R.I. Gen. Laws § 7-11-215

Current through 2024 Public Law 457

Section 7-11-215 - Custody of clients' securities and funds

Unless prohibited by rule or order of the director, an investment adviser registered under this chapter may take or retain custody of securities or funds of a client.

P.L. 1990, ch. 460, § 2; P.L. 1997, ch. 69, § 1.