CT Metalworks, Inc.Download PDFPatent Trials and Appeals BoardDec 22, 20202020001858 (P.T.A.B. Dec. 22, 2020) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 15/991,239 05/29/2018 Casey Tennsion 82618.00003 5808 32584 7590 12/22/2020 Rosenthal Pauerstein Sandoloski Agather LLP 755 EAST MULBERRY STREET AVE SUITE 200 SAN ANTONIO, TX 78212 EXAMINER GRAHAM, MARK S ART UNIT PAPER NUMBER 3711 NOTIFICATION DATE DELIVERY MODE 12/22/2020 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): ip@rpsalaw.com wquirk@rpsalaw.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE BEFORE THE PATENT TRIAL AND APPEAL BOARD Ex parte CASEY TENNSION Appeal 2020-001858 Application 15/991,239 Technology Center 3700 Before CHARLES N. GREENHUT, MICHELLE R. OSINSKI, and LEE L. STEPINA, Administrative Patent Judges. Opinion for the Board filed by Administrative Patent Judge, CHARLES N. GREENHUT Opinion Dissenting filed by Administrative Patent Judge, LEE L. STEPINA GREENHUT, Administrative Patent Judge. Appeal 2020-001858 Application 15/991,239 2 DECISION ON APPEAL STATEMENT OF THE CASE Pursuant to 35 U.S.C. § 134(a), Appellant1 appeals from the Examiner’s decision to reject claims 1, 2, and 4. See Final Act. 1. We have jurisdiction under 35 U.S.C. § 6(b). We AFFIRM. CLAIMED SUBJECT MATTER The claims are directed to a portable modular multi-configuration target stand. Claim 1, reproduced below, is illustrative of the claimed subject matter: 1. A portable target stand, comprising: a) a base assembly comprising a first support piece and a second support piece, each support piece having engagement features and a main body, and three transverse pieces, each transverse piece having at least one target support section and engagement features, wherein the engagement features of each transverse piece are securable to the engagement features of the first and second support pieces to secure each transverse piece to the first and second support pieces; and b) a cap member comprising: 1) a target mount, an intermediate connector, and a target mount fastener; 2) wherein the target mount is securable to the intermediate connector using the target mount fastener, and wherein the intermediate connector has at least one circular hole; and 1 We use the term “Appellant” to refer to “applicant” as defined in 37 C.F.R. § 1.42. Appellant identifies the real party in interest as CT Metalworks, Inc.. Appeal Br. 4. Appeal 2020-001858 Application 15/991,239 3 3) wherein the intermediate connector further includes an intermediate fastener, and wherein the intermediate connector is securable to a connector post using the intermediate fastener. REFERENCE The prior art relied upon by the Examiner is: Name Reference Date Fernandez US 2017/0343324 A1 Nov. 30, 2017 REJECTION2 Claims 1, 2, and 4 are rejected under 35 U.S.C. § 103 as being unpatentable over Fernandez. Final Act. 2. OPINION Claims 1, 2 and 4 are argued based on claim 1. Appeal Br. 9. The Examiner found Fernandez discloses the claimed target stand albeit without a circular hole in the intermediate connector, for which the Examiner took official notice that holes can be circular. Final Act. 2–3. The sole point of contention raised by Appellant is the supposed absence of any “target support section” associated with the banked portion 351 of Fernandez’s bottom plate 350. The Examiner regards that banked portion 351 as one of the recited “transverse pieces” and Appellant does not dispute the Examiner’s interpretation of banked portion 351 and planar portion 352 each being respective “transverse pieces” according to claim 1. Rather, Appellant contends that by citing reference numerals identifying orifices 305, 3553 with regard to pieces 300 and 352, and omitting any reference numeral associated with a particular structure affixed to banked portion 351, the 2 Claim 5 was allowed. Final Act. 3. 3 Fernandez does not appear to mention reference numeral 355 in Fernandez’s Specification. Appeal 2020-001858 Application 15/991,239 4 Examiner implicitly admitted that banked portion 351 lacks a “target support section” as required by claim 1. Appeal Br. 6. We disagree with Appellant that the Examiner’s failure to cite an additional reference numeral in the Final Action constituted an implicit admission that the Examiner did not regard banked portion 351 to include a “target support section.” Where the Examiner can rely on a more specific structure than may be necessary to meet a broad claim limitation, such as Fernandez’s orifices 305, 355 (undisputedly “target support sections”), there is nothing wrong with, or unusual about, the Examiner relying on that structure, or citing reference numerals associated therewith.4 Doing so does not constitute an “admission” on the part of the Examiner that the claim language “target support section” must, in all instances, be narrowly construed to require that particular, or similar, structure. Absent from the claim language is any requirement for each target support section to exhibit any type of similarity, support the same target or type of targets, or do so in the same way. See, e.g., Reply Br. 6 (arguing “the target could be supported by any one of the claimed target support sections”). Thus, the absence of an orifice or similar structure on Fernandez’s banked portion 351, or the absence of some particular component that is identifiable by a specific reference numeral, is not, without more, indicative of Examiner error. See Appeal Br. 6–7; Reply Br. 7. In other words, the question is not whether the claim language is as conclusively satisfied with respect to the supposed “target support section” on banked portion 351 as it is compared to the structure identified as “target support section[s]” on pieces 300 and 352. 