Ceri Stuart. Jerome et al.Download PDFPatent Trials and Appeals BoardJul 18, 201912242593 - (D) (P.T.A.B. Jul. 18, 2019) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 12/242,593 09/30/2008 Ceri Stuart Jerome 2043.584US1 8921 49845 7590 07/18/2019 SCHWEGMAN LUNDBERG & WOESSNER/EBAY P.O. BOX 2938 MINNEAPOLIS, MN 55402 EXAMINER OFORI-AWUAH, MAAME ART UNIT PAPER NUMBER 3629 NOTIFICATION DATE DELIVERY MODE 07/18/2019 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): SLW@blackhillsip.com USPTO@SLWIP.COM PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ Ex parte CERI STUART JEROME and MANISH JAIN ____________ Appeal 2018-0024461 Application 12/242,5932 Technology Center 3600 ____________ Before ANTON W. FETTING, JOSEPH A. FISCHETTI, and NINA L. MEDLOCK, Administrative Patent Judges. MEDLOCK, Administrative Patent Judge. DECISION ON APPEAL STATEMENT OF THE CASE Appellants appeal under 35 U.S.C. § 134(a) from the Examiner’s final rejection of claims 26, 29–45, 49, 51, 52, and 54–57. We have jurisdiction under 35 U.S.C. § 6(b). We AFFIRM. 1 Our decision references Appellants’ Appeal Brief (“App. Br.,” filed June 26, 2017) and Reply Brief (“Reply Br.,” filed January 2, 2018), and the Examiner’s Answer (“Ans.,” mailed October 30, 2017) and Final Office Action (“Final Act.,” mailed December 27, 2016). 2 Appellants identify eBay Inc. as the real party in interest. App. Br. 2. Appeal 2018-002446 Application 12/242,593 2 CLAIMED INVENTION Appellants describe that the claimed invention “relate[s] generally to the technical field of data management, and in one specific example, to a system and a method for organizing meet-ups based on transaction information” (Spec. ¶ 1). Claims 26, 40, and 49 are the independent claims on appeal. Claim 26, reproduced below with bracketed notations added, is illustrative of the claimed subject matter: 26. A method of automatically generating suggestions of meet-up events for presentation in a user interface of a client system of a first user of a network-based publication system and automatically communicating invitations pertaining to at least one of the suggested meet up events to client systems of a subset of other users of the network-based publication system based on a selection of the at least one of the suggested meet-up events being made by the first user via the user interface, the method comprising: [(a)] receiving a definition of an inclusion zone from the client system of the first user; [(b)] receiving listings from client systems of the other users of the network-based publication system; [(c)] identifying a subset of the listings based on associations between the subset of the listings and the inclusion zone; [(d)] identifying popularities of the subset of the listings based on a number of closed transactions pertaining to each of the subset of the listings; [(e)] generating the suggestions of the meet-up events for presentation in the user interface of the client system of the first user, each of the suggestions including a meet-up location and a set of meet-up listings, the meet-up location based on the inclusion zone and the set of meet-up listings based on the identifying of the subset of the listings and the identifying of the popularities of the subset of the listings; and Appeal 2018-002446 Application 12/242,593 3 [(f)] communicating the invitations to the client systems of the subset of the other users based on the selection of the at least one of the suggested meet-up events being made by the first user via the user interface, the subset of the other users corresponding to the set of meet-up listings included in the at least one of the suggested meet-up events. REJECTION Claims 26, 29–45, 49, 51, 52, and 54–57 are rejected under 35 U.S.C. § 101 as directed to a judicial exception without significantly more. ANALYSIS Appellants argue the independent claims as a group (App. Br. 19–28). We select independent claim 26 as representative. Independent claims 40 and 49 stand or fall with claim 26. See 37 C.F.R. §41.37(c)(1)(iv). Appellants argue that dependent claims 29–39, 41–45, 51, 52, and 54– 57 are directed to patent-eligible subject matter both based on their dependence from claims 26, 40, and 49 (see App. Br. 28), and independently of the independent claims (id. at 28–31). Under 35 U.S.C. § 101, an invention is patent-eligible if it claims a “new and useful process, machine, manufacture, or composition of matter.” 