Chain Store Guides, LLCDownload PDFTrademark Trial and Appeal BoardJan 23, 2019No. 87193034 (T.T.A.B. Jan. 23, 2019) Copy Citation This Opinion is Not a Precedent of the TTAB Mailed: January 23, 2019 UNITED STATES PATENT AND TRADEMARK OFFICE _____ Trademark Trial and Appeal Board _____ In re Chain Store Guides, LLC _____ Serial No. 87193034 _____ Deborah Nesset of Law Firm of Deborah Nesset, for Chain Store Guides, LLC Dustin T. Bednarz, Trademark Examining Attorney, Law Office 121, Kevin Mittler, Managing Attorney. _____ Before Wellington, Lynch, and Pologeorgis Administrative Trademark Judges. Opinion by Lynch, Administrative Trademark Judge: I. Background and Issue on Appeal Chain Store Guides, LLC (“Applicant”) seeks to register on the Supplemental Register the mark DIRECTORY OF SUPERMARKET, GROCERY & CONVENIENCE STORE CHAINS in standard characters for “Printed directories featuring key contact and personnel information for supermarket, grocery store Serial No. 87193034 - 2 - retailers and convenience store chains” in International Class 16.1 Applicant initially applied for registration on the Principal Register, and the Examining Attorney refused registration of the mark as merely descriptive under Section 2(e)(1), 15 U.S.C. § 1052(e)(1).2 Applicant responded by amending to seek registration of the mark on the Supplemental Register.3 The Examining Attorney then refused registration of the mark as generic under Sections 23(c) and 45, 15 U.S.C. §§ 1091(c) & 1027, and therefore incapable of distinguishing the identified goods. Applicant responded by maintaining that its mark “is not generic and is specific to the the [sic] subject industries who need the lead information to market their business.”4 When the Examining Attorney made the genericness refusal final, Applicant requested reconsideration,5 but the Examining Attorney maintained the refusal. Applicant then appealed, and the case has been briefed.6 1 Application Serial No. 87193034, filed October 4, 2016, based on an allegation of use in commerce under Section 1(a) of the Trademark Act, 15 U.S.C. § 1051(a), stating May 19, 1992 as both the date of first use and the date of first use in commerce. 2 January 10, 2017 Office Action. The Office Action included another refusal that Applicant subsequently overcame and a requirement that was satisfied, so they are not at issue in this appeal. 3 April 4, 2017 Response to Office Action at 2. 4 October 24, 2017 Response to Office Action at 1. 5 Although Applicant’s Request for Reconsideration included an assertion that “the mark has acquired secondary meaning” (April 23, 2018 Request for Reconsideration at 1), because such a claim was irrelevant to the only refusal at issue – genericness – it did not present a new issue requiring a new nonfinal action by the Examining Attorney and we do not consider it an issue on appeal. Cf. TMEP § 714.05 (Oct. 2018) (“If an applicant submits an unacceptable amendment in response to a refusal or requirement issued by the examining attorney, the amendment generally does not raise a new issue that requires a nonfinal action”). 6 Based on the representations in the declaration by Applicant’s counsel, 6 TTABVUE, and the lack of objection by the Examining Attorney, we exercise our discretion to consider Applicant’s Brief despite its untimeliness. See Trademark Rule 2.142(b)(1), 37 C.F.R. § 2.142(b)(1). Serial No. 87193034 - 3 - Applicant has conceded that its mark is at least merely descriptive of its identified goods by seeking registration on the Supplemental Register. See In re Rosemount Inc., 86 USPQ2d 1436, 1439 (TTAB 2008) (“because applicant seeks registration on the Supplemental Register, applicant has conceded that the marks are merely descriptive”); In re Eddie Z's Blinds and Drapery, Inc., 74 USPQ2d 1037, 1039 (TTAB 2005) (“applicant has, by its amendment, conceded that its proposed mark is merely descriptive”). We therefore disregard Applicant’s argument in its Brief that its mark is not merely descriptive. Applicant did not make its amendment to the Supplemental Register in the alternative,7 and the Examining Attorney did not treat it as such. Contrast In re Binion, 93 USPQ2d 1531, 1538 (TTAB 2009) (treating a Section 2(f) claim as if made in the alternative where the examining attorney did not take the claim as a concession and instead “treated the claim as an alternative one”). Thus, we also do not consider Applicant’s arguments concerning acquired distinctiveness, which would only be relevant if Applicant were seeking registration on the Principal Register under Section 2(f), 15 U.S.C. § 1052(f).8 7 April 4, 2017 Response to Office Action (amendment to the Supplemental Register, not in the alternative). 