Dylan HarrisonDownload PDFTrademark Trial and Appeal BoardAug 12, 2016No. 86134276 (T.T.A.B. Aug. 12, 2016) Copy Citation This Opinion is not a Precedent of the TTAB Mailed: August 12, 2016 UNITED STATES PATENT AND TRADEMARK OFFICE _____ Trademark Trial and Appeal Board _____ In re Harrison _____ Serial No. 86134276 _____ Clay McGurk, of The Law Office of Clay McGurk, for Dylan Harrison. David Collier, Trademark Examining Attorney, Law Office 109, Michael Kazazian, Managing Attorney. _____ Before Kuhlke, Cataldo and Shaw, Administrative Trademark Judges. Opinion by Shaw, Administrative Trademark Judge: Dylan Harrison (“Applicant”) seeks registration on the Principal Register of the mark NICE, in standard characters, for: Electronic cigarette batteries, in International Class 9; Cartridges sold filled with chemical flavorings in liquid form for electronic cigarettes; chemical flavorings in liquid form used to refill electronic cigarette cartridges, in International Class 30; and Cartomizers, namely, combination electronic cigarette refill cartridges sold empty and atomizers, sold as a component of electronic cigarettes; electronic cigarettes; Serial No. 86134276 - 2 - electronic cigarettes for use as an alternative to traditional cigarettes, in International Class 34.1 The Examining Attorney refused registration under Section 2(d) of the Trademark Act, 15 U.S.C. § 1052(d), on the ground that Applicant’s mark, as used in connection with Applicant’s goods, so resembles the mark:2 for “electronic cigarettes” and “electronic hookahs” in International Class 34, as to be likely to cause confusion. When the refusals were made final, Applicant appealed and requested reconsideration. The Examining Attorney denied the request for reconsideration, and the appeal was resumed. The case is fully briefed. We affirm the refusal to register. Preliminary Matters Before proceeding to the merits of the refusal, we address an evidentiary matter. In an attempt to demonstrate that the marks in the application and the cited registration are different, Applicant, in its November 23, 2015 Response, included a table of eight published trademark cases. The table included the involved marks, 1 Application Serial No. 86134276, filed on December 3, 2013, based on Applicant’s allegation of an intent to use the proposed mark in commerce under Section 1(b) of the Trademark Act, 15 U.S.C. § 1051(b). 2 Registration No. 4540603, issued May 27, 2014. The description of the mark reads: “The mark consists of image of a hookah in red and grey above a purple swirl; NYCE at the top in black letters with a red Y, HOOKAH at the bottom in black.” The term HOOKAH has been disclaimed and the colors purple, red, grey and black are claimed as a feature of the mark. Serial No. 86134276 - 3 - some of the goods or services, and the outcome of the case.3 The Examining Attorney objects to any discussion of the marks listed in the table on the ground that “the applicant failed to provide copies of these registrations, or the complete electronic equivalent from the USPTO’s automated system.”4 The Examining Attorney is correct that the mere submission of a list of marks does not make them part of the record and that the record in any application should be complete prior to appeal. However, all of the marks identified in Applicant’s table were discussed in published trademark cases and need not be separately entered into the record to be considered. Accordingly, the objection is overruled and we have considered the listed marks within the context of the published cases for whatever probative value they may have. Analysis Our determination of the issue of likelihood of confusion is based on an analysis of all the probative facts in evidence relevant to the factors set forth in In re E. I. du Pont de Nemours & Co., 476 F.2d 1357, 177 USPQ 563 (CCPA 1973). See also, In re Majestic Distilling Co., Inc., 315 F.3d 1311, 65 USPQ2d 1201 (Fed. Cir. 2003). In any likelihood of confusion analysis, two key considerations are the similarities between the goods and the similarities between the marks. See Federated Foods, Inc. v. Fort Howard Paper Co., 544 F.2d 1098, 192 USPQ 24, 29 (CCPA 1976) (“The fundamental inquiry mandated by § 2(d) goes to the cumulative effect of differences in the essential characteristics of the goods and differences in the marks.”). 