900 F Street Owner LLCDownload PDFTrademark Trial and Appeal BoardJan 3, 2019No. 87464574 (T.T.A.B. Jan. 3, 2019) Copy Citation This Opinion is Not a Precedent of the TTAB Mailed: January 3, 2019 UNITED STATES PATENT AND TRADEMARK OFFICE _____ Trademark Trial and Appeal Board _____ In re 900 F Street Owner LLC _____ Serial Nos. 87464573 and 874645741 _____ Christopher R. Chase of Frankfurt Kurnit Klein & Selz, P.C., for 900 F Street Owner LLC Robert Clark, Trademark Examining Attorney, Law Office 101, Ronald R. Sussman, Managing Attorney. _____ Before Lykos, Greenbaum and Lynch, Administrative Trademark Judges. Opinion by Lynch, Administrative Trademark Judge: In two separate applications, 900 F Street Owner LLC (“Applicant”) seeks to register on the Principal Register the mark RIGGS in standard characters for “Hotel services; restaurant and bar services” in International Class 432 and for “Health spa services, namely, cosmetic body care services; beauty spa services, namely, cosmetic 1 Because the cases have common questions of fact and law, the appeals are hereby consolidated. See, e.g., In re Anderson, 101 USPQ2d 1912, 1915 (TTAB 2012) (The Board sua sponte consolidated two appeals). Citations to the TSDR record are the same for both cases. 2 Application Serial No. 87464573 was filed May 25, 2017 based on a declared intention to use the mark in commerce under Section 1(b) of the Trademark Act, 15 U.S.C. § 1051(b). Serial Nos. 87464573 and 87464574 - 2 - body care; day spa services, namely, providing massage therapy, facials, reflexology services, and health spa services for health and wellness of the mind, body and spirit” in International Class 44.3 The Examining Attorney has finally refused registration on the ground that the proposed mark is primarily merely a surname under Section 2(e)(4), 15 U.S.C. § 1052(e)(4). Under that section of the Trademark Act, “No trademark by which the goods of the applicant may be distinguished from the goods [or services] of others shall be refused registration on the principal register on account of its nature unless it … (e) Consists of a mark which… (4) is primarily merely a surname ....” Id. A term is primarily merely a surname if, as viewed in relation to the goods or services for which registration is sought, its primary significance to the purchasing public is that of a surname. Earnhardt v. Kerry Earnhardt, Inc., 864 F.3d 1374, 123 USPQ2d 1411, 1413 (Fed. Cir. 2017); In re Beds & Bars Ltd., 122 USPQ2d 1546, 1548 (TTAB 2017) (citing In re Etablissements Darty et Fils, 759 F.2d 15, 225 USPQ 652, 653 (Fed. Cir. 1985)). Whether the primary significance of a term is merely that of a surname is a question of fact that must be resolved on a case-by-case basis, considering the record as a whole. In re Olin Corp., 124 USPQ2d 1327, 1330 (TTAB 2017); Azeka Bldg. Corp. v. Azeka, 122 USPQ2d 1477, 1480 (TTAB 2017). Probative considerations include: the extent to which the term is exposed to the public as a surname; whether the term is 3 Application Serial No. 87464574 was filed May 25, 2017 based on a declared intention to use the mark in commerce under Section 1(b) of the Trademark Act, 15 U.S.C. §1051(b). Serial Nos. 87464573 and 87464574 - 3 - the surname of anyone connected with the applicant; whether there is contextual use related to surname significance; whether the term has any recognized meaning other than as a surname; and whether the term has the structure and pronunciation of a surname. Olin Corp., 124 USPQ2d at 1330; Beds & Bars, 122 USPQ2d at 1548. “These considerations are not exclusive, and any of these circumstances singly or in combination and any other relevant facts may shape the analysis in a particular case.” Olin Corp., 124 USPQ2d at 1330. A. Whether RIGGS Is a Rare Surname We first consider the frequency of, and public exposure to, the term RIGGS as a surname. See Darty, 225 USPQ at 653. Even a rare surname may be held primarily merely a surname if its primary significance to purchasers is that of a surname. “The relevant question is not simply how frequently a surname appears, however, but whether the purchasing public for Applicant’s services [and goods] is more likely to perceive Applicant’s proposed mark as a surname rather than as anything else.” Beds & Bars, Ltd., 122 USPQ2d at 1551. Relevant evidence introduced by the Examining Attorney includes the following: • A LexisNexis public records search for the surname RIGGS that returned 48,687 results. The first 100 results were made of record and include addresses that span the U.S.4 • A Wikipedia entry for Martin Riggs, “a fictional character from the Lethal Weapon franchise. He is played in all four films by Mel Gibson.”5 4 August 31, 2017 Office Action at 2-13. 