BOSTON SCIENTIFIC SCIMED, INC.Download PDFPatent Trials and Appeals BoardNov 12, 202015237147 - (D) (P.T.A.B. Nov. 12, 2020) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 15/237,147 08/15/2016 JOHN A. HINGSTON 2001.1324101 1060 11050 7590 11/12/2020 SEAGER, TUFTE & WICKHEM, LLP 100 South 5th Street Suite 600 Minneapolis, MN 55402 EXAMINER PREBILIC, PAUL B ART UNIT PAPER NUMBER 3774 NOTIFICATION DATE DELIVERY MODE 11/12/2020 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): BSC.USPTO@stwiplaw.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ Ex parte JOHN A. HINGSTON and CLAUDE O. CLERC Appeal 2020-000413 Application 15/237,147 Technology Center 3700 ____________ Before MICHAEL L. HOELTER, BRETT C. MARTIN, and ANNETTE R. REIMERS, Administrative Patent Judges. HOELTER, Administrative Patent Judge. DECISION ON APPEAL STATEMENT OF THE CASE Pursuant to 35 U.S.C. § 134(a), Appellant1 appeals from the Examiner’s decision to reject claims 1–3, 5–8, 21, and 23–29, which constitute all the claims pending in this application. We have jurisdiction under 35 U.S.C. § 6(b). We AFFIRM the Examiner’s rejections of these claims. 1 We use the word “Appellant” to refer to “applicant” as defined in 37 C.F.R. § 1.42. Appellant identifies the real party in interest as “Boston Scientific Scimed, Inc.” Appeal Br. 4. Appeal 2020-000413 Application 15/237,147 2 CLAIMED SUBJECT MATTER The disclosed subject matter “pertains to medical devices, and methods for preparing medical devices.” Spec. 1:10–11. Apparatus claims 1, 21, and 27 are independent. Claim 1 is illustrative of the claims on appeal and is reproduced below. 1. A stent, comprising: an expandable framework; a plurality of polymeric tubular members disposed along the expandable framework, each of the plurality of tubular members including a lumen extending therein; and a silicone coating; wherein the coating is simultaneously applied directly to both an outer surface of the plurality of tubular members and an outer surface of the expandable framework; wherein the plurality of tubular members and the expandable framework are embedded in the coating. EVIDENCE Name Reference Date Nolting et al. (“Nolting”) US 6,488,701 B1 Dec. 3, 2002 Neary US 2008/0071360 A1 Mar. 20, 2008 Burnside et al. (“Burnside”) US 8,062,351 B2 Nov. 22, 2011 Herskovic WO 2014/031950 A1 Feb. 27, 2014 REJECTIONS Claim 1–3, 5, 7, 8, 21, and 24–26 are rejected under 35 U.S.C. § 103 as unpatentable over Herskovic and Nolting or Neary. Claims 6, 23, and 27–29 are rejected under 35 U.S.C. § 103 as unpatentable over Herskovic, Nolting or Neary, and Burnside. Appeal 2020-000413 Application 15/237,147 3 ANALYSIS The rejection of claims 1–3, 5, 7, 8, 21, and 24–26 as unpatentable over Herskovic and Nolting or Neary Appellant presents separate arguments for claims 1, 3, and 21. See Appeal Br. 6–12. We select these three claims for review, with the remaining claims (i.e., dependent claims 2, 5, 7, 8, and 24–26) standing or falling with their respective parent claim. See 37 C.F.R. § 41.37(c)(1)(iv). Claim 1 Claim 1 recites a stent comprising a framework and tubular members. Claim 1 also recites a coating that “is simultaneously applied” to the outer surfaces of the framework and tubular members “wherein the plurality of tubular members and the expandable framework are embedded in the coating.” The Examiner relies on Herskovic for disclosing a stent having the recited framework and tubular members, but relies on either Nolting or Neary for teaching that it is “known to encapsulate similar stents as a way to prevent stent contact with tissues.” Final Act. 3. The Examiner thus reasons that it would have been obvious to a skilled artisan “to coat the Herskovic stent and tube structure with an encapsulating coating [of] Neary or Nolting et al as a way to prevent the harmful effects of stent [metals] materials contacting the tissue of the vessel.” Final Act. 4; see also Ans. 5. Appellant contends the Examiner engaged in “arbitrarily handpicking the rationale from Nolting/Neary and applying to Herskovic (whose teachings have nothing to do with stent coatings) [which] is clearly erroneous.” Appeal Br. 8. We disagree with this assessment by Appellant because, instead, we have been instructed by our reviewing court that “picking and choosing may be entirely proper in the making of a 103, Appeal 2020-000413 Application 15/237,147 4 obviousness rejection, [provided Appellant is] afforded an opportunity to rebut with objective evidence any inference of obviousness