Aprichart Lee, Complainant,v.John Ashcroft, Attorney General, Department of Justice, (Federal Bureau of Prisons), Agency.

Equal Employment Opportunity CommissionJul 9, 2004
01A42388 (E.E.O.C. Jul. 9, 2004)

01A42388

07-09-2004

Aprichart Lee, Complainant, v. John Ashcroft, Attorney General, Department of Justice, (Federal Bureau of Prisons), Agency.


Aprichart Lee v. Department of Justice

01A42388

July 9, 2004

.

Aprichart Lee,

Complainant,

v.

John Ashcroft,

Attorney General,

Department of Justice,

(Federal Bureau of Prisons),

Agency.

Appeal No. 01A42388

Agency No. P-2002-0101

DECISION

Complainant filed a timely appeal with this Commission from the agency's

final decision dated February 10, 2004, regarding his complaint of

unlawful employment discrimination in violation of Title VII of the Civil

Rights Act of 1964 (Title VII), as amended, 42 U.S.C. � 2000e et seq. and

Section 501 of the Rehabilitation Act of 1973 (Rehabilitation Act), as

amended, 29 U.S.C. � 791 et seq. In his formal EEO complaint, filed on

December 5, 2001, complainant alleged that he was discriminated against on

the bases of race (Asian), national origin (Thai), and disability when:

(1) on September 14, 2001, he was placed in �home duty� status; and

(2) on February 13, 2002, he was notified that his termination would be

effective February 14, 2002.

On June 5, 2002, after 180 days from filing his formal EEO complaint,

complainant requested a hearing before an EEOC Administrative Judge (AJ),

pursuant to 29 C.F.R. � 1614.108(g). On November 1, 2002, it appears from

the record that the agency sent a copy of the Report of Investigation

(ROI) to the Commission's Los Angeles District Office (LADO), but it

is not clear whether an AJ was assigned to the case.<1> It is also

not clear whether the agency sent a copy of the ROI to complainant.

Complainant claims that he did not receive a copy of the ROI until �on

or about February or March 2003.�

On January 13, 2003, a Supervisory AJ in the LADO issued an Order

which stated that �on November 8, 2002, complainant submitted a

�Notice of Withdrawal from Hearing and Request for Final Agency

Decision.� The Supervisory AJ did not provide any explanation for why

complainant submitted the Notice, and the record does not contain a

copy of it. Based on complainant's submission on appeal, we conclude

that complainant took this action in November 2002 because he believed

that the investigation was not completed. The Supervisory AJ ordered the

agency to issue a final decision within 60 days of the date of his Order.

The record reveals that the agency did not comply with the AJ's Order

and did not issue a final decision until February 10, 2004.

Upon review of the record, we cannot ascertain whether, in November 2002,

complainant would have withdrawn his hearing request had he received a

copy of the ROI. We are able to conclude that complainant made a good

faith effort on several occasions in 2003 to determine the status of

his case and to renew his request for a hearing and that his efforts

were not addressed by either the agency or the LADO. We also note that

the agency's final decision makes no reference to whether complainant

requested a hearing, failed to respond to the notice it is required

to provide pursuant to 29 C.F.R. � 1614.108(f), or requested a final

agency decision. Further, the final decision does not explain the

agency's failure to abide by the AJ's Order.

On March 2, 2004, complainant filed the instant appeal arguing,

among other things, that the agency and the AJ ignored his requests

for assistance. The agency makes no arguments in opposition to

complainant's appeal. Our review of the record reveals that there are

genuine credibility disputes at issue in this complaint which would be

best resolved through the hearing process. Therefore, we VACATE the

agency's final decision and REMAND this complaint to the LADO for the

expeditious scheduling of a hearing.

ORDER

The agency is directed to submit a copy of the complaint file, along

with a copy of this decision, to the Hearings Unit of the Commission's

Los Angeles District Office within fifteen (15) calendar days of the

date this decision becomes final. The agency shall provide written

notification to the Compliance Officer at the address set forth below

that the complaint file has been transmitted to the Hearings Unit.

Thereafter, the Administrative Judge shall issue a decision on the

complaint in accordance with 29 C.F.R. � 1614.109 and the agency shall

issue a final action in accordance with 29 C.F.R � 1614.110.

IMPLEMENTATION OF THE COMMISSION'S DECISION (K0501)

Compliance with the Commission's corrective action is mandatory.