5 December 4, 2017 Office Action at 16-19 (Wikipedia.org). Serial Nos. 87464573 and 87464574 - 4 - • A Wikipedia entry for Bobby Riggs, a three-time World No. 1 tennis player in the late 1930’s and the 1940’s, the winner of Wimbledon in 1939, and the U.S. National Champion in 1939 and 1941. He lost to Billie Jean King in the 1973 match called the “Battle of the Sexes,” shown on prime time television and characterized as “one of the most famous tennis events of all time.”6 • A Wikipedia entry for Joe Riggs, an American professional mixed martial artist and former World Extreme Cagefighting Middleweight Champion.7 • A Wikipedia entry for Ransom Riggs, an American writer and filmmaker “best known for the book Miss Peregrine’s Home for Peculiar Children,” which was on the New York Times Best Seller List and was adapted into a 2016 film. He also authored several other books.8 • A Wikipedia entry for Jerry Riggs, an American rock guitarist and vocalist who played with the bands Lynx, Raggedy Ann, Riggs, the Pat Travers Band, Bobby Friss Band, and Rock and Pop Masters.9 • A Wikipedia entry for Seth Riggs, “an American singer, actor and vocal coach” who “has worked with performers such as Prince, Michael Jackson, Stevie Wonder, Ray Charles, Madonna, Johnny Hallyday and Barbra Streisand.”10 • A Wikipedia entry for Chandler Riggs, “an American actor, known for his role as Carl Grimes on The Walking Dead” since 2010, which series, the entry notes, “is the highest rated in cable television history and has smashed all previous ratings records.”11 • A Wikipedia entry for Gerald Riggs, a former NFL player for the Atlanta Falcons from 1982 to 1988, where he was the franchise’s all-time leading rusher, and for the Washington Redskins from 1989 to 1991. The entry 6 Id. at 33-38. 7 Id. at 20-27. 8 Id. at 28-30. 9 Id. at 31-32. 10 Id. at 39-40. 11 Id. at 41-43. Serial Nos. 87464573 and 87464574 - 5 - notes that his sons, Gerald Riggs, Jr. and Cody Riggs, also played in the NFL.12 • A Wikipedia entry for Marlon Riggs, “a filmmaker, educator (professor), poet, and gay rights activist” who “produced, wrote, and directed several television documentaries,” including “Tongues Untied,” which generated controversy that “sparked a national debate” when it aired on American public television.13 Applicant contends, without pointing to any specific examples, that the LexisNexis results may contain duplicative entries. While we “agree that the probative value of the Lexis listings is limited for the reasons stated by Applicant,” In re Eximius Coffee, LLC, 120 USPQ2d 1276, 1280 (TTAB 2016), we nonetheless accord the evidence some probative value because a degree of duplication is to be expected in this type of data compilation, and does not merit discounting the compilation altogether. In assessing the record, we bear in mind the practicalities of the somewhat limited resources available to USPTO examining attorneys. See, e.g., In re Pacer Tech., 338 F.3d 1348, 67 USPQ2d 1629, 1632 (Fed. Cir. 2003). The evidence still provides a rough sense of the frequency of the name, and can be compared to evidentiary showings from the same or similar sources in other surname cases by the Board. Applicant also criticizes the Wikipedia entries on the ground that “the ‘fame’ of such individuals is questionable.”14 Certainly some of the subjects profiled appear less famous than others, but several seem quite well known. While Applicant attacks 12 Id. at 44-45. 13 Id. at 46-50. 14 4 TTABVUE 13 (Applicant’s Brief). Serial Nos. 87464573 and 87464574 - 6 - the entry for a fictional character, we find that evidence of a main character in a popular movie franchise bearing the surname can contribute to consumer perception of RIGGS as a surname. Cf. Eximius Coffee, LLC, 120 USPQ2d at 1281 (probative evidence is that which shows public exposure to the term used as a surname). Overall, the evidence persuasively shows consumer exposure to RIGGS as a surname. See In re Adlon Brand GmbH & Co., 120 USPQ2d 1717, 1722 (TTAB 2016) (“what matters is that through these media the public has been exposed to the term ADLON as a surname”); In re Gregory, 70 USPQ2d 1792, 1795 (TTAB 2004) (ROGAN primarily merely a surname based in part on broad exposure of public to politician, athletes, actor and author with this surname). Applicant introduced the U.S. Census Bureau “U.S. and World Population Clock” showing the U.S. Population15 and compares the total number of people in the U.S. to the number of people bearing the RIGGS surname to argue that the percentage is extremely small.16 However, such a comparison with even the most common surname would represent only a small fraction of the U.S. population, so we do not find this argument convincing. One recent Board determination that a surname was not rare and was primarily merely a surname rested on an evidentiary showing less substantial than the Examining Attorney’s in this case. In Olin Corp., where the LexisNexis public records search returned only 7,552 hits, the Board relied on that and other evidence 15 November 30, 2017 Response to Office Action at 136 (census.gov). 