Complainant,v.Robert McDonald, Secretary, Department of Veterans Affairs, Agency.Download PDFEqual Employment Opportunity CommissionMay 28, 201501-2013-1679-0500 (E.E.O.C. May. 28, 2015) Copy Citation U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Operations P.O. Box 77960 Washington, DC 20013 , Complainant, v. Robert McDonald, Secretary, Department of Veterans Affairs, Agency. Appeal No. 0120131679 Agency No. 200I-0317-2012100701 DECISION On March 21, 2013, Complainant filed an appeal from the Agency’s February 28, 2013, final decision concerning her equal employment opportunity (EEO) complaint alleging employment discrimination in violation of Title VII of the Civil Rights Act of 1964 (Title VII), as amended, 42 U.S.C. § 2000e et seq. For the following reasons, the Commission AFFIRMS the Agency’s final decision. BACKGROUND At the time of events giving rise to this complaint, Complainant worked as a Rating Veterans Service Representative (RVSR), GS-12, at the Agency’s Regional Office in St. Petersburg, Florida. On February 23, 2012, Complainant filed an EEO complaint, which was subsequently amended. Complainant claimed the Agency discriminated against her when: A. Complainant was discriminated against on the bases of race (African-American) and in reprisal for protected EEO activity when on November 10, 2011, Person A instructed her to take annual leave for the time she was late arriving to her office. B. Complainant was subjected to hostile environment harassment based on race (African American), sex (female)1 1. In June 2011, an Assistant Service Center Manager (Person B) inquired about the status of Complainant’s EEO complaint. , and in reprisal for protected EEO activity when from June 2011 through May 2, 2012, the following occurred: 1 Complainant alleged the basis of sex only with regard to incident 20. 0120131679 2 2. In July 2011, Complainant was given the “alternate reasonable accommodation” of battery-operated fishing socks, which mocked her condition because peripheral neuropathy with poor circulation already compromised the movement of her feet and adding the extra weight of the required “huge D-sized batteries” would not help. 3. In September 2011, after Complainant informed the Chief of Human Resources (HR)/HR Manager, that the space heater she was issued was “emitting horrible fumes,” the HR Manager replied that the heater was “safe” and Complainant had “nothing to worry about.” 4. In September 2011, management removed Complainant’s space heater “without her permission” because, according to the HR Manager she was concerned about Complainant’s health. 5. On October 13, 2011, Complainant was issued a letter of proposed removal and placed on administrative leave for alleged “false reporting,” and she was not given the opportunity to have union representation present. 6. On October 14, 2011, after Complainant told her previous supervisor (Person C) that she received a proposed removal, he looked “shocked,” told her the proposed action could be changed, and when she asked him why he did not come to her directly to address the issues, he replied, “I am so sorry.” 7. On October 14, 2011, the EEO Manager told Complainant that the Director did not want to fire her but that she did want her to admit her error in duplicating numbers in the data base. 8. On November 3, 2011, HR Specialist 1 told Complainant that if she could not meet at the time HR scheduled, she would have to take annual leave even though she had been placed on administrative leave. 9. In a memorandum dated November 9, 2011, the HR Manager falsely stated that Complainant tried to complicate matters on November 7, 2011, by informing HR that Person D was her designated representative. 10. In another memorandum dated November 9, 2011, HR added a new charge of “deliberately failing to follow supervisory instruction,” which had not been identified as an issue in the proposed removal letter dated October 14, 2011. 11. On November 10, 2011, when Complainant and Person D arrived at the Assistant Service Center Manager's (Person A) office to review evidence, Person A informed Complainant that because she was not on time to the meeting, she needed to make arrangements to take annual leave for the amount of time she was late. 12. On November 10, 2011, Person A only allowed Complainant to print evidence and issues pertaining to her proposed removal letter and along with several other management officials, “humiliated and embarrassed” Complainant during the process by watching over her in “close proximity.” 13. On November 10, 2011, when Complainant went to her car to retrieve an evidence folder she was told by security that Person A had them on the lookout for her as if she was a criminal. 0120131679 3 14. On November 30, 2011, Complainant was removed from a new team roster and the Agency directory prior to her meeting with the Director and HR which was scheduled for December 1, 2011. 15. During the meeting on December 1, 2011, the Director told Complainant her name was on another roster; however, she was not able to produce the roster on which Complainant was listed. 16. During the meeting on December 1, 2011, the Director stated that she personally felt Complainant’s actions were malicious and, despite what the evidence showed, felt she “intended to harm the veteran.” 17. During the meeting on December 1, 2011, the Director refused to provide Complainant’s attorney a spread sheet of other employees whose work had been reviewed 100% and were not on a Performance Improvement Plan (PIP), stating that “would be a violation of privacy.” 18. On December 1, 2011, although Complainant’s attorney was told by HR staff to use Complainant’s badge to secure an area on the third floor, when Complainant arrived and attempted to swipe her badge it had already been deactivated. 19. On February 7, 2012, Complainant received her removal letter in which she was instructed to make an appointment with Person C to pack up her personal belongings, a requirement she felt was another strategy by management to humiliate, embarrass, and ridicule her image because, with her desk being located in the middle of the Service Center, it would allow the other employees to see her walking out the door. 20. On February 9, 2012, in response to Complainant’s question as to why she had to make an appointment to retrieve any personal belongings while “all other” employees’ personal belongings simply get mailed, HR Specialist 2 explained that “they had been getting an error when they previously tried to send some things” to her; however, he had no response when Complainant pointed out that other documents (including the removal letter) had actually been sent to the same address (sex was added to this event only). 