Complainant,v.Jeh Johnson, Secretary, Department of Homeland Security (Transportation Security Administration), Agency.Download PDFEqual Employment Opportunity CommissionDec 4, 20140120130784 (E.E.O.C. Dec. 4, 2014) Copy Citation U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Operations P.O. Box 77960 Washington, DC 20013 Complainant, v. Jeh Johnson, Secretary, Department of Homeland Security (Transportation Security Administration), Agency. Appeal No. 0120130784 Hearing No. 530-2008-00250X Agency No. HS-07-TSA-000911 DECISION Complainant filed an appeal from the Agency’s December 6, 2012 Final Order concerning his equal employment opportunity (EEO) complaint alleging employment discrimination in violation of Title VII of the Civil Rights Act of 1964 (Title VII), as amended, 42 U.S.C. § 2000e et seq., Section 501 of the Rehabilitation Act of 1973 (Rehabilitation Act), as amended, 29 U.S.C. § 791 et seq., and the Age Discrimination in Employment Act of 1967 (ADEA), as amended, 29 U.S.C. § 621 et seq. For the following reasons, the Commission AFFIRMS the Agency’s Final Order. BACKGROUND At the time of events giving rise to this complaint, Complainant worked as a Lead Transportation Security Officer (LTSO) at the Agency’s Philadelphia Airport facility in Philadelphia, Pennsylvania. On March 14, 2007, Complainant filed an EEO complaint alleging that the Agency discriminated against him on the bases of race (White), sex (male), religion (Catholic), disability, age (over 40), and in reprisal for prior protected EEO activity under Title VII of the Civil Rights Act of 1964 when: 1. On April 8, 2005, Complainant was assigned to baggage screening after requesting to remain on checkpoint. 2. On April 20, 2005, Complainant’s request to be removed from baggage duties was denied. 0120130784 2 3. On November 2, 9, and 15, 2005, Complainant’s requests to have his work schedule adjusted to address family matters and to attend religious classes was denied. 4. On October 24, 2006, management did not honor Complainant’s physician's note dated October 23, 2006, in which the physician cleared Complainant to return to full duty with no restrictions. 5. From November 2, 2005 to March 15, 2006, Complainant was prevented from working overtime. 6. On November 6, 2006, Complainant was not promoted to Supervisory Transportation Security Officer positions advertised under Vacancy Announcement Numbers TSA-030801 and TSA-05-1235. 7. On October 30 and November 6, 2006, Complainant was informed by management that employees on limited duty were not promoted. 8. From November 9, 2006 to March 15, 2007, management instructed Complainant to provide acceptable medical documentation to support his return to full-duty assignment. 9. On March 15, 2007, Complainant was placed on Leave Without Pay (LWOP) status. 10. On April 12, 2007, Complainant was issued a Notice of Proposed Removal. 11. On September 15, 2007, Complainant’s employment as an LTSO was terminated. At the conclusion of the investigation, the Agency provided Complainant with a copy of the report of investigation and notice of his right to request a hearing before an EEOC Administrative Judge (AJ). Complainant requested a hearing. Over Complainant's objections, the AJ assigned to the case granted the Agency’s motion for a decision without a hearing and issued a decision without a hearing on October 4, 2012. In her Decision, the AJ found that the record was adequately developed and that the material facts were not in dispute. Specifically, the AJ found that Complainant failed to establish a prima facie case of harassment on any basis. The AJ noted that Complainant was a member of the protected groups identified in his complaint. Complainant is White, Catholic, and over 40 years of age at the time of the incidents described in his complaint. The AJ found that Complainant failed to establish that he had a disability within the meaning of the Rehabilitation Act because he did not show that he was significantly limited in any major 0120130784 3 life activity. The AJ noted that while the undisputed evidence indicated that Complainant had a history of a back injury, the evidence showed that Complainant had performed the duties of his position for many years. The AJ found that Complainant did not present evidence that the acts described in his complaint were motivated by Complainant’s race, religion, sex, or age. For example, the AJ found that Complainant did not present evidence to show that his race, religion, sex, or age, played any role in the Agency’s decision to assign him to the baggage screening area. Baggage screening, the record shows, is a part of the tasks regularly performed by Transportation Security Officers (TSO). The AJ found the undisputed evidence showed that Complainant was selected for the baggage screening assignment because of his experience. The AJ noted that regarding claim (3), Complainant’s request for a religious accommodation for his family and religious needs was ultimately granted after some delay. The AJ further found that Complainant did not present evidence that his medical documentation was questioned by the Agency because of his race, religion, sex, or age. The AJ found the undisputed evidence showed that directing Complainant to submit additional documentation was inconvenient for Complainant, but nothing showed the requests were motivated by Complainant’s race, religion, sex, or age. The AJ found the Agency officials received conflicting medical documentation from Complainant’s physician and for that reason, Complainant was asked to provide additional documentation to support his physician’s assessment that Complainant was fully able to return to work without restrictions. The AJ found that Complainant did show that the Agency’s policy regarding employees on limited or light duty and overtime assignments, was unsupported. The AJ considered the Agency’s explanation that the thought was to