Statutes, codes, and regulations
Washington Administrative Code
Title 460 - Financial Institutions, Department of (Securities Division)
Chapter 460-99C - Crowdfunding
Section 460-99C-230 - Disqualification based on reporting failures

Wash. Admin. Code § 460-99C-230

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Current through Register Vol. 24-16, August 15, 2024
Section 460-99C-230 - Disqualification based on reporting failures

An issuer that has sold securities in reliance on RCW 21.20.880 and has not complied with the annual reporting requirements set forth in WAC 460-99C-180 during the twelve months immediately preceding the filing of the Washington Crowdfunding Form is ineligible to offer securities in reliance on RCW 21.20.880.

Wash. Admin. Code § 460-99C-230

Adopted by WSR 14-21-001, Filed 10/1/2014, effective 11/1/2014
Amended by WSR 17-17-022, Filed 8/8/2017, effective 9/8/2017