CommScope Technologies LLCDownload PDFPatent Trials and Appeals BoardAug 25, 20212020003378 (P.T.A.B. Aug. 25, 2021) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 16/011,333 06/18/2018 Christopher Goodman Ranson 2677/100.1359US03 9134 135878 7590 08/25/2021 Fogg & Powers LLC/Commscope 4600 W 77th St Suite 305 Minneapolis, MN 55435 EXAMINER MOUTAOUAKIL, MOUNIR ART UNIT PAPER NUMBER 2476 NOTIFICATION DATE DELIVERY MODE 08/25/2021 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): docketing@fogglaw.com eofficeaction@appcoll.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE BEFORE THE PATENT TRIAL AND APPEAL BOARD Ex parte CHRISTOPHER GOODMAN RANSON, THOMAS KUMMETZ, VAN E. HANSON, and KELD KNUT LANGE Appeal 2020-003378 Application 16/011,333 Technology Center 2400 Before MAHSHID D. SAADAT, JOHNNY A. KUMAR, and LARRY J. HUME, Administrative Patent Judges. HUME, Administrative Patent Judge. DECISION ON APPEAL Pursuant to 35 U.S.C. § 134(a), Appellant1 appeals from the Examiner’s decision rejecting claims 1–3, 6–10, 14–16, 18, and 19. The Examiner indicates that claims 4, 5, 11–13, and 17 are objected to, but would be allowable if rewritten in independent form. See Final Act. 8. We have jurisdiction under 35 U.S.C. § 6(b). We AFFIRM. 1 We use the term “Appellant” to refer to “applicant” as defined in 37 C.F.R. § 1.42. Appellant identifies the real party in interest as CommScope Technologies LLC. Appeal Br. 1. Appeal 2020-003378 Application 16/011,333 2 STATEMENT OF THE CASE2 The claimed subject matter is directed to a wideband remote unit for distributed antenna system. See Spec. (Title). In particular, Appellant’s disclosed embodiments and claimed invention “relate[] generally to telecommunication systems and more particularly (although not necessarily exclusively) to wideband remote units for distributed antenna systems.” Spec. ¶ 2. Exemplary Claim Claim 1, reproduced below, is representative of the subject matter on Appeal (emphasis and formatting added to contested prior-art limitation): 1. A wideband remote unit of a digital antenna system, the remote unit comprising: a downlink path, wherein the wideband remote unit is configured to wirelessly transmit a downlink RF signal received from a base station via a unit of the distributive antenna system in communication with the base station; and a wideband uplink path that transmits in the uplink direction to the unit of the distributive antenna system a signal comprising a digital representation of an uplink RF signal wirelessly received from a user by the wideband remote unit and a digital representation of a leaked downlink RF signal, wherein the leaked downlink RF signal includes signal power from the downlink RF signal that has leaked into the uplink path. 2 Our decision relies upon Appellant’s Appeal Brief (“Appeal Br.,” filed Nov. 11, 2019); Reply Brief (“Reply Br.,” filed Apr. 1, 2020; Examiner’s Answer (“Ans.,” mailed Feb. 4, 2020); Final Office Action (“Final Act.,” mailed July 9, 2019); and the original Specification (“Spec.,” filed June 18, 2018) (claiming benefit of US 61/979,948, filed Apr. 15, 2014). Appeal 2020-003378 Application 16/011,333 3 REFERENCES The Examiner relies upon the following prior art as evidence: Name Reference Date Earls et al. (“Earls”) US 6,532,358 B1 Mar. 11, 2003 Masenten US 6, 704,349 B1 Mar. 9, 2004 Morrison et al. (“Morrison”) US 2012/0309328 A1 Dec. 6, 2012 Stewart et al. (“Stewart”) US 2012/0329523 A1 Dec. 27, 2012 Li et al. (“Li”) US 2013/0308693 A1 Nov. 21, 2013 REJECTIONS3 R1. Claims 1, 2, 6–9, and 18 stand rejected under 35 U.S.C. § 103 as being unpatentable over the combination of Stewart and Li. Final Act. 3.4 R2. Claims 3, 10, and 18 stand rejected under 35 U.S.C. § 103 as being unpatentable over the combination of Stewart, Li, and Earls. Final Act. 4. R3. Claims 14, 15, and 19 stand rejected under 35 U.S.C. § 103 as being unpatentable over the combination of Stewart, Li, and Morrison. Final Act. 5. 3 We note the Examiner does not address dependent claim 20 by way of rejection or objection, and Appellant does not separately argue or otherwise acknowledge this claim which is not before us on appeal. 4 The Examiner omits claim 8 in the explicit statement of Rejection R1 (Final Act. 3), but addresses claim 8 in the detailed rejection. See Final Act. 4. Appeal 2020-003378 Application 16/011,333 4 R4. Claim 16 stands rejected under 35 U.S.C. § 103 as being unpatentable over the combination of Stewart, Li, and Masenten. Final Act. 6. CLAIM GROUPING Based on Appellant’s arguments (Appeal Br. 3–12) and our discretion under 37 C.F.R. § 41.37(c)(1)(iv), we decide the appeal of obviousness Rejection R1 of claims 1, 2, 6, 7–9, and 18 on the basis of representative claim 1. Remaining claims 3, 10, 14–16, 18, and 19 in Rejections R2 through R4, not argued separately with specificity, stand or fall with the respective independent claim from which they depend.5 ISSUES AND ANALYSIS In reaching this decision, we consider all evidence presented and all arguments actually made by Appellant. To the extent Appellant has not advanced separate, substantive arguments for particular claims, or other issues, such arguments are waived. 