prevent employees returning from Workers’ Compensation leave from reinjuring or aggravating their prior injuries. The AJ found no evidence that the explanation provided by Agency officials was a pretext to mask discrimination. Additionally, the AJ found that this incident, in light of the totality of the claims identified in Complainant’s complaint, still failed to rise to the level of harassment. The AJ concluded that Complainant did not present evidence that he was subjected to harassment based upon any prohibited basis. With respect to Complainant’s nonselection claims, the AJ found that Complainant established that he applied for the identified vacancy, and that Complainant was found minimally qualified. The AJ considered the undisputed evidence showed that of 39 candidates who applied for promotion, the Agency selected the top 21 candidates. The AJ found that the selected candidates were both members of Complainant’s protected groups and also outside of Complainant’s race, religion, sex, and age groups. The AJ considered the undisputed evidence that the candidates were rated based on nondiscriminatory factors and that Complainant’s score tied another candidate for the final selection. The AJ found the undisputed evidence showed that the members of the selection board ranked the other candidate ahead of Complainant, and for that reason, Complainant was not selected. The AJ found that Complainant failed to present evidence that he was treated any differently because of his race, religion, sex, or age, 0120130784 4 than any other candidates who applied for the same position. The AJ also found that Complainant did not show that his qualifications were plainly superior to those possessed by the selected candidates. The AJ found that Complainant established a prima facie case of reprisal discrimination when he was placed on LWOP and subsequently terminated from his position. The AJ considered the undisputed evidence that Complainant sought EEO counseling and four months later, Complainant received notice that he was being placed on LWOP. Following that placement, the AJ found that Complainant received the proposed notice of removal and some months later, Complainant was officially terminated from his position. Even so, the AJ found that the Agency articulated legitimate, nondiscriminatory reasons for its actions that Complainant failed to show were false. Specifically, the Agency stated in the proposed removal notice and in its removal decision, that Complainant was being removed for failure to follow directions. Complainant, the AJ found, had been directed to submit additional medical documentation pertaining to his ability to fulfill the full range of duties of his job. The AJ found that Complainant did not present any evidence to refute the Agency’s position that Complainant failed to follow this direction. The AJ found the undisputed evidence showed that that Complainant’s termination resulted in part from the Agency’s inability to determine that Complainant could fulfill the requirements of his position based upon the medical documentation that Complainant did supply. The AJ found that Complainant’s physician’s statement did not confirm the maximum weight that Complainant could safely lift. The AJ found that the Agency articulated legitimate, nondiscriminatory reasons for ending Complainant’s employment as a LTSO, that Complainant did not show were a pretext to mask discrimination. The Agency subsequently issued a Final Order adopting the AJ’s finding that Complainant failed to prove that the Agency subjected him to discrimination as alleged. On appeal, Complainant states that the AJ improperly issued her Decision without a hearing. Complainant states that in her Decision, the AJ conducted an impermissible weighing of the affidavits and that Complainant has been denied his day in court. Additionally, Complainant challenges the AJ’s failure to issue an order regarding discovery, and requests that the Commission remand the complaint for a hearing on the merits. ANALYSIS AND FINDINGS The Commission's regulations allow an AJ to issue a decision without a hearing when he or she finds that there is no genuine issue of material fact. 29 C.F.R. § 1614.109(g). This regulation is patterned after the summary judgment procedure set forth in Rule 56 of the Federal Rules of Civil Procedure. The U.S. Supreme Court has held that summary judgment is appropriate where a court determines that, given the substantive legal and evidentiary standards that apply to the case, there exists no genuine issue of material fact. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 255 (1986). In ruling on a motion for summary judgment, 0120130784 5 a court’s function is not to weigh the evidence but rather to determine whether there are genuine issues for trial. Id. at 249. The evidence of the non-moving party must be believed at the summary judgment stage and all justifiable inferences must be drawn in the non-moving party’s favor. Id. at 255. An issue of fact is "genuine" if the evidence is such that a reasonable fact finder could find in favor of the non-moving party. Celotex v. Catrett, 477 U.S. 317, 322-23 (1986); Oliver v. Digital Equip. Corp. , 846 F.2d 103, 105 (1st Cir. 1988). A fact is "material" if it has the potential to affect the outcome of the case. If a case can only be resolved by weighing conflicting evidence, issuing a decision without holding a hearing is not appropriate. In the context of an administrative proceeding, an AJ may properly consider issuing a decision without holding a hearing only upon a determination that the record has been adequately developed for summary disposition. See Petty v. Dep’t of Def., EEOC Appeal No. 01A24206 (July 11, 2003). Finally, an AJ should not rule in favor of one party without holding a hearing unless he or she ensures that the party opposing the ruling is given (1) ample notice of the proposal to issue a decision without a hearing, (2) a comprehensive statement of the allegedly undisputed material facts, (3) the opportunity to respond to such a statement, and (4) the chance to engage in discovery before responding, if necessary. According to the Supreme Court, Rule 56 itself precludes summary judgment “where the [party opposing summary judgment] has not had the opportunity to discover information that is essential to his opposition.