Alfatex NVDownload PDFPatent Trials and Appeals BoardMay 3, 20212020006188 (P.T.A.B. May. 3, 2021) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 16/423,241 05/28/2019 Jonathan Verstraete 05918-0634002 VGCP 10971 2128 26201 7590 05/03/2021 FISH & RICHARDSON P.C. (AU) P.O BOX 1022 MINNEAPOLIS, MN 55440-1022 EXAMINER SAN, JASON W ART UNIT PAPER NUMBER 3677 NOTIFICATION DATE DELIVERY MODE 05/03/2021 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): PATDOCTC@fr.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________________ Ex parte JONATHON VERSTRAETE, JOHAN MARIE ALBERT LECLUYSE, and TERRY BERNARD JACQUES RAEPSAET ____________ Appeal 2020-006188 Application 16/423,241 Technology Center 3600 ____________ Before JENNIFER D. BAHR, JEREMY M. PLENZLER, and LISA M. GUIJT, Administrative Patent Judges. GUIJT, Administrative Patent Judge. DECISION ON APPEAL STATEMENT OF THE CASE Appellant1 seeks our review under 35 U.S.C. § 134(a) of the rejection of claims 17–22 and 25–36. We have jurisdiction under 35 U.S.C. § 6(b). We AFFIRM. 1 We use the word “Appellant” to refer to “applicant” as defined in 37 C.F.R. § 1.42. Appellant identifies Alfatex NV and Velcro Industries B.V. as real parties in interest. Appeal Br. 2. Appeal 2020-006188 Application 16/423,241 2 THE INVENTION Appellant’s invention relates to “fasteners, and more particularly to fastener tapes of the self-engaging type, and to methods of their manufacture.” Spec. 1:3–4. Claim 17, reproduced as the sole independent claim on appeal, is illustrative of the subject matter on appeal. 17. A fastener comprising: a flexible base sheet; and an array of discrete fastener elements projecting from a broad side of the base sheet, each fastener element comprising a stem extending from the base sheet and a head at a distal end of the stem, the head overhanging the base sheet on multiple sides of the stem; wherein the ratio of Self-Engaged Lift Resistance to Head Coverage is greater than 45 N/cm2. THE REJECTIONS2,3 The Examiner relies upon the following as evidence in support of the rejections: NAME REFERENCE DATE Wollman US 4,454,183 June 12, 1984 Hattori US 5,625,929 May 6, 1997 Gallant US 2004/0172793 A1 Sept. 9, 2004 Tolan US 2005/0081345 A1 Apr. 21, 2005 Tuma US 2013/0067702 A1 Mar. 21, 2013 2 The Examiner’s objection to Figures 2, 2A, 4, and 7–10A is a petitionable, not appealable, matter. Final Act. 2. 3 The Examiner finds claim 24 “objected to as being dependent upon a rejected base claim, but . . . allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims.” Final Act. 9. Appeal 2020-006188 Application 16/423,241 3 The following rejections are before us for review: I. Claims 17–19 and 25–30 stand rejected under 35 U.S.C. § 103 as unpatentable over Tuma. II. Claims 17, 19, 21, 22, 25–29, and 31–35 stand rejected under 35 U.S.C. § 103 as being unpatentable over Wollman and Hattori. III. Claim 20 stands rejected under 35 U.S.C. § 103 as unpatentable over Wollman, Hattori, and Gallant. IV. Claim 36 stands rejected under 35 U.S.C. § 103 as unpatentable over Wollman, Hattori, and Tolan. OPINION “[W]here the general conditions of a claim are disclosed in the prior art, it is not inventive to discover the optimum or workable ranges by routine experimentation.” In re Aller, 220 F.2d 454, 456 (CCPA 1955). This rule is limited to cases in which the optimized variable is a “result-effective variable.” In re Antonie, 559 F.2d 618, 620 (CCPA 1977). A recognition in the prior art that a property is affected by a variable is sufficient to find the variable result-effective. See In re Applied Materials, Inc., 692 F.3d 1289, 1297 (Fed. Cir. 2012). Rejection I Appellant argues claims 17–19 and 25–30 as a group. Appeal Br. 6–12. We select independent claim 17 as representative, and claims 18, 19, and 25–30 stand or fall therewith. See 37 C.F.R. § 41.37(c)(1)(iv). The Examiner finds that Tuma discloses an array of discrete fastener elements projecting from a base sheet, each element having a