Apple Inc.Download PDFPatent Trials and Appeals BoardJul 15, 20212020004293 (P.T.A.B. Jul. 15, 2021) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 14/274,452 05/09/2014 James R. KROGDAHL P22182US1 7384 62579 7590 07/15/2021 APPLE INC./BROWNSTEIN c/o Brownstein Hyatt Farber Schreck, LLP 410 Seventeenth Street Suite 2200 Denver, CO 80202 EXAMINER DILLON, DANIEL P ART UNIT PAPER NUMBER 1783 NOTIFICATION DATE DELIVERY MODE 07/15/2021 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): patentdocket@bhfs.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE BEFORE THE PATENT TRIAL AND APPEAL BOARD Ex parte JAMES R. KROGDAHL, ADAM T. GARELLI, BRUCE E. BERG, LILIYA LYANDRES, WILLIAM F. LEGGETT, and PAUL CHOINIERE Appeal 2020-004293 Application 14/274,452 Technology Center 1700 Before KAREN M. HASTINGS, BRIAN D. RANGE, and LILAN REN, Administrative Patent Judges. REN, Administrative Patent Judge. DECISION ON APPEAL STATEMENT OF THE CASE Pursuant to 35 U.S.C. § 134(a), Appellant1 appeals from the Examiner’s decision to reject claims 1–3, 5, 7–9, 15, 20–23, 25, and 26. See Final Act. 2, 6, 9. We have jurisdiction under 35 U.S.C. § 6(b). We AFFIRM. 1 We use the word Appellant to refer to “applicant” as defined in 37 C.F.R. § 1.42. Appellant identifies the real party in interest as “Apple Inc.” Appeal Br. 3. Appeal 2020-004293 Application 14/274,452 2 CLAIMED SUBJECT MATTER Claims 1 and 15, reproduced below, are illustrative of the claimed subject matter: 1. A computing device housing, comprising: a housing member defining: an exterior surface of a computing device; and a recessed portion recessed relative to an adjacent portion of the exterior surface of the computing device and defined by a base portion and a wall, the wall defining a wall surface having a surface energy different than a surface energy of the adjacent portion of the exterior surface of the computing device; and a support pad comprising a self-profiling thermoplastic material and defining: a first portion positioned within the recessed portion, the self-profiling thermoplastic material of the first portion abutting and adhering to the wall surface; and a second portion protruding relative to the adjacent portion of the exterior surface of the computing device and defining a dome-shaped profile having a shape based at least in part on the surface energy of the wall surface, the surface energy of the adjacent portion of the exterior surface of the computing device, or a combination thereof. 15. A housing for a computing device, comprising: a housing member defining: a recessed region comprising a surface; and an adjacent region of the housing member; an oleophobic coating positioned on the surface of the recessed region and having a first surface energy different from a second surface energy of the adjacent region of the housing member; and a self-profiling pad deposited on the oleophobic coating in the recessed region, configured to be an interface between the housing member and a surface on which the computing device can be placed, and comprising: a body made of a thermoplastic material; Appeal 2020-004293 Application 14/274,452 3 a first surface protruding beyond the adjacent region of the housing member and having a dome-shaped profile with a shape at least partially defined by the first surface energy; and a second surface within the recessed region, abutting the oleophobic coating, and configured to exclusively abut one side of the housing member. Claims Appendix (Appeal Br. 22, 24) (emphases added). REFERENCES The prior art relied upon by the Examiner are: Name Reference Date Tracy US 2008/0251663 A1 Oct. 16, 2008 Casebolt US 2011/0089792 A1 Apr. 21, 2011 Bleecher US 2012/0045954 Al Feb. 23, 2012 Silverman US 2013/0008796 A1 Jan. 10, 2013 Fournand US 2015/0361279 A1 Dec. 17, 2015 REJECTIONS Claims Rejected 35 U.S.C. § Reference(s)/Basis 1–3, 5, 8, 9, 21, 22, 23 103 Tracy, Casebolt 1, 2, 7 103 Tracy, Silverman 15, 20, 25, 26 103 Tracy, Bleecher, Fournand Claim 1 (Tracy & Casebolt)2 In rejecting claim 1 over Tracy and Casebolt, the Examiner determines that the limitation “a second portion . . . defining a dome-shaped 2 Appellant argues against the rejections of claims 1–3, 5, 8, 9, 21, and 23 based on Tracy and Casebolt as a group, with claim 1 as the representative claim. See Appeal Br. 6–13. These claims stand or fall together with respect to the rejection based on Tracy and Casebolt. See id.; see also 37 C.F.R. § 41.37(c)(1)(iv). Appeal 2020-004293 Application 14/274,452 4 profile having a shape based at least in part on the surface energy