BEIJING DIDI INFINITY TECHNOLOGY AND DEVELOPMENT CO., LTD.Download PDFPatent Trials and Appeals BoardDec 2, 20212021003553 (P.T.A.B. Dec. 2, 2021) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 15/972,314 05/07/2018 Bo LIU 20615-0054US00 1028 143988 7590 12/02/2021 METIS IP LLC PO Box 423 McLean, VA 22101 EXAMINER VETTER, DANIEL ART UNIT PAPER NUMBER 3628 NOTIFICATION DATE DELIVERY MODE 12/02/2021 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): docketing@metis-ip.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ Ex parte BO LIU ____________ Appeal 2021-003553 Application 15/972,314 Technology Center 3600 ____________ Before MURRIEL E. CRAWFORD, BIBHU R. MOHANTY, and BRADLEY B. BAYAT, Administrative Patent Judges. CRAWFORD, Administrative Patent Judge. DECISION ON APPEAL STATEMENT OF THE CASE Appellant1 seeks our review under 35 U.S.C. § 134 of the Examiner’s Final Rejection of claims 1–13 and 15–21. We have jurisdiction under 35 U.S.C. § 6(b). SUMMARY OF DECISION We AFFIRM. 1 We use the word “Appellant” to refer to “applicant” as defined in 37 C.F.R. § 1.42(a). Appellant identifies the real party in interest as BEIJING DIDI INFINITY TECHNOLOGY AND DEVELOPMENT CO., LTD (Appeal Br. 3). Appeal 2021-003553 Application 15/972,314 2 THE INVENTION Appellant claims an online on demand transportation service system and more particularly, methods and systems for modifying location information for a request for transportation. (Spec. ¶ 2, Title). Claim 1 is representative of the subject matter on appeal. 1. A system, comprising: a service requester interface configured to input by a service requester, an original service request comprising at least one of an original pickup location and an original destination and subsequently at least one modified service request comprising at least one of a modified pickup location and a modified destination; a service provider interface configured to operably communicate with the service requester interface through an online network; a bus; at least one storage media, electronically connected to the bus, comprising a set of instructions; and a processor configured to communicate with the service requester interface and the service provider interface through the online network, and the at least one storage media via the bus to execute the set of instructions to: use a service information generation module of the processor to obtain, from the service requester interface, the original service request and subsequently at least one modified service request; use the service information generation module of the processor to identify a service provider associated with the original service request based on the original service request and the location and information related to the service provider; generate an updated route based on the at least one modified service request and the location of the identified service provider, and send, to the service provider interface, the updated route, with the service provider Appeal 2021-003553 Application 15/972,314 3 interface configured to operably communicate with the service requester interface through the online network; calculate a modified distance based on the updated route; compare the modified distance with its corresponding original distance to generate a distance difference between the modified distance and its corresponding original distance; compare the distance difference with a preset threshold stored in the storage media; generate an updated cost based on the comparison between the distance difference and the threshold; and send through the online network, at least to the service requester interface, at least the updated cost. THE REJECTION Claims 1–13 and 15–21 are rejected under 35 U.S.C. § 101 as directed to a judicial exception without significantly more. ANALYSIS 35 U.S.C. § 101 REJECTION We will sustain the rejection of claims 1–13 and 15–21 under 35 U.S.C. § 101. The Supreme Court set forth a framework for distinguishing patents that claim laws of nature, natural phenomena, and abstract ideas from those that claim patent-eligible applications of those concepts. First, . . . determine whether the claims at issue are directed to one of those patent-ineligible concepts. If so, . . . then ask, “[w]hat else is there in the claims before us?” To answer that question, . . . consider the elements of each claim both individually and “as an ordered combination” to determine whether the additional elements “transform the nature of the claim” into a patent-eligible application. [The Court] described step two of this analysis as a Appeal 2021-003553 Application 15/972,314 4 search for an “‘inventive concept’”—i.e., an element or combination of elements that is “sufficient to ensure that the patent in practice amounts to significantly more than a patent upon the [ineligible concept] itself.” Alice Corp. Pty. Ltd. v. CLS Bank Int’l, 573 U.S. 208, 217–218 (citations omitted) (citing Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66, 72–73 (2012)). To perform this test, we must first determine whether the claims at issue are directed to a patent-ineligible concept. The Federal Circuit has explained that “the ‘directed to’ inquiry applies a stage-one filter to claims, considered in light of the [S]pecification, based on whether ‘their character as a whole is directed to excluded subject matter.’” See Enfish, LLC v. Microsoft Corp., 822 F.3d 1327, 1335 (Fed. Cir. 2016) (quoting Internet Patents Corp. v. Active Network, Inc., 790 F.3d 1343, 1346 (Fed. Cir. 2015)). It asks whether the focus of the claims is on a specific improvement in relevant technology or on a process that itself qualifies as an “abstract idea” for which computers are invoked merely as a tool. See id. at 1335–36. In so doing we apply a “directed to” two-prong test: 1) evaluate whether the claim recites a judicial exception, and 2) if the claim recites a judicial exception, evaluate whether the judicial exception is integrated into a practical application. 