Del. Code tit. 6 § 73-211

Current through 2024 Legislative Session Act Chapter 476

Section 73-211 - Filing of sales and advertising literature

The Director may by rule or order require the filing of any prospectus, pamphlet, circular, form letter, advertisement or other sales literature or advertising communication addressed or intended for distribution to prospective investors, including clients or prospective clients of an investment adviser unless the security or transaction is exempted by § 73-207 of this title or is a federal covered security.

6 Del. C. § 73-211

6 Del. C. 1953, § 7312; 59 Del. Laws, c. 208, §1; 71 Del. Laws, c. 162, § 14; 78 Del. Laws, c. 175, §§ 40, 97, 118.;