4 Here, the Examiner reliance on Fernandez’s orifices seems to have, at least in part, resulted from the simple convenience of having cited those orifices in prior office actions addressing prior versions of the claims. See Ans. 4. Appeal 2020-001858 Application 15/991,239 5 Rather, the question with regard to the issue raised by Appellant is only whether the claim language, given its broadest reasonable interpretation in light of the Specification, is satisfied by the structure actually relied upon by the Examiner for the “target support section” of banked portion 351. Appellant is reminded that “[f]iling a Board appeal does not, unto itself, entitle an appellant to de novo review of all aspects of a rejection.” See Ex Parte Frye, 94 USPQ2d 1072, 1075 (BPAI 2010)(precedential)(citations omitted). “[T]he Board will not, as a general matter, unilaterally review those uncontested aspects of the rejection.” Id at 1075-76 (citations omitted). Appellant’s arguments must address the Examiner’s action. 37 C.F.R. § 41.37(c)(1)(iv)(“The arguments shall explain why the examiner erred as to each ground of rejection contested by appellant”). “[A]ny arguments or authorities not included in the appeal brief will be refused consideration by the Board for purposes of the present appeal.” Id. Multiple times in the Final action, from which this appeal was taken, the Examiner stated that each of the elements cited as transverse pieces “helps support the target and thus comprises a target support section.” Final Act. 2, 3. From these statements we think it was, or should have been, clear that the Examiner was not overlooking the requirement for each transverse piece to have a “target support section.” Rather, the Examiner was indicating that, due to the breath of the phrase “target support section,” any section of the cited pieces could reasonably be construed as a “target support section.” Indeed, the Examiner’s position is not, on its face, unreasonable. The “target” is broadly recited and forms no part of the combination actually claimed. There is nothing wrong with using some unclaimed subject matter to define the subject matter actually claimed. Here, however, no structural specificity is provided with regard to the “target” in any way that would Appeal 2020-001858 Application 15/991,239 6 imply that some specific structure or functional capability is required of the section used to support it, resulting in an extremely broad limitation. As the Examiner correctly points out in the Examiner’s Answer, Appellant appears to have acknowledged the Examiner’s position in this regard. Ans 4 (citing Appeal Br. 9). However, as the Examiner also points out, Appellants have failed to identify the supposed errors in the Examiner’s position with any specificity: Appellant’s. . .ignoring the actual structure being relied on to meet the limits of the claims as presently constructed, cannot be considered persuasive. Appellant has not explained in any fashion why the feature identified as the “target support section” on each transverse piece does not meet the limitations of the claims. Appellant’s sole statement regarding the elements actually identified by the examiner as a “target support section” on each transverse piece, is that these features are not “equivalent to the language recited in the claim”, (page 9 of brief, line 5). However, the appellant offers no explanation of what language recited in the claim differentiates the claimed features from those identified by the examiner in the prior art. Ans. 4. The Examiner’s position in this regard is addressed for the first time by Appellant in Appellant’s Reply Brief. Reply Br. 4–6. 37 C.F.R. § 41.41(b)(2) makes clear that [a]ny argument raised in the reply brief which was not raised in the appeal brief, or is not responsive to an argument raised in the examiner's answer, including any designated new ground of rejection, will not be considered by the Board for purposes of the present appeal, unless good cause is shown. Good cause for not addressing this issue earlier having not been shown by Appellant, Appellant’s arguments in this regard are untimely. Appeal 2020-001858 Application 15/991,239 7 Even if there were good cause for not presenting these arguments earlier, Appellant’s arguments are unpersuasive because they ask us to read limitations from the Specification and the Figures into Appellant’s claims. Our reviewing court has frequently “cautioned against reading limitations into a claim from the preferred embodiment described in the specification, even if it is the only embodiment described, absent clear disclaimer in the specification.” In re American Academy of Science Tech Center, 367 F.3d 1359, 1369 (Fed. Cir. 2004) (citations omitted). The fact that the term “section” is used (Spec. para. 13) in conjunction with figures depicting, and a description stating, for example, “target support sections 106 are welded to the back surface 108 of transverse piece 104a. . .