24/7 Customer, Inc.Download PDFPatent Trials and Appeals BoardMay 26, 202014294005 - (D) (P.T.A.B. May. 26, 2020) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 14/294,005 06/02/2014 Mathangi SRI 110524-8082.US01 1951 22918 7590 05/26/2020 PERKINS COIE LLP - PAO General P.O. BOX 1247 SEATTLE, WA 98111-1247 EXAMINER CHOY, PAN G ART UNIT PAPER NUMBER 3624 NOTIFICATION DATE DELIVERY MODE 05/26/2020 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): patentprocurement@perkinscoie.com PTOL-90A (Rev. 04/07) hUNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ Ex parte MATHANGI SRI, RAKESH REDDY, and PALLIPURAM V. KANNAN ____________ Appeal 2019-005849 Application 14/294,005 Technology Center 3600 ____________ Before BIBHU R. MOHANTY, AMEE A. SHAH, and ROBERT J. SILVERMAN, Administrative Patent Judges. MOHANTY, Administrative Patent Judge. DECISION ON APPEAL STATEMENT OF THE CASE Pursuant to 35 U.S.C. § 134(a), Appellant1 appeals from the Examiner’s decision to reject claims 1–14, 16–31, and 33. We have jurisdiction under 35 U.S.C. § 6(b). SUMMARY OF THE DECISION We AFFIRM. 1 We use the word Appellant to refer to “applicant” as defined in 37 C.F.R. § 1.42(a). Appellant identifies the real party in interest as 24/7 Customer, Inc. (App. Br. 1). Appeal 2019-005849 Application 14/294,005 2 CLAIMED SUBJECT MATTER Appellant’s claimed invention relates to online services and managing online visitor interactions (Spec., para. 1). Claim 1, reproduced below with the italics added, is representative of the subject matter on appeal. 1. A computer-implemented method comprising: detecting, by a processor, a website access event corresponding to a website visitor among a plurality of website visitors; determining by the processor, upon detecting the website access event, an interaction invitation is available from among a maximum number of interaction invitations computed to be offered to the plurality of website visitors for facilitating visitor interactions with agents, the maximum number of interaction invitations computed based on a number of active agents; providing, by the processor, the interaction invitation to the website visitor in response to determining the interaction invitation available; determining, by the processor, an interaction invitation decay rate for individual website visitors among the plurality of website visitors based on historical data associated with website visitor interactions; detecting, by the processor, an invitation ignore event upon a failure to receive a website visitor action event corresponding to one of an invitation acceptance event and an invitation decline event based on a time threshold associated with the determined interaction invitation decay rate; and providing, by the processor, the interaction invitation to another website visitor in response to detecting the invitation ignore event. Appeal 2019-005849 Application 14/294,005 3 THE REJECTION The following rejection is before us for review: Claims 1–14, 16–31, and 33 are rejected under 35 U.S.C. § 101 as being directed to non-statutory subject matter. FINDINGS OF FACT We have determined that the findings of fact in the Analysis section below are supported at least by a preponderance of the evidence2. ANALYSIS Rejection under 35 U.S.C. § 101 Appellant argues that the rejection of claim 1 is improper because the claim is not directed to an abstract idea (App. Br. 3, 4; Reply Br. 2–4). Appellant argues further that the claim is “significantly more” than the alleged abstract idea (App. Br. 5-8; Reply Br. 4, 5). In contrast, the Examiner has determined that the rejection of record is proper (Final Action 3-6, 8-14; Ans. 3-10). We agree with the Examiner. An invention is patent eligible if it claims a “new and useful process, machine, manufacture, or composition of matter.” 35 U.S.C. § 101. However, the Supreme Court has long interpreted 35 U.S.C. § 101 to include implicit exceptions: “[l]aws of nature, natural phenomena, and abstract ideas” are not patentable. E.g., Alice Corp. v. CLS Bank Int’l, 573 U.S. 208, 216 (2014). 2 See Ethicon, Inc. v. Quigg, 849 F.2d 1422, 1427 (Fed. Cir. 1988) (explaining the general evidentiary standard for proceedings before the Patent Office). Appeal 2019-005849 Application 14/294,005 4 In determining whether a claim falls within an excluded category, we are guided by the Supreme Court’s two-step framework, described in Mayo and Alice. Id. at 217–18 (citing Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66, 75–77 (2012)). In accordance with that framework, we first determine what concept the claim is “directed to.” See Alice, 573 U.S. at 219 (“On their face, the claims before us are drawn to the concept of intermediated settlement, i.e., the use of a third party to mitigate settlement risk.”); see also Bilski v. Kappos, 561 U.S. 593, 611 (2010) (“Claims 1 and 4 in petitioners’ application explain the basic concept of hedging, or protecting against risk . . . .”). Concepts determined to be abstract ideas, and thus patent ineligible, include certain methods of organizing human activity, such as fundamental economic practices (Alice, 573 U.S. at 219–20; Bilski, 561 U.S. at 611); mathematical