by attempting to engage her in an interactive process rather than immediately granting her request. B. Whether S1 and S2 subjected Complainant to harassment because of her gender (female), race (African-American), age (47), disability (neck and back soreness), and reprisal (prior EEO activity), as evidenced by the following incidents: 1. Between July 2010 and June 2012, S1 and S2 failed to provide Complainant with adequate tools, support, or training to perform her job. 2. Between February and April, 2011, S1 refused to address Complainant’s concerns regarding one of her subordinates. 3. From February 2011 to the present, S1 documented all of her activities and made comments about the number of times Complainant had visited S1’s office. 4. In September 2011, Complainant did not receive a mid-year performance review. 5. From February 2012 to the present, S1 and S2 allowed Complainant’s staff to sabotage her work because they wanted someone else to supervise them. 6. In March or May of 2012, S1 allowed a radiologist to yell at Complainant after Complainant had refused his request to send cardiac images over an unsecure line. 7. On May 21, 2012, S1 accused Complainant of refusing to develop a protocol book and refused to meet with Complainant herself to discuss the project. 8. On May 31, 2012, S1 yelled at Complainant. 9. On June 8, 2012, S1 asked Complainant to document an interaction she had with one of her subordinates. 10. On June 14, 2012, S2 made unspecified falsehoods about Complainant during a staff meeting. 11. On June 20, 2012, S1 yelled at Complainant and told her not to discuss the employees who she supervises with a union representative. 12. On July 10, 2012, S2 notified Complainant’s staff that she would be on temporary leave for three weeks. 0120150783 3 13. On September 5, 2012, Complainant had discovered that her leave under the Family Medical Leave Act (FMLA) had stopped on July 10, 2012, despite medical documentation that showed her as eligible for continued leave. 14. On October 12, 2012, S1 refused to sign Complainant’s request for a reassignment as a reasonable accommodation. 15. On October 15, 2012, a Human Resources Specialist (HRS) informed Complainant’s husband, who was acting as her representative, that he would not process Complainant’s reasonable accommodation request without first speaking to S2. 16. Between October 15 and 18, 2012, the RAC advised Complainant and her husband that Complainant would have to engage in an interactive process before her request for a reasonable accommodation could be processed further. At the conclusion of the investigation, the Agency provided Complainant with a copy of the investigative report (IR) and notice of her right to request a hearing before an Equal Employment Opportunity Commission Administrative Judge (AJ). Complainant timely requested a hearing, but subsequently withdrew her request. Consequently, the Agency issued a final decision pursuant to 29 C.F.R. § 1614.110(b). The decision concluded that Complainant failed to prove that the Agency subjected her to discrimination as alleged. Complainant initially averred that between July 2010 and June 2012, she did not receive the training, support and tools she needed to perform in her job as a Radiology Technologist. S1 and S2 both disputed this assertion. S1 maintained that she had given Complainant the support she needed both as a lead and then as a supervisor. S1 and S2 both pointed out that Complainant had attended eight training sessions, including workshops, seminars, and supervisory development courses. S1 also stated that Complainant would often accuse her staff of trying to sabotage her, and that Complainant wanted her to “write up” her staff for not showing her the proper respect, which was something that she, S1, could not do. IR 276, 294. Complainant next averred that between February and April 2011, she was having issues with one of her subordinates and that S1 had refused to back her. S1 denied that she refused to address Complainant’s concerns regarding this employee. S1 did, however, ask Complainant to document her specific complaints about the individual, in writing, when they occurred, so that she could have a better understanding of the situation. S1 reported that Complainant had never sent her any of the requested documentation regarding the employee in question. IR 277. Third, Complainant averred that since February of 2011, S1 had been documenting her activities, and commenting about the number of times Complainant had been to her office. S1 denied that she documented Complainant’s activities or otherwise kept tabs on her. She did point out that she had advised Complainant on several occasions to let her staff and supervisors know if she was going to be out of the office for any length of time, so that they would be able to get in touch 0120150783 4 with her in the event of an emergency. S1 further stated that Complainant had been to her office numerous times to ask her about decisions that she, Complainant, needed to make herself. S1 noted that Complainant had visited her office eleven times in one day. S1 averred that she, in effect, had to run Complainant’s section. IR 278. S2 stated that S1 appeared to be frustrated by Complainant’s over-reliance on S1 in the day-to-day administration of her branch. IR 295. Fourth, Complainant averred that