21. On February 9, 2012, HR Specialist 2 asked Complainant “off the record” if she would rather resign in lieu of termination, adding that it would help her “get (her) benefits easier.” 22. On February 17, 2012, after Complainant’s husband retrieved her belongings from HR Specialist 2, she noticed there were many things in the box that did not belong to her, such as “filthy, dirty socks, maxi-pads, a government clock, dirty McDonald’s restaurant receipts, athlete’s feet fungus foot spray, and Personal Identifiable Information (PII) pertaining to a veteran.” 23. On April 25, 2012, and May 1, 2012, Complainant learned that management had inordinately delayed the processing and submission of her disability retirement forms to the Office of Personnel Management (OPM). 24. On May 2, 2012, Complainant learned that management had accessed her medical records/documentation without her authorization. 25. On June 23, 2011, during an electronic mail discussion with an attorney with the attorney from the Office of General Counsel in which Complainant asked about 0120131679 4 the status of her space heater, the attorney replied that the space heater was never discussed and added that Complainant had not personally given medical documentation (which the attorney had since 2010) to HR. The Agency issued a Notice of Partial Acceptance in which it accepted claims (A) and (B)(1) – (24). The Agency dismissed claim (B)(25) for failure to state a claim and determined it was a collateral attack on the Agency's defense. The Agency noted that the attorney was responding to Complainant’s electronic mail message/request while serving in her capacity as an Agency representative. The Agency dismissed that event pursuant to 29 CFR §1614.107(a)(1) for failure to state a claim. At the conclusion of the investigation, the Agency provided Complainant with a copy of the report of investigation and notice of her right to request a hearing before an Equal Employment Opportunity Commission Administrative Judge (AJ). In accordance with Complainant’s request, the Agency issued a final decision pursuant to 29 C.F.R. § 1614.110(b). The decision concluded that Complainant failed to prove that the Agency subjected her to discrimination as alleged. On appeal, Complainant claims the Agency made several errors.2 With regard to claim (A), Complainant claims the Agency incorrectly stated that Person A was unaware of Complainant’s prior EEO activity. Complainant also claims that Person D submitted a statement saying Complainant was on time for the meeting and management was late. Complainant claims Person D confirmed that management had Complainant’s badge deactivated in an effort to make sure Complainant could not get into the room as scheduled. Complainant notes the Agency had rescheduled her appointment date to review documents several times. Complainant states that once the Agency finally scheduled the appointment to review documents, it conflicted with her attorney’s schedule. Complainant states she asked to have the time adjusted by a couple of hours. Complainant states she never told the Agency that she could not come into the office because she had other appointments. With regard to claim (B)(1), Complainant claims the Agency never addressed the basis of reprisal. Complainant notes that the Agency decision stated Person B was not aware of her protected EEO activity. With regard to claims (B)(2) – (4), Complainant states the Agency failed to address that she had a finding of disability discrimination for denial of reasonable accommodation. Complainant states the removal of her space heater without her knowledge or permission and allowing her to sit for a “long period of time” without her reasonable accommodation or an alternative accommodation was acting in bad faith and violated the Rehabilitation Act. 2 While Complainant states the AJ made several errors, we note this case did not proceed to a hearing before an AJ. Thus, we re-characterize Complainant’s claims of AJ error as claims the Agency committed the alleged errors. 0120131679 5 With regard to claims (B)(5) – (7), Complainant alleges that the Agency never acknowledged that Coworker 1, Coworker 2, and Coworker 3 were named as comparatives who were treated differently. Complainant cites the Merit Systems Protection Board (MSPB) decision dated March 15, 2013, where the MSPB found the Agency failed to prove its charge of falsification and reversed the Agency’s removal of Complainant. With regard to claims (B)(14) – (17), Complainant claims the evidence showed that her name was removed prematurely from the Agency’s directory and her team roster. Complainant also alleges that the Agency failed to produce documents showing all the employees who were under 100% review. Complainant notes that the supervisor of the VBIT 1C (Person E) Team stated Complainant was never assigned to his team. Complainant cites a memorandum from Person F stating Complainant was assigned to the VBIT 1C Team on November 23, 2011. Complainant argues the Agency was being dishonest by falsifying a document stating she had been transferred to another team when they had already decided to terminate her. With regard to claims (B)(19) – (22), Complainant disputes that HR Specialist 2’s behavior of boxing up and sending Complainant her alleged belongings was ordinary office conduct. Complainant notes the box included tampons, maxi-pads, dirty restaurant receipts, balled-up scratch paper, dirty sneakers, athlete’s foot powder, dirty socks, and discharge documents belonging to another veteran. Complainant states she had already told HR Specialist 2 that she had removed all of her personal items from the building as instructed following her proposed termination letter on October 14, 2011. With regard to claims (B)(23) – (24), Complainant states the Agency failed to consider that she had been terminated from the Agency for more than two months prior to these incidents. Complainant states she submitted her application for Disability Retirement benefits directly to the Workload Management Center for OPM. Complainant denies having interaction with the St. Petersburg Regional Office. Complainant states as she was no longer a part of the Agency, the Agency had no reason to pull her medical documentation without her consent. Complainant states that she contacted OPM and she says that they told her that her file should be routed to the workforce office in Topeka, Kansas who handled disability retirement. ANALYSIS AND FINDINGS As this is an appeal from a decision issued without a hearing, pursuant to 29 C.F.R. § 1614.110(b), the Agency's decision is subject to de novo review by the Commission. 