Charlie's EnterprisesDownload PDFTrademark Trial and Appeal BoardSep 21, 202088199740 (T.T.A.B. Sep. 21, 2020) Copy Citation This Opinion is not a Precedent of the TTAB Oral Hearing: August 11, 2020 Mailed: September 21, 2020 UNITED STATES PATENT AND TRADEMARK OFFICE _____ Trademark Trial and Appeal Board _____ In re Charlie’s Enterprises _____ Serial No. 88199740 _____ Michael Helsley of Wanger Jones Helsley PC, for Charlie’s Enterprises Tejbir Singh, Trademark Examining Attorney, Law Office 106, Mary Sparrow, Managing Attorney. _____ Before Shaw, Goodman and Coggins, Administrative Trademark Judges. Opinion by Goodman, Administrative Trademark Judge: Charlie’s Enterprises d/b/a OK Produce (“Applicant”) seeks registration on the Principal Register of the mark for “Vegetables, fresh; Fresh kale” in International Class 31.1 1 Application Serial No. 88199740 was filed on November 19, 2018 under Section 1(a) of the Trademark Act, 15 U.S.C. § 1051(a), based upon Applicant’s claim of first use anywhere and use in commerce since at least as early as July 1, 2018. The word “PRODUCE” and “THE PICTORIAL REPRESENTATION OF KALE” have been disclaimed. The description of the mark states: “The mark consists of kale leaves in dark green, light green, and black. To the Serial No. 88199740 - 2 - The Trademark Examining Attorney has refused registration of Applicant’s mark under Section 2(d) of the Trademark Act, 15 U.S.C. § 1052(d), on the ground of likelihood of confusion with the registered mark KALE YEAH! (in standard characters, KALE disclaimed) for “Salads, namely, vegetable salads containing kale” in Class 29.2 The Trademark Examining Attorney also refused registration of Applicant’s mark under Trademark Act Sections 1 and 45, 15 U.S.C. §§ 1051 and 1127, and Trademark Rules 2.34(a)(1)(iv) and 2.56(a), 37 C.F.R. §§ 2.34(a)(1)(iv) and 2.56(a), on the basis that the specimen does not show the applied-for mark in use in commerce in connection with any of the International Class 31 goods specified in the application. After the Trademark Examining Attorney made the refusal final, Applicant appealed to this Board. An oral hearing was held. We affirm the refusals to register. I. Likelihood of Confusion Section 2(d) of the Trademark Act prohibits registration of a mark that so resembles a registered mark as to be likely, when used on or in connection with the goods or services of the applicant, to cause confusion, mistake, or deception. 15 U.S.C. right is the slogan ‘OH KALE YEAH!’ in dark green. To the right is the stylized wording ‘OK’ in light blue and dark blue, with the top right of the letter ‘K’ in dark green with a leaf design. Below this is the term ‘PRODUCE’ in dark green.” The color(s) light green, dark green, black, light blue, and dark blue are claimed as a feature of the mark. Page references to the application record refer to the pages from the online database of the USPTO’s Trademark Status & Document Retrieval (TSDR) system. References to the briefs on appeal refer to the Board’s TTABVUE docket system. 2 Registration No. 4546140, issued June 10, 2014; Section 8 and 15 affidavits filed and acknowledged. Serial No. 88199740 - 3 - § 1052(d). Our determination of likelihood of confusion under Section 2(d) is based on an analysis of all probative facts in the record that are relevant to the likelihood of confusion factors set forth in In re E.I. du Pont de Nemours & Co., 476 F.2d 1357, 177 USPQ 563, 567 (CCPA 1973) (“DuPont”). We consider each DuPont factor for which there is evidence and argument. See, e.g., In re Guild Mortg. Co., 912 F.3d 1376, 129 USPQ2d 1160, 1162-63 (Fed. Cir. 2019). In every Section 2(d) case, two key factors are the similarity or dissimilarity of the marks and the goods or services. Federated Foods, Inc. v. Fort Howard Paper Co., 544 F.2d 1098, 192 USPQ 24, 29 (CCPA 1976) (“The fundamental inquiry mandated by § 2(d) goes to the cumulative effect of differences in the essential characteristics of the goods and differences in the marks.”). These and other factors are discussed below. A. Similarity or Dissimilarity of the Goods, Channels of Trade and Classes of Purchasers We first consider the second and third DuPont factors. The second DuPont factor “considers ‘[t]he