8 Regardless, even if we considered the arguments, as explained further below, the same evidence that shows the mark is generic also shows that it is highly descriptive. Given that, we would find that Applicant’s long use (since 1992), general statement of marketing expenditure not limited to this mark, and the alleged general “recognition” by Chain Store Age (again, not specifically tied to this mark) would not suffice to show acquired distinctiveness of this highly descriptive mark. See April 23, 2018 Request for Reconsideration. Applicant also listed but failed to attach several registrations. None of these listed registrations, however, are for the same mark as the applied-for mark and, therefore, are not probative in our analysis herein. Serial No. 87193034 - 4 - II. Genericness Applicant maintains that its mark is not generic. “A generic term ‘is the common descriptive name of a class of goods or services.’ [citation omitted]. A generic mark, being the ‘ultimate in descriptiveness,’ cannot acquire distinctiveness.” Royal Crown Co. v. Coca-Cola Co., 892 F.3d 1358, 127 USPQ2d 1041, 1045 (Fed. Cir. 2018) (quoting H. Marvin Ginn Corp. v. Int’l Ass’n of Fire Chiefs, Inc., 782 F.2d 987, 228 USPQ 528 (Fed. Cir. 1986)). Whether a proposed mark is generic rests on its primary significance to the relevant public. In re Am. Fertility Soc’y, 188 F.3d 1341, 51 USPQ2d 1832 (Fed. Cir. 1999); Magic Wand Inc. v. RDB Inc., 940 F.2d 638, 19 USPQ2d 1551 (Fed. Cir. 1991). Making this determination “involves a two-step inquiry: First, what is the genus of goods or services at issue? Second, is the term sought to be registered … understood by the relevant public primarily to refer to that genus of goods or services?” Marvin Ginn, 228 USPQ at 530; see also Royal Crown, 127 USPQ2d at 1046. A term also can be considered generic if the public “understands the term to refer to a key aspect of that genus,” or part of the genus, “even if the public does not understand the term to refer to the broad genus as a whole.” In re Cordua Rests., Inc., 823 F.3d 594, 118 USPQ2d 1632, 1637-38 (Fed. Cir. 2016). The Examining Attorney must establish by clear evidence that a mark is generic. In re Hotels.com, L.P., 573 F.3d 1300, 91 USPQ2d 1532, 1533 (Fed. Cir. 2009); In re Merrill Lynch, Pierce, Fenner, & Smith, Inc., 828 F.2d 1567, 4 USPQ2d 1141, 1143 (Fed. Cir. 1987). “Evidence of the public’s understanding of the term may be obtained from any competent source, such as purchaser testimony, consumer surveys, listings Serial No. 87193034 - 5 - in dictionaries, trade journals, newspapers and other publications.” In re Merrill Lynch, Pierce, Fenner, & Smith, Inc., 4 USPQ2d at 1143; see also Cordua Rests., 118 USPQ2d at 1634. In some cases, dictionary definitions of the component terms in a mark and an applicant’s own description of its goods may suffice to show genericness. In re Gould Paper Corp., 834 F.2d 1017, 5 USPQ2d 1110, 1112 (Fed. Cir. 1987); see also In re Am. Fertility Soc’y, 188 F.3d 1341, 51 USPQ2d 1832, 1836 (Fed. Cir. 1999). Because the identification of goods in an application defines the scope of rights that will be accorded the owner of any resulting registration under Section 7(b) of the Trademark Act, 15 U.S.C. § 1057(b), generally “a proper genericness inquiry focuses on the description of [goods] set forth in the [application or] certificate of registration.” Cordua Rests., 118 USPQ2d at 1636 (quoting Magic Wand, 19 USPQ2d at 1552). In this case the identification appropriately expresses the genus of goods at issue. Thus, the ultimate inquiry is whether the relevant public understands DIRECTORY OF SUPERMARKET, GROCERY & CONVENIENCE STORE CHAINS to refer to printed directories featuring key contact and personnel information for supermarket, grocery store retailers and convenience store chains. Bearing in mind that we assess the mark in its entirety, on this record, we nonetheless also find it “useful to consider the public’s understanding of the individual words.” See Princeton Vanguard, LLC v. Frito-Lay North Am., Inc., 786 F.3d 960, 114 USPQ2d 1827, 1832-33 (Fed. Cir. 2015). Applicant’s own identification identifies its goods as “directories,” which comports with a dictionary entry in the record for “directory” defining it as “[a] book listing individuals or