29 C.F.R. § 1614.405(a). See Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 , at Chapter 9, § VI.A. (November 9, 1999) (explaining that the de novo standard of review “requires that the Commission examine the record without regard to the factual and legal determinations of the previous decision maker,” and that EEOC “review the documents, statements, and testimony of record, including any timely and relevant submissions of the parties, and . . . issue its decision based on the Commission’s own assessment of the record and its interpretation of the law”). 0120131679 6 At the outset, we note that Complainant does not challenge the Agency's dismissal of claim (B)(25). The Commission has the discretion to review only those issues specifically raised in an appeal. Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614, 9-10 (November 9, 1999). Accordingly, we will not address the dismissal of claim (B)(25). Moreover, we note Complainant does not challenge the Agency’s definition of the issues in her complaint. With regard to claim (A), Complainant claims that on November 10, 2011, Person A informed her that she had to take annual leave for the time she was late arriving to her office. In its final decision, the Agency determined that Person A was not aware of Complainant’s protected EEO activity. The Agency concluded that Complainant failed to establish a prima facie case of reprisal. On appeal, Complainant claims the Agency incorrectly stated that Person A was unaware of Complainant’s prior EEO activity. We note the record reveals that Person A stated she was aware of Complainant’s EEO activity; however, she stated that she did not recall when she learned of Complainant’s EEO activity. For purposes of this decision, we assume Complainant established a prima facie case of reprisal. The Agency stated that Complainant arrived late for the meeting on November 10, 2011, and that Person A informed Complainant to request annual leave for the amount of time she was late to the meeting. The Agency explained that Complainant was on paid administrative leave and that when she reported to the meeting late, she was tardy and thus she had to request leave to cover the absence. A review of Person D’s statement reveals that Complainant’s characterization of the statement differed from what the statement actually said. Specifically, Person D confirmed that management had Complainant’s badge deactivated and that she instructed Complainant to meet her in the union office so she could escort Complainant to the meeting on the third floor. Person D explained that upon Complainant’s arrival to the union office, Complainant had several questions regarding the proposed removal action and “[t]his consequently delayed the start time by approximately 10-15 minutes.” Thus, we find the record supported the Agency’s contention that Complainant arrived late for the meeting on November 10, 2011. As Complainant was on paid administrative leave, Person A requested she take paid leave for the time she was late. In her affidavit, Complainant states she never put in for leave related to this incident. With regard to claim (B)(1), Complainant stated that shortly after a settlement hearing in June 2011, Person B inquired about the status of her EEO complaint. In his affidavit, Person B stated he did not inquire about the status of Complainant’s EEO complaint. We find Complainant failed to show by a preponderance of evidence that this incident occurred. We note that claims (B)(2) – (4) relate to Complainant’s previously requested reasonable accommodation of a space heater. With regard to claim (B)(2), Complainant claimed that in 0120131679 7 July 2011, she was given the “alternate reasonable accommodation” of battery-operated fishing socks which she claimed mocked her condition of peripheral neuropathy with poor circulation. Complainant stated the socks were heavy and that she could not wear them with shoes and they altered her balance while walking around the building. The HR Manager explained that while the Safety Department researched heaters, the Agency provided Complainant the battery operated socks which provided heat for the lower extremities as a “temporary option.” The HR Manager stated that when Complainant told her that the battery operated socks were not approved by Complainant’s doctor, they went “back to the drawing board” to look for other options. We find no indication the Agency offered the battery operated socks in bad faith or in an attempt to mock Complainant’s condition. We note that claims (B)(3) and (B)(4) both relate to Complainant’s receipt of a space heater as a reasonable accommodation. With regard to (B)(3), Complainant stated that in September 2011, after she informed the HR Manager that the space heater she was issued was “emitting horrible fumes,” The HR Manager replied that the heater was “safe” and Complainant had “nothing to worry about.” With regard to claim (B)(4), Complainant stated that late in September 2011, management removed her space heater without her permission because the HR Manager stated she was concerned about Complainant’s health. Complainant stated that Coworker 4 told her that she had passed out because of the fumes from the space heater and that as a result, the heater was removed. Complainant stated that Coworker 4 informed her that the Regional Office had not followed the proper precautions of properly ventilating the heaters in an open area for 24-48 hours before they were placed inside the office. The record reveals Complainant was provided a space heater on August 31, 2011. The HR Manager stated that on September 8, 2011, Complainant sent an electronic mail message to HR stating that