stem as well as a head that overhangs the base sheet. Final Act. 4–5. Appeal 2020-006188 Application 16/423,241 4 The Examiner notes that the claimed ratio (i.e., Self-Engaged Lift Resistance to Head Coverage) is “Appellant’s own test by Appellant’s created terms.” Ans. 4. Nevertheless, the Examiner finds that “Lift Resistance” (defined by the Examiner as “a force to separate two fastener sheets”) is “known and inherently demonstrated” in Tuma, and also that “Head Coverage” (defined by the Examiner, according to Appellant’s Specification, as “‘the proportion of the area of the product covered by the heads’” (citing Spec. 8:1)) is disclosed in Tuma. Id. (citing Tuma, Fig. 1). The Examiner further finds that Tuma evidences that the claimed relationship between Lift Resistance and Head Coverage is recognized in the prior art, by disclosing that “[h]ead coverage is a known [variable] . . . affecting holding strength.” Id. at 4–5 (citing, e.g., Tuma, Figs. 1, 2a–2d). The Examiner reasons that it would have been obvious “to have a ratio of Self-Engaged Lift Resistance to Head Coverage greater than 45 N/cm2,” because it has been held that where the general conditions of a claim are disclosed in the prior art, it is not inventive to discover the optimum or workable ranges by routine experimentation. Ans. 5 (citing MPEP § 2144.05(II), In re Aller, 220 F.2d 454, 456 (CCPA 1955)). The Examiner also concludes that “[a] ratio of known variables as claimed by Appellant is ‘the product not of innovation but of ordinary skill and common sense.’” Id. at 7 (citing MPEP § 2144.05 (II)(B)). The Examiner further determines that “Appellant has not demonstrated unexpected results,” nor “describe[d] why the value of 45 N/cm2 is uniquely critical.” Id. Appellant argues that the prior art “does not disclose a value of any kind for the claimed Self-Engaged Lift Resistance to Head Coverage ratio; nor does the art provide any disclosure that could be used to derive such a Appeal 2020-006188 Application 16/423,241 5 value.” Appeal Br. 8. Appellant submits that the Examiner’s Answer “does not identify where the prior art discloses the ‘general conditions’ of the claims” or “where the prior art recognized Appellant’s claimed ratio as a result-effective variable,” and further, “does not adequately explain how or why routine experimental activity would have produced the claimed range.” Reply Br. 1. Appellant maintains that a showing of criticality is, therefore, “premature.” Id. Appellant concludes that the prior art lacks disclosure of a fastener with the identical structure and function. Appellant’s ratio is what defines the structure of the claimed fastener, and Appellant’s ratio has never been disclosed. . . . This case is about a new type of fastener described and claimed through a ratio of Self-Engaged Lift Resistance to Head Coverage that the prior art fails to teach. Id. We are not persuaded by Appellant’s arguments. First, Appellant does not dispute that Tuma discloses all of the structure of the fastener required by claim 17, apart from the claimed ratio: a flexible base sheet; and an array of discrete fastener elements projecting from a broad side of the base sheet, each fastener element comprising a stem extending from the base sheet and a head at a distal end of the stem, the head overhanging the base sheet on multiple sides of the stem. Thus, we are not apprised of error in the Examiner’s determination that Tuma discloses the general conditions of claim 17. Additionally, Tuma discloses that “[p]ortions of the contact surface [(i.e., the heads of Tuma’s fastener elements)] can have a weaker separation force in order to facilitate an initial opening of the adhesive connection, while other portions require a stronger separation force.” Tuma ¶ 2. Even in Appeal 2020-006188 Application 16/423,241 6 view of Appellant’s test protocol,4 Appellant does not explain why Tuma’s “separation force” is not analogous to the claimed “Self-Engaged Lift Resistance,” which