AMOGREENTECH CO., LTD.Download PDFPatent Trials and Appeals BoardJul 16, 202014611518 - (D) (P.T.A.B. Jul. 16, 2020) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 14/611,518 02/02/2015 Seung Hoon LEE JLE0106USD 8758 23413 7590 07/16/2020 CANTOR COLBURN LLP 20 Church Street 22nd Floor Hartford, CT 06103 EXAMINER SANKS, SCHYLER S ART UNIT PAPER NUMBER 3763 NOTIFICATION DATE DELIVERY MODE 07/16/2020 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): usptopatentmail@cantorcolburn.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ Ex parte SEUNG HOON LEE, YONG SIK JUNG, and YUN MI SO Appeal 2019-005489 Application 14/611,518 Technology Center 3700 ____________ Before BRETT C. MARTIN, MICHAEL J. FITZPATRICK, and BARRY L. GROSSMAN, Administrative Patent Judges. FITZPATRICK, Administrative Patent Judge. DECISION ON APPEAL Appellant, AMOGREENTECH CO., LTD.,1 appeals under 35 U.S.C. § 134(a) from the Examiner’s final decision rejecting claims 1, 2, and 4. We have jurisdiction under 35 U.S.C. § 6(b). We affirm. 1 “Appellant” refers to the applicant as defined in 37 C.F.R. § 1.42. Appellant identifies itself as the sole real party in interest. Appeal Br. 3. Appeal 2019-005489 Application 14/611,518 2 STATEMENT OF THE CASE The Specification The Specification “relates to a heat radiation sheet that is mounted in an electronic device, to thereby radiate heat generated from the inside of the electronic device to the outside of the electronic device, and more particularly, to a heat radiation sheet that is made in the form of a nano-web form by way of an electrospinning method.” Spec. 1:11–14. The Claims Claims 1, 2, and 4 are rejected. Final Act. 1. No other claims are pending. Id. Claim 1, the sole independent claim, is representative of the claimed subject matter on appeal and is reproduced below. 1. A heat radiation sheet comprising: a heat radiation layer that is formed in the form of a first nano-web having a plurality of pores by electrospinning a spinning solution, the first nano-web composed of first nanofibers, the first nanofibers composed of a polymer material and a first heat conductive material mixed with polymer material, wherein the first heat conductive material is a plurality of first heat conductive particles buried in the polymer material and part of the plurality of the first heat conductive particles are partially exposed on a surface of the first nanofibers; an adhesive layer that is laminated on one surface of the heat radiation layer, and that is formed in the form of a second nano-web by electrospinning an adhesive material, the second nano-web composed of second nanofibers, the second nanofibers composed of an adhesive and a second heat conductive material mixed with the adhesive, wherein the second heat conductive material is a plurality of second heat conductive particles buried in the adhesive and part of the plurality of the second heat conductive particles are partially exposed on a surface of the second nanofibers; and Appeal 2019-005489 Application 14/611,518 3 a plurality of third heat conductive particles dispersed between the heat radiation layer and the adhesive layer, the third heat conductive particles being dispersed separately from the first and second heat conductive particles. Appeal Br. 19. The Examiner’s Rejections The rejections before us are: 1. claims 1, 2, and 4 under 35 U.S.C. § 112 ¶2 as being indefinite (Final Act. 2); and 2. claims 1, 2, and 4 under 35 U.S.C. § 103(a) as unpatentable over Yarin,2 Tojo,3 and Hwang,4 as evidenced by Chen5 (id. at 3). DISCUSSION For each rejection, Appellant argues the patentability of all claims together. Appeal Br. 9–11 (regarding Rejection 1), 12–17 (regarding Rejection 2). We choose claim 1 as representative of all claims in deciding each rejection. See 37 C.F.R. § 41.37(c)(1)(iv). Rejection 1—Indefiniteness The Examiner determined that claim 1 is indefinite due to its recitation of “the third heat conductive particles being dispersed separately from the first and second heat conductive particles.” Final Act. 2 (emphasis added).6 The Examiner explained as follows: 2 US 2012/0090825 A1, published Apr. 19, 2012 (“Yarin”). 3 US 2011/0259518 A1, published Oct. 27, 2011 (“Tojo”). 4 Jeesang Hwang et al., Electrical and Mechanical Properties of Carbon- Black-Filled, Electrospun Nanocomposite Fiber Webs, 104 J. OF APPLIED POLYMER SCI. 2410–17 (2007) (“Hwang”). 5 US 2006/0094320 A1, published May 4, 2006 (“Chen”). 