†Anderson, 477 U.S. at 250. In the hearing context, this means that the administrative judge must enable the parties to engage in the amount of discovery necessary to properly respond to any motion for a decision without a hearing. Cf. 29 C.F.R. § 1614.109(g)(2) (suggesting that an administrative judge could order discovery, if necessary, after receiving an opposition to a motion for a decision without a hearing). To prevail in a disparate treatment claim such as this, Complainant must satisfy the three-part evidentiary scheme fashioned by the Supreme Court in McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973). He must generally establish a prima facie case by demonstrating that he was subjected to an adverse employment action under circumstances that would support an inference of discrimination. Furnco Constr. Co. v. Waters, 438 U.S. 567, 576 (1978). The prima facie inquiry may be dispensed with in this case, however, since the Agency has articulated legitimate and nondiscriminatory reasons for its conduct. See U.S. Postal Serv. Bd. of Governors v. Aikens, 460 U.S. 711, 713-17 (1983); Holley v. Dep’t of Veterans Affairs, EEOC Request No. 05950842 (Nov. 13, 1997). To ultimately prevail, Complainant must prove, by a preponderance of the evidence, that the Agency’s explanation is a pretext for discrimination. Reeves v. Sanderson Plumbing Products, Inc., 530 U.S. 133 (2000); St. Mary's Honor Ctr. v. Hicks, 509 U.S. 502, 519 (1993); Tex. Dep’t of Cmty. Affairs v. Burdine, 450 U.S. 248, 256 (1981); Holley, supra; Pavelka v. Dep’t of the Navy , EEOC Request No. 05950351 (Dec. 14, 1995). In a case of disability discrimination, Complainant must demonstrate that he is an “individual with a disability.†An individual with a disability is one who: (1) has a physical or mental impairment that substantially limits one or more major life activities; (2) has a record of such 0120130784 6 an impairment; or (3) is regarded as having such an impairment. 29 C.F.R. § 1630.2(g). The Commission has defined “substantially limits†as “[u]nable to perform a major life activity that the average person in the general population can perform†or “[s]ignificantly restricted as to the condition, manner or duration under which an individual can perform a particular major life activity as compared to the condition, manner, or duration under which the average person in the general population can perform that same major life activity.†29 C.F.R. § 1630.2(j)(1)(i) and (ii). Factors considered in determining whether an individual is substantially limited in a major life activity include: the nature and severity of the impairment; the duration or expected duration of the impairment; and the permanent or long-term impact, or the expected permanent or long-term impact of or resulting from the impairment. 29 C.F.R. § 1630.2(j)(2). In the instant case, we find the AJ properly issued her Decision without a hearing. We find the material facts are undisputed. We further find that by Order dated February 8, 2011, the AJ properly denied Complainant’s Motion to Compel discovery responses from the Agency. Disability We find that Complainant denies that he is disabled. Complainant claims he was regarded as an individual with a disability by the Agency. The record shows that the Agency officials identified in Complainant’s complaint deny regarding Complainant as disabled. We assume for the sake of argument, that Complainant was regarded as disabled by the Agency. Reprisal We find no dispute that Complainant engaged in protected activity in March 2004, and again when he sought EEO Counseling in connection with the instant complaint on November 14, 2006. We assume for the purpose of our analysis, that Complainant’s prior EEO activity was known to the Agency officials identified in Complainant’s complaint. Harassment We find the undisputed evidence shows that baggage screening was a typical and normal part of Complainant’s job duties and that Complainant had been trained in baggage handling procedures. We find that Complainant did not present evidence that the Agency’s reasons for assigning Complainant to baggage screening were based upon Complainant’s race, religion, sex, age, disability, or in reprisal for his prior EEO activity. We find this incident either alone or in light of Complainant’s remaining incidents, fails to rise to the level of harassment. We further find, as did the AJ, that Complainant was granted the religious accommodation he sought regarding his regular days off to attend religious training. We further note that the Agency’s reasons for denying Complainant’s requests for overtime are consistent in the evidence and that Complainant presented no evidence to refute the Agency’s explanations. Specifically, we find no evidence that employees returning to work on light or limited duty 0120130784 7 were allowed to perform overtime duty. The undisputed evidence shows that Complainant returned to work in November 2005, following his recovery from an on-the-job injury that occurred in April 2005. The Agency considered Complainant to be an employee recovering from a compensable injury, and therefore not eligible for overtime. We find Complainant did not present evidence that the Agency was motivated by discrimination when Complainant’s requests for overtime were denied. We find, as did the AJ, that drawing all reasonable inferences in Complainant’s favor, Complainant failed to show that the actions he alleged were harassment, were motivated by discrimination. Nonselection