37 C.F.R. § 41.37(c)(1)(iv). We disagree with Appellant’s arguments with respect to claims 1–3, 6–10, 14–16, 18, and 19 and, unless otherwise noted, we incorporate by reference herein and adopt as our own: (1) the findings and reasons set forth 5 “Notwithstanding any other provision of this paragraph, the failure of appellant to separately argue claims which appellant has grouped together shall constitute a waiver of any argument that the Board must consider the patentability of any grouped claim separately.” 37 C.F.R. § 41.37(c)(1)(iv). In addition, when Appellant does not separately argue the patentability of dependent claims, the claims stand or fall with the claims from which they depend. In re King, 801 F.2d 1324, 1325 (Fed. Cir. 1986). Appeal 2020-003378 Application 16/011,333 5 by the Examiner in the action from which this appeal is taken, and (2) the reasons and rebuttals set forth in the Examiner’s Answer in response to Appellant’s arguments. We highlight and address specific findings and arguments regarding claim 1 for emphasis as follows. 1. § 103 Rejection R1 of Claims 1, 2, 6–9, and 18 Issue 1 Appellant argues (Appeal Br. 5–8; Reply Br. 1–5) the Examiner’s rejection of claim 1 under 35 U.S.C. § 103(a) as being obvious over the combination of Stewart and Li is in error. These contentions present us with the following issue: Did the Examiner err in finding the cited prior art combination teaches or suggests “[a] wideband remote unit of a digital antenna system” that includes, inter alia, the limitations of “a wideband uplink path that transmits in the uplink direction to the unit of the distributive antenna system a signal comprising a digital representation of an uplink RF signal wirelessly received from a user by the wideband remote unit and a digital representation of a leaked downlink RF signal,” as recited in claim 1? Principles of Law “[O]ne cannot show non-obviousness by attacking references individually where . . . the rejections are based on combinations of references.” In re Keller, 642 F.2d 413, 426 (CCPA 1981). “The test for obviousness is not whether the features of a secondary reference may be bodily incorporated into the structure of the primary reference . . . . Rather, the test is what the combined teachings of those references would have suggested to those of ordinary skill in the art.” Id. at 425. Appeal 2020-003378 Application 16/011,333 6 In KSR, the Court stated “[t]he combination of familiar elements according to known methods is likely to be obvious when it does no more than yield predictable results.” KSR Int’l Co. v. Teleflex, Inc., 550 U.S. 398, 416 (2007). When a work is available in one field of endeavor, design incentives and other market forces can prompt variations of it, either in the same field or a different one. If a person of ordinary skill can implement a predictable variation, § 103 likely bars its patentability. For the same reason, if a technique has been used to improve one device, and a person of ordinary skill in the art would recognize that it would improve similar devices in the same way, using the technique is obvious unless its actual application is beyond his or her skill . . . . [A] court must ask whether the improvement is more than the predictable use of prior art elements according to their established functions. Id. at 417. Further, the relevant inquiry is whether the Examiner has set forth “some articulated reasoning with some rational underpinning to support the legal conclusion of obviousness.” In re Kahn, 441 F.3d 977, 988 (Fed. Cir. 2006) (cited with approval in KSR, 550 U.S. at 418). Analysis The Examiner finds the combination of Stewart and Li teach or suggest all the limitations of claim 1 (see generally Final Act. 3–4), and more specifically finds Stewart teaches the contested “wideband uplink path that transmits in the uplink direction to the unit of the distributive antenna system a signal” (Final Act. 3, citing Stewart ¶¶ 23, 31, 44, 49, 50, 52, 53), and Li teaches or suggests that the uplink path transmits “a signal comprising a digital representation of an uplink RF signal wirelessly Appeal 2020-003378 Application 16/011,333 7 received from a user by the wideband remote unit and a digital representation of a leaked downlink RF signal.” Final Act. 4 (citing Li ¶¶ 55, 66, 75). Appellant asserts “[i]ndependent claim 1 takes a counterintuitive approach of addressing the problem of downlink signal leakage within a DAS