AKTIEBOLAGET SKFDownload PDFPatent Trials and Appeals BoardOct 29, 20202020004040 (P.T.A.B. Oct. 29, 2020) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 14/693,752 04/22/2015 Alexander Pinkerton 2015P00126US 6903 81598 7590 10/29/2020 SKF GmbH IA&IP Gunnar-Wester-Strasse 12 Schweinfurt, 97421 GERMANY EXAMINER SCHEUNEMANN, RICHARD N ART UNIT PAPER NUMBER 3624 NOTIFICATION DATE DELIVERY MODE 10/29/2020 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): ipr@skf.com mark@jtek-law.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ Ex parte ALEXANDER PINKERTON _____________ Appeal 2020-004040 Application 14/693,752 Technology Center 3600 ____________ Before ST. JOHN COURTENAY III, JAMES R. HUGHES, and JAMES W. DEJMEK, Administrative Patent Judges. COURTENAY, Administrative Patent Judge. DECISION ON APPEAL Appellant1 appeals under 35 U.S.C. § 134(a) from a final rejection of claims 1, 3–5, 7, 8, 10, and 13–23. We have jurisdiction over the pending claims under 35 U.S.C. § 6(b). We affirm. 1 We use the word “Appellant” to refer to “applicant” as defined in 37 C.F.R. § 1.42(a) (2019). According to Appellant, the real party in interest is Aktiebolaget SKF. See Appeal Br. 3. Appeal 2020-004040 Application 14/693,752 2 STATEMENT OF THE CASE2 Introduction Appellant’s claimed invention relates generally to “[a] work package management system and method for servicing equipment assets for a plurality of clients.” Abstract. Evidence The prior art relied upon by the Examiner as evidence is: Name Reference Date Tanaka et al. (“Tanaka”) US 2002/0123934 A1 Sept. 5, 2002 Compton et al. (“Compton”) US 2011/0106565 A1 May 5, 2011 Nixon et al. (“Nixon”) US 2014/0282257 A1 Sept. 18, 2014 Rejections Rejection Claims Rejected 35 U.S.C. § References/Basis A 1, 3–5, 7, 8, 10, 13–23 101 Eligibility B 1, 4, 7, 8, 13-23 103 Nixon, Compton C 3, 5, 10 103 Nixon, Compton, Tanaka 2 We herein refer to the Final Office Action, mailed September 9, 2019 (“Final Act.”); the Appeal Brief, filed January 21, 2020 (“Appeal Br.”); the Examiner’s Answer, mailed March 11, 2020 (“Ans.”); and the Reply Brief, filed May 8, 2020. Appeal 2020-004040 Application 14/693,752 3 Rejection A under 35 U.S.C. § 101 USPTO § 101 Guidance The U.S. Patent and Trademark Office (USPTO) has published revised guidance on the application of 35 U.S.C. § 101. See USPTO January 7, 2019 Memorandum, 2019 Revised Patent Subject Matter Eligibility Guidance, 84 Fed. Reg. 50 (“January 2019 Memorandum”).3 Under that guidance, we first look to whether the claim recites: (1) any judicial exceptions, including certain groupings of abstract ideas (i.e., mathematical concepts, certain methods of organizing human activity such as a fundamental economic practice, or mental processes) (see January 2019 Memorandum Step 2A – Prong One); and (2) any additional elements that integrate the judicial exception into a practical application (see MPEP § 2106.05(a)–(c), 3 The Office issued a further memorandum on October 17, 2019 (the “October 2019 Memorandum”) clarifying guidance of the January 2019 Memorandum in response to received public comments. See https:// www.uspto.gov/sites/default/files/documents/peg_oct_2019_update.pdf. Moreover, “[a]ll USPTO personnel are, as a matter of internal agency management, expected to follow the guidance.” January 2019 Memorandum at 51; see also October 2019 Memorandum at 1. The Office’s current eligibility guidance is found in the Ninth Edition, Revision 10.2019 (revised June 2020) of the Manual of Patent Examination Procedure (MPEP), and particularly Sections 2103 through 2106.07(c). The MPEP now incorporates the January 2019 Memorandum, the October 2019 Memorandum, and the April 2018 Berkheimer Memorandum. See https://www.uspto.gov/patent/laws-and-regulations/examination- policy/subject-matter-eligibility Appeal 2020-004040 Application 14/693,752 4 (e)–(h)) (see January 2019 Memorandum Step 2A – Prong Two).4 Only if a claim (1) recites a judicial exception and (2) does not integrate that exception into a practical application, do we then look to whether the claim: (3) adds a specific limitation beyond the judicial exception that is not “well-understood, routine, conventional” in the field (see MPEP § 2106.05(d)); or (4) simply appends well-understood, routine, conventional activities previously known to the industry, specified at a high level of generality, to the judicial exception. See January 2019 Memorandum Step 2B. Because there is no single definition of an “abstract idea” under Alice Corp. v. CLS Bank Int’l, 573 U.S. 208 (2014) Step 1, the January 2019 Memorandum synthesizes, for purposes of clarity, predictability, and consistency, key concepts identified by the courts as abstract ideas to explain that the “abstract idea” exception includes the following three groupings: 1. Mathematical concepts—mathematical relationships, mathematical formulas or equations, mathematical calculations; 2. Mental processes—concepts performed in the human mind (including an observation, evaluation, judgment, opinion); and 3. Certain methods of organizing human activity—fundamental economic principles or practices (including hedging, 4 This evaluation is performed by (a) identifying whether there are any additional elements recited in the claim beyond the judicial exception and (b) evaluating those additional elements individually and in combination to determine whether the claim as a whole integrates the exception into a practical application. See 2019 October Memorandum, Section III(A)(2), page 10, et seq. Appeal 2020-004040 Application 14/693,752 5 insurance, mitigating risk); commercial or legal interactions (including agreements in the form of contracts; legal obligations; advertising, marketing or sales activities or behaviors; business relations); managing personal behavior or relationships or interactions between people (including social activities, teaching, and following rules or instructions). See January 2019 Memorandum, 84 Fed. Reg. at 52. According to the January 2019 Memorandum, “[c]laims that do not recite [subject] matter that falls within these enumerated groupings of abstract ideas should not be treated as reciting abstract ideas,” except in rare circumstances. Even if the claims recite any one of these three groupings of abstract ideas, these claims are still not “directed to” a judicial exception (abstract idea), and thus are patent eligible, if “the claim as a whole integrates the recited judicial exception into a practical application of that exception.” See January 2019 Memorandum, 84 Fed. Reg. at 53. For example, limitations that are indicative of integration into a