is described in the Specification as a peak load to cause separation of engaged fastener strips. See Tuma ¶ 2; Spec. 12:13–17. Appellant also does not provide persuasive argument or evidence as to why Tuma’s “common contact surface” is not analogous to the claimed “Head Coverage.” See, e.g., Tuma ¶ 2 (“each projection is dimensioned in such a way that all of the end faces have the same vertical height above the surface and form a common contact surface that is interrupted by a mutual spacing between the end faces”). Thus, we agree with the Examiner that Tuma discloses both the numerator and denominator of the claimed ratio as recognized variables or parameters of fasteners of the type claimed. Tuma further evidences a recognition in the prior art that separation force (i.e., Self-Engaged Lift Resistance) is affected by common contact surface (i.e., Head Coverage): “the object of the present invention is to enhance the adhesion and separation properties” by designing facing fastener tapes wherein the edge of at least one of the head parts has, connected thereto, at least one connecting section, which projects beyond the edge of said head part in at least one direction in such a way that the result is a change in the effective size of the contact surface for the corresponding head part, the contact surface of at least one head part is modified in such a way that it is enlarged or 4 Because the Specification discloses, with respect to the Self-Engaged Lift Resistance (SELF) testing protocol that “[t]he product is then cut into lengths of 5 cm and two lengths are completely overlapped and pressed to engage over the entire overlapped area,” we construe the claimed ratio of SELF to Head Coverage to require a length of the claimed fastener to be engaged with a length of the claimed fastener to derive the record peak load to cause separation. Spec. 12:13–16. Appeal 2020-006188 Application 16/423,241 7 decreased, and at least one tear-off edge is defined on the at least one connection section; and this tear-off edge facilitates the separation of the contact surface from a second or third components. Tuma ¶¶ 4, 5. This recognition in Tuma is sufficient to find the variable of common contact surface (i.e., Head Coverage) result-effective. Thus, we are not apprised of error in the Examiner’s finding that Tuma teaches that the surface area of the heads (i.e., Head Coverage) is a result-effective variable, affecting separation force (i.e., Self-Engaged Lift Resistance), and that such a relationship may be stated as a ratio. Appellant has not made a showing of criticality. Appeal Br. 12; Reply Br. 1–2; see In re Woodruff, 919 F.2d 1575, 1578 (Fed. Cir. 1990) (pointing out that it has been consistently held that, where the only difference between the claimed invention and the prior art is some range or other variable, the applicant must show that the particular range is critical, generally by showing that the claimed range achieves unexpected results relative to the prior art range). Accordingly, we sustain the Examiner’s rejection of claim 17, and claims 18, 19, and 25–30 fall therewith, under 35 U.S.C. § 103, as unpatentable over Tuma. Rejection II Appellant argues claims 17–19, 21, 22, 25–30, and 31–35 as a group. Appeal Br. 6–12. We select independent claim 17 as representative, and claims 18, 19, 21, 22, 25–30, and 31–35 stand or fall therewith. See 37 C.F.R. § 41.37(c)(1)(iv). The Examiner finds that Wollman discloses an array of discrete fastener elements projecting from a base sheet, each element having a stem as well as a head that overhangs the base sheet. Final Act. 6. As with Appeal 2020-006188 Application 16/423,241 8 Rejection I, the Examiner notes that the claimed ratio (i.e., Self-Engaged Lift Resistance to Head Coverage) is “Appellant’s own test by Appellant’s created term,” and nevertheless that “Lift Resistance” is “known and inherently demonstrated” by the combination of Wollman and Hattori. Ans. 4. Notably, Wollman also implies “Head Coverage” is a known variable by discussing the effect of the density of the stems having the heads. See Wollman 4:67–5:5. The Examiner further finds that Hattori evidences that the relationship between Lift Resistance and Head Coverage is recognized in the prior art, by expressly teaching that “disengagement force may be increased due to the pattern of the headed stems of the fastener member.” Ans. 4. The Examiner reasons that it would have been obvious “to have a ratio of Self-Engaged Lift Resistance to Head Coverage greater than 45 N/cm2,” because it has been held that where the general conditions of a claim are disclosed in the prior art, it is not inventive to discover the optimum or workable ranges by routine experimentation. Ans. 5 (citations omitted). The Examiner further determines that “Appellant has not demonstrated unexpected results,” nor “describe[d] why the value of 45 N/cm2 is uniquely critical.” Id. Appellant’s arguments supra are directed to both Rejections I and II. In sum, Appellant argues that the prior art does not disclose values for the variables comprising the claimed ratio, nor does the prior art demonstrate that the Head Coverage is recognized as a variable effecting Lift Resistance results. Appeal Br. 6–12. Again, we are not persuaded by Appellant’s arguments. Appeal 2020-006188 Application 16/423,241 9 As with Tuma supra, Wollman discloses the general conditions of claim 17.5 Appellant does not explain why Hattori fails to disclose that the relationship between Lift Resistance and Head Coverage is recognized in the prior art, when Hattori expressly teaches that it is known to increase disengagement force (i.e., Lift Resistance) by changing the headed stems pattern (i.e., Head Coverage). Hattori, Abstract. Additionally, Wollman discloses that the surface area of the heads (i.e., Head Coverage) is recognized as a variable affecting the separation force (i.e., Self-Engaged Lift Resistance): “by selecting the proper density of and spacing between the stem portions” (i.e., adjusting the contact area of the head surfaces), “the heads should be capable of engaging each other with a desired degree of engagement.” Id. at 4:67–5:5; see also Hattori, Abstract (albeit with respect to a shear direction). Thus, we are not apprised of error in the Examiner’s finding that Wollman, in view of Hattori, teaches that the surface area of the heads (i.e., Head Coverage) is a result-effective variable, affecting separation force (i.e., Self-Engaged Lift Resistance), and that such a relationship may be stated as a ratio. Appellant has not made a showing of criticality. Appeal Br. 12; Reply Br. 1–2. Accordingly, we sustain the Examiner’s rejections of claims 17–21, 22, 25–29, and 31–36, under 35 U.S.C. § 103, as unpatantable over Wollman and Hattori. 5 Notably, although Wollman discusses that “[i]t is well known in the fastener art that the heads of . . . strip material will releasably engage with loops” (Wollman 1:31–33 (emphasis added)), Wollman also discloses that “two lengths of the strip material [comprising heads] could be used together to form a fastener” (i.e., heads engaging heads, without loops) (id. at 5:3–5). Appeal 2020-006188 Application 16/423,241 10 Rejections III and IV Appellant chose not to present arguments for the patentability of claims 20 and 36 apart from the arguments presented for independent claim 17 in Rejection II, and therefore, for essentially the same reasons stated supra, we also sustain the Examiner’s rejections of claims 20 and 36. Appeal Br. 6–12. CONCLUSION In summary: Claim(s) Rejected 35 U.S.C. § Reference(s)/Basis Affirmed Reversed 17–19, 25– 30 103 Tuma 17–19, 25– 30 17–19, 21, 22, 25–29, 31–35 103 Wollman, Hattori 17–19, 21, 22, 25–29, 31–35 20 Wollman, Hattori, Gallant 20 36 Wollman, Hattori, Tolan 36 Overall Outcome 17–22, 25– 36 No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a). See 37 C.F.R. § 1.136(a)(1)(iv). AFFIRMED Copy with citationCopy as parenthetical citation