[and] are rectangular shaped with hollow openings,” does not evince a clear intent to disavow other arrangements based on the mere use of the word “section.” See Reply Br. 5. Use of the generic term “section” to refer to something illustrated and described in a preferred embodiment with more specificity does not evince a clear intent to limit the meaning of the word itself to exclude all other arrangements, particularly where Appellant chose to omit language from the Specification or elsewhere that could have very easily been recited in the claims to do so. During prosecution Appellant is free to choose claim language limiting the claim scope to embodiments disclosed in the Specification or depicted in the Figures. Where Appellant chooses not to do so, it is our duty in reading the claim in view of Appellant’s disclosure not to import limitations Appellant chose to omit. It has been long-settled that patent disclosures need only describe the best mode, not all modes, of the invention. 35 U.S.C. § 112(a); Continental Paper Bag Co. v. Eastern Paper Bag Co., 210 US 405 (US 1908); Winans v. Denmead, 56 US 330 (1854). It is true that claims must be read in light of the Specification but Appeal 2020-001858 Application 15/991,239 8 ultimately it is the claims that define the scope of protection sought. The omission from the claims of certain aspects of the preferred modes or embodiments in the disclosure can be just as informative to the skilled artisan with regard to that scope as their inclusion. The challenge in construing claims is to interpret the meaning of terms expressly recited without importing narrowing limitations from the rest of the disclosure into the claims. In re Prater, 415 F.2d 1393, 1404 (CCPA 1969). Here, the evidence and arguments before us do not illustrate any clear intent to disavow meanings of the term “section” that do not include “separate structural features” as argued by Appellant. See Reply Br. 4. Appellant could have easily combined the phrase “target support” with the term “feature” (more commensurate with Appellant’s argument), or “element”, “body”, or some other word connoting that the subject matter in question involves something more than just a section, which is typically and undisputedly understood to refer to just a region or portion of the whole. Appellant also could have, alternatively or additionally, used language such as “welded to” or, more broadly, “coupled to,” or “disposed on,” as was done in the Specification and claim 5 to imply a requirement for “separate structural features.” Again, this language from the Specification and these aspects of Appellant’s disclosure are notably absent from the claim language. It would be inconsistent with the Specification to import language into the claims that Appellant chose to omit. In sum, we are not apprised of sufficient language in the claim or evidence in the Specification to conclude that one skilled in the art would understand the phrase “target support section” in and of itself should have a narrow meaning requiring, as Appellant argues, “separate structural features.” Rather, the so-called “separate structural features” to which Appeal 2020-001858 Application 15/991,239 9 Appellant refers are details further defining the specific nature or characteristics of the section described in the disclosure that Appellant, by Appellant’s own decision, chose to omit from the language of claim 1. We must decline to import those details now. For the foregoing reasons, we sustain the Examiner’s rejection. CONCLUSION The Examiner’s rejection is AFFIRMED. DECISION SUMMARY Claim(s) Rejected 35 U.S.C. § Reference(s)/Basis Affirmed Reversed 1, 2, 4 103 Fernandez 1, 2, 4 RESPONSE No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a). See 37 C.F.R. § 1.136(a)(1)(iv). AFFIRMED Appeal 2020-001858 Application 15/991,239 10 STEPINA, Administrative Patent Judge, Dissenting. I respectfully dissent from the Majority’s decision to affirm the Examiner’s rejection of claims 1, 2, and 4 as unpatentable over Fernandez because the rejection relies on an unreasonably broad interpretation of claim 1. Instead of attempting to address whether it would have been obvious to provide a target support section on each of the three transverse members disclosed by Fernandez, rather than just two, the Examiner chose to apply a strained interpretation of claim 1, finding a target support section in a transverse member where none is present. “The correct inquiry in giving a claim term its broadest reasonable interpretation in light of the specification is not whether the specification proscribes or precludes some broad reading of the claim term adopted by the examiner.” In re Smith Int’l, Inc., 871 F.3d 1375, 1382–83 (Fed. Cir. 2017). Rather, the broadest reasonable claim interpretation in light of the specification assigns a meaning to a disputed claim term “that corresponds with ... how the inventor describes his invention in the specification.” Id. at 1383. Appellant’s Specification and Figures consistently characterize “target support sections” as structure distinct from “transverse pieces.” Figures 1, 2, and 5 identify target support sections 106 and 110 as structure attached to transverse pieces 104a, 104b, and 104c. Appellant’s Specification includes no embodiment in which transverse pieces 104a, 104b, and 104c, without additional structure, are characterized as, or as having, target support sections. Instead, the