remote units by attempting to faithfully capture and transport within the upstream signal path a desired uplink RF signal along with the undesired high power ‘leaked downlink RF signal’ as opposed to attempting to mitigate the leaked downlink RF signal as soon as possible to keep it out of the upstream signal path.” Appeal Br. 6. “[T]he wideband uplink path transmits from the remote unit in an upstream direction both ‘a digital representation of an uplink RF signal wirelessly received from a user by the wideband remote unit’ and ‘a digital representation of a leaked downlink RF signal.’” Id. Although the Examiner cites to Li for this limitation as indicated above, Appellant further argues, “Stewart et al. makes no attempt to permit a leaked downlink RF signal to be transmitted upstream from the wideband remote unit. Instead, as shown in Figures 3 and 4, Stewart includes an RF coupler 227 whose purpose is to intentionally extract a portion of the downlink RF signal from the downlink signal path prior to the duplexer 230.” Appeal Br. 6. “Stewart does not teach or suggest transmitting in the uplink direction to the unit of the distributive antenna system a signal comprising a digital representation of a digital representation of a leaked downlink RF signal.” Appeal Br. 7. Appeal 2020-003378 Application 16/011,333 8 With respect to the Examiner’s reliance upon Li, Appellant contends that, based upon Li’s teaching in paragraph [0055] that “a local oscillator leakage signal couple from the transmitter 204 to the receiver 202”, the reference is describing that leakage signal as occurring 1) from an uplink path 203 into a downlink path 201, and 2) within a master unit. Both of these characteristics are contrary to claim 1 is which a leaked downlink RF signal is leaked 1) from a downlink path into an uplink path, and 2) within a remote unit. The Examiner has failed to show that the calibration sub-system 108 in the master unit 102 of Li is a relevant teaching with respect to teaching the elements of Applicant’s claim 1. . . . What is completely absent from Li, is any mention of its “intentional leakage” being transmitted upstream from the remote antenna unit 104 to the master unit 102 or upstream to anywhere else. . . . In other words, the “controlled leakage signal” from module 432 is provided as an input into the processor 416 and used exclusively within the remote antenna unit 105 for “automatic nulling of local oscillator leakage and sideband image components.” What is significant is to note that during calibration, the receiving antenna 401 is disconnected by the switch 502 so that the remote antenna unit 104 does not receive any uplink RF signals wirelessly received from a user during the calibration process. Appeal Br. 7–8. In response, the Examiner clarifies: [C]laim 1 only recites “a wideband uplink path that transmits in the uplink direction to the unit of the distributive antenna system a signal comprising a digital representation of an uplink RF signal wirelessly received from a user by the wideband remote unit and a digital representation of a leaked Appeal 2020-003378 Application 16/011,333 9 downlink RF signal wherein the leaked downlink RF signal includes signal power from the downlink RF signal that has leaked into the uplink path’’. The claim language does not clearly indicate neither a problem nor a solution to a problem. The claim language only teaches an uplink path that comprises an uplink signal and a leaked downlink signal that has leaked into the uplink signal. Appellants arguments are directed to a subject not claimed. Ans. 4. The Examiner reiterates: [A]s indicated in the final office action Stewart discloses all the limitations of the claimed invention with the exception of a digital representation of a leaked downlink RF signal, wherein the leaked downlink RF signal includes signal power from the downlink RF signal that has leaked into the uplink path. However, Li, from the same field of endeavor, teaches transmitting leaked downlink signals over uplink path and the leaked downlink signal has a power from a unit to a base station. Ans. 5. We agree with the Examiner’s finding that the combination of Stewart and Li teaches or suggests the disputed limitations of claim 1, particularly because Li stands for the underlying generalized proposition that a digital sample or representation of a high power signal in one path that interferes with a different, lower power signal in another path may be used, through processing, to compensate for the high power interference in the lower signal power path. We further agree with the Examiner because Appellant is arguing the references separately when the rejection is based upon what the combination Appeal 2020-003378 Application 16/011,333 10 of references would have suggested to a person of ordinary