3 Applicant’s Response of November 23, 2015, Appendix A, pp. 8-9. 4 Examining Attorney’s Br. p. 4. Serial No. 86134276 - 4 - A. The similarity or dissimilarity of the goods, trade channels, and classes of consumers. We begin our analysis with the second and third du Pont factors and look at the relationship between the goods at issue, the channels of trade in which they travel, and the classes of consumers. We base our evaluation on the goods as they are identified in the application and registration. Stone Lion Capital Partners, LP v. Lion Capital LLP, 76 F.3d 1317, 110 USPQ2d 1157, 1161 (Fed. Cir. 2014); Octocom Sys., Inc. v. Houston Computers Servs. Inc., 918 F.2d 937, 16 USPQ2d 1783, 1787 (Fed. Cir. 1990). With regard to the goods in International Class 34, the goods of Applicant and Registrant are in-part identical inasmuch as both the application and registration identify “electronic cigarettes.”5 Further, because these goods are in-part identical, they must be presumed to travel in the same channels of trade to the same class of purchasers. In re Viterra Inc., 671 F.3d 1358, 1362, 101 USPQ2d 1905, 1908 (Fed. Cir. 2012) (Absent restrictions in an application and/or registration, identical goods are “presumed to travel in the same channels of trade to the same class of purchasers.”); Hewlett-Packard Co. v. Packard Press Inc., 281 F.3d 1261, 62 USPQ2d 1001, 1005 (Fed. Cir. 2002). With regard to Applicant’s goods in International Classes 9 and 30, the Examining Attorney has made of record a number of excerpts from the Internet web sites of 5 We need not discuss the relatedness of the remaining goods in International Class 34, since if there is a likelihood of confusion with any of the goods in the class, likelihood of confusion must be found as to the entire class. See Bond v. Taylor, 119 USPQ2d 1049, 1052-53 (TTAB 2016); Tuxedo Monopoly, Inc. v. General Mills Fun Group, 648 F.2d 1335, 209 USPQ 986, 988 (CCPA 1981). Serial No. 86134276 - 5 - electronic cigarette manufacturers, as well as more than twenty third-party trademark registrations establishing that the “same entity manufactures and provides e-cigarettes, electronic cigarette batteries, cartridges and chemical flavorings in liquid form under the same mark and that these goods are all provided through the same channels of trade.”6 For example, the web sites of southbeachsmoke.com, internationalvaporgroup.com, provape.com, ovaleusa.com, volcanoecigs.com, nyjoy.com, v2profit.com, and migvapor.com establish that electronic cigarette batteries and electronic cigarette liquid flavorings are sold alongside and under the same brand as electronic cigarettes, both online as well as in affiliated retail stores.7 Similarly, Registration Nos. 4827600, 4543595, 4837569, 4796277, and 4737825, among others, establish that the same companies offer electronic cigarette batteries and electronic cigarette liquid flavorings under the same mark as electronic cigarettes.8 Applicant does not dispute that the goods are in-part identical and otherwise related, or that they travel in the same channels of trade and are offered to the same classes of consumers. Accordingly, we find the Examining Attorney’s evidence establishes that Applicant’s goods in classes 9 and 30 are related to Registrant’s goods, and that they are likely to be purchased by the same consumers and travel in the same trade channels. See In re Anderson, 101 USPQ2d 1912, 1919 (TTAB 2012); In re Albert 6 Examining Attorney’s Br., p. 13. 7 Examining Attorney’s Office Actions of December, 3, 2014, June 24, 2015, and January 7, 2016. 