organizations Serial No. 87193034 - 6 - alphabetically or thematically with details such as names, addresses, and telephone numbers.”9 Applicant’s substitute specimen refers to its goods as a “print directory.” See In re Reed Elsevier Props., 482 F.3d 1376, 82 USPQ2d 1378, 1380 (Fed. Cir. 2007) (Appropriate to consider the applicant’s website to provide context for and inform the understanding of the identification); In re Steelbuilding.com, 415 F.3d 1293, 75 USPQ2d 1420 (Fed. Cir. 2005) (examining the subject website in order to understand the meaning of terms). Applicant’s own identification also states that its directories, inter alia, provide information about “supermarkets,” “grocery store retailers,” and “convenience store chains.” A dictionary entry in the record for “supermarket” defines it as “[a] large self-service store selling foods and household goods.”10 An entry for “grocery” defines it as “[a] grocer’s store or business.”11 An entry for “convenience store” defines it as “[a] store with extended opening hours and in a convenient location, stocking a limited range of household goods and groceries.”12 Finally, an entry for “chain” includes the relevant definition, “[a] group of establishments, such as hotels, stores, or restaurants, owned by the same company.”13 Other evidence in the record corroborates the definitions and Applicant’s own use of the terms in the mark. The record shows that “directory” is used in the relevant industry for various types of listings related to supermarkets, groceries and 9 January 10, 2017 Office Action at 7 (oxforddictionaries.com). 10 Id. at 10 (oxforddictionaries.com). 11 Id. at 13 (oxforddictionaries.com). 12 Id. at 16 (oxforddictionaries.com). 13 Id. at 19-20 (oxforddictionaries.com). Serial No. 87193034 - 7 - convenience stores, including reference to convenience store chains and grocery store chains. For example: A screenshot of “Directory of Convenience Stores” promotes its directory as well as other “Grocery, Gourmet & Convenience Store Retailer Resources.”14 The website for RetailBuyers.net promotes its “Directory of Convenience Stores,” described as “dynamic online databases providing high-quality sales leads and industry intelligence….”15 A webpage titled “Convenience Store Directory” promotes a “Convenience/Grocery Store Directory” characterized as including “[o]ver 1,600 Convenience Store Chains (Ex. 7- 11, Chevron, Circle K etc.)” and “Over 1,700 Grocery Store Chains (Ex. Kroger, Publix, Safeway, Walmart etc.).”16 According to the information on the webpage, the directory contains contact information for “the Grocery Chain List” of retailers who “operate two or more stores, with an importance on high sales volume and fast moving products.”17 The webpage also notes that “[t]here are many other convenience store lists, grocery store lists and supermarket lists on the market, but nothing as comprehensive as ours for the price.”18 The webpage for “Grocery Stores Directory” states that “[t]his Grocery Stores directory includes grocery store or supermarket pages….[and] [e]ach directory listing specifies the County in which the grocery store or supermarket is located as well as the database categories that are relevant to the listing.”19 A screenshot from the EndFoodWaste.org website promotes “The Ugly Fruit and Veg Supermarket 14 Id. at 29 (directory.c-stores.com). 15 Id. at 30 (retailbuyers.net). 16 Id. at 32 (cstoredirectory.com). 17 Id. at 33. 18 Id. 19 Id. at 34 (grocery-stores.regionaldirectory.us). Serial No. 87193034 - 8 - Directory,” a directory of retailers who have agreed to sell “cosmetically imperfect” produce.20 The website of Progressive Grocer offers links to “National Supermarket Chains” and “Regional Supermarket Chains” as well as “Independent Grocers.”21 The record thus reflects that “chains” in this context refers to supermarkets, grocery stores and convenience stores with multiple locations under common ownership or control. Applicant’s only evidentiary submission is a declaration by its managing member, Earl Macomber, that includes representations such as:22 The subject mark, Directory of Supermarket, Grocery & Convenience Store Chains, in use since 1946, is one of many comprehensive directories produced by [Applicant] that cover a myriad of industries. The directories offered by [Applicant], under their distinctive marks, including the subject mark DIRECTORY OF SUPERMARKET, GROCERY & CONVENIENCE STORE CHAINS, are unique to the industry of business directories. The consumers for these types of directories are small, discreet and highly sophisticated. [Customers include] manufacturers, suppliers, service providers, brokers, real estate professionals, retailers, analysts, consultants and other professionals…. Applicant spends over $350,000 … in marketing their directories, including the directory with the subject mark. 20 Id. at 26 (endfoodwaste.org). 