which may arise.” In re Arkley, 455 F.2d 586, 587–88 (CCPA 1972). See also KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 418 (2007) (“a patent composed of several elements is not proved obvious merely by demonstrating that each of its elements was, independently, known in the prior art. Although . . . it can be important to identify a reason that would have prompted a person of ordinary skill in the relevant field to combine the elements in the way the claimed new invention does”). In view of the above, we are not persuaded the Examiner failed to provide a reason for the stated combination of selected teachings, or that Appellant is being denied an opportunity to rebut. Addressing Nolting, Appellant contends that “Nolting only appears to teach coating the stent itself” and that a skilled person “applying the coating of Nolting to the stent of Herskovic . . . would not expect the coating to be applied to the outer surface of the plurality of tubular members.” Appeal Br. 8; see also Reply Br. 2. To be clear, Herskovic teaches that the relied-upon tubular members can be “embedded within the stent itself,” such as by weaving. Herskovic ¶ 63. Nolting teaches, “[t]he stent is coated via either a dipping process or a spraying process.” Nolting 9:28–29. In view of the above, Appellant does not explain how Herskovic’s woven device, which is dip or spray coated, would result in a coating applied only to the stent and not also to the interlaced tubular members. Appellant also contends, “Nolting is silent with respect to the effect on the structural integrity of the stent” and that “Nolting cannot teach or suggest improving the structural integrity between those components of Herskovic.” Appeal Br. 8; see also Reply Br. 2. Appellant makes similar Appeal 2020-000413 Application 15/237,147 5 arguments regarding Neary, i.e., “Neary fails to teach that adding a coating to the stent of Herskovic will provide ‘external support’ to the stent.” Appeal Br. 9. However, with respect to claim 1, neither Nolting nor Neary were relied upon for enhancing the “structural integrity” of the stent or for providing “external support” to the stent, but instead, were relied upon for teaching the application of a coating. See Final Act. 3–4; see also Ans. 5 (“Nolting was utilized to teach coating to encapsulate similar stents with such a coating.”). This is primarily because claim 1 is silent as to any limitation directed to the coating providing structural support to the stent. Appellant also challenges the Examiner’s reason to combine Herskovic with either Nolting or Neary stating that neither “Nolting and/or Neary teach that it is harmful for stent ‘material’ to contact the tissue of a vessel.” Appeal Br. 9. The Examiner explains that “the rationale to combine prior art references need not come from the primary reference or even from the secondary references.” Ans. 3. This is consistent with guidance to the effect that “[t]he obviousness analysis cannot be confined by . . . the explicit content of issued patents” and that “it can be important to identify a reason that would have prompted a person of ordinary skill in the relevant field to combine the elements in the way the claimed new invention does.” KSR, 550 U.S. at 418–19; see also Ans. 5. Here, Appellant is not disputing that the Examiner failed to provide a reason for the combination (or even perhaps that the reason was faulty), but instead, Appellant contends that the Examiner erred because the reason provided was not expressed in Nolting or Neary. This is not persuasive of Examiner error. But see Nolting 4:46–63 (addressing the minimization of “thrombogenic potential, vessel reocclusion and tissue prolapse following deployment”). Appeal 2020-000413 Application 15/237,147 6 Appellant further addresses the claim 1 recitation that the “coating” be “a silicone coating.” Appeal Br. 10. Appellant contends that “[n]either Nolting nor Neary teach such a construction.” Id. The Examiner, however, states that “Herskovic disclose silicon coating on the insides of the tubes (see paragraph 74), but Nolting also teaches coating the stent with silicone as well.” Ans. 6. Indeed, Nolting teaches, “Suitable material for the coating includes but is not limited to polyurethane, fluorinated ethylene propylene, and silicone.” Nolting 7:52–54. Appellant’s contention is not persuasive in view these teachings. Appellant also addresses the limitation that the coating be “simultaneously applied.” Appeal Br. 10. However, the Examiner deemed this