Complainant,v.Megan J. Brennan, Postmaster General, United States Postal Service (Southwest Area), Agency.Download PDFEqual Employment Opportunity CommissionJul 2, 201501-2012-3093-0500 (E.E.O.C. Jul. 2, 2015) Copy Citation U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Operations P.O. Box 77960 Washington, DC 20013 , Complainant, v. Megan J. Brennan, Postmaster General, United States Postal Service (Southwest Area), Agency. Appeal No. 0120123093 Hearing No. 490-2011-00018X Agency No. 4G-720-0011-09 DECISION Pursuant to 29 C.F.R. § 1614.405, the Commission accepts Complainant’s appeal from the Agency’s June 22, 2012 final order concerning his equal employment opportunity (EEO) complaint alleging employment discrimination in violation of Title VII of the Civil Rights Act of 1964 (Title VII), as amended, 42 U.S.C. § 2000e et seq. For the following reasons, the Commission AFFIRMS the final order. BACKGROUND At the time of events giving rise to this complaint, Complainant worked as the Customer Services Supervisor at the Agency’s Post Office in Rogers, Arkansas. On July 17, 2008, Complainant and the Agency entered into a settlement agreement in which Complainant was transferred into a Postmaster position at the Beaver Post Office. Complainant claimed that after the EEO complaint was settled and shortly before he reported to Beaver, he was given additional duties that should have been assigned to another supervisor. In particular, Complainant claimed that he was given rural carrier supervisory duties and reported to work as early as 6:00 a.m., and stayed as late as 7:00 p.m. Complainant believed that due to his “condition and medical limitations at the time,” his work assignments should not have changed.1 1 The Commission notes that Complainant does not allege discrimination on the basis of disability in the instant complaint. 0120123093 2 On July 9, 2008, while still at the Rogers Post Office, Complainant was responsible for shipping several items from retail stock via reserve stock to the stamp destruction committee. A significant shortage of $9,850.67 was later discovered. Management officials had numerous discussions about the shortage, and on October 20, 2008, the Rogers Post Office Postmaster issued Complainant a Letter of Demand informing him of the Agency’s intent to collect the amount of the shortage from him. The Senior Manager of Post Office Operations issued the Postmaster a Notice of Determination of Debt on November 13, 2008, informing her of the existence of the debt, and on December 31, 2008, the Postmaster in turn issued Complainant a Notice of Determination of Debt. After further investigation, on January 14, 2009, the Postmaster informed Complainant that the Notice of Determination of Debt had been withdrawn, and instead issued a Notice of Determination for the shortage to a Supervisor (S1). In addition, Complainant claimed that the Postmaster made changes herself or had other supervisors make changes to his time and attendance records which resulted in him being charged with annual leave on August 25, 2008, and leave without pay (LWOP) for his absence of September 8 – 12, 2008. Complainant contended that he worked on August 25, 2008, and should have been charged with Family Medical Leave Act (FMLA) sick leave for September 8-12, 2008. On February 5, 2009, Complainant filed a formal complaint alleging that the Agency discriminated against and harassed him in reprisal for prior protected EEO activity when: 1. Since July 2008, his work assignments were changed; he was charged leave incorrectly; and he was forced to walk excessively regardless of his limitations and pain; 2. Management improperly discussed his prior EEO with individuals who did not need to know about it; and 3. On October 21, 2008 and again on December 31, 2008, he was issued two letters demanding that he repay almost $10,000 representing a net shortage in retail stock. The Agency initially dismissed the complaint; however, in Complainant v. U.S. Postal Serv., EEOC Appeal No. 0120091929 (June 17, 2010), the Commission reversed the dismissal and remanded the complaint for further processing. At the conclusion of the investigation of the remanded complaint, the Agency provided Complainant with a copy of the report of investigation (ROI) and notice of his right to request a hearing before an Equal Employment Opportunity Commission Administrative Judge (AJ). Complainant timely requested a hearing. The AJ held a hearing on May 30 and 31, 2012, and subsequently issued a bench decision on June 13, 2012.2 2 The Postmaster retired from federal service prior to the hearing and did not testify. The record does contain, however, an affidavit she submitted to the investigator as part of the investigation of Complainant's allegations. 