35 U.S.C. § 101. The Supreme Court, however, has long interpreted § 101 to include an implicit exception: “[l]aws of nature, natural phenomena, and abstract ideas” are not patentable. Alice Corp. v. CLS Bank Int’l, 573 U.S. 208, 216 (2014). The Supreme Court, in Alice, reiterated the two-step framework previously set forth in Mayo Collaborative Services v. Prometheus Laboratories, Inc., 566 U.S. 66 (2012), “for distinguishing patents that claim laws of nature, natural phenomena, and abstract ideas from those that claim Appeal 2018-002446 Application 12/242,593 4 patent-eligible applications of those concepts.” Alice Corp., 573 U.S. at 217. The first step in that analysis is to “determine whether the claims at issue are directed to one of those patent-ineligible concepts.” Id. If the claims are not directed to a patent-ineligible concept, e.g., an abstract idea, the inquiry ends. Otherwise, the inquiry proceeds to the second step where the elements of the claims are considered “individually and ‘as an ordered combination’” to determine whether there are additional elements that “‘transform the nature of the claim’ into a patent-eligible application.” Id. (quoting Mayo, 566 U.S. at 79, 78). This is “a search for an ‘inventive concept’ — i.e., an element or combination of elements that is ‘sufficient to ensure that the patent in practice amounts to significantly more than a patent upon the [ineligible concept] itself.’” Id. at 217–18 (alteration in original). Applying the Mayo/Alice framework, and treating independent claim 26 as representative, the Examiner determined here that the pending claims are directed to an abstract idea similar to other concepts that the courts have held abstract (id. at 9 (explaining that the “activities” recited in claim 26 are similar to those held abstract in SmartGene3 in that “claim 26 describes using new/stored information (e.g.[,] inclusion zone, listings, popularities of the subset of listings) and rules (e.g.[,] user selection) to identify options (e.g.[,] suggestions of the meet-up events, communication of invitations)),” and that certain steps of the claimed method represent steps that are performable by a human user, which “further underscor[es] that the claim is directed to an abstract idea”))). The Examiner also determined that the claims do not include additional elements that are sufficient to amount to 3 SmartGene, Inc. v. Advanced Biological Labs, SA, 555 F. App’x 950 (Fed. Cir. 2014). Appeal 2018-002446 Application 12/242,593 5 significantly more than the judicial exception (id. at 10–11), noting that the additional elements in representative claim 26, i.e., “a network-based publication system to perform the step of receiving of listings” and a “user interface of the client system,” simply limit the abstract idea to a particular technological environment or include the use of a generic computer to perform generic computer functions, i.e., receiving user selections and displaying information (id. at 10). Appellants maintain that the § 101 rejection cannot be sustained at least because the Examiner has failed to establish a prima facie case of patent-ineligibility (App. Br. 19–23; see also Reply Br. 2–34). In this regard, Appellants argue that the Examiner’s failure to establish a prima facie case is “readily apparent” in that the Examiner has failed to articulate the concept to which the claims are directed with enough specificity to ensure that the inquiry under step one of the Mayo/Alice framework is meaningful, and also apparent in that the Examiner has failed to adequately explain why any additional elements do not add significantly more to the judicial exception (id.). We agree that the Examiner could have provided additional analysis in the Final Office Action. But we are not persuaded that the rejection is so uninformative as to fail to comply with the notice requirement of 35 U.S.C. § 132 — the standard by which the sufficiency of the Examiner’s rejection is properly assessed. See In re Jung, 637 F.3d 1356, 1362 (Fed. Cir. 2011) (holding that the USPTO carries its procedural burden of establishing a 4 We note that the pages of Appellants’ Reply Brief are unnumbered; we refer to the title page as page 1 and treat the pages that follow as though consecutively numbered. Appeal 2018-002446 Application 12/242,593 6 prima facie case when its rejection satisfies the requirements of 35 U.S.C. § 132); Chester v. Miller, 906 F.2d 1574, 1578 (Fed. Cir. 1990) (“Section 132 is violated when a rejection is so uninformative that it prevents the applicant from recognizing and seeking to counter the grounds for rejection.”). See also “July 2015 Update: Subject Matter Eligibility,”5 p. 6 (setting forth a general notice requirement to establish a prima facie rejection under 35 U.S.C. § 101); May 4, 2016 Memorandum, p. 2 (“[T]he rejection . . . must provide an explanation . . . which [is] sufficiently clear and specific to provide applicant sufficient notice of the reasons for ineligibility and enable the applicant to effectively