skill in the art. See Keller, 642 F.2d at 426. Based upon the findings above, on this record, we are not persuaded of error in the Examiner’s reliance on the cited prior art combination to teach or suggest the disputed limitation of claim 1, nor do we find error in the Examiner’s resulting legal conclusion of obviousness. Therefore, we sustain the Examiner’s obviousness rejection of independent claim 1, and grouped claims 2, 6–9, and 18 which fall therewith. See Claim Grouping, supra. Alternative Claim Construction of Independent Claims 1 and 7 Alternatively, as a matter of claim construction that further supports the obviousness rejection of the claims, we note remote unit (device) claim 1, at its core, only requires (1) “a downlink path,” and (2) “a wideband uplink path.” The remainder of the dispositive portion of claim 1 describes the signal in the uplink path, i.e., “a signal comprising a digital representation of an uplink RF signal wirelessly received from a user by the wideband remote unit and a digital representation of a leaked downlink RF signal, wherein the leaked downlink RF signal includes signal power from the downlink RF signal that has leaked into the uplink path.” Claim 7 recites similar non-functional description of the signal in the uplink path. We find that the mere description of the signal in the uplink path does not impart any particularized structure to any of the claim elements in claims 1 and 7. Our reviewing court guides that the patentability of an apparatus claim “depends on the claimed structure, not on the use or purpose of that structure.” Catalina Marketing Int’l. Inc. v. Coolsavings.com, Inc., 289 F.3d 801, 809 (Fed. Cir. 2002) (citation omitted); see also Superior Industries, Appeal 2020-003378 Application 16/011,333 11 Inc. v. Masaba, Inc., 553 F. App’x. 986, 991 (Fed. Cir. 2014) (Rader, J., concurring) which guides: “[A] system claim generally covers what the system is, not what the system does. Hewlett-Packard Co. v. Bausch & Lomb Inc., 909 F.2d 1464, 1468 (Fed. Cir. 1990); see also Roberts v. Ryer, 91 U.S. 150, 157 [] (1875) (‘The inventor of a machine is entitled to the benefit of all the uses to which it can be put, no matter whether he had conceived the idea of the use or not.’). Thus, it is usually improper to construe non-functional claim terms in system claims in a way that makes infringement or validity turn on their function. Paragon Solutions, LLC v. Timex Corp., 566 F.3d 1075, 1091 (Fed. Cir. 2009).”[6] This reasoning is applicable to each of Appellant’s unit (apparatus) claims 1, 2, and 6, and system (apparatus) claims 7–9 rejected under Rejection R1 and we would also affirm the rejection of these claims under this alternative claim construction. 2. § 103 Rejections R2–R4 of Claims 3, 10, 14–16, 18, and 19 In view of the lack of any substantive or separate arguments directed to obviousness Rejections R2 through R4 of claims 3, 10, 14–16, 18, and 19 under § 103 (see Appeal Br. 10–12), we sustain the Examiner’s rejection of these claims. Arguments not made are waived.7 6 Superior Industries is a recent non-precedential opinion of the Court of Appeals for the Federal Circuit. However, we consider the concurring opinion by former Chief Judge Rader as guiding because it cites precedential authority in support. 7 Appellant merely argues the additionally cited Earls, Morrison, and Masenten references do not overcome the alleged deficiencies of Stewart and Li argued with respect to independent claims 1, 7, and 18. Appeal Br. 10–12. Appeal 2020-003378 Application 16/011,333 12 REPLY BRIEF To the extent Appellant may advance new arguments in the Reply Brief (Reply Br. 1–6) not in response to a shift in the Examiner’s position in the Answer, arguments raised in a Reply Brief that were not raised in the Appeal Brief or are not responsive to arguments raised in the Examiner’s Answer will not be considered except for good cause (see 37 C.F.R. § 41.41(b)(2)), which Appellant has not shown. CONCLUSIONS We AFFIRM the Examiner’s rejections. More specifically, Appellant has not persuasively argued that the Examiner erred with respect to obviousness Rejections R1 through R4 of claims 1–3, 6–10, 14–16, 18, and 19 under 35 U.S.C. § 103 over the cited prior art combinations of record, and we sustain the rejections. DECISION SUMMARY In summary: Claims Rejected 35 U.S.C. § References/ Basis Affirmed Reversed 1, 2, 6–9, 18 103 Stewart, Li. 1, 2, 6–9, 18 3, 10, 18 103 Stewart, Li, Earls 3, 10, 18 14, 15, 19 103 Stewart, Li, Morrison 14, 15, 19 16 103 Stewart, Li, Masenten 16 Overall Outcome 1–3, 6–10, 14–16, 18, 19 Appeal 2020-003378 Application 16/011,333 13 TIME PERIOD FOR RESPONSE No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a)(1)(iv). See 37 C.F.R. § 41.50(f). AFFIRMED Copy with citationCopy as parenthetical citation