she did not receive her mid-year performance review when it was due in September 2011. The period covered by the review ran from May 10 through September 30, 2011. In her mid-year rating, Complainant received ratings of “exceptional,” the highest rating, on all five individual performance elements, which translated into an overall rating of “outstanding.” Complainant eventually received the appraisal in November 2011. IR 278, 335-38. Fifth, Complainant averred that since February 2012, S1 and S2 allowed Complainant’s subordinates to sabotage her work because they wanted one of Complainant’s coworkers, another Radiology Technologist (CW1) to replace Complainant in the supervisory function. S1 and S2 vigorously denied this assertion, pointing out that CW1 had never applied for the positions of lead technologist or supervisory technologist. S1 also noted that Complainant did not know how to operate two of the four scanning machines, and that she refused to let her staff teach her how to do so for fear that they would sabotage her. S1 expressed to Complainant that her concerns in that regard were unfounded. IR 279, 295. Sixth, Complaint averred that in March or May 2012, S1 failed to back her when a Radiologist yelled at her and made threats against her for refusing to send cardiac images from a patient over an unsecured communications channel, citing privacy concerns. S1 and S2 both stated that there was a policy in place that prohibited the dissemination of patients’ private medical information over unsecured lines, but that the necessary approval was eventually obtained. S1 averred that she had known the Radiologist for over ten years, and that while he may have expressed frustration at Complainant’s refusal to send the images without authorization, he did not threaten her. IR 280. S2 confirmed that the Radiologist did make the request for the images, and that Complainant did refuse to send the images, but that she had called the Radiologist to explain why the images could not be sent and that was the end of the matter. S2 emphasized that Complainant had rightly refused to send the images. IR 296. Seventh, Complainant averred that in May 2012, S1 accused her of refusing to develop a protocol book for the Radiology Department and refused to meet with Complainant to discuss the assignment. In an email dated May 24, 2012, in response to a question from Complainant as to why S1 chose her to undertake the protocol book assignment, S1 reaffirmed her belief that Complainant was best suited for the task, and that time was of the essence in completing the assignment. IR 403. Complainant and S1 communicated back and forth via email for the next several days and met to discuss the project on May 31, 2012. IR 281, 404-12. S1 denied that she accused Complainant of refusing to develop the protocol book; rather, she merely asked Complainant for an estimated time-line as to when the project would be finished. IR 280-81. S2 0120150783 5 had expressed surprise at what she thought was an inordinate amount of time that Complainant was requesting in order to complete the protocol book. IR 296. Eighth, Complainant averred that during the meeting that took place on May 31, 2012, S1 yelled at her. S1 denied that she raised her voice to Complainant. She averred that Complainant became upset when S1 pointed out to her that a number of radiologists had expressed their feelings that rather than solve communication problems with them, Complainant made those problems bigger. IR 282. S2 averred that although she did not witness the event personally, she had worked with S1 for sixteen years and had never once observed her yelling at anyone. IR 297. Ninth, Complainant averred that on June 8, 2012, S1 had asked her to document, in writing, an interaction that had taken place between her and one of her subordinates. S1 stated that an EEO Assistant had contacted her concerning a possible violation of the confidentiality provision of a mediation agreement reached between Complainant and the individual in question. IR 283. Tenth, Complainant averred that on June 14, 2012, S2 made unspecified untrue statements about her during a staff meeting. S2 could not recall the incident. S1 stated that she could not recall any untrue statements or negative comments made by S2 during the staff meeting in question, characterizing S2 as “honest” and “matter-of-fact” in her dealings with staff. IR 283. Eleventh, Complainant averred that on June 20, 2012, S2 yelled at her and told her not to discuss situations involving employees who she supervised directly with the union. S1 denied yelling at Complainant. She stated that Complainant had met with two union representatives to discuss a situation concerning one of her employees, who was not present. The union representatives told Complainant that the employee had to be present. When Complainant came to her for advice on what to do, S1 had advised her to do what the representatives had asked her to do and summon the employee. She averred that she did not want Complainant to get in trouble or to otherwise embroil management in a negative situation because of her failure to follow proper procedures. IR 284. Twelfth, Complainant averred that on July 10, 2012, S2 notified Complainant’s staff that Complainant would be out on temporary leave for three weeks. S1 replied that she, not S2, had