respond.”) (emphasis added). We also note, for the record, that the Examiner provides additional analysis in the Answer, specifically addressing the concept to which Appellants maintain the claims are directed, i.e., “automatically generating suggestions of meet-up events for presentation in a user interface of a client system of a first user of a network-based publication system” and “automatically communicating invitations pertaining to at least one of the suggested meet up events to client systems of a subset of other users of the network-based publication system based on a selection of the at least one of the suggested meet-up events being made by the first user via the user interface” (see, e.g., Ans. 6–7). After Appellants’ briefs were filed, and the Examiner’s Answer mailed, the USPTO published revised guidance for use by USPTO personnel in evaluating subject matter eligibility under 35 U.S.C. § 101. 2019 REVISED PATENT SUBJECT MATTER ELIGIBILITY GUIDANCE, 5 Available at https://www.uspto.gov/sites/default/files/documents/ieg-july- 2015-update.pdf. Appeal 2018-002446 Application 12/242,593 7 84 Fed. Reg. 50, 57 (Jan. 7, 2019) (the “2019 Revised Guidance”). That guidance revised the USPTO’s examination procedure with respect to the first step of the Mayo/Alice framework by (1) providing groupings of subject matter that is considered an abstract idea; and (2) clarifying that a claim is not “directed to” a judicial exception if the judicial exception is integrated into a practical application of that exception. Id. at 50. The 2019 Revised Guidance, by its terms, applies to all applications, and to all patents resulting from applications, filed before, on, or after January 7, 2019. Id. Step One of the Mayo/Alice Framework (2019 Revised Guidance, Step 2A) The first step in the Mayo/Alice framework, as mentioned above, is to “determine whether the claims at issue are “directed to” a patent-ineligible concept, e.g., an abstract idea. Alice Corp., 573 U.S. at 217. This first step, as set forth in the 2019 Revised Guidance (i.e., Step 2A), is a two-prong test; in Step 2A, Prong One, we look to whether the claim recites a judicial exception, e.g., one of the following three groupings of abstract ideas: (1) mathematical concepts; (2) certain methods of organizing human activity, e.g., fundamental economic principles or practices, commercial or legal interactions; and (3) mental processes. 2019 Revised Guidance, 84 Fed. Reg. at 54. If so, we next consider whether the claim includes additional elements, beyond the judicial exception, “that integrate the [judicial] exception into a practical application,” i.e., that apply, rely on, or use the judicial exception in a manner that imposes a meaningful limit on the judicial exception, such that the claim is more than a drafting effort designed to monopolize the judicial exception (“Step 2A, Prong Two”). Id. at 54-55. Only if the claim (1) recites a judicial exception and (2) does not integrate Appeal 2018-002446 Application 12/242,593 8 that exception into a practical application do we conclude that the claim is “directed to” the judicial exception, e.g., an abstract idea. Here, we are not persuaded by Appellants’ argument that the Examiner erred in determining that the claims are directed to an abstract idea (App. Br. 23–25). The Federal Circuit has explained that “the ‘directed to’ inquiry applies a stage-one filter to claims, considered in light of the [S]pecification, based on whether ‘their character as a whole is directed to excluded subject matter.’” Enfish, LLC v. Microsoft Corp., 822 F.3d 1327, 1335 (Fed. Cir. 2016) (quoting Internet Patents Corp. v. Active Network, Inc., 790 F.3d 1343, 1346 (Fed. Cir. 2015)). It asks whether the focus of the claims is on a specific improvement in relevant technology or on a process that itself qualifies as an “abstract idea” for which computers are invoked merely as a tool. See id. at 1335–36. Here, it is clear from the Specification, including the claim language, that the claims focus on an abstract idea, and not on any improvement to computer technology and/or functionality. The Specification is entitled “TRANSACTION INFORMATION BASED MEET-UPS,” and states that embodiments of the present invention relate generally to data management, and in one specific example, to organizing meet-ups based on transaction information (Spec. ¶ 1). The Background section of the Specification describes that with the advancement of communication and networking technologies, more and more people spend time on the Internet, e.g., searching for information, shopping, and participating in discussion forums and social networking (id. ¶ 2). Service providers and online businesses try to reach potential clients