of the wall surface, the surface energy of the adjacent portion of the exterior surface of the computing device, or a combination thereof” of claim 1 renders the claim a product-by-process claim. Final Act. 4; see also Ans. 12–13. “If the product in a product-by-process claim is the same as or obvious from a product of the prior art, the claim is unpatentable even though the prior product was made by a different process.” In re Thorpe, 777 F.2d 695, 697 (Fed. Cir. 1985). As a result, the Examiner finds that the recited footing is taught because it is not structurally distinguished from the anti-skid footing of Tracy shown in Figures 1, 2A, 2B, and 3 of Tracy. See Final Act. 4. Appellant does not disagree with the Examiner’s interpretation that claim 1 is a product-by-process claim. See Appeal Br. 9 (distinguishing Tracy because “Tracy’s foot is not self-profiling and is not formed through a process ‘based at least in part on the surface energy of the wall surface of a recess in a computing device housing, the surface energy of the adjacent portion of the exterior surface of the housing, or a combination thereof’”) (emphasis added). Appellant’s argument that “Tracy’s foot . . . is not formed through a process ‘based at least in part on the surface energy of the wall surface of a recess in a computing device housing, the surface energy of the adjacent portion of the exterior surface of the housing, or a combination thereof” (Appeal Br. 9) is unpersuasive as it does not structurally distinguish the prior art. Appellant argues, for the first time in the Reply Brief that “the structural shape of the claimed foot (e.g., the dome-shaped profile) is based on and indeed results at least in part from particular physical properties of the claimed housing (e.g., the surface energy of particular surfaces.” Reply Appeal 2020-004293 Application 14/274,452 5 Br. 7 (stating that Appellant “disagrees” with the Examiner’s interpretation that claim 1 is a product-by-process claim). Appellant’s argument in the Reply Brief contradicts the argument that Tracy’s foot differs from claim a because it “is not formed through a process ‘based at least in part on the surface energy of the wall surface of a recess in a computing device housing, the surface energy of the adjacent portion of the exterior surface of the housing, or a combination thereof’” in the principal Brief. Compare id. (emphasis added), with Appeal Br. 9. Appellant’s argument that “Tracy’s foot is not self-profiling” is unpersuasive (Appeal Br. 9) because it is incommensurate in scope with claim 1. Claim 1 requires only “a support pad comprising a self-profiling thermoplastic material” which is taught or suggest by the outer portion 70 of anti-skid foot 42 of Tracy which “comprises an elastomer material such as . . . a thermoplastic elastomer . . . .” Tracy ¶ 8; see also Final Act. 3 (citing Tracy ¶ 8 and finding that the foot in Tracy contains an elastomer material such as thermoplastic). Appellant’s argument that Tracy does not teach or suggest “the wall defining a wall surface having a surface energy different than a surface energy of the adjacent portion of the exterior surface of the computing device” (Appeal Br. 9–10) is unpersuasive because it attacks Tracy individually and does not address the Examiner’s obviousness rejection which is based on the combined prior art teachings of both Tracy and Casebolt. For example, the Examiner finds that Casebolt teaches that “[t]he anodization process leaves the surface of the aluminum structural support layer 212 [of a portable computing device 200] with high surface energy.” Casebolt ¶ 50 (cited in Final Act. 3–4). “Non-obviousness cannot be Appeal 2020-004293 Application 14/274,452 6 established by attacking references individually where the rejection is based upon the teachings of a combination of references.” In re Merck & Co., 800 F.2d 1091, 1097 (Fed. Cir. 1986). Appellant’s unelaborated argument that Tracy does not teach or suggest “the self-profiling thermoplastic material of the first portion abutting and adhering to the wall surface” as recited in claim 1 (Appeal Br. 10) is unpersuasive because it does not adequately explain why the limitation excludes the removable foot of Tracy. Appellant does not propose a construction of the claim terms “abutting” or “adhering.” Appellant argues that the “self-profiling thermoplastic material . . . adhering to the wall surface” would change the principle of operation of the foot of Tracy which is secured via a threaded member (id.) but does not explain why the term “adhering to