similarity or dissimilarity and nature of the goods or services as described in an application or registration,’” while the third DuPont factor considers “the similarity or dissimilarity of established, likely-to-continue trade channels.” In re Detroit Athletic Co., 903 F.3d 1297, 128 USPQ2d 1047, 1051 (Fed. Cir. 2018) (quoting DuPont, 177 USPQ at 567). Our analysis under these factors is based on the identifications of goods in the application and the cited registration. Id.; Stone Lion Capital Partners, LP v. Lion Capital LLP, 746 F.3d 1317, 110 USPQ2d 1157, 1161- 63 (Fed. Cir. 2014). Serial No. 88199740 - 4 - Applicant’s goods are “Vegetables, fresh; Fresh kale.” Registrant’s goods are “Salads, namely, vegetable salads containing kale.” Applicant’s identification of goods is broad enough to encompass Applicant’s goods.3 Therefore the goods are legally identical. See, e.g., In re Solid State Design Inc., 125 USPQ2d 1409, 1413 (TTAB 2018); In re i.am.symbolic, llc, 127 USPQ2d 1627, 1628-29 (TTAB 2018). Neither identification includes any limitations with respect to channels of trade, and the class of purchasers would be the general public. Because the goods described in the application are legally identical and there are no restrictions as to trade channels or classes of purchasers in either Applicant’s or Registrant’s identification of goods, we must presume that the channels of trade and classes of purchasers are the same. See In re Viterra Inc., 671 F.3d 1358, 101 USPQ2d 1905, 1908 (Fed. Cir. 2012) (legally identical goods are presumed to travel in same channels of trade to same class of purchasers); In re Yawata Iron & Steel Co., 403 F.2d 752, 159 USPQ 721, 723 (CCPA 1968) (where there are legally identical goods, the channels of trade and classes of purchasers are considered to be the same). Applicant argues that Applicant and Registrant operate in different geographic areas (i.e., California and South Carolina) and that due to the physical distances, the channels of trade and potential consumers do not overlap. Applicant’s brief, 8 TTABVUE 3-4. 3 A salad is defined as any herb or green vegetable, as lettuce, used for salads or eaten raw. We take judicial notice of the dictionary definition of “salad.” The Board may take judicial notice of dictionary definitions in online dictionaries that exist in printed format. In re S. Malhotra & Co. AG, 128 USPQ2d 1100, 1104 n.9 (TTAB 2018). RANDOM HOUSE UNABRIDGED DICTIONARY, https://www.dictionary.com/browse/salad (accessed September 15, 2020). Serial No. 88199740 - 5 - However, because Applicant seeks a geographically unrestricted registration under which it might expand throughout the United States, it is not proper to limit our consideration to the likelihood of confusion in the areas presently occupied by the parties. Section 7(b) of the Trademark Act of 1946, 15 U.S.C. § 1057(b), creates a presumption that the registrant has the exclusive right to use its mark throughout the United States. Therefore, the geographical distance between the present locations of the respective businesses of the two parties has little relevance in this case. See Giant Food, Inc. v. Nation’s Foodservice, Inc., 710 F.2d 1565, 218 USPQ 390, 393 (Fed. Cir. 1983). Accordingly, the DuPont factors of similarity of the goods, trade channels and classes of purchasers strongly weigh in favor of a finding of a likelihood of confusion. B. Similarity or Dissimilarity of the Marks We next turn to the first DuPont factor, which requires us to determine the similarity or dissimilarity of the marks when viewed in their entireties in terms of appearance, sound, connotation and overall commercial impression. Palm Bay Imps. Inc. v. Veuve Clicquot Ponsardin Maison Fondee En 1772, 396 F.3d 1369, 73 USPQ2d 1689, 1691 (Fed. Cir. 2005). The test, under the first DuPont factor, is not whether the marks can be distinguished when subjected to a side-by-side comparison, but rather whether the marks are sufficiently similar in terms of their overall commercial impression that confusion as to the source of the goods offered under the respective marks is likely to result. Serial No. 88199740 - 6 - Furthermore, although the marks at issue must be considered in their entireties, it