and customers via, for example, online advertisements, and electronic messaging; the widespread use of handheld communication devices, e.g., cell phones and Appeal 2018-002446 Application 12/242,593 9 personal data assistants (PDAs), also has made users of such devices easy targets for online advertisements and online transactions (id.). The Specification discloses that embodiments of the present invention include organizing meet-ups based on transaction information, and describes that in an exemplary embodiment, a server associated with an online publication system receives an inclusion zone, e.g., a selection of a geographical area, from a first user (id. ¶¶ 17, 18). The server identifies listings, e.g., offers to buy or sell goods or services, in the online publication system associated with the inclusion zone, e.g., buyers/sellers within a predefined radium from the location of the scheduled meet-up (id. ¶ 18), and forwards suggested meet-up events, including a meet-up location and a set of meet-up listings, to the first user for consideration (id.). Invitations are then communicated to other users based on the first user’s selection of one or more of the suggested events; the invitees may be related to one or more of the listings in the online publication system associated with the user- defined inclusion zone (id.). Consistent with this disclosure, claim 26 recites a method of automatically generating suggestions of meet-up events for presentation to a first user of a network-based publication system by: (1) receiving information from publication system users — an inclusion zone from the first user and listings from other users, i.e., “receiving a definition of an inclusion zone from the client system of the first user” and “receiving listings from client systems of the other users of the network-based publication system” (steps (a) and (b)); (2) analyzing the information — identifying listings associated with the inclusion zone, determining the popularity of the listings, and generating meet-up event suggestions, i.e., Appeal 2018-002446 Application 12/242,593 10 “identifying a subset of the listings based on associations between the subset of the listings and the inclusion zone,” “identifying popularities of the subset of the listings based on a number of closed transactions pertaining to each of the subset of the listings,” and “generating the suggestions of the meet-up events for presentation in the user interface of the client system of the first user . . . including a meet-up location and a set of meet-up listings . . . based on the inclusion zone and . . . on the identifying of the subset of the listings and the identifying of the popularities of the subset of the listings” (steps (c), (d), and (e)); and (3) presenting the results of the collection and analysis — presenting meet-up event suggestions to the first user and forwarding invitations to a selected meet-up event to other users, who correspond to listings for the selected event, i.e., “communicating the invitations to the client systems of the subset of the other users based on the selection of the at least one of the suggested meet-up events being made by the first user via the user interface” (step (f)). Simply put, and consistent with Appellants’ own characterization (see App. Br. 20), claim 26 recites generating suggestions of meet-up events for presentation to a first user of a network- based publication system and communicating invitations to at least one of the suggested meet up events to a subset of other users of the network-based publication system based on a selection of at least one of the suggested meet-up events by the first user — in other words, managing relationships or interactions between people, which is a method of organizing human activity and, therefore, an abstract idea. See 2019 Revised Guidance, 84 Fed. Reg. at 52. The Federal Circuit has held similar concepts to be abstract. Thus, for example, the Federal Circuit has held that abstract ideas include receiving Appeal 2018-002446 Application 12/242,593 11 and sending information over a network — with no further details or specification, see, e.g., buySAFE, Inc. v. Google, Inc., 765 F.3d 1350 (Fed. Cir. 2014) (“That a computer receives and sends the information over a network — with no further specification—is not even arguably inventive.”), and that abstract ideas also include collecting data, analyzing the data, and displaying the results of the collection and analysis, including when limited to particular content. See, e.g., Intellectual Ventures I LLC v. Capital One Fin. Corp., 850 F.3d 1332, 1340 (Fed. Cir. 2017) (identifying the abstract idea of collecting, displaying, and manipulating data); Elec. Power Grp., LLC