Ala. R. Jud. Cle IV

As amended through June 27, 2024
Rule IV - Probate Judges

Rule 1. Organization and Administration.

Notwithstanding anything in Rule I, General Provisions, to the contrary, at the request of the Alabama Probate Judges Association ("the APJA"), the Alabama Law Institute ("the ALI") agrees to administer the program of mandatory continuing judicial education in conjunction with the APJA. The ALI shall establish policies and procedures for the implementation of the minimum judicial-education requirements established herein. These policies and procedures shall apply to all elected and appointed probate judges in the State of Alabama.

(a) The ALI director shall serve as administrator of the judicial-education program for probate judges.
(b) The ALI and the APJA shall monitor and evaluate the quality of education programs and make changes when appropriate within the approved guidelines for attendance and accreditation.

Rule 2. Required Continuing Judicial Education.

(a) All Alabama probate judges shall attend a designated orientation program for new probate judges of at least 6 hours during their first 12 months in office.
(b) All probate judges shall, after their first year in office, earn a minimum of 12 approved judicial-education credits in each calendar year. Judicial-education credits shall be earned by attending conferences or courses approved by or offered through the ALI, the APJA, and the National Probate Judges Association ("the NPJA"). Each calendar year, all probate judges must earn a minimum of six judicial-education credits at courses offered by the ALI.
(c) When a probate judge earns more than 12 judicial-education credits in a year, a maximum of 8 of those credits may be carried forward and applied toward that probate judge's judicial-education requirements for the following year.
(d) The executive committee of the APJA may grant extensions of time to complete judicial-education requirements for good cause shown. A letter requesting such an extension must be submitted to the president of the APJA with a correctiveaction plan to make up the deficient credits within 30 days following the end of the calendar year for which an extension is sought.

Rule 3. Requirements for Program or Course Approval.

(a) Courses conducted by the ALI, the APJA, or the NPJA are approved for judicial credit. The education course, program, or activity must be:
(1) An organized program of learning, including one or more lectures, workshops, presentations, courses, or symposiums that are designed to contribute to the professional competency of probate judicial officials;
(2) Related to the administration of justice, the substantive or procedural law of this state, the administrative functions and/or duties of probate judges, or the professional or ethical obligations of probate judges;
(3) Conducted or taught by persons who have appropriate academic or practical skills necessary to conduct the course effectively and who have special education, training, or experience in the matters being taught; and
(4) Accompanied by the distribution to the attendees of written materials that address the administration of justice, the substantive or procedural law of this state, or the professional or ethical obligations of probate judges, the quality and quantity of which materials indicate that adequate time and care has been devoted to their preparation and that these materials will be of value to the attendees in performing their duties as probate judges.

Rule 4. Credits for Participation.

(a) Probate judges are exempt from fulfilling the mandatory continuing judicialeducation requirement until the end of their first full calendar year of employment. However, an orientation program for new probate judges must be completed by all new probate judges within their first calendar year in office.
(b) Upon application, the ALI may award no more than eight credits annually to a judge for serving as a faculty member at any approved program. Each teaching hour is equal to three credits.

Rule 5. Sanction for Failure to Comply with Mandatory Continuing Judicial- Education Rules.

(a) Probate judges shall report their attendance and participation in judicialeducation programs on an ALI course form that has been approved by the ALI.
(b) In the event a probate judge fails to comply with these Rules, the ALI director shall notify the probate judge of the noncompliance by sending a notice thereof to the probate judge at his or her principal office with a copy to the president of the APJA. The statement of noncompliance shall advise the probate judge that within 30 days he or she must submit a plan to correct the noncompliance to the president of the APJA for consideration and approval by the executive committee of the APJA. If a probate judge fails to comply with these Rules and fails to correct the noncompliance within the approved period, the sanction for such noncompliance with these Rules shall be for the ALI to report the noncompliance to the president of the APJA for notification to the APJA and to make the fact of the noncompliance open for public view and inspection.
(c) Probate judges' education files and records maintained by the ALI shall be confidential and shall not be disclosed except in compliance with this rule or upon the request of the affected probate judge.

Ala. R. Jud. Cle IV

Adopted effective 11/18/2013.

Note from the reporter of decisions: The order adopting Rules for Mandatory Continuing Judicial Education For Municipal Court Judges, Municipal Magistrates/clerks, and Probate Judges, effective November 18, 2013, is published in that volume of Alabama Reporter that contains Alabama cases from __ So. 3d __.

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