6 The Examiner also initially determined that claim 1’s recitation of a plurality of third heat conductive particles “dispersed between the heat Appeal 2019-005489 Application 14/611,518 4 [I]it is unclear if a process of dispersing the third heat conductive particles is being claimed (i.e., that the third heat conductive particles are dispersed in a separate process), or if the claim is stating that the third heat conductive particles are physically separate from the first and second heat conductive particles. Id. at 2–3. Appellant asserts that “[o]ne of skill in the art would readily understand, in light of the specification, that” the claim recitation “means that the third heat conductive particles are physically separate from the first and second heat conductive particles.” Appeal Br. 11. Appellant then reproduces the following portion of the Specification: [I]n the present invention, the heat conductive particles may be dispersed and disposed between the heat radiation layer 10 and the adhesive layer 20. The heat conductive particles are disposed at the outside of nanofibres of the heat radiation layer 10 and nanofibres of the adhesive layer 20 that are positioned on an interface between the heat radiation layer 10 and the adhesive layer 20, to thus better transfer heat generated from the heat generating component of the electronic equipment, and to thus increase the heat radiation efficiency. Here, when the heat conductive particles and a solvent are mixed to create a spinning solution, and a bead made of the heat conductive particle and the solvent is spun on the nano-web of the adhesive layer 20, in the electrospinning process, the solvent is volatilized and the heat conductive particles are dispersed into the nano-web of the adhesive layer 20. Then, the nano-web of the heat radiation layer 10 is formed at the nano-web of the adhesive layer 20 to which the heat conductive particles are sprayed, and the heat conductive particles are dispersed and disposed between the above-mentioned heat radiation layer 10 radiation layer and the adhesive layer” rendered the claims indefinite. Final Act. 2. However, the Examiner ultimately withdrew that basis of the indefiniteness rejection. Ans. 3. Appeal 2019-005489 Application 14/611,518 5 and adhesive layer 20, to thereby manufacture the heat radiation sheet. Appeal Br. 11(quoting Spec. 7:5–21). Appellant does not explain how or why the quoted portion of the Specification allegedly clarifies the meaning of the limitation at issue. Id. The quoted portion of the Specification does not adequately support Appellant’s argument because it does not foreclose the other reasonable construction. First, the quoted portion does not describe explicitly a third plurality of heat conductive particles or any heat conductive particles that are physically separate from first and second heat conductive particles. Instead, the Specification effectively describes a physical continuum of heat conductive particles throughout the disclosed heat radiation sheet. More specifically, the Specification describes heat conductive particles within the heat radiation layer, on the surface of that layer, within the adhesive layer, on the surface of that layer, and between the layers. See, e.g., Spec. 5:26–27 (“[H]eat conductive particles are dispersed in the nanofibers 14 of the heat radiation layer 10.”), 5:28–29 (“[S]ome parts of the heat conductive particles are exposed on the surface of the nanofibres 14 of the heat radiation layer 10, to then be involved in the heat conduction.”), 6:23–24 (“The heat conductive material that forms the adhesive layer 20 is the same as the heat conductive material that forms the heat radiation layer 10.”), 7:8–12 (“The heat conductive particles are disposed at the outside of nanofibres of the heat radiation layer 10 and nanofibres of the adhesive layer 20 that are positioned on an interface between the heat radiation layer 10 and the adhesive layer 20, to thus better transfer heat generated from the heat generating component of the electronic equipment, and to thus increase the heat radiation efficiency.”). Appeal 2019-005489 Application 14/611,518 6 In one possible alternative, the heat conductive particles that are exposed on the surfaces of the layers where the layers meet can be considered “separately dispersed” in the sense that they are dispersed between the layers and not within either layer. Indeed, the Examiner employs such a construction in rejecting the claims as obvious, as discussed below. Final Act. 3, 6. But the phrase “separately dispersed” also can be reasonably construed as referring to a separate process. And, as the Examiner points out, neither the Specification nor Appellant’s argument clarifies which possible construction controls. Ans. 4–5.7 Accordingly, the indefiniteness rejection of claims 1, 2, and 4 is affirmed. Rejection 2—Obviousness The Examiner determined that claim 1 would have been obvious over Yarin, Tojo, and Hwang, as evidenced by Chen. Final Act. 3–7. The Examiner found that Yarin teaches a heat radiation sheet having a heat radiation layer and an adhesive layer laminated thereto. Id. at 3–4. The Examiner further found, however, that Yarin does not teach all of the 7 In fact, and contrary to the Examiner’s finding, the Specification does describe a separate process (i.e., spraying) of depositing heat conductive particles. Compare Spec. 7:18–21 (“Then, the nano-web of the heat radiation layer 10 is formed at the nano-web of the adhesive layer 20 to which the heat conductive particles are sprayed, and the heat conductive particles are dispersed and disposed between the