16 4 TTABVUE 13 (Applicant’s Brief). Serial Nos. 87464573 and 87464574 - 7 - comparable to the record in this case to conclude that “OLIN is not rarely encountered as a surname, and therefore it is likely to be perceived by the public as having surname significance.” Olin Corp., 124 USPQ2d at 1311. The numbers from the public records database are much greater in this case, and the other evidence also is persuasive. Based on the record evidence, we find that RIGGS is not rarely encountered as a surname, and therefore it is likely to be perceived by the public as having surname significance. B. Whether RIGGS Has a Recognized Meaning Other Than as a Surname The Examining Attorney contends that RIGGS has no recognized meaning other than as a surname, citing screenshots from Dictionary.com and the Columbia Gazetteer of the World reflecting that no entry exists for RIGGS.17 Applicant argues that RIGGS would be known by consumers as a reference to the Riggs Bank Building in Washington D.C., where Applicant’s attorney states that the services will be provided. In its Brief, Applicant states that it “will use the RIGGS mark in a way such that it immediately creates an association with the historical bank building,”18 although Applicant points to no limitation in the application, no declaration and no other evidence to support this assertion. According to Applicant, because the building bearing that name is notable, as reflected by its status on the National Register of Historic Places, Applicant’s mark has a recognized meaning other than as a surname. 17 December 4, 2017 Office Action at 6 (Gazetteer), 51 (Dictionary.com). 18 4 TTABVUE 8 (Applicant’s Brief). Serial Nos. 87464573 and 87464574 - 8 - Applicant also points to articles in the record by the D.C. Preservation League and the Architect of the Capital allegedly showing the renown of the Riggs Bank based on its handling of significant transactions “such as financing the Mexican-American War and the Alaska purchase … [and] Samuel Morse’s development of the telegraph” and the bank’s significant customers, including U.S. presidents.19 We find Applicant’s arguments on this factor unpersuasive for numerous reasons. First, nothing in the application record confines Applicant’s services to a particular building, and we therefore decline to rely on unsupported contentions arising from an alleged association of the services with a particular building. Second, regardless, although Applicant’s evidence reflects that the building in question has some historical significance, it does not show that many consumers necessarily would be aware of it. For example, Applicant’s submission about the National Register of Historic Places indicates that it characterizes itself as “a treasure trove for professional historians, scholars, and anyone curious about American history,”20 suggesting that it may not be widely used by ordinary consumers. Also, it indicates that the National Register includes “more than 90,000 properties” that “represent 1.4 million individual resources—buildings, sites, districts, structures, and objects,”21 and this magnitude suggests that ordinary consumers are unlikely to be familiar with 19 4 TTABVUE 7 (Applicant’s Brief). 20 November 30, 2017 Response to Office Action at 22. 21 Id. Serial Nos. 87464573 and 87464574 - 9 - all or even most of them. Applicant’s other sources also do not appear to be mainstream publications reflecting widespread public exposure. Third, even assuming they were, Applicant’s evidence is mixed as to whether the building would be known by Riggs Bank name or the Washington Loan & Trust Company name. While the nomination form for the National Register refers to the building’s “common” name as “Riggs National Bank – Washington Loan & Trust Company Branch,” its “historic” name is identified as “Washington Loan & Trust Company.”22 Among several publications Applicant introduced on notable architecture or historic sites, at least two refer to the building as the Washington Loan & Trust Company Building. One contains a brief mention that “[i]n later years, the building was occupied by Riggs Bank,”23 and the other notes that the building was “acquired by Riggs Bank 1954.”24 Fourth and finally, consumer exposure to the “Riggs Bank Building” would not necessarily favor Applicant’s position based on this record, as several of Applicant’s submissions note that the name of Riggs Bank came from its co-founder George Washington Riggs, identified as the heir of a New York banking family.25 Applicant’s argument on this point resembles one made but rejected in In re Adlon Brand, 120 USPQ2d at 1722, in which the applicant unsuccessfully argued that the primary 22 November 30, 2017 Response to Office Action at 50. 23 November 30, 2017 Response to Office Action at 42-46. 24 Id. at 47. 