practical application include: 1. Improvements to the functioning of a computer, or to any other technology or technical field — see MPEP § 2106.05(a); 2. Applying the judicial exception with, or by use of, a particular machine — see MPEP § 2106.05(b); 3. Effecting a transformation or reduction of a particular article to a different state or thing — see MPEP § 2106.05(c); and 4. Applying or using the judicial exception in some other meaningful way beyond generally linking the use of the judicial exception to a particular technological environment, such that the claim as a whole is more than a drafting effort designed to monopolize the exception — see MPEP § 2106.05(e). Appeal 2020-004040 Application 14/693,752 6 In contrast, limitations that are not indicative of integration into a practical application include: 1. Adding the words “apply it” (or an equivalent) with the judicial exception, or merely including instructions to implement an abstract idea on a computer, or merely uses a computer as a tool to perform an abstract idea — see MPEP § 2106.05(f); 2. Adding insignificant extra-solution activity to the judicial exception — see MPEP § 2106.05(g); and 3. Generally linking the use of the judicial exception to a particular technological environment or field of use — see MPEP § 2106.05(h). See 2019 January Memorandum, 84 Fed. Reg. at 54–55 (“Prong Two”). ANALYSIS January 2019 Memorandum, Step 2A, Prong One The Judicial Exception We reproduce infra independent claim 1 in Table One. We have considered all of Appellant’s arguments and any evidence presented. We highlight and address specific findings and arguments for emphasis in our analysis below.5 The Examiner concludes “the present claims recite steps for determining when to communicate work package information to users” such as “automatically receiving at least a portion of a first work package in response to the remote server automatically pushing the portion of the first 5 Throughout this opinion, we give the claim limitations the broadest reasonable interpretation (BRI) consistent with the Specification. See In re Morris, 127 F.3d 1048, 1054 (Fed. Cir. 1997). Appeal 2020-004040 Application 14/693,752 7 work package to the device” (claim 1), which the Examiner analogizes to “[c]ertain methods of organizing human activity . . . including managing personal behavior or relationships or interactions between people.” Final Act. 6. The Examiner further concludes that limitations 4-6, 8, and 9 (corresponding to limitations (l), (m), (r), (t), and (u) in Table One, infra, “could be implemented mentally or on paper.” Id. Under the January 2019 Memorandum, we begin our analysis by first considering whether the claims recite any judicial exceptions, including certain groupings of abstract ideas, in particular: (a) mathematical concepts, (b) certain methods of organizing human activity, and (c) mental processes. Independent Claim 1 For ease of reference in connection with our analysis of Step 2A, Prongs One and Two, in Table One below, we identify in italics the specific claim limitations that we conclude recite an abstract idea. We also identify in bold the additional claim elements that we find are generic computer components: Appeal 2020-004040 Application 14/693,752 8 TABLE ONE Independent Claim 1 January 2019 Memorandum [a] A system comprising: 6 A system is a generic computer component. See January 2019 Memorandum, 84 Fed. Reg. at 52 n.14. [b] a data device comprising: A data device comprises generic computer components, including a location sensor, processor, and memory, as claimed. See January 2019 Memorandum, 84 Fed. Reg. at 52 n.14. [c] a location sensor configured to determine current geographic location coordinates of the device; A location sensor configured to determine current geographic location coordinates of the device is a generic computer component (e.g., a GPS receiver is found in virtually every cell phone). See January 2019 Memorandum, 84 Fed. Reg. at 52 n.14. [d] a processor; and A processor is a generic computer component. See January 2019 Memorandum, 84 Fed. Reg. at 52 n.14. 6 A system (i.e., apparatus) falls under the statutory subject matter class of a machine. See 35 U.S.C. § 101 (“Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title.”). Appeal 2020-004040 Application 14/693,752 9 Independent Claim 1 January 2019 Memorandum [e] a memory system comprising one or more non-transitory computer readable media storing instructions thereon that, when executed by the processor, cause the device to perform operations, the operations comprising: A memory system comprising one or more non-transitory computer readable media is a generic computer component. See January 2019 Memorandum, 84 Fed. Reg. at 52 n.14. [f] receiving, as user input to the device, a security credential from a user associated with the device; Receiving a security credential from a user associated with the device is insignificant extra-solution activity (data gathering). See January 2019 Memorandum, 84 Fed. Reg. at 55 n.31; see also MPEP § 2106.05(g). [g] transmitting, to a remote server, the security credential to allow the remote server to identify and verify the user associated with the device is authorized to access a central database associated with the remote server, wherein the central database contains a plurality of work packages, each work package comprising: Transmitting the security credential is insignificant extra-solution activity (i.e., sending data). See January 2019 Memorandum, 84 Fed. Reg. at 55 n.31; see also MPEP § 2106.05(g). Abstract Idea: verifying that the user associated with the device is authorized to access a central database associated with the remote server can be performed alternatively by a person as a mental process. See January 2019 Memorandum, 84 Fed. Reg. at 52. [h] a client identifier that identifies a client; The client identifier is data. [i] a client site identifier that identifies a client site; The client site identifier is data. Appeal 2020-004040 Application 14/693,752 10 Independent Claim 1 January 2019 Memorandum [j] a geographic location associated with the client site or at least one client equipment asset at the client site; and A geographic location is data. [k] one or more work routes comprising one or more maintenance routines to be performed on at least one client equipment asset; One or more work routes comprising one or more maintenance routines to be performed on at least one client equipment asset is/are data. [l] transmitting, periodically to the remote server, the current geographic location coordinates of the device determined by the location