21 Id. at 23 (progressivegrocer.com). 22 October 24, 2017 Response to Office Action at 4-10 (Macomber Declaration). While we note that the declaration includes an exhibit with purported client testimonials, we do not find them probative, as these unsigned hearsay quotations do not even refer to or address the consumer perception of DIRECTORY OF SUPERMARKET, GROCERY & CONVENIENCE STORE CHAINS. Instead, they refer to Applicant in general (“Chain Store Guide” or “CSG”), or on occasion refer to other marks, and discuss the quality and usefulness of Applicant’s goods and services. Id. at 6-10 (Macomber Declaration, Exhibit A). Serial No. 87193034 - 9 - [Applicant] and its directories have also been recognized by Chain Store Age, the leading publication in [Applicant’s] industry. The declaration contains very little factual information bearing on the genericness inquiry. Numerous statements in the declaration, such as that concerning industry recognition and marketing expenditures, concern Applicant’s business in general and its “many comprehensive directories,” rather than the mark at issue in this proceeding, DIRECTORY OF SUPERMARKET, GROCERY & CONVENIENCE STORE CHAINS. The more specific representation that the mark at issue has been in use since 1946 is not germane to the genericness inquiry because “[o]f course, a generic term cannot be appropriated exclusively as a trademark irrespective of the length of use or level of promotional efforts.” See In re ActiveVideo Networks, Inc., 111 USPQ2d 1581, 1605 (TTAB 2014). Mr. Macomber’s representation about the nature and type of consumers helps identify the relevant purchasing public, but does not undercut genericness in this case. The evidentiary record even includes generic use of the terms in Applicant’s mark within the relevant industry to which these sophisticated purchasers are accustomed. There is no basis to find that even relatively sophisticated purchasers would understand DIRECTORY OF SUPERMARKET, GROCERY & CONVENIENCE STORE CHAINS as anything other than a generic term for Applicant’s goods. We find that Applicant’s mark is the common descriptive name of a class of directories – those that list chains of supermarkets, grocery stores, and convenience stores. Although it is possible for “the whole [of a mark to] be greater than the sum of its parts,” Princeton Vanguard, 114 USPQ2d at 1831, we do not find that to be true Serial No. 87193034 - 10 - of Applicant’s mark. Rather, “the entire formulation does not add any meaning to the otherwise generic mark.” See Steelbuilding, 75 USPQ3d at 1421. Although the evidence set forth above does not include third-party use of Applicant’s entire exact mark, it includes numerous examples of some of the wording used together, such as multiple uses of “Directory of Convenience Stores” and “Convenience Store Directory,”23 and use of “Grocery Chain,”24 “Supermarket Chains,”25 “Grocery Stores Directory,”26 and “Supermarket Directory.”27 The record contains no other evidence of consumer perception suggesting that the mark as a whole is or could be capable of being a source-indicator. Applicant’s mark is generic for directories of chain supermarkets, groceries, and convenience stores because it names all or a part of the genus of “printed directories featuring key contact and personnel information for supermarket, grocery store retailers and convenience store chains.” See Cordua Rests., 118 USPQ2d at 1637-38. See Reed Elsevier Props., 82 USPQ2d at 1379 (LAWYERS.COM generic for “[p]roviding access to an online interactive database featuring information exchange in the fields of law, legal news, and legal services”). Decision: The refusal to register Applicant’s proposed mark on the ground that it is the generic designation of the identified goods is affirmed. 23 January 10, 2017 Office Action at 29 (directory.c-stores.com), 30 (retailbuyers.net), and Id. at 32 (cstoredirectory.com). 24 Id. at 33 (cstoredirectory.com). 25 Id. at 23 (progressivegrocer.com). 26 Id. at 34 (grocery-stores.regionaldirectory.us). 27 Id. at 26 (endfoodwaste.org). Copy with citationCopy as parenthetical citation