8 Examining Attorney’s Office Action of January 7, 2016. Serial No. 86134276 - 6 - Trostel & Sons Co., 29 USPQ2d 1783, 1785-86 (TTAB 1993); In re Mucky Duck Mustard Co., 6 USPQ2d 1467, 1470 n.6 (TTAB 1988). The du Pont factors relating to similarity of the goods, similarity of established, likely to continue channels of trade, and classes of consumers favor a finding of likelihood of confusion as to all three classes of goods. B. The similarity or dissimilarity of the marks in their entireties in terms of appearance, sound, connotation and commercial impression. Next, we consider the similarity of the marks. In comparing the marks we must consider their appearance, sound, connotation and commercial impression. Palm Bay Imps. Inc. v. Veuve Clicquot Ponsardin Maison Fondee En 1772, 396 F.3d 1369, 73 USPQ2d 1689, 1692 (Fed. Cir. 2005). The emphasis of our analysis must be on the recollection of the average purchaser who normally retains a general, rather than specific, impression of trademarks. Although we consider the mark as a whole, “in articulating reasons for reaching a conclusion on the issue of confusion, there is nothing improper in stating that, for rational reasons, more or less weight has been given to a particular feature of a mark. . . .” In re Nat’l Data Corp., 753 F.2d 1056, 224 USPQ 749, 751 (Fed. Cir. 1985). Moreover, similarity in sound alone may be sufficient to support a finding that the marks are confusingly similar. See Krim-Ko Corp. v. The Coca-Cola Co., 390 F.2d 728, 156 USPQ 523, 526 (CCPA 1968) (“It is sufficient if the similarity in either form, spelling or sound alone is likely to cause confusion.”); In re White Swan Ltd., 8 USPQ2d 1534, 1535 (TTAB 1988); In re 1st USA Realty Prof’ls, Inc., 84 USPQ2d 1581, 1586 (TTAB 2007). Serial No. 86134276 - 7 - Again, Applicant’s mark is NICE, in standard characters, and Registrant’s mark is shown below: Regarding Registrant’s mark, we find the term NYCE to be the dominant portion of the mark given that it appears at the top of the mark and is more likely to be used by prospective consumers to call for the goods. In re Viterra, 101 USPQ2d at 1908 (“In the case of a composite mark containing both words and a design, ‘the verbal portion of the mark is the one most likely to indicate the origin of the goods to which it is affixed.”’) quoting CBS Inc. v. Morrow, 708 F.2d 1579, 218 USPQ 198, 200 (Fed. Cir. 1983); In re Dakin’s Miniatures, Inc., 59 USPQ2d 1593, 1596 (TTAB 1999) (“[W]ords are normally accorded greater weight because they would be used by purchasers to request the goods.”). Applicant’s mark consists solely of the word NICE in standard characters without any stylization, other words, or design. With respect to pronunciation, the word NYCE in Registrant’s mark is likely to be pronounced the same as the word NICE in Applicant’s mark. Applicant argues without evidentiary support that Registrant’s mark would be pronounced “N-Y-C-e” rather than “nice,” whereas its mark is pronounced “nik-e.”9 But this argument is unpersuasive. “[T]here is no correct pronunciation of a trademark, and consumers 9 Applicant’s Br., p. 14. Serial No. 86134276 - 8 - may pronounce a mark differently than intended by the brand owner.” Viterra, 101 USPQ2d at 1912. Since the letters “y” and “i” are often pronounced the same, we find it more likely that consumers would pronounce both NYCE and NICE in the same way. Applicant also argues that the larger relative size of the “purple swirl” and the hookah design in Registrant’s mark make them the dominant features.10 We disagree. The “purple swirl,” although large, is unlikely to be articulated and is more likely to be viewed as a background or carrier for the words and the hookah design. Although we consider each mark on a case-by-case basis, the wording in composite word and design marks normally is accorded greater weight in the likelihood of confusion analysis because the verbal portion is most likely to indicate the origin of the goods, In re Viterra, 101 USPQ2d at 1908, and also to be used by purchasers to request the goods, Skincode AG v. Skin Concept AG, 109 USPQ2d 1325, 1329 (TTAB 2013); M.C.I. Foods Inc. v. Bunte, 96 USPQ2d 1544, 1551 (TTAB 2010). In addition, the hookah design is suggestive of the Registrant’s goods and merely reinforces the impression created by the descriptive word “hookah” which has been disclaimed as descriptive of Registrant’s goods. In sum, we recognize that Registrant’s mark has design features, however, these design elements are not sufficient to distinguish the marks. The similar likely pronunciation of NYCE and NICE makes a much greater impact. Applicant has cited numerous cases in support of its argument that the marks are not confusingly similar. After careful consideration of these cases, we do not