Chapter 460-16A - General rules
- Section 460-16A-005 - Application
- Section 460-16A-010 - Appearance and practice before the securities division
- Section 460-16A-015 - Electronic or telephonic submissions
- Section 460-16A-020 - Interpretive opinions and no-action letters
- Section 460-16A-025 - Applications and reports
- Section 460-16A-030 - Payment of fees and refunds
- Section 460-16A-033 - Renewal of registration of securities by coordination
- Section 460-16A-036 - Renewal of registration of securities by qualification
- Section 460-16A-040 - Voting rights of preferred stocks
- Section 460-16A-045 - Protective provisions for preferred shares
- Section 460-16A-050 - Opinion of counsel
- Section 460-16A-055 - Corporate resolution
- Section 460-16A-065 - Convertible senior securities
- Section 460-16A-070 - Assessments
- Section 460-16A-080 - Subscription agreement
- Section 460-16A-115 - Reimbursement of expenses incurred by promoters
- Section 460-16A-120 - Price variance
- Section 460-16A-125 - Prospectus or offering circular
- Section 460-16A-126 - Annual revision of offering circular
- Section 460-16A-127 - Offering registered with the Securities and Exchange Commission ("SEC")
- Section 460-16A-180 - Technical reports
- Section 460-16A-185 - Technical reports prepared by state employee
- Section 460-16A-200 - Debt offering standards
- Section 460-16A-205 - Adoption of NASAA statements of policy
- Section 460-16A-390 - Notice of termination of offering - Change of officers