v. Alstom S.A., 830 F.3d 1350, 1354 (Fed. Cir. 2016) (characterizing collecting information, analyzing information by steps people go through in their minds, or by mathematical algorithms, and presenting the results of collecting and analyzing information, without more, as matters within the realm of abstract ideas). Networking technologies, including social networking, also are a known technique for facilitating human interactions, including targeting potential clients and customers (Spec. ¶ 2). Having concluded that claim 26 recites a judicial exception, i.e., an abstract idea (Step 2A, Prong 1), we next consider whether the claim recites “additional elements that integrate the judicial exception into a practical application” (Step 2A, Prong 2). The Examiner determined, and we agree, that the only elements recited in claim 26, beyond the abstract idea, are the clamed “network-based publication system” and “client systems,” including a “user interface” — elements that, as the Examiner observes, are described in the Specification at Appeal 2018-002446 Application 12/242,593 12 a high level of generality (Final Act. 10), i.e., as generic computer components (see, e.g., Spec. ¶¶ 17, 23, 47–51). We find no indication in the Specification, nor do Appellants direct us to any indication, that the operations recited in claim 26 invoke any assertedly inventive programming, require any specialized computer hardware or other inventive computer components, i.e., a particular machine, or that the claimed invention is implemented using other than generic computer components to perform generic computer functions. See DDR Holdings, LLC v. Hotels.com, L.P., 773 F.3d 1245, 1256 (Fed. Cir. 2014) (“[A]fter Alice, there can remain no doubt: recitation of generic computer limitations does not make an otherwise ineligible claim patent-eligible.”). We also find no indication in the Specification that the claimed invention effects a transformation or reduction of a particular article to a different state or thing. Nor do we find anything of record, short of attorney argument, that attributes an improvement in technology and/or a technical field to the claimed invention or that otherwise indicates that the claimed invention integrates the abstract idea into a “practical application,” as that phrase is used in the 2019 Revised Guidance.6 Appellants maintain that the claims are not directed to an abstract idea, and summarily assert that, as with the self-referential table in Enfish, 6 The Revised Guidance references the MANUAL OF PATENT EXAMINING PROCEDURE (“MPEP”) § 2106.05(a)–(c) and (e)–(h) in describing the considerations that are indicative that an additional element or combination of elements integrates the judicial exception, e.g., the abstract idea, into a practical application. Id. at 55. If the recited judicial exception is integrated into a practical application, as determined under one or more of these MPEP sections, the claim is not “directed to” the judicial exception. Appeal 2018-002446 Application 12/242,593 13 “the plain focus of the claims at issue . . . is an improvement to computer functionality, . . . not on economic or other tasks for which a computer is used in its ordinary capacity” (App. Br. 23). Yet, we fail to see how, and Appellants have not explained how, the court’s holding in Enfish impacts the present analysis under the Mayo/Alice framework. For example, Appellants do not point to anything in the claims that resembles the inventive self- referential data structure at issue in Enfish. We also find nothing in the Specification, nor do Appellants direct us to anything in the Specification, that attributes an improvement in computer functionality to the claimed invention. Specifically referencing independent claim 40, Appellants argue that “one or more modules are incorporated into the network-based publication system to configure one or more processors of the network-based publication system to perform the recited operations” and that a person skilled in the art would understand that a generic computer would be incapable of performing these recited operations (App. Br. 27). Yet, as described above, we find nothing in the Specification to indicate that the operations recited in the claims, including in claim 40, require any specialized or inventive computer component, invoke any assertedly inventive programming, or that the claimed invention is implemented using other than generic computer components. Cf. In re Katz Interactive Call Processing Patent Litig., 639 F.3d 1303, 1316 (Fed. Cir. 2011) (“Absent a possible narrower construction of the terms ‘processing,’ ‘receiving,’ and ‘storing,’ . . . those functions can be achieved by any general purpose computer without