recited application is a “product-by-process limitation” and as such, the limitation “does not clearly structurally distinguish the claimed invention from a stent that has the coatings applied sequentially.” Final Act. 3; see also Ans. 6. Appellant does not appraise us of Examiner error on this point. Accordingly, and based on the record presented, we are not persuaded the Examiner erred in rejecting claim 1 (and dependent claims 2, 5, 7, and 8) as being obvious over Herskovic and Nolting or Neary. Claim 3 Claim 3 depends from claim 1 and additionally recites, “wherein the coating attaches the plurality of tubular members to the expandable framework.” Appellant contends that because Herskovic already teaches “that the tubular members are attached to the stent,” “there is no rationale reason to look to Nolting or Neary as a means for attaching tubular members to a stent.” Appeal Br. 12; see also Reply Br. 3. Appeal 2020-000413 Application 15/237,147 7 Indeed, Herskovic teaches interweaving of the tubular members and the stent (see Herskovic ¶ 63), but this does not mean that Herskovic’s manner of attachment cannot be improved upon. To be specific, the Examiner “asserts that ordinary artisans commonly seek ways to improve their inventions and this is behind the motivation to innovate in the first place.” Ans. 7. Further, as explained above, the teachings of Nolting and Neary already make it “known to encapsulate similar stents” with a coating (Final Act. 3) and once encapsulated, Appellant does not explain how such coating fails to improve or enhance the attachment or securement of the members to each other. Nolting and Neary suggest such an interrelationship between coating and securing because Nolting’s Background discusses the need to maintain “radial strength” and how others “coat[] a stent with vulcanizing silicone rubber adhesive and curing the adhesive.” Nolting 2:43, 4:14–15; see also Nolting 5:3–4 (it being an object of the invention “to provide an improved stent-graft assembly with ample radial strength”). Neary places similar importance on strength discussing a coating that is used “when needed to improve adhesion” (albeit here, adhesion between a drug and a stent framework). Neary ¶ 30. In short, Appellant fails to indicate how a coating, such as those discussed in Nolting and/or Neary, would fail to further “attach[] the plurality of tubular members to the expandable framework” as recited.2 2 We note that in Appellant’s Reply Brief, Appellant contends that Nolting “does not teach or suggest a coating ‘simultaneously applied.’” Reply Br. 3. Although this “simultaneous” argument was not previously addressed with respect to claim 3 in the Appeal Brief, it is addressed with respect to parent claim 1. As noted above, we do not find such contention persuasive. Appeal 2020-000413 Application 15/237,147 8 Accordingly, and based on the record presented, we are not persuaded the Examiner improperly rejected claim 3 as being obvious over Herskovic and Nolting or Neary. We sustain the Examiner’s rejection of claim 3. Claim 21 Independent claim 21, like claim 3 above, includes the same limitation, i.e., “wherein the coating attaches the plurality of tubular members to the expandable framework.” Appellant contends that because there is no deficiency in Herskovic’s manner of attachment, a skilled person would not “seek out a different and/or allegedly improved means of attachment.” Appeal Br. 11. To be clear, the Examiner nowhere states that Herskovic is deficient and thus a need to “seek out a different . . . means of attachment.” Instead, the Examiner states (similar to claim 3 above) “that ordinary artisans commonly seek ways to improve their inventions and this is behind the motivation to innovate in the first place.” Ans. 6. In view of the above, Appellant fails to explain how the Examiner’s motivation to combine is faulty or how the Examiner erred in rejecting claim 21 (and dependent claims 24–26) as being obvious over Herskovic and Nolting or Neary. Appellant additionally argues that “the Examiner has exercised an inventive leap, not supported by the prior art, but rather based upon the Appellant’s disclosure.” Reply Br. 4. However, Appellant does not identify where the Examiner’s reasoning and/or rationales were gleaned solely from Appellant’s disclosure, and not, instead, from the cited art or otherwise based upon the abilities of one skilled in the art. See In re McLaughlin, 443 F.2d 1392, 1395 (CCPA 1971). See also Ans. 4. Appeal 2020-000413 