2019 Revised Patent Subject Matter Eligibility Guidance, 84 Fed. Reg. 50, 50–57 (Jan. 7, 2019) (“Guidance”). The Examiner determines that the claims recite a method for generating and communicating updated information regarding a modified transportation service request. (Final Act. 4). The Examiner determines that the recited claims qualify as methods of organizing human activity and a mental process (Final Act. 5). The Examiner finds that the judicial Appeal 2021-003553 Application 15/972,314 5 exception is not integrated into a practical application because there are no meaningful limitations that transform the exception into a patent eligible application. The Examiner further finds that the elements merely serve to provide a general link to a technological environment (e.g., computers and the Internet) in which to carry out the judicial exception (“interface,” “bus,” “storage media,” “online network,” “system,” “processor,” “computer-readable medium”—all recited at a high level of generality). The Examiner finds that the claims only manipulate abstract data elements and do not set forth improvements to another technology field or the functioning of the computer itself and instead use computer elements as tools to improve the functioning of the identified abstract idea (id at 6–7). The Examiner further finds that the claims do not include additional elements that are sufficient to amount to significantly more than the judicial exception because the additional elements do no more than generally link the abstract idea to a particular technological environment with instructions to “apply it” there. The Specification discloses that the invention relates to online transportation services and more particularly to a method to modify an origin and/or a destination of a request and send the modified origin and/or the modified destination to a service provider (e.g., a driver) through a server of an online on-demand transportation platform (Spec. ¶ 5). Consistent with this disclosure, claim 1 recites “a service provider interface configured to operably communicate with the service requester interface through an online network,” “storage media, electronically connected to the bus,” “a processor configured to communicate with the service requester . . . and . . . to execute the set of instructions,” “to obtain Appeal 2021-003553 Application 15/972,314 6 . . . one modified service request,” “to identify a service provider associated with the original service request,” “generate an updated route based on the . . . modified service request,” and “calculate a modified distance based on the updated route.” We thus agree with the Examiner’s findings that the claims recite a method for generating and communicating update information regarding a modified transportation service request and that this qualifies as a method of organizing human activities because it recites the concepts of tracking and organizing information for the transportation behaviors of people and related transactional/commercial relationships with service providers. Also, we agree with the Examiner that the steps recited in claim 1, for example, of the service requester interface configured to “input . . . the original service request,” “identify a service provider,” “generate an updated route,” “calculate a modified distance based on the updated route,” “compare the modified distance,” “compare the distance difference,” “generate an updated cost” constitute “analyzing information by steps people go through in their minds, or by mathematical algorithms, without more, as essentially mental processes within the abstract-idea category.” Elec. Power Grp., LLC v. Alstom S.A., 830 F.3d 1350, 1354 (Fed. Cir. 2016); see also buySAFE, Inc. v. Google, Inc., 765 F.3d 1350, 1355 (Fed. Cir. 2014) (claims directed to certain arrangements involving contractual relations are directed to abstract ideas). Thus, we agree that claim 1, for example, recites the judicial exception of a method of organizing human activity and in the alternative, a mental process. Turning to the second prong of the “directed to test,” claim 1 requires a “service requester interface,” a “service provider interface,” a “storage Appeal 2021-003553 Application 15/972,314 7 media,” a “processor” and “a service information generation module of the processor.” These recitations do not impose “a meaningful limit on the judicial exception, such that the claim is more than a drafting effort designed to monopolize the judicial