special programming”). Appeal 2018-002446 Application 12/242,593 14 Responding to the Examiner’s Answer, Appellants argue in the Reply Brief that Figure 1 (reference numerals 180–186) and corresponding paragraphs 17–22 of the Specification show that a computer is changed and improved, and that further changes and improvements to the computer are described with respect to other figures (Reply Br. 5). But, even accepting Appellants’ argument, there is a fundamental difference between computer functionality improvements, on the one hand, and uses of existing computers as tools to perform a particular task, on the other. Indeed, the Federal Circuit applied this distinction in Enfish in rejecting a § 101 challenge at the step one stage in the Alice analysis because the claims at issue focused on a specific type of data structure, i.e., the self-referential table, designed to improve the way a computer carries out its basic functions of storing and retrieving data, and not on asserted advances in uses to which existing computer capabilities could be put. Id. at 1335–36. We find no parallel here between the pending claims and the claims in Enfish nor any comparable aspect in the present claims that represents “an improvement to computer functionality.” The alleged changes to which Appellants refer do not concern an improvement to computer capabilities but instead relate to the implementation of various tasks, e.g., displaying a map on a user interface, for which a computer is used in its ordinary capacity. Appellants further assert in the Reply Brief that the claimed concept, i.e., “automatically generating suggestions of meet-up events for presentation in a user interface of a client system of a first user of a network- based publication system” and “automatically communicating invitations pertaining to at least one of the suggested meet up events to client systems of a subset of other users of the network-based publication system based on a Appeal 2018-002446 Application 12/242,593 15 selection of the at least one of the suggested meet-up events being made by the first user via the user interface,” is more similar to concepts that the courts have identified as directed to patent-eligible subject matter than it is to concepts that the courts have identified as patent-ineligible subject matter, and that the claims are directed to “a user interface improvement, as in, for example, DDR Holdings and Trading Tech. v. CQG [Trading Technologies International v. CQG Inc., 675 F. App’x 1001 (Fed. Cir. 2017)]” (Reply Br. 4–5; see also id. at 8). Yet, we find nothing in the Specification, nor do Appellants direct to anything in the Specification, to indicate that claimed invention involves more than simply displaying information on a generic user interface. In Trading Technologies, where the Federal Circuit affirmed the district court’s holding that the patented claims (which recited a method and system for displaying market information on a graphical user interface) were not directed to an abstract idea, the district court found, and the Federal Circuit agreed, that the challenged patents did not simply claim displaying information on a graphical user interface; instead, the claims required “a specific, structured graphical user interface paired with a prescribed functionality directly related to the graphical user interface’s structure that is addressed to and resolves a specifically identified problem in the prior state of the art.” Id. at 1004.7 The Federal Circuit, thus, found that the district 7 Specifically, the district court found that with prior art GUIs, the best bid and best ask prices changed based on updates received from the market; therefore, there was a risk with these GUIs that a trader would miss her intended price as a result of prices changing from under her pointer at the time she clicked on the price cell on the GUI. The patents-in-suit provided a system and method whereby traders could place orders at a particular, Appeal 2018-002446 Application 12/242,593 16 court’s ruling was in accord with precedent that has recognized that “specific technologic modifications to solve a problem or improve the functioning of a known system generally produce patent-eligible subject matter.” Id. at 1004–05 Appellants assert here that the claims are directed to a user interface improvement (Reply Br. 4). But Appellants do not identify any problem with prior user interfaces that the present interface was specifically designed to resolve. The present claims, in our view, are like those claims that the courts in Trading Technologies distinguished as patent-ineligible. Rather than solving a technological problem, the present claims simply call for displaying certain information