Dominic P. Ward, Complainant,v.Dr. James G. Roche, Secretary, Department of the Air Force, Agency.

Equal Employment Opportunity CommissionOct 22, 2002
01A13398_r (E.E.O.C. Oct. 22, 2002)

01A13398_r

10-22-2002

Dominic P. Ward, Complainant, v. Dr. James G. Roche, Secretary, Department of the Air Force, Agency.


Dominic P. Ward v. Department of the Air Force

01A13398

October 22, 2002

.

Dominic P. Ward,

Complainant,

v.

Dr. James G. Roche,

Secretary,

Department of the Air Force,

Agency.

Appeal No. 01A13398

Agency No. MU0F97054

DECISION

Complainant filed a timely appeal with this Commission from an agency

decision dated April 28, 2000, dismissing his complaint of unlawful

employment discrimination in violation of Title VII of the Civil Rights

Act of 1964 (Title VII), as amended, 42 U.S.C. � 2000e et seq.

On February 13, 1997, complainant filed a formal EEO complaint

alleging sex discrimination and reprisal because of prior EEO activity

when the agency denied him advanced sick leave. After the agency

accepted the complaint and began an investigation, complainant and the

agency negotiated a settlement agreement, dated September 28, 1997,

resolving the complaint. In May 1998, complainant filed an appeal

with the Commission, alleging breach of the settlement agreement when

he received a poor performance rating for his 1997-1998 appraisal.

On April 20, 2000, the Commission voided the September 28, 1997 settlement

agreement after finding no consideration had been given to complainant.

See Ward v. Department of the Air Force, EEOC Request No. 01986812

(April 20, 2000). The Commission's decision directed the agency to

reinstate complainant's complaint and to resume processing from the

point processing ceased. Id.

On April 28, 2000, the agency dismissed complainant's reinstated

complaint, pursuant to 29 C.F.R. � 1614.107(a)(5), on the grounds

that the complaint is moot. The agency determined that as a result of

complainant's October 23, 1998 removal from his position,<1> complainant's

requested remedy of 10 days of advanced sick leave could not be granted.

Additionally, the agency determined that, given his removal, complainant

would be unable to repay any advanced leave. On May 21, 2000, complainant

filed the instant appeal from the agency's dismissal.

The regulation set forth at 29 C.F.R. � 1614.107(a)(5) provides for

the dismissal of a complaint when the issues raised therein are moot.

To determine whether the issues raised in complainant's complaint are

moot, the fact-finder must ascertain whether (1) it can be said with

assurance that there is no reasonable expectation that the alleged

violation will recur; and (2) interim relief or events have completely

and irrevocably eradicated the effects of the alleged discrimination.

See County of Los Angeles v. Davis, 440 U.S. 625, 631 (1979); Kuo

v. Department of the Navy, EEOC Request No. 05970343 (July 10, 1998).

When such circumstances exist, no relief is available and no need for

a determination of the rights of the parties is presented.

Upon review, the record shows that complainant has claimed compensatory

damages related to having to continue to work with an injury to his left

knee. The Commission has held that an agency must address the issue of

compensatory damages when a complainant shows objective evidence that

he has incurred compensatory damages, and that the damages are related

to the alleged discrimination. Jackson v. United States Postal Service,

EEOC Appeal No. 01923399 (November 12, 1992), req. for recons. den.,

EEOC Request No. 05930306 (February 1, 1993). Should complainant

prevail on this complaint, the possibility of an award of compensatory

damages exists. See Glover v. United States Postal Service, EEOC

Appeal No. 01930696 (December 9, 1993). Because complainant requested

compensatory damages, the agency should have requested that complainant

provide some objective proof of the alleged damages incurred, as well as

objective evidence linking those damages to the adverse actions at issue.

See Allen v. United States Postal Service, EEOC Request No. 05970672 (June

12, 1998); Benton v. Department of Defense, EEOC Appeal No. 01932422

(December 3, 1993). As the agency failed to address the issue of

compensatory damages, we find that dismissal on the grounds that the

complaint was rendered moot was improper. See Rouston v. National

Aeronautics and Space Administration, EEOC Request No. 05970388 (March

18, 1999).

Accordingly, the agency's decision to dismiss the complaint is REVERSED,

and the complaint is REMANDED for further processing in accordance with

this decision and the Order below.

ORDER (E0900)

The agency is ordered to process the remanded claims in accordance with

29 C.F.R. � 1614.108. The agency shall acknowledge to the complainant

that it has received the remanded claims within thirty (30) calendar

days of the date this decision becomes final. The agency shall issue

to complainant a copy of the investigative file and also shall notify

complainant of the appropriate rights within one hundred fifty (150)

calendar days of the date this decision becomes final, unless the matter

is otherwise resolved prior to that time. If the complainant requests a

final decision without a hearing, the agency shall issue a final decision

within sixty (60) days of receipt of complainant's request.