exception.” Guidance, 84 Fed. Reg. at 53. We find no indication in the Specification, nor does Appellant direct us to any indication, that the operations recited in claim 1 invoke any inventive programming, require any specialized computer hardware or other inventive computer components, i.e., a particular machine, or that the claimed invention is implemented using other than generic computer components to perform generic computer functions. See DDR Holdings, LLC v. Hotels.com, L.P., 773 F.3d 1245, 1256 (Fed. Cir. 2014) (“[A]fter Alice, there can remain no doubt: recitation of generic computer limitations does not make an otherwise ineligible claim patent-eligible.”). We also find no indication in the Specification that the claimed invention affects a transformation or reduction of a particular article to a different state or thing. Nor do we find anything of record, short of attorney argument, that attributes any improvement in computer technology and/or functionality to the claimed invention or that otherwise indicates that the claimed invention integrates the abstract idea into a “practical application,” as that phrase is used in the revised Guidance. See Guidance, 84 Fed. Reg. at 55. In this regard, the recitations do not affect an improvement in the functioning of the service requester interface, service provider interface, storage media, processor or service information module or other technology, do not recite a particular machine or manufacture that is integral to the claims, and do not transform or reduce a particular article to a different state Appeal 2021-003553 Application 15/972,314 8 or thing. Id. Thus, claim 1 recites judicial exceptions that are not integrated into a practical application and therefore claim 1 is directed to abstract ideas. Turning to the second step of the Alice analysis, because we find that claim 1 is directed to abstract ideas, the claim must include an “inventive concept” in order to be patent-eligible, i.e., there must be an element or combination of elements that is sufficient to ensure that the claim in practice amounts to significantly more than the abstract idea itself. See Alice, 573 U.S. at 217–18 (quoting Mayo, 566 U.S. at 72–73). The introduction of computer elements such as the requester and provider interfaces, the storage media, and the processor into claim 1 does not alter the analysis at Alice step two. [T]he mere recitation of a generic computer cannot transform a patent-ineligible abstract idea into a patent-eligible invention. Stating an abstract idea “while adding the words ‘apply it’” is not enough for patent eligibility. Nor is limiting the use of an abstract idea “‘to a particular technological environment.’” Stating an abstract idea while adding the words “apply it with a computer” simply combines those two steps, with the same deficient result. Thus, if a patent’s recitation of a computer amounts to a mere instruction to “implemen[t]” an abstract idea “on . . . a computer,” that addition cannot impart patent eligibility. This conclusion accords with the preemption concern that undergirds our § 101 jurisprudence. Given the ubiquity of computers, wholly generic computer implementation is not generally the sort of “additional featur[e]” that provides any “practical assurance that the process is more than a drafting effort designed to monopolize the [abstract idea] itself.” Alice, 573 U.S. at 223 (alterations in original) (citations omitted). Instead, “the relevant question is whether [claim 1] here do[es] more than simply instruct the practitioner to implement the abstract idea[s] [recited in the claim] on a generic computer.” Id. at 225. It does not. Appeal 2021-003553 Application 15/972,314 9 Taking the claim elements separately, the function performed by the computer at each step of the process is purely conventional. Using a computer to retrieve, select, and apply decision criteria to data and modify the data as a result amounts to electronic data query and retrieval—one of the most basic functions of a computer. All of these computer functions are well-understood, routine, conventional activities previously known to the trading industry. See Elec. Power Grp., 830 F.3d at 1354; see also In re Katz Interactive Call Processing Patent Litig., 639 F.3d 1303, 1316 (Fed. Cir. 2011) (“Absent a possible narrower construction of the terms ‘processing,’ ‘receiving,’ and ‘storing,’ . . . those functions can be achieved by any general purpose computer without special programming.”). In short, each step does no more than require a generic computer to perform generic computer functions. As to the data operated upon, “even if a process of collecting and analyzing information is ‘limited to particular content’ or a particular ‘source,’ that limitation does not make the collection and analysis other than abstract.” SAP Am. Inc. v. InvestPic, LLC, 898 F.3d 1161, 1168 (Fed. Cir. 2018). Considered as an ordered combination, the computer components of Appellant’s claim 1 adds nothing that is not already present when the steps are considered separately. The sequence of data reception-analysis-access- display is equally generic and conventional or otherwise held to be abstract. See Ultramercial, Inc. v. Hulu, LLC, 772 F.3d 