above-mentioned heat radiation layer 10 and adhesive layer 20, to thereby manufacture the heat radiation sheet.”), with Final Act. 3 (“As best understood by the Examiner, there is not a separate process for laying the third heat conductive particles.”). Appeal 2019-005489 Application 14/611,518 7 features of each layer or “a plurality of third heat conductive particles dispersed between the heat radiation layer and the adhesive layer, the third heat conductive particles being dispersed separately from the first and second heat conductive particles.” Id. at 4. The Examiner found that Tojo teaches an adhesive layer “formed in the form of a second nano-web . . . by electrospinning an adhesive material . . . , the second nano-web composed of second nanofibers” albeit without heat conductive particles. Id. at 4–5 (emphasis omitted). The Examiner determined that a person of ordinary skill in the art would have modified Yarin’s adhesive layer by making it in the form of Tojo’s “in order to provide an adhesive layer with high tackiness which allows for steady contact of a nanofiber sheet.” Id. at 5. The Examiner found that “Hwang teaches the addition of carbon black particles to polymeric nanofibers, where the carbon black is buried in the polymer material and is partially exposed on a surface of the nanofibers.” Id. (emphasis omitted). The Examiner determined that a person of ordinary skill in the art would have buried carbon black fibers in both layers of the Yarin/Tojo heat radiation sheet “in order to enhance the tensile strength of both the heat radiation layer and the adhesive layer.” Id. at 6.8 Finally, the Examiner determined that the feature of “a plurality of third heat conductive particles dispersed between the heat radiation layer and the adhesive layer, the third heat conductive particles being dispersed separately from the first and second heat conductive particles” necessarily exists in the proposed modified heat radiation layer, explaining as follows: 8 Appellant’s Specification explicitly identifies “carbon black” as a heat conductive material. Spec. 5:20–24. Appeal 2019-005489 Application 14/611,518 8 [W]hen the adhesive layer is laminated to the heat radiation layer, an interface between the two layers exists and can be defined as areas or points where nanofibers of the heat radiation layer contact nanofibers of the adhesive layer. Since each of the nanofibers have heat conductive particles at least partially exposed on their surface, the particles present on the nanofibers which contact each other from each layer can be considered a part of the interface between the layers and thus be considered “a plurality of third heat conductive particles”. Since this plurality is within a space in which the heat radiation layer and the adhesive layer interact with each other, these third heat conductive particles can be considered “between the heat radiation layer and the adhesive layer”. Furthermore, they can be considered “separately dispersed” from the first and second heat conductive particles because they are dispersed where the layers meet, whereas the first and second heat conductive particles are dispersed wholly within their own layer and do not have the capability to be present in the other layer, albeit attached to another layer’s respective nanofiber. Additionally, it should be noted that when the adhesive layer is electrospun onto the heat radiation layer as in Yarin as hereto modified, such an interface is necessarily created (Chen (US20060094320) evidences that such interweaving (see Figure 2B, 240, A/B) is inherent in any electrospinning process where layering is performed (see paragraph [0055])). Id. at 6–7. Appellant argues that Tojo is not analogous art under either criterion of the applicable test because it “is directed to a nanofiber sheet for attachment to human skin.” Appeal Br. 14–15; see also In re Clay, 966 F.2d 656, 658–59 (Fed. Cir. 1992) (“Two criteria have evolved for determining whether prior art is analogous: (1) whether the art is from the same field of endeavor, regardless of the problem addressed, and (2) if the reference is not within the field of the inventor’s endeavor, whether the reference still is reasonably pertinent to the particular problem with which Appeal 2019-005489 Application 14/611,518 9 the inventor is involved.”). Thus, according to Appellant, Tojo “would not logically have commended itself to an inventor’s attention in considering the problem of radiating heat generated from the inside of an electronic device to the outside of the electronic device.” Appeal Br. 14. Tojo indeed is directed to a nanofiber sheet for, among other things, attachment to human skin (see, e.g., Tojo ¶6), but it is not limited to such applications. Tojo is titled “Nanofiber Sheet,” and broadly “relates to a nanofiber sheet containing a nanofiber.” Tojo ¶1; see also id. ¶2 (identifying various nanofiber applications). In any event, the Examiner responds to Appellant’s argument by pointing out that “Tojo provides an adhesive shown to be advantageous