is well-settled that one feature of a mark may be more significant than another, and it is not improper to give more weight to this dominant feature in determining the commercial impression created by the mark. See In re Chatam Int’l Inc., 380 F.3d 1340, 71 USPQ2d 1944 (Fed. Cir. 2004); In re Nat’l Data Corp., 753 F.2d 1056, 224 USPQ 749 (Fed. Cir. 1985). When considering a composite mark containing both words and a design, the word portion is generally more likely to indicate origin, and accorded greater weight, because it is that portion of the mark that consumers use when referring to or requesting the goods or services. See In re Viterra Inc., 101 USPQ2d at 1908; In re Dakin’s Miniatures, Inc., 59 USPQ2d 1593 (TTAB 2001) (“words are normally accorded greater weight because they would be used by purchasers to request the goods”). Applicant’s mark is (with the picture of the kale and “produce” disclaimed) and Registrant’s mark is KALE YEAH! The literal portion of Applicant’s mark is the dominant portion because the picture of the kale in Applicant’s mark would be seen and understood by customers as reinforcing the word KALE in the mark. Therefore, the addition of the picture of kale in the composite mark does not add significantly to the overall commercial impression of the mark. In re Ox Paperboard, LLC, 2020 USPQ2d 10878, *4-5 (TTAB 2020) (citing, inter alia, Herbko Int’l, Inc. v. Kappa Books, Inc., 308 F.3d 1156, 64 USPQ2d 1375, 1380 (Fed. Cir. 2002) (“This design connotes a crossword puzzle, which reinforces the connotation created by the words of the mark. . . . [I]t serves only to Serial No. 88199740 - 7 - strengthen the impact of the word portion in creating an association with crossword puzzles.”)). The phrase KALE YEAH! is Registrant’s entire mark. The identical phrase KALE YEAH! is a significant component of Applicant’s mark. KALE YEAH! and OH KALE YEAH! incorporate interjections or use an exclamatory phrase to express affirmative emotions. In both Applicant’s and Registrant’s mark YEAH! means yes, and the connotation in both is to say yes to kale, or express approval of kale. The addition of the interjection “Oh,” in Applicant’s mark, also is used to express emotion. It does not change the connotation of Applicant’s mark but creates further affirmance in the use of the interjection or exclamatory phrase “yeah!”. Thus, the addition of “Oh” has no meaningful impact on the overall commercial impression. Cf. In re Thor Tech, Inc., 90 USPQ2d 1634, 1635 (TTAB 2009) (definite article “The” at the beginning of a mark has no trademark significance); In re Burlington Indus., Inc. 196 USPQ 718, 719 (TTAB 1977) (An exclamation point does not serve to identify the source of the goods). The additional difference in Applicant’s mark to Registrant’s mark is the addition of (produce disclaimed). The leaf design element incorporated within the letter “k” reinforces the produce portion of this term as something that has been grown. The OK PRODUCE portion of Applicant’s mark is separable from the OH KALE YEAH! literal portion and is used in the nature of a trade name or house mark. Applicant argues that confusion would be eliminated due to the addition of Applicant’s company name at the end of the slogan. Applicant’s brief, 8 TTABVUE 4. Serial No. 88199740 - 8 - However, it is generally held that the addition of a house mark or other such matter to one of two otherwise confusingly similar marks will not serve to avoid a likelihood of confusion. See, generally, In re Christian Dior, S.A., 225 USPQ 533 (TTAB 1985) (LE CACHET DE DIOR for shirts confusingly similar to CACHET for dresses); In re Riddle, 225 USPQ 630 (TTAB 1985) (RICHARD PETTY’S ACCUTUNE and design for automotive service center confusingly similar to ACCUTUNE for automotive testing equipment); and In re C. F. Hathaway Co., 190 USPQ 343 (TTAB 1976) (HATHAWAY GOLF CLASSIC for knitted sports shirts confusingly similar to GOLF CLASSIC for men’s hats). Consumers are likely to view Applicant’s mark as a variation of Registrant’s mark, in which Registrant has used only the product mark without the house mark. We find that the presence of Applicant’s house mark OK PRODUCE would not avoid a likelihood of confusion. “Finally, when the