sensor; Transmitting the current geographic location coordinates of the device is insignificant extra-solution activity (i.e., sending data). See January 2019 Memorandum, 84 Fed. Reg. at 55 n.31; see also MPEP § 2106.05(g). [m] automatically receiving at least a portion of a first work package in response to the remote server automatically pushing the portion of the first work package to the device, wherein the remote server automatically pushing the portion of the first work package comprises: Receiving at least a portion of a first work package is insignificant extra- solution activity (data gathering). See January 2019 Memorandum, 84 Fed. Reg. at 55 n.31; see also MPEP § 2106.05(g). [n] determining that the device approaches or enters a set or range of geographic coordinates specified for the first client site or the at least one client equipment asset; Abstract Idea: Determining that the device approaches or enters a set or range of geographic coordinates specified for the first client site or the at least one client equipment asset can be performed alternatively by a person as a mental process. See Appeal 2020-004040 Application 14/693,752 11 Independent Claim 1 January 2019 Memorandum January 2019 Memorandum, 84 Fed. Reg. at 52. [o] identifying the user based on the security credential; Abstract Idea: identifying the user based on the security credential is a method of organizing human activity that can be performed alternatively by a person as a mental process. See January 2019 Memorandum, 84 Fed. Reg. at 52. [p] identifying type of work that the user is qualified to perform based on the identifying the user; and Abstract Idea: identifying type of work that the user is qualified to perform based on the identifying the user is a method of organizing human activity that can be performed alternatively by a person as a mental process. See January 2019 Memorandum, 84 Fed. Reg. at 52. [q] determining that the user is qualified to perform work associated with the portion of the first work package based on the type of work that the user is qualified to perform; and Abstract Idea: determining that the user is qualified to perform work associated with the portion of the first work package based on the type of work that the user is qualified to perform is a method of organizing human activity that can be performed alternatively by a person as a mental process. See January 2019 Memorandum, 84 Fed. Reg. at 52. [r] displaying, on an interface of the device, information describing the one or more maintenance routines included in the first work package to be performed on the at least one client equipment asset at the first client site to effectuate performance of the one or Displaying, on an interface of the device, information describing the one or more maintenance routines included in the first work package is insignificant post-solution activity See January 2019 Memorandum, 84 Fed. Reg. at 55 n.31; see also MPEP § 2106.05(g). Appeal 2020-004040 Application 14/693,752 12 Independent Claim 1 January 2019 Memorandum more maintenance routines by the user based on the user being located within the predetermined radius of the first client site and wherein the user is qualified to perform the maintenance routine; [s] upon completion of the first work package, receiving work package results from the user via user input; Receiving work package results from the user via user input is insignificant extra-solution activity (data gathering). See January 2019 Memorandum, 84 Fed. Reg. at 55 n.31; see also MPEP § 2106.05(g). [t] storing the work package results in the central database; and storing the work package results in the central database is insignificant extra-solution activity (data gathering). See January 2019 Memorandum, 84 Fed. Reg. at 55 n.31; see also MPEP § 2106.05(g). [u] modifying a maintenance record stored within the central database based on the receiving the work package results from the user upon completion of the first work package and the storing the work package results. Abstract Idea: modifying a maintenance record stored within the central database based on the receiving the work package results from the user is a method of organizing human activity that can be performed alternatively by a person as a mental process. See January 2019 Memorandum, 84 Fed. Reg. at 52. Appeal 2020-004040 Application 14/693,752 13 Abstract Idea As discussed above, the Examiner concludes that claim 1 recites certain methods of organizing human activity that are ineligible abstract ideas, including managing personal behavior or relationships or interactions between people that “could be implemented mentally or on paper.” Final Act. 6. We agree, as detailed above in the right column of Table One. Although independent claim 1 requires the recited functions to be performed by a system comprising a data device further comprising a location sensor, a processor, and a memory, this generic computer implementation of a mental process is insufficient to take the invention out of the realm of abstract ideas. “That purely mental processes can be unpatentable, even when performed by a computer, was precisely the holding of the Supreme Court in Gottschalk v. Benson.” CyberSource Corp. v. Retail Decisions, Inc., 654 F.3d 1366, 1375 (Fed. Cir. 2011). If a method can be performed by human thought alone, or by a human using pen and paper, it is merely an abstract idea and is not patent eligible under § 101. See id. at 1372–73; see also Versata Dev. Grp. v. SAP Am., Inc., 793 F.3d 1306, 1335 (Fed. Cir. 2015) (“Courts have examined claims that required the use of a computer and still found that the underlying, patent-ineligible invention could be performed via pen and paper or in a person’s mind.”); Alice, 573 U.S. at 223 (“Stating an abstract idea while adding the words ‘apply it with a computer’” is insufficient to confer eligibility.). Appellant urges in the Reply Brief that “it simply is not possible or feasible to maintain a central database of tens of thousands or millions of maintenance records in the manner claimed, or that all of these Appeal 2020-004040 Application 14/693,752 14 maintenance records could be practically modified by an individual with pen and paper.” Reply Br. 3. However, Appellant’s arguments that the maintaining or modifying cannot be practically performed in the mind are not persuasive, because independent claims 1 and 8 are not limited to a large data set, such as the “tens of thousands or millions of maintenance records” as argued by Appellant. Reply Br. 3. Because Appellant’s argument is not commensurate with the broader scope of the