25 Id. at 56 (historicsites.dcpreservation.org), 61 (Architect of the Capital, Hidden History in Washington, D.C.). Serial Nos. 87464573 and 87464574 - 10 - meaning of ADLON was not its surname significance, but rather “to designate the historic Hotel Adlon in Berlin,” which the applicant’s Wikipedia evidence stated was “one of the most famous hotels in Europe.” Just as in this case, however, the name of the historic building derived from the founder of the historic business and therefore the prominence of the building bearing the surname does not negate the surname significance. See id. at 1722-23 (“Rather than persuade us that the Hotel Adlon is so historically prominent that the hotel significance of ADLON has supplanted the surname significance, this evidence shows the term ADLON used in a context that actually suggests that the term is a surname.”). We do not find a non-surname meaning of RIGGS for the reasons set forth above, but even if we did, the mere existence of the building sometimes referred to as the Riggs National Bank Building does not preclude a finding that RIGGS is primarily merely a surname regardless. Rather, we would consider to what degree, if any, the public would associate the particular meaning with the goods or services in the application. See Mitchell Miller, PC v. Miller, 105 USPQ2d 1615, 1621 (TTAB 2013) (“the record is devoid of evidence that the non-surname meanings of MILLER, i.e., a mill operator or a moth, are the primary significance thereof or somehow eclipse its surname significance” in connection with legal services). As noted above, the record does not persuade us that consumers necessarily would associate the building with the services in Applicant’s intent-to-use applications. Applicant also argues under this factor that third-party registrations for various services reflect that “historically and culturally significant names are eligible for Serial Nos. 87464573 and 87464574 - 11 - registration on the Principal Register, as their primary significance is other than as a surname.”26 In support thereof, Applicant submitted TESS printouts of registrations for WRIGLEY BUILDING, , THE BRILL BUILDING, HUGHES CENTER, RITZ-CARLTON, HILTON, JW MARRIOTT, WALDORF ASTORIA, and THE SMITH.27 The full records of those third-party registrations are not of record in our case, so we are not privy to the evidence in those cases. We agree with the Examining Attorney’s criticism of Applicant’s contentions on the grounds both that the record lacks the necessary contextual evidence to prove that the terms are surnames, and that several of the marks contain additional matter such as “building,” “center,” and perhaps initials or another name that distinguish the marks from RIGGS and would change the surname refusal analysis. In addition, each application must stand on its own record and be assessed on a case-by-case basis. See In re Nett Designs, 236 F.3d 1339, 57 USPQ2d 1564, 1566 (Fed. Cir. 2001) (“Even if some prior registrations had some characteristics similar to [applicant’s] application, the PTO’s allowance of such prior registrations does not bind the board or this court.”). We find that the consumers would apply the surname meaning of RIGGS to Applicant’s mark. 26 4 TTABVUE 10 (Applicant’s Brief). 27 November 30, 2017 Response to Office Action at 76-103. To the extent Applicant relies in its Brief on additional registrations that are not in the record, we decline to consider them. See 37 C.F.R. § 2.142(d). Serial Nos. 87464573 and 87464574 - 12 - C. Whether RIGGS Is the Surname of Anyone Associated with Applicant’s Services While the association of someone bearing the surname with an applicant’s business tends to enhance the public perception of the mark as a surname, “[t]he apparent absence of a person named [RIGGS] in Applicant’s current management does not, in itself, reduce the likelihood that the public would perceive the mark as a surname.” Adlon Brand, 120 USPQ2d at 1724; see also Gregory, 70 USPQ2d at 1795. We have no evidence of an association of Applicant’s services with anyone who has the surname RIGGS. However, were credence given to Applicant’s assertion of the association of its services with the Riggs National Bank Building, then the historical association of the bank’s co-founder George Washington Riggs with the bank and the building would contribute to public perception of RIGGS as a surname.28 D. Whether RIGGS Has the Structure and Pronunciation of a Surname Next, we consider whether RIGGS has the structure and pronunciation of a surname. “Under this factor, a party may submit evidence that, due to a term’s structure and pronunciation, the public would or would not perceive it to have surname significance.” Azeka Bldg. Corp., 122 USPQ2d at 1481. Typically, such evidentiary showing would involve proof of other common surnames that are configured similarly and sound similar to the mark. See Eximius Coffee, 120 USPQ2d at 1280 (would need proof that other terms with the suffix “OA” are common 28 Id. at 56 (historicsites.dcpreservation.org), 61 (Architect of the Capital, Hidden History in Washington, D.C.). Serial Nos. 87464573 and 87464574 - 13 - surnames to show a structure and pronunciation similar to ALDECOA); Adlon Brand, 120 USPQ2d at 1724 (“With the possible exception of Ablon and Allon, which differ from ADLON by one letter, the surnames cited are not highly similar in structure to ADLON”). Neither Applicant nor the Examining Attorney submitted this type of evidence, nor does either offer such arguments under this factor. E. Conclusion We find that the record, taken as a whole, establishes that the primary significance to the purchasing public of the proposed mark RIGGS is merely that of a surname within the meaning of Section 2(e)(4). Decision: The refusals to register Applicant’s mark under Section 2(e)(4) of the Act are affirmed. 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