goods are identical or virtually identical, as we have in this case, the degree of similarity between the marks necessary to support a determination that confusion is likely declines.” In re i.am.symbolic, llc, 127 USPQ2d at 1630 (citing, inter alia, Bridgestone Ams. Tire Operations, LLC v. Fed. Corp., 673 F.3d 1330, 102 USPQ2d 1061, 1064 (Fed. Cir. 2012); In re Viterra, 101 USPQ2d at 1908). While there are obvious differences between Applicant’s mark and the registered mark, when viewed as a whole, they are more similar than dissimilar in appearance and sound, connotation, and commercial impression. We find the first DuPont factor weighs in favor of a finding of likelihood of confusion. Serial No. 88199740 - 9 - C. Conclusion as to likelihood of confusion In view of the similarity of the marks, the goods, the trade channels, and the classes of purchasers, we find confusion likely. II. Specimen refusal For completeness, we also address the refusal based on the specimen of use. Applicant submitted the following specimen with its application (filed November 19, 2018) and resubmitted the same specimen on September 6, 2019, in its Response to Office Action: In the TEAS application, Applicant identified the specimen as “picture of trademark phrase in use as a trailer wrap.” In its September 6, 2019 response to office action, Applicant described the resubmitted specimen as the original specimen. Serial No. 88199740 - 10 - Applicant also stated in its response that the “specimen submitted, originally submitted, consists of a picture of the phrase in use as a trailer wrap” and that the specimen is a picture of “the side of a trailer used to transport the goods in commerce.” Response to Office Action at TSDR 1. Applicant argued that this type of specimen is acceptable to demonstrate use of the mark in commerce because it is considered commercial packaging for the goods, referencing the case, In re E.A. Miller & Sons Packing Co., 225 USPQ 592 (TTAB 1985). Response to Office Action at TSDR 1. In its appeal brief, Applicant submits that “the USPTO has approved prior truck wrappings” as specimens of use. Applicant states that it “does not sell fruit or vegetables,” instead, it “is a broker, and stores, ripens and maintains and then delivers the fruit and vegetables [of others] to retail stores.” Applicant’s brief, 8 TTABVUE 5. Applicant states that the Examining Attorney’s view of its specimen is too narrow a view and lacks understanding of its business. Id. Applicant reiterates that its “business has nothing to do with selling fruit” and that “it is a broker who delivers other’s fruit and vegetables.” Id. The Examining Attorney argues that Based on Applicant’s own statement, Applicant is not providing fruit and vegetables as a product, but is instead providing brokerage, storage, distribution, and related services in the field of fruits and vegetables. The provided specimen could not and does not demonstrate a connection between the mark and Applicant’s goods because Applicant itself has now stated in the record that it is providing services, not goods. Examining Attorney’s brief, 10 TTABVUE 10. Serial No. 88199740 - 11 - The Examining Attorney also argues that even if Applicant were offering fruits and vegetables, the trailer wrap would not be an acceptable specimen for those goods. The Examining Attorney submits that Applicant has not submitted evidence that a trailer wrap is a “normal mode of use for the goods at issue.” Id. at 11. The Examining Attorney points to the evidence in the record that shows that common packaging for fruits and vegetables is a label or wrapper on the produce itself. See September 18, 2019 Office Action at TSDR 2-8, 11-19, 23-24, 26-27, 29-31, 33, 41, 43-51, 54, 57, 59- 62. Under Section 45 of the Trademark Act, 15 U.S.C. § 1127, a trademark is used in commerce when “it is placed in any manner on the goods or their containers or the displays associated therewith or on the tags or labels affixed thereto, or the nature of the goods makes such placement impracticable, then on document associated with the goods or their sale ....” See Trademark Rule 2.56(b)(1), 37 C.F.R. § 2.56(b)(1) (“A trademark specimen is a label, tag, or container for the goods, or a display