the wall” requires a particular method of attachment that excludes the prior art threading method. As the Examiner finds, “Tracy explicitly teaches ‘the shoulder and corresponding walls surrounding the cavity substantially reduce a moment arm of any force applied to the anti-skid foot in a direction substantially parallel or planar to the support surface’” and that “Tracy additionally teaches the wall portion abutting the ‘corresponding walls’ as being a thermoplastic.” Ans. 14. Appellant does not dispute these prior art teachings. See Reply Br. 3, 7 (stating that “the Examiner alleges that because Tracy’s foot may touch the wall of its recess when a force is applied, it amounts to ‘adhering’ to the wall”). Appellant argues only that “Tracy in no way describes or suggests adhesion of the foot to the wall surface of Tracy’s recess.” Reply Br. 3, 7. A prior art reference can teach a claimed invention even though it describes the claimed subject matter using different terms. Appeal 2020-004293 Application 14/274,452 7 See In re Schaumann, 572 F.2d 312, 317 (CCPA 1978) “([A]lthough appellants would have us hold that Hildebrandt fails as an anticipation because it does not contain a description of the subject matter of the appealed claims, ipsissimis verbis, we cannot countenance a result which so obviously [exalts] form over substance.”). Appellant’s argument therefore does not identify reversible error in this aspect of the obviousness analysis. Appellant’s argument that the cited portions of Casebolt do not “describe local modification of the surface energy of the Casebolt’s structural support layer (e.g., to produce different surface energies at different locations on the structural support layer)” (Appeal Br. 12) is unpersuasive because it again attacks Casebolt individually rather than argument against the combined prior art teachings on which the obviousness rejection is based. See Merck, 800 F.2d at 1097; see also Final Act. 4 (providing a rationale to combine the references and explaining that the limitations at issue are taught or suggested by the combined prior art teachings). Appellant’s argument that combining Tracy with Casebolt would change the principle of operation in Tracy such that the prior art foot is no longer “removably couplable to a device via a threaded member” is unpersuasive. Appeal Br. 12. “Combining the teachings of references does not involve an ability to combine their specific structures.” In re Nievelt, 482 F.2d 965, 968 (CCPA 1973) (emphasis omitted). In any event, Appellant provides no evidence that combining the prior art teachings would render Tracy inoperable for its intended purpose. “Attorneys’ argument is no substitute for evidence.” Johnston v. IVAC Corp., 885 F.2d 1574, 1581 (Fed. Cir. 1989). Moreover, Appellant’s argument is unpersuasive as it is Appeal 2020-004293 Application 14/274,452 8 incommensurate in scope with claim 1 requires only that “the wall defining a wall surface having a surface energy different than a surface energy of the adjacent portion of the exterior surface of the computing device” and not any particular method in which the recited support pad is attached. Appellant’s argument that the advantages in support of the Examiner’s rationale to combine “is not needed by and is not relevant to the disclosure of Tracy” (Appeal Br. 12) is unpersuasive because it does not identify reversible error in the Examiner’s “articulated reasoning with some rational underpinning to support the legal conclusion of obviousness.” See KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 418 (2007). Appellant’s remaining arguments are unelaborated statements of disagreement with the Examiner without sufficiently explaining why the Examiner reversibly erred. We find them unpersuasive because “mere statements of disagreement . . . do not amount to a developed argument.” SmithKline Beecham Corp. v. Apotex Corp., 439 F.3d 1312, 1320 (Fed. Cir. 2006). Claim 22 Claim 22 depends from claim 1 and additionally recites that “the base portion is curved.” Appellant argues that neither prior art references teaches or suggests a curved base portion. Appeal Br. 13. Appellant, however, does not address the Examiner’s finding that “the threaded member extends from the base of the recess and would be included as a part of the base curves outward, thus meeting the limitation of claim 22 such that the claim doesn’t describe how the base is curved.” Compare Reply Br 2–13, with Ans. 15; compare Appeal Br. 13, with Final Act. 6. The Examiner’s finding in support of the rejection Appeal 2020-004293 