her heater was “emitting horrible fumes.” The HR Manager noted that HR alerted the Support Services Division (SSD) who purchased the heater. The HR Manager explained that Person G of SSD and HR Specialist 3 went to check on the heater. The HR Manager noted that Complainant was not in the office on this day because she worked from home and reported to the office once per week. The HR Manager stated that when they checked the heater, they did not smell anything. The HR Manager noted they were later informed by Safety that the type of heater that was provided to Complainant had a completely sealed inner- system, therefore, no oil could be leaking out and that the fumes referenced must be the smell of “heat” itself. The HR Manager stated she told Complainant this information but stated if it was bothering her, they could remove it and look for other options. The HR Manager stated that Complainant questioned the safety of the heater again and the HR Manager told her that the heaters were not HR Manager’s area of expertise. The HR Manager explained that she told Complainant that the safety of Complainant and others around Complainant was her first concern. As a result, the HR Manager stated she recommended that they pull Complainant’s heater and ask Safety to examine it over a period of a few days. Complainant acknowledged her heater was returned and “that was the end of the heater situation.” The issue of disability discrimination regarding the space heater is not at issue in this complaint but is at issue in another complaint filed by Complainant. 0120131679 8 We note that claims (B)(5)-(10) relate to issues occurring while Complainant’s proposed removal was pending. The record reveals Complainant was ultimately issued a Notice of Removal on February 7, 2012, with an effective date of February 15, 2012. Complainant appealed the removal to the MSPB which reversed the Agency’s decision removing Complainant and ordered the Agency to restore Complainant effective February 15, 2012. We note the Agency’s decision to issue the Notice of Proposed Removal and the subsequent Notice of Removal are not at issue in this case. With regard to claim (B)(5), Complainant stated that on October 13, 2011, she was issued a letter of proposed removal and placed on administrative leave for alleged “false reporting,” and was not given the opportunity to have union representation present. Person F noted that she met with Complainant at 3:45 p.m. on the day at issue and stated she does not know if Complainant attempted to contact or obtain a union representative. Person F stated that an employee is not entitled, as a matter of right, to union representation for notification of a proposed action. With regard to claim (B)(6), Complainant asserted that on October 14, 2011, she had a conversation with Person C regarding the proposed removal and he looked “shocked,” and told her the proposed removal could be changed. Complainant stated that when she asked him why he did not come to her to address the issues, he replied that he was sorry. Person C noted that on October 14, 2011, Complainant approached his desk to drop-off some rating documents. Person C stated that he asked Complainant what happened, and she told him that Person F was proposing to fire her. Person C stated that he responded saying, “That’s pretty serious.” Person C denied expressing “shock” by the news of his information. Person C noted that he received an electronic mail message from Complainant on October 13, 2011, in which she informed him that she received a proposal for the removal. Thus, Person C knew the general situation prior to October 14, 2011. Person C stated that Complainant then asked him why he had not discussed the matter with her. Person C stated he reminded Complainant that several months earlier he confronted her about the duplicate work credits he found in the ASPEN log and that she told him she had been suspended previously for making duplicate entries. Person C stated he never told Complainant that the pending action could be changed. With regard to claim (B)(7), Complainant claimed that on October 14, 2011, the EEO Manager told Complainant that the Director did not want to fire her but did want her to admit her duplicating numbers in the data base. The EEO Manager denied making the statement alleged to Complainant. The EEO Manager stated that she did not have any knowledge of the proposed removal until Complainant mentioned it to her. The EEO Manager stated that during her meeting with Complainant she suggested that when Complainant meets with the Director she tell the Director she was sorry “if she mistakenly entered cases more than once in the database” and state that it would never happen again. The EEO Manager stated she also suggested that Complainant “show remorse” and “take ownership” for anything she may have done that was inappropriate. Although Complainant cites the MSPB decision dated March 15, 2013, where the MSPB found the Agency failed to prove its charge of falsification and 0120131679 9 reversed the Agency’s removal of Complainant, we reiterate that the actual removal issue is not before the Commission. With regard to claim (B)(8), Complainant stated that after she receiving the proposed removal, she and her union representative were working with HR Specialist 1 to set up a time for Complainant to review the evidence upon which her proposed termination was based. Complainant contended that she was trying to schedule a meeting with her attorney during the same time period and HR Specialist 1 changed the date of the appointment several times. Complainant stated that on November 3, 2011, HR Specialist 1 told her that if she could not meet at the scheduled time she would have to take annual leave even though she had been placed on administrative leave. Complainant noted that she never requested annual leave. She stated that she cancelled her appointment with her attorney and went into the office on the day at issue. HR Specialist 1 explained that Complainant was on paid administrative leave and she was required to report to work any time during the normal business hours if requested by management. HR Specialist 1 noted that if Complainant could not report as requested by management, she was expected to request leave for any period of time she would be unavailable, just as one would normally do if they