informed Complainant’s subordinates that Complainant would be out for an extended period of time and that she, S1, would act as their immediate supervisor until Complainant returned. IR 284. S2 stated that it was common practice for managers to let their employees know when they would be out on leave, but emphasized that neither she nor anyone else in management would disclose the details of that leave. IR 298. Thirteenth, Complainant averred that on September 5, 2012, she became aware that the leave she had been taking under the FMLA had stopped on July 10, 2012, despite her submission of medical documentation that established her eligibility for continued FMLA leave. However, the documentation supporting her FMLA leave request stated that she was entitled to take up to twelve weeks of leave during the twelve-month period that began on June 19, 2012, that she had 0120150783 6 taken three weeks of FMLA leave between June 19 and July 10, 2012, and could take up to nine more weeks of FMLA leave prior to June 19, 2013. IR 286, 310-11, 386-88, 431. The remaining incidents revolve around Complainant’s request for a reassignment as a reasonable accommodation. Complainant submitted her request on October 2, 2012. She had chronic soreness in her neck and back that permanently limited her ability to lift more than 25 pounds and reaching over her head. IR 257-58, 328-29. However, she declined to specify any further details of her condition, noting on the disability request form that she declined to disclose personal health information. As an accommodation, she requested reassignment to an alternative location within the greater Atlanta metropolitan area. IR 327. On October 12, 2012, Complainant’s husband, acting on Complainant’s behalf asked S1 to approve Complainant’s request to be reassigned. S1 informed Complainant’s husband that neither she nor S2 had the authority to sign off on a reassignment and gave him the name of the Specialist in the Human Resources office who had been assigned to handle Complainant’s accommodation request. IR 286, 298-99, 305. Both the Human Resources Specialist and the RAC advised Complainant and her husband that before her request for reassignment could be approved, they would have to engage in an interactive process that included S2 and an Agency physician. IR 306-07, 390-91, 400-02. ANALYSIS AND FINDINGS As this is an appeal from a decision issued without a hearing, pursuant to 29 C.F.R. § 1614.110(b), the Agency's decision is subject to de novo review by the Commission. 29 C.F.R. § 1614.405(a). See Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614, at Chapter 9, § VI.A. (Aug. 5, 2015) (explaining that the de novo standard of review “requires that the Commission examine the record without regard to the factual and legal determinations of the previous decision maker,” and that EEOC “review the documents, statements, and testimony of record, including any timely and relevant submissions of the parties, and . . . issue its decision based on the Commission’s own assessment of the record and its interpretation of the law”). Disability Accommodation The Agency is required to reasonably accommodate the known limitations of a qualified individual with a disability, unless it can show that doing so would cause an undue hardship to its operations. See 29 C.F.R. §§ 1630.2 (o) and (p); EEOC Enforcement Guidance on Reasonable Accommodation and Undue Hardship under the Americans with Disabilities Act (Enforcement Guidance), EEOC Notice No. 915.002 (Oct. 17. 2002); Barney G. v. Dept. of Agriculture, EEOC Appeal No. 0120120400 (Dec. 3, 2015). A qualified individual with a disability is an “individual with a disability who satisfies the requisite skill, experience, education, and other job-related requirements of the employment position such individual holds or desires, and who, with or without reasonable accommodation, 0120150783 7 can perform the essential functions of such position. 29 C.F.R. § 1630.2(m). We will assume for purposes of analysis that Complainant is a qualified individual with a disability. Agencies are required to engage in an interactive process with employees regarding reasonable accommodations, and employees who refuse to cooperate in that process are not entitled to an accommodation. See Carleen L. v. Dept. of Veterans Affairs, EEOC Appeal No. 0120151465 (May 12, 2017), citing EEOC Enforcement Guidance on Reasonable Accommodation and Undue Hardship under the Americans with Disabilities Act, EEOC Notice No. 915.002, Question 6 (Oct. 17, 2002) (If an employee refuses to provide the documentation requested by the employer, then she is not entitled to reasonable accommodation). Here, Complainant’s apparent lack of cooperation stems not only from refusing to provide supporting documents specifically describing her condition but from refusing to engage in the function that is central to the whole accommodation process. Moreover, in requesting reassignment as a reasonable accommodation, Complainant sought an accommodation of last resort that should only be utilized after a determination has been made that there are no other accommodations that would enable her to perform the essential function of her current position without imposing an undue hardship upon the Agency. Zachary K. v. Dept. of Veterans Affairs, EEOC Appeal No. 0120130795 (Nov. 19, 