claim, Appellant has not persuaded us of error regarding the Examiner’s conclusion that independent claims 1 and 8 recite an abstract idea. Moreover, “[u]sing a computer to accelerate an ineligible mental process does not make that process patent-eligible.” Bancorp Servs., L.L.C. v. Sun Life Assurance Co. of Can. (U.S.), 687 F.3d 1266, 1279 (Fed. Cir. 2012); see also OIP Techs., Inc. v. Amazon.com, Inc., 788 F.3d 1359, 1363 (Fed. Cir. 2015) (“[R]elying on a computer to perform routine tasks more quickly or more accurately is insufficient to render a claim patent eligible.”). Because claim 1 considered as a whole recites an abstract idea, as identified in Table One, supra, we conclude all claims 1, 3–5, 7, 8, 10, and 13–23 recite an abstract idea, as identified above, under Step 2A, Prong One. Therefore, we proceed to Step 2A, Prong Two. Appeal 2020-004040 Application 14/693,752 15 January 2019 Memorandum, Step 2A, Prong Two Integration of the Judicial Exception into a Practical Application Additional Limitations Pursuant to the January 2019 Memorandum, we consider whether there are additional elements set forth in the claims that integrate the judicial exception into a practical application. See January 2019 Memorandum, 84 Fed. Reg. at 54–55. As emphasized in bold in Table One, supra, we note the additional generic computer components recited in claim 1, i.e., a system comprising a data device further comprising a location sensor, a processor, and a memory. We further note the supporting exemplary, non-limiting descriptions of generic computer components found in the Specification, such as the following: “The computer system 401A may be an individual computer system 401A or an arrangement of distributed computer systems.” (Spec. ¶ 35). “A processor may include a microprocessor, microcontroller, processor module or subsystem, programmable integrated circuit, programmable gate array, or another control or computing device.” Spec. ¶ 36. “The storage media 406 may be implemented as one or more computer-readable or machine-readable storage media.” Spec. ¶ 37. See also Spec. ¶ 39: It should be appreciated that computing system 400 is merely one example of a computing system, and that computing system 400 may have more or fewer components than shown, may combine additional components not depicted in the example embodiment of Figure 4, and/or computing system 400 may have a different configuration or arrangement of the components depicted in Appeal 2020-004040 Application 14/693,752 16 Figure 4. Spec. ¶ 39 (emphasis added). See also Spec. ¶ 40: Further, the steps in the processing methods described herein may be implemented by running one or more functional modules in information processing apparatus such as general purpose processors or application specific chips, such as ASICs, FPGAs, PLDs, or other appropriate devices. These modules, combinations of these modules, and/or their combination with general hardware are included within the scope of the present disclosure. Spec. ¶ 40 (emphasis added). We emphasize that McRO, Inc. v. Bandai Namco Games America Inc., 837 F.3d 1299 (Fed. Cir. 2016), guides: “The abstract idea exception prevents patenting a result where ‘it matters not by what process or machinery the result is accomplished.’” 837 F.3d at 1312 (quoting O’Reilly v. Morse, 56 U.S. 62, 113 (1854)) (emphasis added). See supra Table One. Thus, we conclude Appellant’s claimed invention merely implements the abstract idea using instructions executed on generic computer components, as depicted in Table One (above), and as supported in Appellant’s Specification, for example, at paragraphs 36–40. Therefore, we conclude Appellant’s claims merely use a generic programmed computer as a tool to perform an abstract idea. See MPEP § 2106.05(f). We note “the prohibition against patenting abstract ideas ‘cannot be circumvented by attempting to limit the use of the formula to a particular technological environment’ or [by] adding ‘insignificant postsolution activity.’” Bilski v. Kappos, 561 U.S. 593, 610–12 (2010) (quoting Diamond v. Diehr, 450 U.S. 175, 191–92 (1981)). See MPEP § 2106.05(h). Appeal 2020-004040 Application 14/693,752 17 As mapped in the right column of Table One, supra, we conclude that independent claim 1 recites several additional limitations that are extra- solution activities the courts have determined to be insufficient to transform judicially excepted subject matter into a patent-eligible application. See MPEP § 2106.05(g); January 2019 Memorandum, 84 Fed. Reg. at 55 n.31. For example, see claim 1, Table One, supra, limitation (f): we conclude that “receiving, as user input to the device, a security credential from a user associated with the device” is insignificant extra-solution activity (i.e., data gathering). Similarly, we conclude limitation (r) of claim 1 (“displaying, on an interface of the device, information”) is insignificant post-solution activity (presenting information for display intended for human perception). See January 2019 Memorandum, 84 Fed. Reg. at 55 n.31; see also MPEP § 2106.05(g). See buySAFE v. Google, Inc, 765 F.3d 1350, 1355 (Fed. Circ. 2014) (“That a computer receives and sends the information over a network—with no further specification—is not even arguably inventive.”). These extra or post-solution limitations use a generic computer component that performs a generic computer function as a tool to perform an abstract idea. Thus, these limitations do not integrate the abstract idea into a practical application. See Alice, 573 U.S. at 223–24. Instead, these limitations merely perform insignificant extra-solution activities. Cf. Apple, Inc. v. Ameranth, Inc., 842 F.3d 1229, 1242 (Fed. Cir. 2016) (agreeing with the Board that limitations for printing and downloading generated menus are insignificant post-solution activities). We consider next the question of whether there are any claimed improvements to the functioning of a computer or to any other technology or technical field, applying the January 2019 Memorandum and the guidance Appeal 2020-004040 Application 14/693,752 18 set forth under MPEP § 2106.05(a). The Examiner finds: The claims do not recite an improvement to another technology or technical field, nor do they recite an improvement to the functioning of the computer itself. See MPEP §2106.05(a). The claims require no more than a generic computer to implement the abstract idea, which does not amount to significantly more than an abstract idea. See MPEP §2106.05(f). Because the claims only recite use of a generic computer, they do not apply the judicial exception with a particular machine. See MPEP §2106.05(b). For these reasons, the claims do not provide a practical application of the abstract idea. Final Act. 7. Appellant does not agree with the Examiner. Appellant contends that “[t]he additional elements of the claimed invention improve the technical field of work package allocation and selection systems, e.g., analogously the claims at issue in Trading Techs. Int’l Inc. v. CQG, Inc., No. 16-1616 (Fed. Cir. 2017).” Appeal Br. 15. In support, Appellant contends that the claim elements (b), (m), (s), and (u) (See supra, Table One), among other claimed features: result in the prompt, automatic pushing of work packages (thus improving the speed of the interface). Further, these claimed elements automatically modify, update, and maintain maintenance records based on the work package results received from the worker, which results in more accurate record keeping and faster availability of the maintenance records (thus improving speed, accuracy, and usability of the interface). For at least these reasons, combination of additional limitations of claimed invention, like the claims of Trading Techs, eliminates problems of prior art graphic user interfaces relating to speed, accuracy, and usability). Appeal Br. 17. Appeal 2020-004040 Application 14/693,752 19 However, we note that Trading Technologies International, Inc. v. CQG, INC., (675 F. App’x 1001 (Fed. Cir. 2017)) is non-precedential and therefore not a binding authority on the Board. Although Appellant’s claim 1 recites: “displaying, on an interface of the device, information describing the one or more maintenance routines included in the first work package to be performed on the at least one client equipment asset at the first client site,” Appellant has not claimed an interactive graphical user interface, per se. Moreover, we conclude such displayed maintenance information is merely Non-Functional Descriptive Material (NFDM) intended for human (user) perception.7 Thales Appellant further urges that “[t]he claimed invention describes a particular method of using raw data from a particular configuration of 7 “Claim limitations directed to the content of information and lacking a requisite functional relationship are not entitled to patentable weight because such information is not patent eligible subject matter under 35 U.S.C. § 101.” Praxair Distrib., Inc. v. Mallinckrodt Hosp. Prods. IP Ltd., 890 F.3d 1024, 1032 (Fed. Cir. 2018); Ex parte Nehls, 88 USPQ2d 1883, 1889 (BPAI 2008) (precedential) (“[T]he nature of the information being manipulated does not lend patentability to an otherwise unpatentable computer-implemented product or process.”). Further guidance regarding Non-Functional Descriptive Material (NFDM) is found in the MPEP: “[W]here the claim as a whole is directed to conveying a message or meaning to a human reader independent of the intended computer system, and/or the computer-readable medium merely serves as a support for information or data, no functional relationship exists.” MPEP § 2111.05 (III.) (emphasis added). Appeal 2020-004040 Application 14/693,752 20 sensors, which is considered to improve an existing technology, as discussed in MPEP 2106.05(a) citing Thales Visionix.” Appeal Br. 17. The subject claims in Thales were found eligible at Alice step one, as not being directed to an abstract idea. The claims were directed to a “particular configuration of inertial sensors and a particular method of using the raw data from the sensors,” which improved the accuracy of calculating an object’s position and orientation. Thales Visionix, Inc. v. United States, 850 F.3d 1343, 1349 (Fed. Cir. 2017), cited in MPEP § 2106.05(a)(II)(vii). Although the claims recited mathematical equations, the Federal Circuit in Thales explained that “[t]he mathematical equations are a consequence of the arrangement of the sensors and the unconventional choice of reference frame in order to calculate position and orientation.” Id. The claimed system eliminated “many ‘complications’ inherent in previous solutions” for determining an object’s position and orientation. Id. at 1348. Here, Appellant’s claims are distinguishable from Thales, because the claims on appeal use a generic location sensor (e.g., a GPS receiver — see Spec. ¶ 20), which is the conventional approach to determining a current location of the GPS receiver (location sensor) relative to the earth. Therefore, we do not interpret “a location sensor configured to determine current geographic location coordinates of the device” (claim 1) as an unconventional configuration of a GPS receiver, which improves an existing technology. In contrast, the subject claim(s) in Thales used inertial sensors in an unconventional manner relative to a moving platform: The inertial sensors disclosed in the '159 patent do not use the conventional approach of measuring inertial changes with respect to the earth. Id. at 7:12–23. Instead, the Appeal 2020-004040 Application 14/693,752 21 platform (e.g., vehicle) inertial sensors directly measure the gravitational field in the platform frame. Id. at 7:12– 49, fig. 3D. The object (e.g., helmet) inertial sensors then calculate position information relative to the frame of the moving platform. Id. at 7:41–67, 8:1–17, fig. 3D. By changing the reference frame, one can track the position and orientation of the object within the moving platform without input from a vehicle attitude reference system or calculating orientation or position of the moving platform itself. Id. at 8:34–41. Thales, 850 F.3d at 1345. We additionally conclude the subject claim in Thales is inapposite to Appellant’s claims because the Thales court expressly stated: “We have held claims ineligible as directed to an abstract idea when they merely collect electronic information, display information, or embody mental processes that could be performed by humans.” Id. at 1346–47. As noted above in Table One, we conclude Appellant’s claims gather or collect information (data), display information, and perform steps or functions that could be performed alternatively as mental processes by humans. Appellant’s claims are thus not analogous to the subject claims in Thales that specified “a particular configuration of inertial sensors and a particular method of using the raw data from the sensors in order to more accurately calculate the position and orientation of an object on a moving platform.” Thales, 850 F.3d at 1349 (emphasis added). To the extent that Appellant has invented an improved method of “determining that the device approaches or enters a set or range of geographic coordinates specified for the first client site or the at least one