were in a paid duty status and could not report to work. HR Specialist stated that on November 3, 2011, she was scheduling a time for Complainant to report to the Regional Office, but Complainant informed her that she could not make it at the appointed time because she had a prior appointment. HR Specialist 1 stated that she informed Complainant that if she could not report to work because of a personal or medical appointment, then she would be required to request annual leave for her appointment. With regard to claim (B)(9), Complainant stated that the HR Manager falsely stated she was trying to complicate matters in a memorandum dated November 9, 2011. The record contains a November 9, 2011 memorandum from Human Resources to the American Federation of Government Employees (AFGE), in which the HR Manager informed the AFGE that in a November 4, 2011 memorandum Person H indicated that she was the designated representative for Complainant. The HR Manager noted that at the time, a signed designation of representation form was requested; however, no designation form was received. The HR Manager stated that “To complicate matters, on November 7, 2011, [Complainant] informed HR that [Person D] is her designated representative.” The memorandum noted that on November 8, 2011, Person H requested additional information related to Complainant’s case. The memorandum noted that management is still unclear who Complainant has identified as her designated representative. The memorandum noted this information was needed in order to determine who is authorized to receive case related information. In her affidavit, the HR Manager confirmed that the memorandum informed AFGE that Complainant appeared to have two representatives. The HR Manager stated that bargaining unit employees are entitled to one representative, not two. The HR Manager explained that management was unclear who Complainant had identified as her designated representative. The HR Manager stated the information was necessary in order to determine who was 0120131679 10 authorized to receive case related information. The HR Manager noted that the sentence “To complicate matters” did not state or imply that Complainant was complicating matters, but rather that having two representatives was complicating the situation. With regard to claim (B)(10), Complainant stated that in a November 9, 2011 memorandum, management added a new charge of “deliberately failing to follow supervisory instruction” to her proposed removal. Complainant claimed that management removed the additional charge from the proposed removal when her attorney addressed the matter. The HR Manager stated that there was another memorandum issued but it did not include a charge of “deliberately failing to follow supervisor instruction.” The HR Manager stated that Complainant took the statement in the memorandum out of context. The HR Manager explained that HR was responding to AFGE regarding a union request for information. The HR Manager noted that section 2b was a request from AFGE for the Agency to cite the specific charges in the Table of Penalties relied upon in management’s proposal to remove Complainant. The HR Manager noted the Agency’s response explained the Table of Penalties and was not a list of all possible types of misconduct and punishments. The HR Manager stated that the Agency cited two entries from the Table of Penalties that were analogous in terms of severity to the Complainant’s proposed removal: #25 Falsifying official government records or documents and #17 Deliberate refusal to carry out any proper order. We note that claim (B)(11) is the same as claim (A) discussed above. With regard to claim (B)(12), Complainant claimed that she was harassed on November 10, 2011, when she was in the process of reviewing the evidence in Person A’s office. Complainant stated that several managers, IT specialists, and security personnel were present during the meeting. Complainant stated that she was treated “like a criminal.” Complainant claimed she was embarrassed and humiliated that she was not allowed to get evidence to support her case. In response, the HR Manager stated there were only a few people (HR Staff, Person A, Complainant and her representative) present when she examined the evidence. The HR Manager stated that it was conducted in a private area, so humiliation and embarrassment were unlikely. The HR Manager noted that as a matter of practice, confidential documents containing PII are protected from disclosure. Thus, the HR Manager stated the Agency would not permit an employee on authorized absence to be alone with veteran records, and the Agency would watch closely to ensure that no information was taken from the room or recorded inappropriately. The HR Manager stated that although the Agency does not believe Complainant would engage in identity theft, the Agency has an affirmative obligation to protect veteran information. The HR Manager explained that the information to which Complainant had access could have resulted in a breach of veteran information if she were permitted to take information from the room. Thus, the HR Manager stated that they routinely “watch over” employees examining documents to ensure that none of the information is compromised. 0120131679 11 Additionally, Person A noted that Complainant was allowed to print every document that she identified as necessary for her defense. Person A stated Complainant was given access to all the programs she requested. Person A noted Complainant reviewed records in Outlook, ASPEN, CAPRI, and hard copy files. Person A stated Complainant did not request access to any other programs or documents. Person A acknowledged that there were some documents Complainant attempted to locate but did not find. Person A noted that Complainant stated she had hard copies of electronic mail messages from RVSRs that she needed in her possession and these hard copies would suffice. Person A noted that Complainant attempted to find electronic mail stating that work at home RVSRs were to print ratings only the day before coming into the office. Person A attempted to locate this as well but she was unsuccessful. However, Person A conceded that this was Veterans Service Center (VSC) policy and noted that Complainant’s AFGE representative was present when Person A conceded this. Moreover, Person A noted that