Specification proceeds on the basis that the target support sections are structure different from the transverse pieces, and then further describes the target support sections and their relationship with the Appeal 2020-001858 Application 15/991,239 11 transverse pieces. Spec. ¶ 4 (“Multiple target support sections can be welded to the transverse pieces.”); id. ¶ 13 (“Three small target support sections 106 are welded to the back surface 108 of transverse piece 104a.”), (“Target support sections 106 are rectangular shaped with hollow openings, preferably sized between ½ and 1 inch wide and 1 ½ and 2 inches long”); id. ¶ 14 (“On the left side of Fig. 1, there are shown two transverse pieces 104b, 104c connected to a target support section 110 and placed in grooves 105c, 105d.”); id. (“Target support section 110 is rectangular shaped with a hollow opening 111, preferably sized between 3 and 4 inches wide and between 4 ½ and 5 ½ inches long.”); id. ¶ 22 (“As previously described, target support section 110 is rectangular shaped with a hollow opening 111 at the top, preferably sized between 2 5/8 and 4 5/8 inches wide and between 4 and 6 inches long.”). Additionally, Appellant’s Specification also uses the word “section” to identify at least one other component aside from the recited target support sections. Spec. ¶ 18 (“A secondary support section 126 is welded to target support section 110.”); see also id. ¶ 16. Thus, when referring to disclosed structure, the word “section,” is not used by the Specification merely to indicate a region of a component, it is used to identify the component. Additionally, target support sections and transverse pieces are separately recited in claim 1. Thus, unlike in Smith where the Board considered a failure of the claim to separately recite both a “mandrel” and a “body” as evidence that a mandrel, taken together with a body and another component, met the claim requirement for a “body” (see Smith, 871 F.3d at 1382), an additional factor in the plain language of claim 1 weighs in favor of interpreting the term “target support section” as something other than merely a region of a transverse piece itself. Appeal 2020-001858 Application 15/991,239 12 In light of Appellant’s Specification and Figures, a person of ordinary skill in the art would have interpreted the “target support section” in the phrase “each transverse piece having at least one target support section” in claim 1 as a structure that is dedicated to holding a target support and is distinct from the transverse piece as a whole. In the beginning of the rejection of claim 1, the Examiner appears to agree with this claim interpretation, stating: Fernandez discloses a portable target stand comprising a first support piece 200a and a second support piece 200b with each support piece having engagement features 230, 305, 225; transverse pieces 300, 351, 352 with at least one target support section 305, 355 and engagement features 360, 365, 381, 382 which engage with the support piece engagement features. Final Act. 2 (emphasis added). Thus, in the Final Office Action, the Examiner went to the trouble of finding structure in Fernandez that is dedicated to holding target supports and is structurally distinct from the remainder of the transverse pieces.5 The Examiner’s statement is factually correct, the cited transverse pieces from Fernandez, taken together, have at least one (two) orifices 305 and 355, which the Examiner equates to target support sections. However, as Appellant pointed out in the Appeal Brief, this disclosure in Fernandez fails to meet the claim language because claim 1 requires each of the three transverse pieces to have a target support section, 5 As the Majority points out, further down in the rejection of claim 1, the Examiner states, “[e]ach of the transverse features helps support the target and thus comprises a target support section.” Final Act. 2. Appeal 2020-001858 Application 15/991,239 13 and orifices 305 and 355 appear on only two of the transverse pieces in Fernandez.6 In the Answer, the Examiner clarifies the rejection of claim 1 and no longer refers to orifices 305 and 355 as meeting the requirement for target support sections. See Ans. 3–5. Instead, the Examiner relies exclusively on the conclusion that “each of the transverse pieces 300, 351, and 352 helps support the target and thus comprises a ‘target support section.’” Id. at 3–4. As Appellant correctly points out, this is not what claim 1 recites. See Appeal Br. 9; Reply Br. 3–7. Rather, as discussed above, under the broadest reasonable interpretation of claim 1 in light of the Specification, the recited target support sections are structures discrete from the transverse pieces as a whole. The Examiner’s unreasonably broad interpretation of the term “target support section” in claim 1 led to the unsupported finding that each of the three transverse pieces disclosed by Fernandez has at least one target support section because it “helps support” a target. For the forgoing reasons, I am persuaded the Examiner erred in rejecting claim 1, and I would reverse the rejection of claim 1 and claims 2 and 4 depending therefrom. 6 Appellant does not contest the Examiner’s finding on page 2 of the Final Office Action that orifices 305 and 355 in Fernandez are target support sections. See Appeal Br. 6–8. Copy with citationCopy as parenthetical citation