Application 15/237,147 9 The rejection of claims 6, 23, and 27–29 as unpatentable over Herskovic, Nolting or Neary, and Burnside Appellant separately argues claim 6 and claim 23, and also separately argues claims 27–29 together. See Appeal Br. 6–17. We address each such grouping separately. Claim 6 Claim 6 depends (indirectly) from claim 1 and includes the additional limitation, “wherein the plurality of tubular members are helically wound around the inner surface of the expandable framework.” The Examiner relies on Burnside for such a helical disclosure and provides a reason for the inclusion thereof.3 See Final Act. 4–5, see also Ans. 8. Appellant contends that the helically-wound components “of Burnside are not separate tubular components,” but instead are “filaments which are braided together to define the self-expanding stent structure.” Appeal Br. 13. Hence, according to Appellant, any combination of Burnside with Herskovic “would be to the stent of Herskovic in which the expanded stent framework itself is made from tubular filaments.” Appeal Br. 13. Appellant concludes that this combination “would result, at best, in a stent that is constructed from helically-oriented tubular elements.” Appeal Br. 14. However, the Examiner is not eliminating Herskovic’s framework members altogether as Appellant seems to suggest, in favor of only tubular members. Instead, the Examiner is employing Burnside to teach that tubular members 3 We note Herskovic’s teaching that the tubular members can be “attached to the stent on the outside or inside walls of the stent.” Herskovic ¶ 63; see also Ans. 6. This likely prompted the Examiner to only state that “Herskovic fails to disclose the helical orientation for the tubular elements.” Final Act. 4. Appeal 2020-000413 Application 15/237,147 10 can also be helically wound, and thus applies such teachings to the tubular members of Herskovic’s stent. To be clear, the Examiner’s stated reason for the combination is “to orient the tubular elements helically in order to provide a more integrated structure of tubes and frame elements such that the tubes could function as frame elements.” Final Act. 5 (emphasis added); see also Ans. 8. We do not discern any error in the Examiner’s analysis. Accordingly, we affirm the Examiner’s rejection of claim 6. Claim 23 Claim 23 depends from independent claim 21 and recites the same limitation as addressed above with respect to claim 6. Appellant’s arguments are also a repeat of those presented above with respect to claim 6. See Appeal Br. 14. Accordingly, we are not persuaded the Examiner erred by the additional reliance on Burnside, or the reasons expressed for such reliance, to reject claim 23. We affirm the Examiner’s rejection thereof. Claims 27–29 Appellant separately argues claim 27 stating that claims 28 and 29 “are patentable” because they “depend from patentable claim 27.” Appeal Br. 17. We select claim 27 for review. Claim 27 recites similar language as discussed above with respect to claims 6 and 23, i.e., “tubular members disposed helically along a surface of the expandable framework.” Appellant repeats the contentions previously asserted, which are not persuasive for reasons already expressed. See Appeal Br. 15–16. Claim 27 additionally recites a coating that “is simultaneously applied” as also found in claim 1 and which is discussed above. We do not find error in the Examiner’s assessment of this limitation as a “product-by-process limitation.” Final Act. 3; see also Ans. 8 (“the Appeal 2020-000413 Application 15/237,147 11 Examiner asserts that claims 27–29 are also unpatentable for the reasons that the Examiner put forth earlier”). Appellant also asserts the Examiner relied upon “improper hindsight” when rendering this rejection. Reply Br. 5; see also id. at 4. However, as with respect to claim 21 above, Appellant renders this assertion without explaining how the Examiner’s reasoning and/or rationales were gleaned solely from Appellant’s disclosure and not, instead, from the cited art or otherwise based upon the abilities of one skilled in the art. We sustain the Examiner’s rejection of claims 27–29. CONCLUSION In summary: Claims Rejected 35 U.S.C. § Reference(s)/Basis Affirmed Reversed 1–3, 5, 7, 8, 21, 24–26 103 Herskovic, Nolting, Neary 1–3, 5, 7, 8, 21, 24–26 6, 23, 27–29 103 Herskovic, Nolting, Neary, Burnside 6, 23, 27–29 Overall Outcome 1–3, 5–8, 21, 23–29 No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a). AFFIRMED Copy with citationCopy as parenthetical citation