Section 23-19-4.1-9 - Authority of broker-dealers and investment advisers to provide relevant records to protective agencies or law enforcement; records confidential(a) A broker-dealer or investment adviser may provide to protective agencies or law enforcement access to or copies of records that are relevant to the suspected financial exploitation of a financially vulnerable adult. The records may include records relating to: (1) disbursement of any funds from an account of the financially vulnerable adult; and(2) disbursements of funds that comprise the suspected financial exploitation of a financially vulnerable adult.(b) All records made available to the protective agencies under this section are confidential under IC 5-14-3.Amended by P.L. 158-2017,SEC. 12, eff. 7/1/2017.Added by P.L. 39-2016, SEC. 1, eff. 7/1/2016.