The agency shall submit its compliance report within thirty (30)

calendar days of the completion of all ordered corrective action. The

report shall be submitted to the Compliance Officer, Office of Federal

Operations, Equal Employment Opportunity Commission, P.O. Box 19848,

Washington, D.C. 20036. The agency's report must contain supporting

documentation, and the agency must send a copy of all submissions to

the complainant. If the agency does not comply with the Commission's

order, the complainant may petition the Commission for enforcement

of the order. 29 C.F.R. � 1614.503(a). The complainant also has the

right to file a civil action to enforce compliance with the Commission's

order prior to or following an administrative petition for enforcement.

See 29 C.F.R. �� 1614.407, 1614.408, and 29 C.F.R. � 1614.503(g).

Alternatively, the complainant has the right to file a civil action on

the underlying complaint in accordance with the paragraph below entitled

"Right to File A Civil Action." 29 C.F.R. �� 1614.407 and 1614.408.

A civil action for enforcement or a civil action on the underlying

complaint is subject to the deadline stated in 42 U.S.C. 2000e-16(c)

(1994 & Supp. IV 1999). If the complainant files a civil action, the

administrative processing of the complaint, including any petition for

enforcement, will be terminated. See 29 C.F.R. � 1614.409.

STATEMENT OF RIGHTS - ON APPEAL

RECONSIDERATION (M0701)

The Commission may, in its discretion, reconsider the decision in this

case if the complainant or the agency submits a written request containing

arguments or evidence which tend to establish that:

1. The appellate decision involved a clearly erroneous interpretation

of material fact or law; or

2. The appellate decision will have a substantial impact on the policies,

practices, or operations of the agency.

Requests to reconsider, with supporting statement or brief, must be filed

with the Office of Federal Operations (OFO) within thirty (30) calendar

days of receipt of this decision or within twenty (20) calendar days of

receipt of another party's timely request for reconsideration. See 29

C.F.R. � 1614.405; Equal Employment Opportunity Management Directive for

29 C.F.R. Part 1614 (EEO MD-110), 9-18 (November 9, 1999). All requests

and arguments must be submitted to the Director, Office of Federal

Operations, Equal Employment Opportunity Commission, P.O. Box 19848,

Washington, D.C. 20036. In the absence of a legible postmark, the

request to reconsider shall be deemed timely filed if it is received by

mail within five days of the expiration of the applicable filing period.

See 29 C.F.R. � 1614.604. The request or opposition must also include

proof of service on the other party.

Failure to file within the time period will result in dismissal of your

request for reconsideration as untimely, unless extenuating circumstances

prevented the timely filing of the request. Any supporting documentation

must be submitted with your request for reconsideration. The Commission

will consider requests for reconsideration filed after the deadline only

in very limited circumstances. See 29 C.F.R. � 1614.604(c).

COMPLAINANT'S RIGHT TO FILE A CIVIL ACTION (R0900)

This is a decision requiring the agency to continue its administrative

processing of your complaint. However, if you wish to file a civil

action, you have the right to file such action in an appropriate United

States District Court within ninety (90) calendar days from the date

that you receive this decision. In the alternative, you may file a

civil action after one hundred and eighty (180) calendar days of the date

you filed your complaint with the agency, or filed your appeal with the

Commission. If you file a civil action, you must name as the defendant in

the complaint the person who is the official agency head or department

head, identifying that person by his or her full name and official title.

Failure to do so may result in the dismissal of your case in court.

"Agency" or "department" means the national organization, and not the

local office, facility or department in which you work. Filing a civil

action will terminate the administrative processing of your complaint.

RIGHT TO REQUEST COUNSEL (Z1199)

If you decide to file a civil action, and if you do not have or cannot

afford the services of an attorney, you may request that the Court appoint

an attorney to represent you and that the Court permit you to file the

action without payment of fees, costs, or other security. See Title VII

of the Civil Rights Act of 1964, as amended, 42 U.S.C. � 2000e et seq.;

the Rehabilitation Act of 1973, as amended, 29 U.S.C. �� 791, 794(c).

The grant or denial of the request is within the sole discretion of

the Court. Filing a request for an attorney does not extend your time

in which to file a civil action. Both the request and the civil action

must be filed within the time limits as stated in the paragraph above

("Right to File A Civil Action").

FOR THE COMMISSION:

______________________________

Carlton M. Hadden, Director

Office of Federal Operations

July 9, 2004

__________________

Date

1 The Commission notes that once a hearing

has been requested, the AJ is expected to supervise the completion of

the agency's investigation when the investigation is not yet complete.

See EEOC Management Directive 110, November 9, 1999 (EEO MD-110) at

Chapter 7, Section III, Part B.