Application 14/274,452 9 of claim 22 is therefore unchallenged. Because the finding is reasonable and the Appellant has not challenged it, we accept it as fact. See In re Kunzmann, 326 F.2d 424, 425 n.3 (CCPA 1964). Moreover, we note that it has been generally held that ordinarily changes in sizes of shapes of known elements are within the level of skill in that art, especially in the absence of unexpected results or criticality. Cf. Gardner v. TEC Sys., Inc., 725 F.2d 1338, 1349 (Fed. Cir. 1984) (holding that, where the only difference between the prior art and the claims was a recitation of relative dimensions of the claimed device and a device having the claimed relative dimensions would not perform differently than the prior art device, the claimed device was not patentably distinct from the prior art device); see also In re Dailey, 357 F.2d 669, 676 (CCPA 1966) (change in shape ordinarily prima facie obvious). The rejection of claim 22 is sustained for these reasons. Claim 1 (Tracy & Silverman)3 In rejecting claim 1 over Tracy and Silverman, the Examiner finds that the limitation “a second portion . . . defining a dome-shaped profile having a shape based at least in part on the surface energy of the wall surface, the surface energy of the adjacent portion of the exterior surface of the computing device, or a combination thereof” of claim 1 renders the claim a product-by-process claim. Final Act. 8; see also Ans. 12–13. “If the product in a product-by-process claim is the same as or obvious from a 3 Appellant argues against the rejections of claims 1, 2, and 7 based on Tracy and Silverman as a group, with claim 1 as the representative claim. See Appeal Br. 14–15. These claims stand or fall together with respect to the rejection based on Tracy and Silverman. See id.; see also 37 C.F.R. § 41.37(c)(1)(iv). Appeal 2020-004293 Application 14/274,452 10 product of the prior art, the claim is unpatentable even though the prior product was made by a different process.” Thorpe, 777 F.2d at 697. As a result, the Examiner finds that the recited footing is taught because it is not structurally distinguished from the anti-skid footing of Tracy shown in Figures 1, 2A, 2B, and 3 of Tracy. See Final Act. 7. As with the rejection of claim 1 over Tracy and Casebolt, Appellant does not disagree with the Examiner’s interpretation that claim 1 is a product-by-process claim. See Appeal Br. 14–15. Appellant’s argument that Silverman does not teach or suggest this limitation is unpersuasive as it does not address the Examiner’s findings in support of the rejection. Appellant’s argument that Silverman does not teach or suggest “the wall defining a wall surface having a surface energy different than a surface energy of the adjacent portion of the exterior surface of the computing device” because “Silverman does not disclose forming a cosmetic finish outside, but not inside, a recess (or vice versa)” (Appeal Br. 15) is unpersuasive because it attacks the reference individually rather than the prior art teaching as a whole on which the rejection is based. “Non- obviousness cannot be established by attacking references individually where the rejection is based upon the teachings of a combination of references.” Merck, 800 F.2d at 1097. Appellant also argues that individual teachings of Tracy and Silverman do not teach or suggest “the wall defining a wall surface having a surface energy different than a surface energy of the adjacent portion of the exterior surface of the computing device.” Appellant argues that “Tracy’s anti-skid foot 42 is attached to the housing 22 via threaded connections” which does not teach this particular limitation. Appeal Br. 15. Appellant also Appeal 2020-004293 Application 14/274,452 11 argues that “Silverman suggests applying the layers of the cosmetic finish to a cavity so that each feature of the non-cosmetic structure has a desired cosmetic finish, which would produce the same surface energy inside and outside the cavity.” Id. Appellant argues that the Examiner’s analysis that a skilled artisan would have applied the anodized aluminum “to the visible areas of the laptop housing” (Ans. 15) is based on impermissible hindsight. Reply Br. 3, 10. “Any judgment on obviousness is in a sense necessarily a reconstruction based upon hindsight reasoning, but so long as it takes into account only knowledge which was within the level of ordinary skill at the time the claimed invention was made and does not include knowledge gleaned only from applicant’s disclosure, such a reconstruction is proper.” In re McLaughlin, 