associated with the goods. The Office may accept another document related to the goods or the sale of the goods when it is impracticable to place the mark on the goods, packaging for the goods, or displays associated with the goods.”). In assessing the specimens, consideration must be given not only to the information provided by the specimen itself, but also to any explanations offered by Applicant clarifying the nature, content, or context of use of the specimen that are consistent with what the specimen itself shows. See e.g., In re Osterberg, 83 USPQ2d 1220, 1224 (TTAB 2007) (finding that applicant’s mere statement in a signed Serial No. 88199740 - 12 - declaration that copies of the web page were distributed at sales presentation lacked sufficient detail to transform the web page from an advertisement into a display associated with the goods). Thus, in assessing the acceptability of materials which have been submitted as specimens of use, the facts and surrounding circumstances must be fully evaluated to determine the acceptability of the preferred specimens.4 A specimen showing use of the trademark on a vehicle in which the goods are marketed to the relevant purchasers may constitute use of the mark on a container for the goods, if this is the normal mode of use of a mark for the particular goods. TMEP Section 904.03(c). In E.A. Miller & Sons, the Board found that [T]he trademark purpose is fulfilled when the wholesaler accepts delivery of appellant’s beef from the refrigerated trailer plainly marked MILLER’S OF UTAH BLUE RIBBON BEEF on the exterior panel of the trailer. Both the function of identifying source and the guarantee function of the trademark are fulfilled in the transaction at this point in the same way as terms function as trademarks when placed on exterior packages of products ordered out of a mail order catalogue. The attachment by means of painting on the exterior panels of the trailer is reasonably permanent, visible, and placed so that the purchasers of appellant’s goods can readily identify the origin of the butchered beef. . . . There is little question that appellant’s refrigerated trailers serve primarily as transportation and secondarily as storage of its goods under refrigeration, . . . where the container, the refrigerated trailer, is an essential part of the total marketing transaction between appellant and the purchasers of its butchered beef. 225 USPQ at 597-99. 4 Although Applicant mentions the approval of other applications showing use in connection with trailer wrap, each case must be decided on its own set of facts. In re Nett Designs Inc., 236 F.3d 1339, 57 USPQ2d 1564, 1566 (Fed. Cir. 2001). Prior determinations of registrability by Examining Attorneys, involving different marks for the same or similar goods, are not controlling in this case. Serial No. 88199740 - 13 - The Examining Attorney’s evidence shows that common packaging for fruits and vegetables is a label or wrapper on the produce itself, and Applicant has not established that a trailer with a wrap is a common manner of use of a trademark for fresh vegetables or fresh kale. Moreover, Applicant indicates that it stores, maintains, and delivers the goods, but it does not take ownership of the goods, which always remain the property of the growers or their customers. Applicant’s dominion over the goods is that of a bailee confined to the specific task to store, maintain and transport the goods, without title passing to Applicant. Such use of the mark in connection with the refrigerated trailer wrap would not be trademark use in connection with the goods because the container used for transportation has no part to play in the trade or marketing of the produce. This informs the analysis, and differs considerably from the situation in E. A. Miller & Sons, 225 USPQ at 598-99 (valid trademark usage for container for goods where the transportation was deemed part of the marketing transaction between seller and purchaser). Therefore, we conclude that Applicant’s trailer wrap specimen is not acceptable to show trademark use on fresh vegetables and fresh kale. Decision: The Section 2(d) refusal and the Section 1 and 45 specimen refusal are affirmed. Copy with citationCopy as parenthetical citation