A copy of the agency's letter of acknowledgment to complainant and a

copy of the notice that transmits the investigative file and notice of

rights must be sent to the Compliance Officer as referenced below.

IMPLEMENTATION OF THE COMMISSION'S DECISION (K0501)

Compliance with the Commission's corrective action is mandatory.

The agency shall submit its compliance report within thirty (30)

calendar days of the completion of all ordered corrective action. The

report shall be submitted to the Compliance Officer, Office of Federal

Operations, Equal Employment Opportunity Commission, P.O. Box 19848,

Washington, D.C. 20036. The agency's report must contain supporting

documentation, and the agency must send a copy of all submissions to

the complainant. If the agency does not comply with the Commission's

order, the complainant may petition the Commission for enforcement

of the order. 29 C.F.R. � 1614.503(a). The complainant also has the

right to file a civil action to enforce compliance with the Commission's

order prior to or following an administrative petition for enforcement.

See 29 C.F.R. �� 1614.407, 1614.408, and 29 C.F.R. � 1614.503(g).

Alternatively, the complainant has the right to file a civil action on

the underlying complaint in accordance with the paragraph below entitled

"Right to File A Civil Action." 29 C.F.R. �� 1614.407 and 1614.408.

A civil action for enforcement or a civil action on the underlying

complaint is subject to the deadline stated in 42 U.S.C. 2000e-16(c)

(1994 & Supp. IV 1999). If the complainant files a civil action, the

administrative processing of the complaint, including any petition for

enforcement, will be terminated. See 29 C.F.R. � 1614.409.

STATEMENT OF RIGHTS - ON APPEAL

RECONSIDERATION (M0701)

The Commission may, in its discretion, reconsider the decision in this

case if the complainant or the agency submits a written request containing

arguments or evidence which tend to establish that:

1. The appellate decision involved a clearly erroneous interpretation

of material fact or law; or

2. The appellate decision will have a substantial impact on the policies,

practices, or operations of the agency.

Requests to reconsider, with supporting statement or brief, must be filed

with the Office of Federal Operations (OFO) within thirty (30) calendar

days of receipt of this decision or within twenty (20) calendar days of

receipt of another party's timely request for reconsideration. See 29

C.F.R. � 1614.405; Equal Employment Opportunity Management Directive for

29 C.F.R. Part 1614 (EEO MD-110), 9-18 (November 9, 1999). All requests

and arguments must be submitted to the Director, Office of Federal

Operations, Equal Employment Opportunity Commission, P.O. Box 19848,

Washington, D.C. 20036. In the absence of a legible postmark, the

request to reconsider shall be deemed timely filed if it is received by

mail within five days of the expiration of the applicable filing period.

See 29 C.F.R. � 1614.604. The request or opposition must also include

proof of service on the other party.

Failure to file within the time period will result in dismissal of your

request for reconsideration as untimely, unless extenuating circumstances

prevented the timely filing of the request. Any supporting documentation

must be submitted with your request for reconsideration. The Commission

will consider requests for reconsideration filed after the deadline only

in very limited circumstances. See 29 C.F.R. � 1614.604(c).

COMPLAINANT'S RIGHT TO FILE A CIVIL ACTION (R0900)

This is a decision requiring the agency to continue its administrative

processing of your complaint. However, if you wish to file a civil

action, you have the right to file such action in an appropriate United

States District Court within ninety (90) calendar days from the date

that you receive this decision. In the alternative, you may file a

civil action after one hundred and eighty (180) calendar days of the date

you filed your complaint with the agency, or filed your appeal with the

Commission. If you file a civil action, you must name as the defendant in

the complaint the person who is the official agency head or department

head, identifying that person by his or her full name and official title.

Failure to do so may result in the dismissal of your case in court.

"Agency" or "department" means the national organization, and not the

local office, facility or department in which you work. Filing a civil

action will terminate the administrative processing of your complaint.

RIGHT TO REQUEST COUNSEL (Z1199)

If you decide to file a civil action, and if you do not have or cannot

afford the services of an attorney, you may request that the Court appoint

an attorney to represent you and that the Court permit you to file the

action without payment of fees, costs, or other security. See Title VII

of the Civil Rights Act of 1964, as amended, 42 U.S.C. � 2000e et seq.;

the Rehabilitation Act of 1973, as amended, 29 U.S.C. �� 791, 794(c).

The grant or denial of the request is within the sole discretion of

the Court. Filing a request for an attorney does not extend your time

in which to file a civil action. Both the request and the civil action

must be filed within the time limits as stated in the paragraph above

("Right to File A Civil Action").

FOR THE COMMISSION:

______________________________

Carlton M. Hadden, Director

Office of Federal Operations

October 22, 2002

__________________

Date

1Complainant was removed from employment

because he was no longer qualified to perform the duties of his position.

The Merit Systems Protection Board sustained the removal, finding that

the agency had not discriminated against complainant, a decision with

which the Commission subsequently concurred. See Ward v. Department of

the Air Force, EEOC Petition No. 03A00018 (March 22, 2001).