client equipment asset” (claim 1 function (n)), as noted above in Table One, we conclude this recited function of “determining” is a method of organizing Appeal 2020-004040 Application 14/693,752 22 human activity that can be performed alternatively by a person as a mental process. Claim 1 (emphasis added). See January 2019 Memorandum, 84 Fed. Reg. at 52. But an improved abstract idea, (i.e., an improved way to track client equipment assets) is still an abstract idea. See Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66, 90 (2012) (holding that a novel and nonobvious claim directed to a purely abstract idea is, nonetheless, patent- ineligible). Appellant urges that “the claims could not be practically implemented mentally or on paper, and the involvement of a computer is necessary and a significant part for achieving the time-saving advantages provided by the invention.” (Appeal Br. 18–19). But our reviewing court guides that the “‘mere automation of manual processes using generic computers’ . . . ‘does not constitute a patentable improvement in computer technology.’” Trading Techs. Int’l, Inc. v. IBG LLC, 921 F.3d 1378, 1384 (Fed. Cir. 2019) (quoting Credit Acceptance Corp. v. Westlake Servs., 859 F.3d 1044, 1055 (Fed. Cir. 2017)). As noted by Appellant on page 18 of the Appeal Brief, as set forth in MPEP § 2106.05(a) (emphasis added): To show that the involvement of a computer assists in improving the technology, the claims must recite the details regarding how a computer aids the method, the extent to which the computer aids the method, or the significance of a computer to the performance of the method. Merely adding generic computer components to perform the method is not sufficient. Thus, the claim must include more than mere instructions to perform the method on a generic component or machinery to qualify as an improvement to an existing technology. Appeal 2020-004040 Application 14/693,752 23 However, in reviewing the Appeal Brief and Reply Brief, we find Appellant does not advance any specific, substantive arguments explaining how the claimed generic computer components aid the method, the extent to which the computer aids the method, or the significance of a computer to the performance of the method to improve the recited computer components. See MPEP § 2106.05(a). Merely reciting the claim language and asserting that it provides an improvement to the technology is insufficient. See e.g., Appeal Br. 18, last full paragraph. Accordingly, on this record, we conclude independent claim 1, and claims 3–5, 7, 8, 10, and 13–23, do not recite an improvement to the functionality of a computer or other technology or technical field. See MPEP § 2106.05(a). MPEP § 2106.05(b), 2106.05(c) The Examiner finds: “Because the claims only recite use of a generic computer, they do not apply the judicial exception with a particular machine. See MPEP §2106.05(b).” Final Act. 7. Appellant advances no arguments in response that any of the method claims on appeal are tied to a particular machine (MPEP § 2106.05(b)), or transform an article to a different state or thing (MPEP §2106.05(c)). MPEP § 2106.05(e) Meaningful Claim Limitations Appellant does not argue that claim 1 (or any other claim) recites certain “meaningful” claim limitations, such as those of the types addressed under MPEP § 2106.05(e), that impose meaningful limits on the judicial exception. Although Appellant urges that “the additional elements of the Appeal 2020-004040 Application 14/693,752 24 claimed invention are integrated into a practical application with consideration to the plain meaning of the term ‘practical’” (Appeal Br. 19), Appellant does not present substantive arguments explaining how the judicial exceptions are applied or used in some meaningful way as set forth under the January or October 2019 Memoranda. 8 Simply adding generic hardware and computer components to perform abstract ideas does not integrate those ideas into a practical application, because the “mere recitation of a generic computer cannot transform a patent-ineligible abstract idea into a patent-eligible invention.” Alice, 573 U.S. at 223; see January 2019 Memorandum, 84 Fed. Reg. at 55, n.30; see id. at 55 (“merely includ[ing] instructions to implement an abstract idea on a computer” is an example of when an abstract idea has not been integrated into a practical application). Thus, under Step 2A, Prong Two (MPEP § 2106.05(a)–(c) and (e)– (h)), we conclude claims 1, 3–5, 7, 8, 10, and 13–23 do not integrate the judicial exception into a practical application. 8 See January 2019 Memorandum, 84 Fed. Reg. at 55, citing MPEP § 2106.05(e) (stating that one exemplary consideration indicative that an additional element may have integrated the exception into a practical application is that the additional element “applies or uses the judicial exception in some other meaningful way beyond generally linking the use of the judicial exception to a particular technological environment, such that the claim as a whole is more than a drafting effort designed to monopolize the exception”) (emphasis added). Appeal 2020-004040 Application 14/693,752 25 The Inventive Concept – Step 2B Under the January 2019 Memorandum, only if a claim (1) recites a judicial exception, and (2) does not integrate that exception into a practical application, do we then look to whether the claim adds a specific limitation beyond the judicial exception that is not “well-understood, routine, conventional” in the field (see MPEP § 2106.05(d)); or, simply appends well-understood, routine, conventional activities previously known to the industry, specified at a high level of generality, to the judicial exception. Appellant contends that “the Examiner has not provided any evidence or articulated reasoning to support the conclusion under step 2B that the combination of claimed features are routine and conventional.” Appeal Br. 22. Appellant further urges that “the Examiner's analysis of only a subset of the claimed features is undoubtedly in error and the Examiner's conclusion that the claimed invention is routine and conventional is not supported by a preponderance of the evidence.” Appeal Br. 23. We note Berkheimer was decided by the Federal Circuit on February 8, 2018. On April 19, 2018, the PTO issued the Memorandum titled: “Changes in Examination Procedure Pertaining to Subject Matter Eligibility, Recent Subject Matter Eligibility Decision (Berkheimer v. HP, Inc.)” (hereinafter “Berkheimer Memorandum”).9 The Berkheimer Memorandum provided specific requirements for an Examiner to support with evidence any finding that claim elements (or a combination of elements) are well-understood, routine, or conventional. 