2015). There are no indications in the evidentiary record that Complainant had sought any type of reasonable accommodation other than reassignment. In view of this as well as her apparent refusal to provide a specific description of her condition on her reasonable accommodation request form, we find that the Agency did not violate the Rehabilitation Act by requiring Complainant to engage in the interactive process before approving her request for a reassignment. Harassment To prevail on claim of discriminatory harassment, Complainant must prove, by a preponderance of the evidence that because of her race, gender, disability, or age, S1, S2 or the RAC, had subjected her to conduct severe, pervasive, or patterned enough to alter the conditions of her employment and create an abusive working environment. Harris v. Forklift Systems, Inc., 510 U.S. 17, 21 (1993); Wibstad v. United States Postal Service, EEOC Appeal No. 01972699 (August 14, 1998). Since Complainant has also alleged reprisal, she must prove that their actions were harmful to the point that they could dissuade a reasonable person from making or supporting a charge of discrimination. Burlington Northern and Santa Fe Ry. Co. v. White, 548 U.S. 53, 57 (2006). Only if Complainant satisfies her burden of proof with respect to all of these elements, intent and either hostility or chilling effect, will the question of Agency liability for harassment present itself. Gregory F. v. Dept. of the Treasury, EEOC Appeal No. 0120141037 (Dec. 2, 2016); Analee P. v. Social Security Admin., EEOC Appeal No. 0120140956 (Nov. 23, 2016); Arlette W. v. Dept. of Justice, EEOC Appeal No. 0120140915 (Oct. 20, 2016). To establish that claim, Complainant must show that: (1) she belongs to a statutorily protected class; (2) she was subjected to harassment in the form of unwelcome verbal or physical conduct involving the protected class; (3) the harassment complained of was based on her statutorily protected class; (4) the harassment affected a term or condition of employment and/or had the 0120150783 8 purpose or effect of unreasonably interfering with the work environment and/or creating an intimidating, hostile, or offensive work environment; and (5) there is a basis for imputing liability to the employer. See Henson v. City of Dundee, 682 F.2d 897 (11th Cir. 1982). Complainant satisfied the first prong in her harassment claim by virtue of her membership in her claimed protected classes and by virtue of her prior EEO activity. As to the second prong, Complainant found the Agency’s actions to be unwelcome. In order to satisfy the third prong of her claim of a hostile work environment, Complainant must establish that S1 or S2 relied upon considerations expressly proscribed by statute in taking the actions that Complainant alleged. See Aldaberto P. v. Dept. of Veterans Affairs, EEOC Appeal No. 0120142387 (Mar. 29, 2016); Rufus G. v. U.S. Postal Service, EEOC Appeal No. 0120142395 (Mar. 29, 2016); Joni M. v. Dept. of Homeland Security, EEOC Appeal No. 0120142884 (Feb. 1, 2016). She can do so by showing such weaknesses, inconsistencies, or contradictions in their explanations for the incidents described in the complaint that a reasonable fact finder could rationally find those explanations unworthy of credence. Opare-Addo v. U.S. Postal Service, EEOC Appeal No. 0120060802 (Nov. 20, 2007), request for reconsideration denied, EEOC Request No. 0520080211 (May 30, 2008). Indicators of unlawful intent include discriminatory statements or past personal treatment attributable to those responsible for the personnel action that led to the filing of the complaint, comparative or statistical data revealing differences in treatment across various protected-group lines, unequal application of Agency policy, deviations from standard procedures without explanation or justification, or inadequately explained inconsistencies in the evidentiary record. Mellissa F. v. U.S. Postal Service, EEOC Appeal No. 0120141697 (Nov. 12, 2015). In this case, S1 and S2 articulated legitimate, nondiscriminatory reasons for every single one of the incidents at issue. They provided Complainant with the support she needed by allowing her to attend numerous training sessions, both on-site and off-site. They repeatedly encouraged her to rely on her own judgment in dealing with her staff while expecting that she follow normal protocol when confronted with potential conflict situations involving her subordinates. S1 and S2 denied yelling at Complainant or making statements about her that could reasonably be interpreted as insulting or demeaning. At most, they expressed frustration on occasion over Complainant’s tendency to accuse her subordinates of trying to sabotage her rather that constructively engage them. In support of her harassment claim, Complainant presented an affidavit from her husband, who, as noted above, acted as her representative in her effort to obtain a reasonable accommodation. Although Complainant’s husband opined that she was subjected to a hostile work environment, he admitted that he did not have any knowledge of the situation independent of what Complainant had told him. IR 257-65. Apart from her own or her husband’s affidavit, Complainant has submitted neither affidavits, declarations, or sworn or unsworn statements from impartial witnesses nor documents which contradict the explanations put forward by S1 and S2 for their actions or which call their veracity into question. On the basis of the foregoing considerations, we find that Complainant has not established that the Agency’s actions were based on her protected classes or her prior EEO activity. 