0120123093 3 In the decision, the AJ determined that alleged incidents were not sufficiently severe or pervasive to establish harassment. Further, the AJ concluded that there was no evidence that the alleged incidents were based on retaliatory animus. As a result, the AJ found that Complainant had not been subjected to a retaliatory hostile work environment as alleged. The Agency subsequently issued a final order fully implementing the AJ’s decision. The instant appeal followed. CONTENTIONS ON APPEAL On appeal, Complainant argues that the AJ erred in his decision finding that the demand letters were not retaliatory. Complainant contends that there was no evidence showing a legitimate business reason for the second letter. Complainant argues that the AJ’s decision was oversimplified and lacking in detailed analysis of the issues in the complaint. Accordingly, Complainant requests that the Commission reverse the final order. STANDARD OF REVIEW Pursuant to 29 C.F.R. § 1614.405(a), all post-hearing factual findings by an AJ will be upheld if supported by substantial evidence in the record. Substantial evidence is defined as “such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.” Universal Camera Corp. v. Nat’l Labor Relations Bd., 340 U.S. 474, 477 (1951) (citation omitted). A finding regarding whether or not discriminatory intent existed is a factual finding. See Pullman-Standard Co. v. Swint , 456 U.S. 273, 293 (1982). An AJ's conclusions of law are subject to a de novo standard of review, whether or not a hearing was held. An AJ’s credibility determination based on the demeanor of a witness or on the tone of voice of a witness will be accepted unless documents or other objective evidence so contradicts the testimony or the testimony so lacks in credibility that a reasonable fact finder would not credit it. See Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at 9-16 (Nov. 9, 1999). ANALYSIS AND FINDINGS Hostile Work Environment Harassment of an employee that would not occur but for the employee's race, color, sex, national origin, age, disability, religion or prior EEO activity is unlawful, if it is sufficiently patterned or pervasive. Wibstad v. U.S. Postal Serv., EEOC Appeal No. 01972699 (Aug. 14, 1998) (citing McKinney v. Dole, 765 F.2d 1129, 1138-39 (D.C. Cir. 1985)); EEOC Enforcement Guidance on Harris v. Forklift Systems, Inc. at 3, 9 (Mar. 8, 1994). In determining that a working environment is hostile, factors to consider are the frequency of the alleged discriminatory conduct, its severity, whether it is physically threatening or humiliating, and if it unreasonably interferes with an employee's work performance. See Harris v. Forklift Systems, Inc., 510U. S. 17, 21 (1993); Enforcement Guidance at 6. The Supreme Court has 0120123093 4 stated that: “Conduct that is not severe or pervasive enough to create an objectively hostile work environment - an environment that a reasonable person would find hostile or abusive - is beyond Title VII's purview.” Harris , 510 U.S. at 22 (1993). Here, Complainant asserted that based on his prior protected activity, management subjected him to a hostile work environment. Complainant alleged several incidents of what he believed to be retaliatory harassment. The Commission finds that substantial record evidence supports the AJ's determination that Complainant has not shown that he was subjected to conduct sufficiently severe or pervasive to create a hostile work environment. Additionally, the Commission concurs with the AJ that Complainant failed to show that the alleged incidents were motivated by his prior protected activity. For example, with respect to his leave claims, the Postmaster denied any involvement in changing Complainant’s leave or asking others to make changes. The Postmaster noted that, after Complainant transferred to Beaver in July 2008, she no longer had any authority over his leave. ROI, at 300. Further, the Postmaster added that FMLA determinations were made by the Arkansas District FMLA Office. Id. In addition, the Commission concurs with the AJ’s finding that there is no evidence that Agency officials improperly discussed Complainant’s prior EEO activity. Further, as to his work assignments being changed, the Postmaster stated that Complainant was assigned to be the Rural Supervisor after S1 was appointed to a vacant supervisory position. Id. at 298. S1 had been a rural carrier at the Rogers Post Office while Complainant had been a rural carrier elsewhere; therefore, S1 believed it would be in the best interests of both to assign Complainant as Rural Supervisor. Id . Finally, as to being forced to excessively