formulas (Parker v. Flook, 437 U.S. 584, 594–95 (1978)); and mental processes (Gottschalk v. Benson, 409 U.S. 63, 69 (1972)). Concepts determined to be patent eligible include physical and chemical processes, such as “molding rubber products” (Diamond v. Diehr, 450 U.S. 175, 192 (1981)); “tanning, dyeing, making waterproof cloth, vulcanizing India rubber, smelting ores” (id. at 182 n.7 (quoting Corning v. Burden, 56 U.S. 252, 267–68 (1854))); and manufacturing flour (Benson, 409 U.S. at 69 (citing Cochrane v. Deener, 94 U.S. 780, 785 (1876))). In Diehr, the claim at issue recited a mathematical formula, but the Supreme Court held that “[a] claim drawn to subject matter otherwise statutory does not become nonstatutory simply because it uses a mathematical formula.” Diehr, 450 U.S. at 187; see also id. at 191 (“We view respondents’ claims as nothing more than a process for molding rubber Appeal 2019-005849 Application 14/294,005 5 products and not as an attempt to patent a mathematical formula.”). Having said that, the Supreme Court also indicated that a claim “seeking patent protection for that formula in the abstract . . . is not accorded the protection of our patent laws, and this principle cannot be circumvented by attempting to limit the use of the formula to a particular technological environment.” Id. (internal citation omitted) (citing Benson and Flook); see, e.g., id. at 187 (“It is now commonplace that an application of a law of nature or mathematical formula to a known structure or process may well be deserving of patent protection.”). The PTO recently published revised guidance on the application of § 101. 2019 Revised Patent Subject Matter Eligibility Guidance, 84 Fed. Reg. 50 (Jan. 7, 2019) (“Guidance”). Under the Guidance, we first look to whether the claim recites: (1) any judicial exceptions, including certain groupings of abstract ideas (i.e., mathematical concepts, certain methods of organizing human activity such as a fundamental economic practice, or mental processes); and (2) additional elements that integrate the judicial exception into a practical application, i.e., evaluate whether the claim “appl[ies], rel[ies] on, or use[s] the judicial exception in a manner that imposes a meaningful limit on the judicial exception, such that the claim is more than a drafting effort designed to monopolize the judicial exception.” (see Guidance, 84 Fed. Reg. at 54; see also MPEP § 2106.05(a)–(c), (e)–(h)). Only if a claim (1) recites a judicial exception and (2) does not integrate that exception into a practical application, do we then look to whether the claim: (3) adds a specific limitation beyond the judicial exception that is not “well-understood, routine, conventional” in the field (see MPEP § 2106.05(d)); or Appeal 2019-005849 Application 14/294,005 6 (4) simply appends well-understood, routine, conventional activities previously known to the industry, specified at a high level of generality, to the judicial exception. See Guidance. If the claim is “directed to” an abstract idea, we turn to the second step of the Alice and Mayo framework, where “we must examine the elements of the claim to determine whether it contains an ‘inventive concept’ sufficient to ‘transform’ the claimed abstract idea into a patent- eligible application.” Alice, 573 U.S. at 221 (citation omitted). “A claim that recites an abstract idea must include ‘additional features’ to ensure ‘that the [claim] is more than a drafting effort designed to monopolize the [abstract idea].’” Id. (alterations in original) (quoting Mayo, 566 U.S. at 77). “[M]erely requir[ing] generic computer implementation[] fail[s] to transform that abstract idea into a patent-eligible invention.” Id. The Specification at paragraph 3 states that the invention relates to a computer implemented method for managing visitor interactions. Here, the Examiner has determined that the claim sets forth a method for determining if an interaction invitation is available to be offered to visitors for facilitating visitor interactions with agents (Final Action, 10). We substantially agree with the Examiner. We determine that the claim sets forth the subject matter in italics above which describes the concept of determining if an interaction invitation is available, and extending the invitation if available, which is a certain method of organizing human activity or a mental process, i.e., a judicial exception. A method, like the claimed method, is “a process that employs mathematical algorithms to manipulate existing information to generate additional information [and] is not patent eligible.” Digitech Image Techs, Appeal 2019-005849 Application 14/294,005 7 LLC v. Elecs. for Imaging, Inc., 758 F.3d 1344, 1351 (Fed. Cir. 2014). Similarly, in Intellectual Ventures I LLC v. Capital One Bank (USA) 792 F. 3d 1363, 1369 (Fed. Cir. 2015), tailoring content on a website based on a user’s location and time of day was held to be a directed to an abstract idea. And in Electric Power Group, LLC v. Alstom S.A., 830 F.3d 1350 (Fed. Cir. 2016), collecting information, analyzing it, and displaying results from certain results of the collection and analysis was held to be an abstract