709, 715 (Fed. Cir. 2014) (sequence of receiving, selecting, offering for exchange, display, allowing access, and receiving payment recited an abstraction); Inventor Holdings, LLC v. Bed Bath & Beyond, Inc., 876 F.3d 1372, 1378 (Fed. Cir. 2017) (holding that sequence of data retrieval, analysis, modification, generation, Appeal 2021-003553 Application 15/972,314 10 display, and transmission was abstract); Two-Way Media Ltd. v. Comcast Cable Commc’ns, LLC, 874 F.3d 1329, 1339 (Fed. Cir. 2017) (holding sequence of processing, routing, controlling, and monitoring was abstract). The ordering of the steps is, therefore, ordinary and conventional. Claim 1 does not, for example, purport to improve the functioning of the computer elements themselves. As we stated above, claim 1 does not affect an improvement in any other technology or technical field. The Specification spells out different generic equipment and parameters that might be applied using this concept and the particular steps such conventional processing would entail based on the concept of information access under different scenarios (see, e.g., Spec. ¶¶ 46–47). Thus, claim 1 at issue amounts to nothing significantly more than instructions to apply the abstract ideas recited in claim 1 using some unspecified, generic computers. Under our precedents, that is not enough to transform an abstract idea into a patent-eligible invention. See Alice, 573 U.S. at 226. We have reviewed all the arguments (Appeal Br. 9–15; Reply Br. 2– 9) Appellant has submitted concerning the patent eligibility of the claims before us that stand rejected under 35 U.S.C. § 101. We find that our analysis above substantially covers the substance of all the arguments, which have been made. But, for purposes of emphasis, we will address various arguments in order to make individual rebuttals of same. We are not persuaded of error on the part of the Examiner by Appellant’s argument that the recited invention enhances the performance of the online transportation service system because an updated route and an updated cost are determined and received/sent out in real time through electrical devices based on timely service request modification and location Appeal 2021-003553 Application 15/972,314 11 tracking of an identified service provider and that this is done without the driver inputting information (Appeal Br. 11; Reply Br. 7). However, this argument relies on the ineligible concept of a method for generating and communicating update information regarding a modified transportation service request itself, to establish that claim 1 recites the inventive concept. But “[i]t has been clear since Alice that a claimed invention’s use of the ineligible concept to which it is directed cannot supply the inventive concept that renders the invention ‘significantly more’ than that ineligible concept.” BSG Tech LLC v. Buyseasons, Inc, 899 F.3d 1281, 1290 (Fed. Cir. 2018). Moreover, “[n]o matter how much of an advance in the finance field the claims recite, the advance lies entirely in the realm of abstract ideas, with no plausibly alleged innovation in the non-abstract application realm.” SAP Am., 898 F.3d at 1163; see also id. at 1168. Appellant argues that the claims do not recite a method of organizing human activity or a mental process because the pending claims are directed to digital communications that involve transferring exchangeable data sets or user data between different computing systems. (Appeal Br. 11; Reply Br. 4). However, the Federal Circuit has made clear, “the basic character of a process claim drawn to an abstract idea is not changed by claiming only its performance by computers, or by claiming the process embodied in program instructions on a computer readable medium.” CyberSource Corp. v. Retail Decisions, Inc., 654 F.3d 1366, 1375 (Fed. Cir. 2011) (citing In re Abele, 684 F.2d 902 (CCPA 1982)). We are also not persuaded of error on the part of the Examiner by Appellant’s argument that the instant invention focuses on processing, updating and transmitting information for an online transportation. This Appeal 2021-003553 Application 15/972,314 12 argument is not persuasive because the Examiner has determined that the invention focuses on the processing, updating, and transmitting information and that is why the Examiner has determined that claim 1 recites a mental process. (Appeal Br. 11). We are not persuaded of error on the part of the Examiner by Appellant’s argument that the claims are not directed to a purely mental process because the claimed method recites multiple tangible elements such as “service requester interface,” “service provider interface,” “bus,” “storage media,” “network,” and “processor” (Appeal Br. 12). We note that our reviewing court has found that if a method can be performed by human thought, these processes remain unpatentable even when automated to reduce burden to the user. CyberSource, 654 F.3d at 1375 (“That purely mental processes can be unpatentable, even when performed by a computer, was precisely the holding of the Supreme Court in Gottschalk v. Benson, [409 U.S. 63 (1972)].”). We are not persuaded of error on the part of the Examiner by Appellant’s argument that the present invention enables automation