0120150783 9 We further find that Complainant has not shown that the Agency’s actions were so severe or pervasive such that a legally hostile work environment existed. The conduct alleged to constitute harassment should be evaluated from the objective viewpoint of a reasonable person in the victims’ circumstances. Enforcement Guidance on Harris v. Forklift Systems, Inc., EEOC Notice No. 915.002 (March 8, 1994). Complainant must bear in mind, however, that anti- discrimination statutes are not general civility codes designed to protect against the “ordinary tribulations” of the workplace. See Faragher v. City of Boca Raton, 524 U.S. 775, 788 (1998); see also Lassiter v. Dept. of the Army, EEOC Appeal No. 0120122332 (Oct. 10, 2012) (personality conflicts, general workplace disputes, trivial slights and petty annoyances between an alleged harasser and a Complainant do not rise to the level of harassment). Instead, EEO laws address discriminatory conduct that alters the work environment. See Oncale v. Sundowner Offshore Services, Inc., 523 U.S. 75, 81 (1998). What this means in practical terms is that routine work assignments, instructions, and admonishments are by definition neither severe nor pervasive enough to rise to a level of abuse on par with a racial epithet or otherwise engender a hostile work environment. Complainant v. Dept. of State, EEOC Appeal No. 0120123299 (February 25, 2015). Here, we find that, from the perspective of a reasonable person in Complainant’s situation, the incidents comprising her hostile work environment claim were nothing more than routine work-related matters, none of which was severe or pervasive enough, either singly or collectively, to constitute harassment. We find that Complainant has not established that she was subjected to a hostile work environment as alleged. CONCLUSION Based on a thorough review of the record and the contentions on appeal, we AFFIRM the Agency’s final decision finding that Complainant was not subjected to discrimination or denied a reasonable accommodation as alleged. STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M0416) The Commission may, in its discretion, reconsider the decision in this case if the Complainant or the Agency submits a written request containing arguments or evidence which tend to establish that: 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the Agency. Requests to reconsider, with supporting statement or brief, must be filed with the Office of Federal Operations (OFO) within thirty (30) calendar days of receipt of this decision or within twenty (20) calendar days of receipt of another party’s timely request for reconsideration. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. Part 0120150783 10 1614 (EEO MD-110), at Chap. 9 § VII.B (Aug. 5, 2015). All requests and arguments must be submitted to the Director, Office of Federal Operations, Equal Employment Opportunity Commission. The requests may be submitted via regular mail to P.O. Box 77960, Washington, DC 20013, or by certified mail to 131 M Street, NE, Washington, DC 20507. In the absence of a legible postmark, the request to reconsider shall be deemed timely filed if it is received by mail within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604. The request or opposition must also include proof of service on the other party. Failure to file within the time period will result in dismissal of your request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted with your request for reconsideration. The Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(c). COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (S0610) You have the right to file a civil action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by his or her full name and official title. Failure to do so may result in the dismissal of your case in court. “Agency” or “department” means the national organization, and not the local office, facility or department in which you work. If you file a request to reconsider and also file a civil action, filing a civil action will terminate the administrative processing of your complaint. RIGHT TO REQUEST COUNSEL (Z0815) If you want to file a civil action but cannot pay the fees, costs, or security to do so, you may request permission from the court to proceed with the civil action without paying these fees or costs. Similarly, if you cannot afford an attorney to represent you in the civil action, you may request the court to appoint an attorney for you. You must submit the requests for waiver of court costs or appointment of an attorney directly to the court, not the Commission. The court has the sole discretion to grant or deny these types of requests. Such requests do not alter the time limits for filing a civil action (please read the paragraph titled Complainant’s Right to File a Civil Action for the specific time limits). FOR THE COMMISSION: ______________________________ Carlton M. Hadden’s signature Carlton M. Hadden, Director Office of Federal Operations June 2, 2017 Date Copy with citationCopy as parenthetical citation