Complainant had difficulty accessing ASPEN. Person A stated she logged in under her own password and allowed Complainant to access her own records. Person A explained that whenever difficulties with access arose, she, along with the NSC representative and the ISO attempted to assist Complainant. With regard to claim (B)(13), Complainant stated that on November 10, 2011, when she went to her car to retrieve an evidence folder she was told by security that Person A had them on the lookout for her as if she was a criminal. The HR Manager confirmed that it was the Agency’s practice to notify the VA Police at the front entrance of the building anytime someone has been placed on authorized absence or has been issued a letter restricting access to the building. The HR Manager explained that the notice given to the VA Police does not specify the reason the employee is out and does not provide derogatory information, but that it provides security information relevant to the security status of the employee. Complainant stated that claims (B)(14) and (B)(15) go together. Complainant stated that she received her proposed termination letter and was scheduled for a hearing on December 1, 2011. Complainant stated that prior to the hearing she was allowed to gather all her evidence and write her statement and a rebuttal of her proposed termination. Complainant stated that prior to the December 1, 2011 hearing her representative mentioned to the Director that it looked like discrimination that Complainant’s name would be removed from the Agency directory prior to her due process hearing. Complainant stated her representative asked if the Director could present a copy of the roster because the Director said Complainant was not removed but was transferred to another team. Complainant stated that the Director could not produce the roster. Complainant stated her representative also questioned why neither he nor Complainant were informed if Complainant was transferred to another team. Complainant stated that then a new backdated roster appeared which transferred her to V-BIT 1 team, effective November 14, 2011. Complainant noted that Person E was the supervisor of that team and he was not aware of the transfer. The Director stated she could not produce the roster that contained Complainant’s name during the meeting because she did not have it with her. The Director stated that after the meeting she confirmed with the division chief that there was a roster with Complainant’s name on it. 0120131679 12 Person F stated that Complainant was not removed from the VSC roster prior to her oral reply meeting with the Director. Person F stated Complainant was not removed from the roster until the Director made the decision to remove her from federal service. Person F explained that on November 17, 2011, an internal memorandum was drafted to move Complainant from Decision 4 to VBIT 1C effective November 23, 2011. Person F noted Complainant remained on that team until the removal decision was effected on February 15, 2012. Person F noted that employee movement within the VSC was very common. Person F stated employees are often moved between teams to meet changing workloads, so this move in no way related to her pending disciplinary action. The file contains a spreadsheet showing that effective November 23, 2011, Complainant was assigned to VBIT 1C to coach Person E. Person E stated that Complainant was never assigned to his team; however, he stated they were both assigned to the same Stream. Person E stated he was never Complainant’s direct supervisor. He noted at the time Complainant was assigned to a Decision team, he was the Assistant Coach of a Pre Team. With regard to claim (B)(16), Complainant stated that during the meeting on December 1, 2011, the Director stated she personally felt Complainant’s actions were malicious and despite what the evidence showed, she felt Complainant “intended to harm the veteran.” The Director explained that during the meeting, based on the evidence reviewed, it appeared that the actions Complainant took did harm veterans in that she reported and took credit for working claims for veterans that she did not help through completion of their claim. The Director explained that she did not say that Complainant intended to harm veterans since she had no insight into Complainant’s intentions. With regard to claim (B)(17), Complainant stated that during the meeting on December 1, 2011, the Director refused to provide Complainant’s attorney a spread sheet of other employees whose work had been reviewed 100% and were not on a PIP, stating that “would be a violation of privacy.” Complainant claimed her work was subjected to a 100% review prior to the first incident charged in the proposed removal letter. HR Specialist 2, stated that he was the note taker at the December 1, 2011 meetings. HR Specialist 2 stated that he attended this meeting and was note taker for Complainant’s oral reply at the meeting; however, he did not recall this specific request. HR Specialist 2 noted that a review of the Summary of Oral Response did not indicate this specific request was made or refused. Nevertheless, HR Specialist 2 stated there is no discovery process in disciplinary actions. HR Specialist 2 noted the Agency is required to provide a copy of the evidence relied upon when requested by the employee. HR Specialist 2 stated the Agency complied with Complainant’s request for evidence. HR Specialist 2 stated when Complainant requested access to other records she felt necessary to formulate her defense, the Agency granted access. On appeal, Complainant asserts that the Agency failed to produce documents showing all employees who were under a 100% review. Complainant stated that the Agency only 0120131679 13 produced documents showing the employees that were on a PIP and under 100% review. Complainant states she was not on a PIP when the Agency placed her under 100% review. We note that the record indicates that at the VSC there were two situations where employees are placed on 100% review of their work products: (1) employee is on a PIP; and (2) employee has completed formal Challenge training for a Claims Assistant, VSR, or RVSR position but is not yet proficient enough in their job to perform their job independently. Complainant concedes the Agency produced the information showing the employees