in a user interface. See Trading Techs., 2015 WL 774655, at *4 (“If the claims simply provided for ‘setting, displaying, and selecting’ data information, CQG would be correct in its assessment that the claims are directed to an abstract idea”); Trading Techs., 675 F. App’x at 1005 (“ineligible claims generally lack steps or limitations specific to a solution of a problem, or improvement in the functioning of technology”). Finally, we are not persuaded of Examiner error by Appellants’ argument that the claims are not directed to an abstract idea because the specific claim limitations “do[ ] not preempt approaches that identify meet- up locations in a different way or communicate invitations based on different identified price level, not necessarily the highest bid or the lowest ask price by keeping the prices static in position, and allowing the quantities at each price to change. Trading Techs. Int’l, Inc. v. CQG, Inc., No. 05-cv-4811, 2015 WL 774655 *4 (N.D. Ill. Feb. 24, 2015). Appeal 2018-002446 Application 12/242,593 17 factors” (App. Br. 24; see also Reply Br. 6). There is no dispute that the Supreme Court has described “the concern that drives [the exclusion of abstract ideas from patent eligible subject matter] as one of pre-emption.” Alice Corp., 573 U.S. at 216. But, characterizing preemption as a driving concern for patent eligibility is not the same as characterizing preemption as the sole test for patent eligibility. “The Supreme Court has made clear that the principle of preemption is the basis for the judicial exceptions to patentability” and “[f]or this reason, questions on preemption are inherent in and resolved by the § 101 analysis.” Ariosa Diagnostics, Inc. v. Sequenom, Inc., 788 F.3d 1371, 1379 (Fed. Cir. 2015) (citing Alice Corp., 573 U.S. at 216–17). “[P]reemption may signal patent ineligible subject matter, [but] the absence of complete preemption does not demonstrate patent eligibility.” Id. We conclude, for the reasons outlined above, that claim 26 recites a method of organizing human activity, i.e., an abstract idea, and that the additional elements recited in the claim are no more than generic computer components used as tools to perform the recited abstract idea. As such, they do not integrate the recited abstract idea into a practical application. See Alice Corp., 573 U.S. at 223–24 (“[W]holly generic computer implementation is not generally the sort of ‘additional feature[e]’ that provides any ‘practical assurance that the process is more than a drafting effort designed to monopolize the [abstract idea] itself.’” (quoting Mayo, 566 U.S. at 77)). Accordingly, we agree with the Examiner that claim 26 is directed to an abstract idea. Appeal 2018-002446 Application 12/242,593 18 Step Two of the Mayo/Alice Framework (2019 Revised Guidance, Step 2B) Having determined under step one of the Mayo/Alice framework that claim 26 is directed to an abstract idea, we next consider under Step 2B of the 2019 Revised Guidance, the second step of the Mayo/Alice framework, whether claim 26 includes additional elements or a combination of elements that provide an “inventive concept,” i.e., whether the additional elements amount to “significantly more” than the judicial exception itself. 2019 Revised Guidance, 84 Fed. Reg. at 56. Appellants argue that even if the claims are directed to an abstract idea, the claims are nonetheless patent-eligible because “the specific implementation set forth in the claim limitations shows that the claims . . . are directed to ‘significantly more’” than an abstract idea (App. Br. 25). Appellants attempt to draw an analogy between the present claims and those at issue in BASCOM Global Internet Services, Inc. v. AT&T Mobility LLC, 827 F.3d 1341 (Fed. Cir. 2016), arguing that “the pending claims are ‘not an abstract-idea-based solution implemented with generic technical components in a conventional way’” but instead “recite a specific solution for ‘generating suggestions of meet-up events’ and ‘communicating invitations pertaining to at least one of the suggested meet-up event[s] to client systems of a subset of the other users’” (id. at 26; see also Reply Br. 7–8). But we can find no parallel between the pending claims and those at issue in BASCOM. There, the Federal Circuit held that the second step of the Mayo/Alice framework was satisfied because the claimed invention “represents a ‘software-based invention[ ] that improve[s] the performance of the computer system itself.’” BASCOM, 827 F.3d at 1351 (stating that like DDR Holdings, where the patent “claimed a technical solution to a problem Appeal 2018-002446 Application 12/242,593 19 unique to the Internet,” the patent in BASCOM claimed a “technology-based solution . . . to