find them 10 Id. at 11. Serial No. 86134276 - 9 - analogous. The consideration of visual and phonetic similarities and differences between marks is a highly fact-specific inquiry. In the cases cited by Applicant, the nature of the specific similarities and differences between the marks, the strength of the respective marks, and the goods and services involved do not closely parallel those at issue in this case. For example, the prominent design element with two R’s, race flag designs, and hearts in In re Covalinski, 113 USPQ2d 1166 (TTAB 2014), the weakness of the shared term FERRO in Ferro Corp. v. Ronco Labs., Inc., 356 F.2d 122, 148 USPQ 497, 499 (CCPA 1966), and the unrelated services in Steve’s Ice Cream v. Steve’s Famous Hot Dogs, 3 USPQ2d 1477, 1478-79 (TTAB 1987) were all relevant factors in these cases. None of these factors are present in this case. Covalinski, in particular, is inapposite because in that case the size and placement of the design elements in the Applicant’s mark diminished the readability of the common term, “racegirl.” Here, in contrast, the term NYCE is a clear and prominent element of Registrant’s mark. For the foregoing reasons, the du Pont factor of similarity of the marks favors a finding of likelihood of confusion. C. The conditions under which and buyers to whom sales are made, i.e. “impulse” vs. careful, sophisticated purchasing. We next consider to the fourth du Pont factor, the conditions under which and buyers to whom sales are made, i.e., “impulse” versus careful, sophisticated purchasing. Du Pont, 177 USPQ at 567. Applicant argues that “purchasers of electronic cigarettes are more sophisticated and conscientious about the brand and type of electronic cigarettes they are Serial No. 86134276 - 10 - purchasing due to the initial cost of buying an e-cigarette.”11 According to one article submitted by Applicant, the cost of an e-cigarette starter kit, including an e-cigarette, batteries, and electronic cigarette liquid flavorings, is between $50 and $100, with additional liquids costing about $13 per bottle.12 On the other hand, the Examining Attorney’s Internet evidence establishes that some e-cigarettes sell for as little as $5.99 each (5 for $29.95)13 and $9.99 each.14 Such low prices do not indicate that the goods would be purchased with a great deal of care or would require purchaser sophistication. See Recot Inc. v. M.C. Becton, 214 F.3d 1322, 54 USPQ2d 1894, 1899 (Fed. Cir. 2000) (“When products are relatively low-priced and subject to impulse buying, the risk of likelihood of confusion is increased because purchasers of such products are held to a lesser standard of purchasing care.”). Even assuming, arguendo, that Applicant’s consumers exercise care in purchasing the goods, in this case, the in-part identity of the goods and the similarity of the marks outweigh any sophisticated purchasing decision. See HRL Associates, Inc. v. Weiss Associates, Inc., 12 USPQ2d 1819 (TTAB 1989), aff’d, Weiss Associates, Inc. v. HRL Associates, Inc., 902 F.2d 1546, 14 USPQ2d 1840 (Fed. Cir. 1990) (similarities of goods and marks outweigh sophisticated purchasers, careful purchasing decision, and expensive goods.). See also In re Research Trading Corp., 793 F.2d 1276, 230 USPQ 49, 50 (Fed. Cir. 1986), citing Carlisle Chem. Works, Inc. v. Hardman & Holden Ltd., 11 Applicant’s Br., p. 15. 12 Applicant’s Response of June 3, 2015, pp. 3-5. 13 Examining Attorney’s Office Action of June 24, 2015, p. 57. 14 Examining Attorney’s Office Action of January 7, 2016, p. 100. Serial No. 86134276 - 11 - 434 F.2d 1403, 168 USPQ 110, 112 (CCPA 1970) (“Human memories even of discriminating purchasers . . . are not infallible.”). D. Conclusion. We have considered all of the arguments and evidence of record, including any not specifically discussed herein, and all relevant du Pont factors. We find that Applicant’s mark so resembles the cited registered mark as to be likely to cause confusion, mistake or deception as to the source of Applicant’s goods. Decision: The refusal to register Applicant’s mark is AFFIRMED on the ground of likelihood of confusion with the mark in Registration No. 4540603, under Trademark Act Section 2(d). Copy with citationCopy as parenthetical citation