that were on a PIP and under 100% review. The record reveals that the Agency also produced a list of employees who were in training and were under 100% review. With regard to claim (B)(18), Complainant stated that on December 1, 2011, although her attorney was told by HR staff to use Complainant’s badge to access a secure area on the third floor, when Complainant arrived and attempted to swipe her badge, it had already been deactivated. The HR Manager stated that as a matter of practice for employee access to the building is shut off when an employee is placed on authorized absence pending proposed disciplinary action. The HR Manager noted that access is shut off by deactivating the employee’s badge. The HR Manager stated it was unlikely that her staff would have told Complainant’s attorney to use the badge to gain access to the secure third floor, especially when they routinely go down and escort the employees to the third floor. The HR Manager stated she questioned all her staff regarding this claim and no one had a recollection of these events. The HR Manager stated that the office uses the same practice with all employees on authorized absence. We find claims (B)(19), (B)(20) and (B)(22) are related in that they had to do with Complainant retrieving her personal items from the Agency following her removal. With regard to claim (B)(19), Complainant stated that on February 7, 2012, she received her removal letter, in which she was instructed to make an appointment with Person C to pack up her personal belongings, a requirement she felt was another strategy by management to humiliate, embarrass, and ridicule her image because, with her desk being located in the middle of the Service Center, it would allow other employees to see her walking out the door. With regard to claim (B)(20), Complainant also stated that on February 9, 2012, in response to Complainant’s question as to why she had to retrieve her personal belongings while “all other” employees’ personal belongings simply get mailed, an HR Specialist 2 explained that “they had been getting an error when they previously tried to send some things” to her; however, he had no response when Complainant pointed out that other documents (including the removal letter) had actually been sent to the same address. With regard to claim (B)(22), Complainant stated that on February 17, 2012, after Complainant’s husband retrieved the belongings from HR Specialist 2, she noticed there were many things in the box that did not belong to her. HR Specialist 2 stated there was no intent to harass or humiliate Complainant, but that the instruction in the removal letter is standard language used to ensure that employees are aware of how to retrieve their personal belongings. Furthermore, HR Specialist 2 stated the 0120131679 14 paragraph does not otherwise limit what arrangements can be made with the supervisor, only that the employee is to contact the supervisor to make arrangements. Complainant’s husband retrieved her personal belongings from HR Specialist 2 on February 17, 2012. According to Complainant, there were many things contained in her box of belongings that did not belong to her such as “filthy dirty socks, maxi-pads, a government clock, dirty McDonald restaurant receipts, athlete’s foot fungus spray, and PII pertaining to a veteran.” HR Specialist 2 stated that he gave the box to Complainant’s husband. HR Specialist 2 stated the exact contents of the box were not known to him beyond what was readily visible. He stated the box of material had been provided by Complainant’s supervisor and was represented as the personal contents of Complainant’s work area. HR Specialist 2 stated Complainant returned the items she identified as not belonging to her. With regard to claim (B)(21), Complainant stated that on February 9, 2012, HR Specialist 2 asked Complainant “off the record” if she would rather resign in lieu of termination, adding that it would help her “get (her) benefits easier.” HR Specialist 2 stated that he does recall asking Complainant if she would prefer to resign without the removal appearing on her record as a possible resolution of the then-pending removal. HR Specialist 2 did not recall telling Complainant that it would make getting her benefits easier or what benefits might have been referred to at that time. With regard to claim (B)(23), Complainant claimed that on April 25, 2012, and May 1, 2012, Complainant learned that management had inordinately delayed the processing and submission of her disability retirement forms to OPM. Complainant stated she was told by OPM that she had to wait 31 days after being separated from the VA Regional Office St. Petersburg, Florida before she could apply for disability retirement through OPM without going through the VA Regional Office. Complainant stated she sent her disability retirement paperwork to OPM Topeka, Kansas on the 31st day. Complainant also stated that OPM told her that the VA Regional Office was delaying sending back two forms they needed to process her disability retirement request. Complainant stated that OPM told her that HR Specialist 4 was working on her retirement paperwork and that HR Specialist 4 stated she could not send the forms because the VA Regional Office was trying to mediate a settlement that would incorporate Complainant being removed for disability retirement. The HR Manager stated that OPM is not located in Topeka, Kansas. Rather, The HR Manager stated that OPM retirements are processed in Boyers, Pennsylvania. The HR Manager noted that Topeka handled all VBA retirements at the time Complainant submitted her disability retirement paperwork. The HR Manager noted the 31-day rule states that after an employee has been separated for 31 days, it is the employee’s responsibility to submit the retirement package directly to OPM within one-year of separation. The HR Manager stated that Complainant submitted her retirement package through VBA Topeka instead of OPM. The HR Manager noted that Topeka assisted Complainant as a courtesy, but they had no obligation to process her application for retirement. Further, the HR Manager noted there is a portion of the application that must be completed by the local HR office. The HR Manager does not 0120131679 15 dispute that Topeka was working with HR Specialist 4. The HR Manager noted that HR Specialist 4 works