walk, testimony revealed that Complainant’s office was a distance from the front desk and that he was needed to provide service to Spanish-speaking customers at times. Hr’g Tr., Vol. 1, at 158-59, 200. Finally, regarding the Letters of Demand, management officials believed that Complainant, as custodian of stamp stock, was responsible for a shortage at the Rogers Post Office. Hr’g Tr., Vol. 2, at 355-60. As a result, the Postmaster issued the October 2008 Letter of Demand. That letter was procedurally deficient; therefore, the Postmaster issued the December 2008 Letter to correct it and notify Complainant of his proper appeal rights. Id. at 360-61. After further investigation and discussions, management subsequently withdrew the Letter of Demand and issued S1 a Notice of Determination of Debt to collect the shortage. Id . at 413- 14; ROI, at Ex. 16. Furthermore, to the extent that Complainant is alleging disparate treatment with respect to his claims, the Commission finds that substantial record evidence supports the AJ's determination that he has not shown that the Agency's reasons for its actions were a pretext for reprisal. As a result, the Commission finds that Complainant has not established that he was subjected to reprisal or a hostile work environment as alleged. Substantial evidence supports the AJ's findings of fact, and the Commission discerns no basis to disturb his conclusions of law. 0120123093 5 CONCLUSION After a review of the record in its entirety, including consideration of all statements submitted on appeal, it is the decision of the Equal Employment Opportunity Commission to AFFIRM the final Agency order because the Administrative Judge’s ultimate finding, that unlawful employment discrimination was not proven by a preponderance of the evidence, is supported by the record. STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M0610) The Commission may, in its discretion, reconsider the decision in this case if the Complainant or the Agency submits a written request containing arguments or evidence which tend to establish that: 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the Agency. Requests to reconsider, with supporting statement or brief, must be filed with the Office of Federal Operations (OFO) within thirty (30) calendar days of receipt of this decision or within twenty (20) calendar days of receipt of another party’s timely request for reconsideration. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at 9-18 (November 9, 1999). All requests and arguments must be submitted to the Director, Office of Federal Operations, Equal Employment Opportunity Commission, P.O. Box 77960, Washington, DC 20013. In the absence of a legible postmark, the request to reconsider shall be deemed timely filed if it is received by mail within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604. The request or opposition must also include proof of service on the other party. Failure to file within the time period will result in dismissal of your request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted with your request for reconsideration. The Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(c). COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (S0610) You have the right to file a civil action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by his or her full name and official title. 0120123093 6 Failure to do so may result in the dismissal of your case in court. “Agency” or “department” means the national organization, and not the local office, facility or department in which you work. If you file a request to reconsider and also file a civil action, filing a civil action will terminate the administrative processing of your complaint. RIGHT TO REQUEST COUNSEL (Z0610) If you decide to file a civil action, and if you do not have or cannot afford the services of an attorney, you may request from the Court that the Court appoint an attorney to represent you and that the Court also permit you to file the action without payment of fees, costs, or other security. See Title VII of the Civil Rights Act of 1964, as amended, 42 U.S.C. § 2000e et seq.; the Rehabilitation Act of 1973, as amended, 29 U.S.C. §§ 791, 794(c). The grant or denial of the request is within the sole discretion of the Court. Filing a request for an attorney with the Court does not extend your time in which to file a civil action. Both the request and the civil action must be filed within the time limits as stated in the paragraph above (“Right to File a Civil Action”). FOR THE COMMISSION: ______________________________ Carlton M. Hadden, Director Office of Federal Operations Date July 2, 2015 Copy with citationCopy as parenthetical citation