and suitable for applications where (1) electrospinning is utilized, (2) an adhesive is needed, and (3) where the object which requires the adhesive layer is a nanofiber sheet.” Ans. 6. The Examiner further responds: Therefore, it can be seen that Tojo is analogous art to the claimed invention, as Tojo is concerned with the construction of an electrospun adhesive to be applied to an electrospun nanofiber sheet, thereby placing it in (1) the same field of endeavor as the claimed invention and (2) showing that it is reasonably pertinent to the problem faced by the inventor. In other words, Tojo teaches utilizing the same structure for the same purpose as Appellant and therefore there is a clear showing of analogous art when considering Tojo. Id. As Tojo is not limited to human skin applications, and in view of the Examiner’s response to Appellant’s arguments,9 we find that Tojo is prior art under at least the second prong of Clay’s test. 9 Appellant did not file a reply brief. Appeal 2019-005489 Application 14/611,518 10 Appellant next argues that the Examiner’s modification of Yarin/Tojo in view of Hwang is unsupported because “Hwang is specifically directed to incorporation of carbon black into a polyurethane matrix,” yet Tojo’s adhesive is not described as a polyurethane matrix. Appeal Br. 15. This argument is not persuasive because it attacks Hwang individually. “Non- obviousness cannot be established by attacking references individually where the rejection is based upon the teachings of a combination of references. . . . [Hwang] must be read, not in isolation, but for what it fairly teaches in combination with the prior art as a whole.” In re Merck & Co., 800 F.2d 1091, 1097 (Fed. Cir. 1986). Further, as the Examiner responds: One of ordinary skill in the art is not an automaton and would be driven by the disclosure of Hwang, which states that the addition of carbon black to an electrospinning solution which produces nanofibers, where the resulting nanofibers contain carbon black, enhances tensile strength in the resultant structure. This is a clear showing to one of ordinary skill in the art that the same can be done in Tojo with a reasonable expectation of success because Hwang and Tojo both produce nanofiber structures from electrospinning. Ans. 8. Finally, Appellant argues that the Examiner’s proposed combination would not include “a plurality of third heat conductive particles,” as recited in claim 1. Appeal Br. 16. To paraphrase, Appellant argues that the carbon black of the heat conductive layer can be a plurality of first heat conductive particles and the carbon black of the adhesive layer can be a plurality of second heat conductive particles but neither of those sources of carbon black can simultaneously provide a plurality of third heat conductive particles. Id. Appellant argues “[i]t is improper for the Office to rely on the same structure as disclosing two separate claimed elements.” Id. Appeal 2019-005489 Application 14/611,518 11 But that is not what the Examiner has done. The carbon black in the heat conductive layer is not a single structure. Nor is the carbon black in the adhesive layer. Rather, in both instances, the carbon black refers to numerous particles. Some of the carbon black of each layer will be buried in the respective layer and some will be exposed on the surface of the respective layer. Final Act. 6. The Examiner explains: As evidenced by Chen, when a nanofiber sheet has another nanofiber sheet electrospun onto it, an interface will necessarily develop between the sheets. It is most easily conceptualized as a region of “entanglement” between the fibers of each sheet where the sheets meet. Therefore, when one nanofiber sheet is electrospun onto another nanofiber sheet a third layer is formed - a layer of “entangled” nanofibers. This third layer lies in between the original two layers. Therefore, in the case of Yarin, Tojo, and Hwang, the resultant structure is a sheet with three layers, each layer containing its own set of heat conductive particles. Therefore, because each layer has its own heat conductive particles, each layers particles are “dispersed separately” from each other because the particles in one layer are not physically in another layer. In short, upon the electrospinning of an adhesive layer onto Yarin, as taught by Tojo, where all of the nanofibers contain carbon black, as taught by Hwang, a third, middle layer is formed containing the claimed third heat conductive particles. Ans. 8–9. None of Appellant’s arguments apprises us of error in the obviousness rejection of claim 1. Accordingly, the obviousness rejection of claims 1, 2, and 4 is affirmed. Appeal 2019-005489 Application 14/611,518 12 SUMMARY Claims Rejected 35 U.S.C. § Reference(s)/Basis Affirmed Reversed 1, 2, 4 112 ¶2 Indefiniteness 1, 2, 4 1, 2, 4 103(a) Yarin, Tojo, Hwang, Chen 1, 2, 4 Overall Outcome 1, 2, 4 No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a). See 37 C.F.R. § 1.136(a)(1)(iv). AFFIRMED Copy with citationCopy as parenthetical citation