idea. We next determine whether the claims recite additional elements in the claims to integrate the judicial exception into a practical application. See Guidance, 84 Fed. Reg. at 54–55. The Revised Guidance references the MANUAL OF PATENT EXAMINING PROCEDURE (“MPEP”) §§ 2106.05(a)–(c) and (e)–(h). Here, the claims do not improve computer functionality, improve another field of technology, utilize a particular machine, or effect a particular physical transformation. Rather, we determine that nothing in the claims imposes a meaningful limit on the judicial exception, such that the claims are more than a drafting effort to monopolize the judicial exception. For example, in claim 1, the steps of [1] “detecting… a website access event corresponding to a website visitor among a plurality of website visitors”; [2] “determining…an interaction invitation is available from among a maximum number of interaction invitations computed to be offered to the plurality of website visitors”; [3] “providing… the interaction invitation to the website visitor”; [4] “determining… an interaction invitation decay rate for individual website visitors among the plurality of website visitors based on historical data”; [5] “detecting… an invitation ignore event upon a failure to receive a website visitor action event Appeal 2019-005849 Application 14/294,005 8 corresponding to one of an invitation acceptance event and an invitation decline event”; and [6] “providing… the interaction invitation to another website visitor in response to detecting the invitation ignore event, are merely steps performed by the claimed additional element of a generic processor and do not improve computer functionality. That is, these recited steps [1]–[6] “do not purport to improve the functioning of the computer itself” but are merely generic functions performed by a conventional processor. Likewise, these same steps [1]–[6] listed above do not improve the technology of a technical field and merely use a generic computer component and functions to perform the steps. Also, the recited method steps [1]–[6] above do not require a “particular machine” and can be utilized with a general purpose computer, and the steps performed are purely conventional. In this case, the general purpose computer, i.e., the processor, is merely an object on which the method operates in a conventional manner. Further, the claim as a whole fails to effect any particular transformation of an article to a different state. The recited steps [1]–[6] fail to provide meaningful limitations to limit the judicial exception and rather are mere instructions to apply the method to a generic computer or processor. Considering the elements of claim 1 both individually and as “an ordered combination,” the functions performed by the processor at each step of the process are purely conventional. Each step of the claimed method does no more than require a generic processor to perform a generic computer function. Thus, the claimed elements have not been shown to integrate the judicial exception into a practical application as set forth in the Revised Guidance which references the MANUAL OF PATENT EXAMINING PROCEDURE (“MPEP”) §§ 2106.05(a)–(c) and (e)–(h). Appeal 2019-005849 Application 14/294,005 9 Turning to the second step of the Alice and Mayo framework, we determine that the claims do not contain an inventive concept sufficient to “transform” the abstract nature of the claim into a patent-eligible application. Considering the elements of claim 1, for example, both individually and as an ordered combination fails to add subject matter beyond the judicial exception that is not well-understood, routine, and conventional in the field. Rather, the claim uses well-understood, routine, and conventional activities previously known in the art that are recited at a high level of generality. The Specification at paragraphs 18–20 for example describes using conventional computer components such as a processor and memory in a conventional manner. The claim specifically includes recitations for a processor to implement the method but this computer component is used in a manner that is well-understood, routine, and conventional in the field. Here, the claimed generic computer component used to implement the claimed method is well understood, routine, or conventional in the field. Here, claim 1 has not been shown to be “significantly more” than the abstract idea. For these above reasons the rejection of claim 1 is sustained. Appellant has provided the same arguments for the remaining claims which are drawn to similar subject matter, and the rejection of these claims is sustained for the same reasons given above. CONCLUSIONS OF LAW We conclude that Appellant has not shown that the Examiner erred in rejecting claims 1–14, 16–31, and 33 under 35 U.S.C. § 101. Appeal 2019-005849 Application 14/294,005 10 DECISION SUMMARY In summary: Claims Rejected 35 U.S.C. § Reference(s)/Basis Affirmed Reversed 1–14, 16–31, 33 101 Eligibility 1–14, 16–31, 33 TIME PERIOD FOR RESPONSE No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a). See 37 C.F.R. § 1.136(a)(1)(iv). AFFIRMED Copy with citationCopy as parenthetical citation