9 Available at https://www.uspto.gov/sites/default/files/documents/memo- berkheimer-20180419.PDF. Appeal 2020-004040 Application 14/693,752 26 In particular, the Examiner must find, and expressly support a rejection in writing, with one or more of the following: 1. A citation to an express statement in the specification or to a statement made by an applicant during prosecution that demonstrates the well-understood, routine, conventional nature of the additional element(s). . . . 2. A citation to one or more of the court decisions discussed in MPEP § 2106.05(d)(II) as noting the well-understood, routine, conventional nature of the additional element(s). 3. A citation to a publication that demonstrates the well- understood, routine, conventional nature of the additional element(s). . . . 4. A statement that the examiner is taking official notice of the well-understood, routine, conventional nature of the additional element(s). . . . Berkheimer Memorandum at 3–4. Here, the Examiner finds, under Step 2B of the 2019 Memorandum: The data gathering steps performed by the location sensor were found in part 2A to be insignificant [extra-]solution activity. This is supported by the Nixon reference, which describes a conventional tablet device that has a GPS receiver for receiving location data (see, ¶ [0078]). The use of security credentials for identifying users of devices was also found to be an insignificant [extra-]solution step. Likewise, Nixon supports the conclusion that this is a well-understood, routine and conventional step in, ¶ [0146]. The claims do not recite elements that amount to significantly more than an abstract idea. Therefore, the claims recite ineligible subject matter under 35 USC §101. Final Act. 7 (emphasis added). As noted above, the Examiner has provided Berkheimer evidence under category three of the the four types of factual evidence acceptable under the Berkheimer Memorandum at 3–4. See Final Act. 7. We Appeal 2020-004040 Application 14/693,752 27 emphasize that Appellant has not specifically traversed the Berkheimer evidence provided by the Examiner in the Appeal Brief (20–23). In the Reply Brief, Appellant again contends the Examiner: fails to factually support the assertion that the claims recite well- understood and routine processes and hence do not recite an inventive concept, as is required by the PEG and Berkheimer. More specifically, Appellant explained precisely why the claimed process is not merely “routine and conventional” (and hence, an inventive concept is present, as discussed in the Brief at pages 20-23). In the Answer, Examiner does not explain how the claimed processes are considered routine or conventional. Specifically, the Examiner does not explain how the claimed features amount to merely a sequence of actions regularly followed as a matter of normal, regularly followed, day-to-day, standard operations. It is self-evident that no reasonable individual of ordinary skill in the art would recognize that a computing device, in any way shape or form routinely, performs the combination of all claimed process steps (e.g., much like the routine, day-to-day process steps involving a bios check, a bootdisk check, a virus check, etc.). Reply Br. 6. However, Appellant again does not specifically traverse the Berkheimer evidence provided by the Examiner. Id. As noted above, the Examiner specifically cited to the Nixon reference as Berkheimer type three evidence. See Final Act. 7. Moreover, because Appellant does not advance substantive, persuasive arguments regarding any claimed nonconventional and non- generic arrangement of known computer components, we find no inventive concept in any purported ordered combination of these limitations. Thus, we find Appellant’s claims are unlike the claims considered by the court in BASCOM Glob. Internet Servs., Inc. v. AT&T Mobility LLC, 827 Appeal 2020-004040 Application 14/693,752 28 F.3d 1341 (Fed. Cir. 2016)), in which the court found “an inventive concept . . . in the non-conventional and non-generic arrangement of known, conventional pieces.” 827 F.3d at 1350 (emphases added). Here, we do not find a claimed non-conventional, non-generic arrangement of known, conventional structures (generic computer components). Turning to independent claim 1, we particularly note that system claim 1 merely recites a system comprising a data device further comprising a location sensor, a processor, and a memory without specifying any non- generic and non-conventional arrangement of processors, sensors, and/or memory elements. Therefore, we agree with the Examiner that “[t]he claims are directed to an abstract idea, and the additional elements of the claims amount to generic computer hardware and location sensors that are used in a well- understood, routine, and conventional manner.” Ans. 7. In light of the foregoing, and under the January 2019 and October 2019 Memoranda, we conclude that each of Appellant’s claims 1, 3–5, 7, 8, 10, and 13–23, considered as a whole, is directed to a patent-ineligible abstract idea that is not integrated into a practical application, and does not include an inventive concept. Therefore, we sustain the Examiner’s Rejection A under 35 U.S.C. § 101 of claims 1, 3–5, 7, 8, 10, and 13–23.10 10 Regarding Rejection A under 35 U.S.C. § 101, grouped claims 3–5, 7, 8, 10, and 13–23 (not argued separately) fall with representative independent claim 1. See 37 C.F.R. § 41.37(c)(1)(iv). Appeal 2020-004040 Application 14/693,752 29 Obviousness Rejection B Under 35 U.S.C. § 103, and based upon Appellant’s argument (Appeal Br. 23–24) we focus our analysis on the disputed (u) “modifying” limitation of claim 1, as identified in Table One above, and as recited using identical language as the last step of independent method claim 8: Issue 1: Did the Examiner err by finding that Nixon and Compton collectively teach or suggest the disputed limitation (u) (see supra Table One): [u] modifying a maintenance record stored within the central database based on the receiving the work package results from the user upon completion of the first work package and the storing the work package results[,] within the meaning of independent claim 1 (and as identically recited as the last step of independent method claim 8)? The Examiner further explains the basis for the rejection in the Answer: The broadest reasonable interpretation of a maintenance record includes a completed work item, so Nixon reads on that limitation. Nixon explicitly discloses maintenance material in the work checklist in ¶ [0321]. Therefore, Nixon’s