of specific tasks that previously could only be performed subjectively by humans (Appeal Br. 13). Relying on a computer to perform routine tasks more quickly or more accurately is insufficient to render a claim patent eligible. OIP Techs., Inc. v. Amazon.com, Inc., 788 F.3d 1359, 1363 (Fed. Cir. 2015) (citing Alice, 573 U.S. at 225). In short, Appellant has not demonstrated how these cited disclosures reflect an improvement to computer capabilities or functionality. We do not agree with Appellant that the steps related to communicating with a service requestor, identifying and communicating a Appeal 2021-003553 Application 15/972,314 13 route, calculating an updated cost and communicating the update are additional elements (Appeal Br. 13). Rather, in our view, these steps are part of the abstract idea of a method for generating and communicating update information regarding a modified transportation service request because these steps are done in furtherance of the abstract idea. Appellant argues that the claimed invention improves how the computer stores and retrieves data in real time in combination with transmitting and receiving data automatically in real time with both service provider and service requester (Appeal Br. 13). Although Appellant lists various advantages of the instant invention, no technological implementation details are recited in the claims. Claim 1 is focused on providing information not on improving computers or technology. Trading Techs. Int’l, Inc. v. IBG LLC, 921 F.3d 1378, 1384 (Fed. Cir. 2019). (Like Electric Power, the purported advance ‘is a process of gathering and analyzing information of a specified content, then displaying the results, and not any particular assertedly inventive technology for performing those functions.) Id. at 1385 (quoting Elec. Power Grp., 830 F.3d at 1354). We also do not find Appellant’s argument that the claimed invention improves performance and efficiency of the online transportation service platform persuasive of error on the part of the Examiner (Appeal Br. 14). An improvement in efficiency alone does not render it patent eligible. See FairWarning IP, LLC v. Iatric Sys., 839 F.3d 1089, 1095 (Fed. Cir. 2016) (“While the claimed system and method certainly purport to accelerate the process of analyzing audit log data, the speed increase comes from the capabilities of a general-purpose computer, rather than the patented method itself. See Bancorp Servs., L.L.C. v. Sun Life Assurance Co. of Can. (U.S.), Appeal 2021-003553 Application 15/972,314 14 687 F.3d 1266, 1278 (Fed. Cir. 2012) (‘[T]he fact that the required calculations could be performed more efficiently via a computer does not materially alter the patent eligibility of the claimed subject matter.’).”). We find untimely Appellant’s argument in the Reply Brief that the Examiner did not provide the evidence required by Berkheimer v. HP, Inc., 881 F.3d 1360 (Fed. Cir. 2018). (Reply Br. 7). We note that these new arguments were raised by Appellant for the first time in the Reply Brief, and they are not in response to a new issue brought up by the Examiner in the Answer. Appellant is reminded that The purpose of a reply brief is to ensure the Appellant the opportunity to have the last word on an issue raised by the Examiner. The reply brief enables the Appellant to address any new grounds of rejection the Examiner may have raised in the answer, or to address changes or developments in the law that may have occurred after the principal brief was filed. The reply brief is not an opportunity to make arguments that could have been made during prosecution, but were not. Nor is the reply brief an opportunity to make arguments that could have been made in the principal brief on appeal to rebut the Examiner’s rejections, but were not. Giving cognizance to belated arguments in a reply would vitiate the force of the requirement in Board Rule 37(c)(1)(vii) that “[a]ny arguments or authorities not included in the brief . . . will be refused consideration by the Board, unless good cause is shown.” The reference in that section to the “reply brief filed pursuant to § 41.41” does not create a right for the Appellant to raise an argument in the reply brief that could have been raised in the principal brief but was not. Rather, that reference merely puts Appellants on notice that arguments that could be made in the reply brief, but are not, are waived. Ex parte Borden, 93 USPQ2d 1473, 1474 (BPAI 2010) (informative). We therefore consider Appellant’s argument raised in the Reply Brief regarding Berkheimer to be waived. Appeal 2021-003553 Application 15/972,314 15 In view of the foregoing, we will sustain the Examiner’s rejection of claim 1. We will also sustain the rejection as it is directed to the remaining claims because Appellant does not argue the separate eligibility of these claims. CONCLUSIONS OF LAW We conclude the Examiner did not err in rejecting claims 1–13 and 15–21 under 35 U.S.C. § 101. CONCLUSION In summary: Claims Rejected 35 U.S.C. § Reference(s)/Basis Affirmed Reversed 1–13, 15–21 101 Eligibility 1–13, 15–21 No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a). See 37 C.F.R. § 1.136(a)(1)(iv). AFFIRMED Copy with citationCopy as parenthetical citation