on all the retirements from their office. The HR Manager acknowledged that the Agency was in settlement talks with Complainant. The HR Manager stated the Agency offered Complainant a settlement agreement that would change Complainant’s removal action from misconduct and that would have benefited Complainant in her disability retirement request. The HR Manager stated that it also would have changed the information the Agency submitted on the certification portion of the retirement application, so they held off on sending the information until they knew Complainant did not accept the settlement offer. Upon review, we find no indication the Agency’s handling of Complainant’s retirement application to be a pretext for discrimination. Upon review, we find Complainant failed to prove by a preponderance of evidence that the Agency subjected her to a hostile work environment as alleged. We find the Agency provided legitimate, nondiscriminatory reasons for a number of the incidents alleged. Complainant failed to show that the articulated reasons were a pretext for discrimination or retaliation. Even if claims B(14), B(15), and B(22), occurred as alleged, we find that they do not rise to the level of a hostile work environment even if discriminatory. Finally, we note in claim (B)(24) Complainant claimed that the Agency accessed her medical records/documentation without her authorization. The Agency concluded that the act of accessing Complainant’s medical records in order to process her disability retirement application was a medical inquiry within the meaning of the Americans with Disabilities Act and the Rehabilitation Act. EEOC regulations provide for the confidentiality of medical records, and make it clear that information obtained regarding the medical condition or history of any employee shall be treated as a confidential medical record, except that supervisors and managers may be informed regarding necessary restriction on the work or duties of the employee and necessary accommodation. 29 C.F.R. § 1630.14(c); see Valle v. U.S. Postal Service, EEOC Request No. 05960585 (September 5, 1997), Short v. Dep’t of the Air Force, EEOC Appeal No. 01980456 (October 7, 1999). By its terms, this requirement applies to confidential medical information obtained concerning “any employee,” and is not limited to an individual with disabilities. See Hampton v. U.S. Postal Service , EEOC Appeal No. 01A00132 (April 13, 2000). Employers have the burden of showing that disability-related inquiries and requests for examinations are job-related and consistent with business necessity. EEOC Notice No. 915.002, Enforcement Guidance on Disability-Related Inquiries and Medical Examinations of Employees Under the Americans with Disabilities Act (July 27, 2000). Upon review, we find the Agency demonstrated its access to Complainant’s medical documentation regarding her disability was job-related and consistent with business necessity. The HR Manager stated that her office requested a copy of Complainant’s medical documentation because HR is required to certify to OPM whether reasonable accommodation was granted related to the medical condition at issue in Complainant’s disability retirement 0120131679 16 application. In the present case, we find Complainant failed to show that the Agency’s action to access her medical documentation violated the Rehabilitation Act. CONCLUSION Accordingly, the Agency’s final decision finding no discrimination is AFFIRMED. STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M0610) The Commission may, in its discretion, reconsider the decision in this case if the Complainant or the Agency submits a written request containing arguments or evidence which tend to establish that: 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the Agency. Requests to reconsider, with supporting statement or brief, must be filed with the Office of Federal Operations (OFO) within thirty (30) calendar days of receipt of this decision or within twenty (20) calendar days of receipt of another party’s timely request for reconsideration. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at 9-18 (November 9, 1999). All requests and arguments must be submitted to the Director, Office of Federal Operations, Equal Employment Opportunity Commission, P.O. Box 77960, Washington, DC 20013. In the absence of a legible postmark, the request to reconsider shall be deemed timely filed if it is received by mail within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604. The request or opposition must also include proof of service on the other party. Failure to file within the time period will result in dismissal of your request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted with your request for reconsideration. The Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(c). COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (S0610) You have the right to file a civil action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by his or her full name and official title. Failure to do so may result in the dismissal of your case in court. “Agency” or “department” means the national organization, and not the local office, facility or department in which you 0120131679 17 work. If you file a request to reconsider and also file a civil action, filing a civil action will terminate the administrative processing of your complaint. RIGHT TO REQUEST COUNSEL (Z0610) If you decide to file a civil action, and if you do not have or cannot afford the services of an attorney, you may request from the Court that the Court appoint an attorney to represent you and that the Court also permit you to file the action without payment of fees, costs, or other security. See Title VII of the Civil Rights Act of 1964, as amended, 42 U.S.C. § 2000e et seq.; the Rehabilitation Act of 1973, as amended, 29 U.S.C. §§ 791, 794(c). The grant or denial of the request is within the sole discretion of the Court. Filing a request for an attorney with the Court does not extend your time in which to file a civil action. Both the request and the civil action must be filed within the time limits as stated in the paragraph above (“Right to File a Civil Action”). FOR THE COMMISSION: ______________________________ Carlton M. Hadden, Director Office of Federal Operations Date May 28, 2015 Copy with citationCopy as parenthetical citation