443 F.2d 1392, 1395 (CCPA 1971). In this case, the preponderance of the evidence supports the Examiner’s findings and analysis as the preponderance of the evidence shows that “a person of ordinary skill can implement a predictable variation [of a known work].” See KSR, 550 U.S. at 417 (“If a person of ordinary skill can implement a predictable variation [of a known work], § 103 likely bars its patentability.”). Claim 15 (Tracy, Bleecher, & Fournand)4 In rejecting claim 1 over Tracy and Silverman, the Examiner finds that the limitation “a first surface . . . having a dome-shaped profile with a 4 Appellant argues against the rejections of claims 15, 20, 25, and 26 based on Tracy, Bleecher, and Fournand as a group, with claim 15 as the representative claim. See Appeal Br. 16–20. These claims stand or fall together with respect to the rejection based on Tracy, Bleecher, and Fournand. See id.; see also 37 C.F.R. § 41.37(c)(1)(iv). Appeal 2020-004293 Application 14/274,452 12 shape at least partially defined by the first surface energy” of claim 15 renders the claim a product-by-process claim. Final Act. 10; see also Ans. 12–13. “If the product in a product-by-process claim is the same as or obvious from a product of the prior art, the claim is unpatentable even though the prior product was made by a different process.” Thorpe, 777 F.2d at 697. As a result, the Examiner finds that the recited footing is taught because it is not structurally distinguished from the anti-skid footing of Tracy shown in Figures 1, 2A, 2B, and 3 of Tracy. See Final Act. 9. Other than stating that Appellant “respectfully disagrees with the assertion at page 10 of the Office action that the limitation ‘having a dome- shaped profile with a shape at least partially defined by the first surface energy’ does not appear to provide any further structural limitations to the final product,” Appellant does not explain why the Examiner reversibly erred here. Appeal Br. 18. Appellant’s argument is therefore unpersuasive as “mere statements of disagreement . . . do not amount to a developed argument.” SmithKline Beecham Corp., 439 F.3d at 1320. Appellant’s remaining arguments with regard to Tracy are unpersuasive as they attack the reference individually rather than address the combined prior art teaching on which the rejection is based. See Merck, 800 F.2d at 1097. Appellant’s arguments addressing the individual teachings of Bleecher and Fournand (Appeal Br. 19–20) are unpersuasive for the same reason that they do not address the combined prior art teaching on which the rejection is based. See Merck, 800 F.2d at 1097. Appellant’s argument that combining Tracy and Bleecher for protection “against exposure to environmental factors such as dust or dirt” (Appeal Br. 19 (citing Final Act. 9–10)) is unnecessary and unpersuasive Appeal 2020-004293 Application 14/274,452 13 because it does not identify reversible error in the Examiner’s rationale in support of the rejection. “[I]nterrelated teachings of multiple patents; the effects of demands known to the design community or present in the marketplace; and the background knowledge possessed by a person having ordinary skill in the art, all [can provide] an apparent reason to combine the known elements in the fashion claimed.” KSR, 550 U.S. at 418. Appellant’s argument that combining the physical structures of Tracy and Bleecher “could interfere with the threading of Tracy’s foot onto Tracy’s threaded member if the oleophobic coatings remains on the threads of Tracy’s threaded member” (Appeal Br. 19) is unpersuasive for various reasons. First and foremost, Appellant’s argument is unsupported by evidence. Second, “[c]ombining the teachings of references does not involve an ability to combine their specific structures.” Nievelt, 482 F.2d at 968 (emphasis omitted). Lastly, Appellant does not explain why the issue of whether the Examiner’s proposed modification may or may not interfere with how the prior art device may be constructed structurally distinguishes the apparatus claim 15. CONCLUSION The Examiner’s rejections are affirmed. Appeal 2020-004293 Application 14/274,452 14 DECISION SUMMARY Claim(s) Rejected 35 U.S.C. § Reference(s)/Basis Affirmed Reversed 1–3, 5, 8, 9, 21, 22, 23 103 Tracy, Casebolt 1–3, 5, 8, 9, 21, 22, 23 1, 2, 7 103 Tracy, Silverman 1, 2, 7 15, 20, 25, 26 103 Tracy, Bleecher, Fournand 15, 20, 25, 26 Overall Outcome 1–3, 5, 7–9, 15, 20–23, 25, 26 TIME PERIOD FOR RESPONSE No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a)(1)(iv). AFFIRMED Copy with citationCopy as parenthetical citation