We find, as did the AJ, that the undisputed evidence shows that a wide variety of candidates were selected for the 21 vacancies filled by the Agency in the identified promotion action. On appeal, Complainant claims that he was not given a score by the same number of Board members and that disadvantage likely resulted in his nonselection when he was tied for the last vacancy with another candidate. For the sake of argument, we assume Complainant’s claim regarding the Board’s scoring to be correct. Even if the Agency made a mathematical error in computing the scores, we find nevertheless that Complainant has not presented any evidence from which a reasonable inference can be drawn linking Complainant’s protected EEO categories to the events of the selection process.1 Termination The record shows that following Complainant’s return to work in November 2005, Complainant was subjected to a series of incidents that ultimately led to his termination in September 2007. We find the undisputed evidence shows that the Agency received documentation from Complainant’s treating physician that contained conflicting information regarding Complainant’s lifting restrictions. We find the undisputed evidence shows that Complainant’s physician released Complainant to full duty and also documented that Complainant had a lifelong lifting restriction based on back surgery from 1998. We find that Complainant presented no evidence that the Agency was motivated by discrimination. We find, as did the AJ, that the Agency sought to clarify whether Complainant could fulfill the 70 pound lifting requirement that was imposed upon employees in Complainant’s position after Complainant was hired. We find the undisputed evidence shows that Complainant was asked on multiple occasions to supply this information and that Complainant failed to do so. 1 We note that the AJ found Complainant was considered qualified (by the Agency) for the promotion identified in his complaint and received an interview, plus a score along with the other candidates. The record shows that the supervisory TSO positions also have the same 70 pound lifting requirement. 0120130784 8 Thereafter, the record shows that the Agency proceeded with the steps necessary to remove Complainant from the Agency for failure to follow the directions he had been given. We agree with the AJ that Complainant did not present evidence from which a reasonable inference could be drawn that discrimination played any role in the Agency’s decision to remove Complainant from the Agency in light of the medical information the Agency did have, which called into question whether Complainant could fulfill the lifting requirements of his position. We discern no basis upon which to disturb the AJ’s decision. We find the material facts are undisputed and that Complainant failed to present evidence from which a finding of discrimination could be drawn. CONCLUSION Based on a thorough review of the record and the contentions on appeal, we AFFIRM the Agency’s Final Decision finding no discrimination. STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M0610) The Commission may, in its discretion, reconsider the decision in this case if the Complainant or the Agency submits a written request containing arguments or evidence which tend to establish that: 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the Agency. Requests to reconsider, with supporting statement or brief, must be filed with the Office of Federal Operations (OFO) within thirty (30) calendar days of receipt of this decision or within twenty (20) calendar days of receipt of another party’s timely request for reconsideration. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at 9-18 (November 9, 1999). All requests and arguments must be submitted to the Director, Office of Federal Operations, Equal Employment Opportunity Commission, P.O. Box 77960, Washington, DC 20013. In the absence of a legible postmark, the request to reconsider shall be deemed timely filed if it is received by mail within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604. The request or opposition must also include proof of service on the other party. Failure to file within the time period will result in dismissal of your request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted with your request for reconsideration. The 0120130784 9 Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(c). COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (S0610) You have the right to file a civil action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by his or her full name and official title. Failure to do so may result in the dismissal of your case in court. “Agency†or “department†means the national organization, and not the local office, facility or department in which you work. If you file a request to reconsider and also file a civil action, filing a civil action will terminate the administrative processing of your complaint. RIGHT TO REQUEST COUNSEL (Z0610) If you decide to file a civil action, and if you do not have or cannot afford the services of an attorney, you may request from the Court that the Court appoint an attorney to represent you and that the Court also permit you to file the action without payment of fees, costs, or other security. See Title VII of the Civil Rights Act of 1964, as amended, 42 U.S.C. § 2000e et seq.; the Rehabilitation Act of 1973, as amended, 29 U.S.C. §§ 791, 794(c). The grant or denial of the request is within the sole discretion of the Court. Filing a request for an attorney with the Court does not extend your time in which to file a civil action. Both the request and the civil action must be filed within the time limits as stated in the paragraph above (“Right to File a Civil Actionâ€). FOR THE COMMISSION: ______________________________ Carlton M. Hadden, Director Office of Federal Operations Date December 4, 2014 Copy with citationCopy as parenthetical citation