work checklist is a work package that includes a maintenance record. The Appellant’s arguments seems to rely on an explicit word-for- word teaching of a maintenance record, rather than the broadest reasonable interpretation. The Appellant additionally suggests that a work package cannot contain a maintenance record. See Brief p. 25. However, the Appellant does not point to anything in the record to limit the broadest reasonable interpretation of work package to a record that excludes maintenance records. A ‘work package’ can contain a ‘maintenance record,’ and ¶ [0320]-[0321] of Nixon support this interpretation. The claims are obvious over Nixon in view of Compton. Appeal 2020-004040 Application 14/693,752 30 Ans. 7. Appellant disagrees. Appellant contends in the Reply Brief: the Examiner has not explained how the work item corresponds to a maintenance record, despite the differences between the two being clearly explained (see e.g., Brief, pages 24 and 25). In particular, the Examiner cites “work item” in the Nixon reference as the “work package” in the claim, however, the Examiner also cites the “work item” as the “maintenance record” (see e.g., Office Action, page 5). Appellant emphasizes that the “work package” and the “maintenance record” are two separate and distinct elements, and thus, it is improper for the Examiner to cite the same element in Nixon (i.e., the “work item”) as both the “work package” and the “maintenance record.” Reply Br. 6–7. Appellant further contends: Moreover, the “work item” in Nixon is fundamentally different than the “maintenance record” of the claimed invention. For example, a “work package” is defined in the claim as comprising a client ID, a client site ID, a geographic location for the client and client equipment, and maintenance routines to be performed on the client equipment. That is, the work package defines who, what, and where to perform a maintenance task on client equipment. The “maintenance record” defines a record of details of work actually performed (e.g., work package results) as part of performing the work package (see e.g., Appellant’s specification, paragraph 0026). The “work item” in Nixon is merely a “to-do list” or “checklist” rather than a maintenance record having the details of what work was completed and being modified based on work package results. At best, the “work item” in Nixon may be a work package, but it is not a maintenance record, as the work item does not identify what work was actually done as does a maintenance record. Reply Br. 7 (emphasis added). Appeal 2020-004040 Application 14/693,752 31 Based upon our review of the evidence and the record, we find a preponderance of the evidence supports the Examiner’s underlying factual findings and ultimate legal conclusion of obviousness. We agree with the Examiner that Nixon teaches or at least suggests both the claimed “maintenance record” (that is modified) and the claimed “work package:” “Nixon explicitly discloses maintenance material in the work checklist in ¶ [0321]. Therefore, Nixon’s work checklist is a work package that includes a maintenance record.” Ans. 7. The Examiner’s findings are buttressed by Nixon’s express teaching of “a maintenance management system.” Nixon ¶ 72. Nixon also expressly discloses that work items are stored in a database of work items. Nixon ¶ 13. Also found in the last sentence of paragraph 13 of Nixon is a description of a checklist that may include maintenance material. Moreover, we find Nixon’s description in paragraph 113 of marking the work item complete, and removing it from a list of active work items teaches or suggests a maintenance record, as claimed: Upon completion of the work item, the supervisor module 106 and, in embodiments, the work item tracking module 318, may mark the item complete, remove it from a list of active work items, remove or expire any permissions associated with the work item, assign another work item, notify personnel that the work item is complete, notify personnel that a dependent work item can be started (i.e., a work item dependent on the prior work item to be complete before it can be started), and the like. Nixon ¶ 113 (emphasis added). We emphasize that “‘the question under 35 USC 103 is not merely what the references expressly teach but what they would have suggested to Appeal 2020-004040 Application 14/693,752 32 one of ordinary skill in the art at the time the invention was made.’” Merck & Co. v. Biocraft Labs., Inc., 874 F.2d 804, 807 (Fed. Cir. 1989) (quoting In re Lamberti, 545 F.2d 747, 750 (CCPA 1976)). (emphasis added); see also MPEP § 2123. This guidance is applicable here. Because Appellant has not persuaded us the Examiner erred regarding obviousness Rejection B of independent “system” claim 1, we sustain the Examiner’s Rejection B of claim 1. As noted above, the last step of independent method claim 8 identically recites the disputed “modifying” limitation. Therefore, for the same reasons as discussed above for claim 1, we sustain grouped independent method claim 8. For the same reasons, we also sustain the Examiner’s Rejection B of grouped dependent claims 4, 7, and 13–23 (not argued separately). See 37 C.F.R. § 41.37(c)(1)(iv). Rejection C under 35 U.S.C. § 103 of Dependent Claims 3, 5, and 10 Appellant argues that “[c]laims 3, 5, and 10 are dependent claims, depending from base claims 1 and 8, which are allowable for the reasons discussed above.” Appeal Br. 26. However, we find Appellant’s arguments are unavailing regarding Rejection B of independent claims 1 and 8, for the reasons discussed above. Therefore, for the same reasons discussed above regarding Rejection B of independent claims 1 and 8, we also sustain Rejection C of remaining dependent claims 3, 5, and 10. Appeal 2020-004040 Application 14/693,752 33 CONCLUSIONS Under the Director’s January and October 2019 Memoranda, we conclude that claims 1, 3–5, 7, 8, 10, and 13–23, rejected under 35 U.S.C. § 101, are not directed to patent-eligible subject matter. Appellant has not shown the Examiner erred in rejecting claims 1, 3–5, 7, 8, 10, and 13–23 as being obvious under 35 U.S.C. § 103, over the cited combinations of prior art. DECISION SUMMARY Claims Rejected 35 U.S.C. § Reference(s)/Basis Affirmed Reversed 1, 3–5, 7, 8, 10, 13–23 101 Eligibility 1, 3–5, 7, 8, 10, 13–23 1, 4, 7, 8, 13–23 103 Nixon, Compton 1, 4, 7, 8, 13–23 3, 5, 10 103 Nixon, Compton, Tanaka 3, 5, 10 Overall Outcome 1, 3–5, 7, 8, 10, 13–23 FINALITY AND RESPONSE No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a)(1)(iv). See 37 C.F.R. § 41.50(f). AFFIRMED Copy with citationCopy as parenthetical citation