filter content on the Internet that overcomes existing problems with other Internet filtering systems . . . making it more dynamic and efficient”) (citations omitted). We are not persuaded that “generating suggestions of meet-up events” and “communicating invitations pertaining to at least one of the suggested meet-up event[s] to . . . other users” is a technological improvement comparable to the situation in BASCOM. And to the extent Appellants maintain that the claims are patent-eligible because they recite a “specific solution” for generating suggestions of meet-up events and communicating inventions to at least one of the suggested meet-up events (App. Br. 26), we note that a specific abstract idea is still an abstract idea. For example, “cases have not distinguished among different laws of nature according to whether or not the principles they embody are sufficiently narrow.” Mayo, 566 U.S. at 88–89 (citing Parker v. Flook, 437 U.S. 584 (1978) (holding narrow mathematical formula unpatentable)). Appellants also misapprehend the controlling precedent to the extent Appellants maintain that “the recited operations are not conventional operations, as evidenced by the fact that there is not even a novelty (102) or obviousness (103) rejection outstanding in this case” (App. Br. 26–27). Neither a finding of novelty nor a non-obviousness determination automatically leads to the conclusion that the claimed subject matter is patent-eligible. Although the second step in the Mayo/Alice framework is termed a search for an “inventive concept,” the analysis is not an evaluation of novelty or non-obviousness, but rather, a search for “an element or combination of elements that is ‘sufficient to ensure that the patent in practice amounts to significantly more than a patent upon the [ineligible Appeal 2018-002446 Application 12/242,593 20 concept] itself.’” Alice Corp., 573 U.S. at 217–18 (citation omitted). “Groundbreaking, innovative, or even brilliant discovery does not by itself satisfy the § 101 inquiry.” Ass’n for Molecular Pathology v. Myriad Genetics, Inc., 569 U.S. 576, 591 (2013). A novel and non-obvious claim directed to a purely abstract idea is, nonetheless, patent-ineligible. See Mayo, 566 U.S. at 90; see also Diamond v. Diehr, 450 U.S. 175, 188–89 (1981) (“The ‘novelty’ of any element or steps in a process, or even of the process itself, is of no relevance in determining whether the subject matter of a claim falls within the § 101 categories of possibly patentable subject matter.”). We are not persuaded, on the present record, that the Examiner erred in rejecting independent claim 26 under 35 U.S.C. § 101. Therefore, we sustain the Examiner’s rejection of claim independent 26, and independent claims 40 and 49, which fall with claim 26. Appellants’ Separate Arguments Regarding the Dependent Claims We decline Appellants’ invitation to find error in the Examiner’s decision not to address the patent-eligibility of each of the dependent claims separately (App. Br. 28). There is no dispute that examiners are instructed to evaluate the patent-eligibility of each claim individually. But, consideration of each claim individually does not require a separate written analysis for each individual claim. Moreover, we agree with the Examiner that the pending claims are all directed to the same abstract idea, albeit at differing levels of specificity. Cf. Content Extraction & Transmission LLC v. Wells Fargo Bank, N.A., 776 F.3d 1343, 1348 (Fed. Cir. 2014) (explaining that when all claims are directed to the same abstract idea, “addressing each claim of the asserted patents [is] unnecessary.”). Appeal 2018-002446 Application 12/242,593 21 Appellants maintain that dependent claims 29–39, 41–45, 51, 52, and 54–57 are directed to patent-eligible subject matter independently of the independent claims. But aside from summarily asserting that the additional recited elements “distinguish the concept to which the claims are directed from any of the cases cited by the Examiner” and that “these additional elements further limit the preemption concerns,”8 (App. Br. 28–31; see also Reply Br. 9–10), Appellants offer no substantive arguments for the patent- eligibility of these dependent claims. We are not persuaded, on the present record, that the Examiner erred in rejecting these dependent claims under 35 U.S.C. § 101. Therefore, we sustain the Examiner’s rejection. DECISION The Examiner’s rejection of claims 26, 29–45, 49, 51, 52, and 54–57 under 35 U.S.C. § 101 is affirmed. No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a)(1)(iv). AFFIRMED 8 As described above, the absence of complete preemption does not demonstrate patent-eligibility. Copy with citationCopy as parenthetical citation