Title R164 - Securities
- Rule R164-1 - Fraudulent Practices of Broker-Dealers, Broker-Dealer Agents, and Issuer-Agents (§§ 164-1-1 — 164-1-4)
- Rule R164-2 - Investment Adviser - Unlawful Acts (§§ 164-2-1 — 164-2-10)
- Rule R164-4 - Licensing Requirements (§§ 164-4-1 — 164-4-9)
- Rule R164-5 - Broker-Dealer and Investment Adviser Books and Records (§§ 164-5-1 — 164-5-3)
- Rule R164-6 - Denial, Suspension or Revocation of a License (§ 164-6-1g)
- Rule R164-9 - Registration by Coordination (§§ 164-9-1 — 164-9-3b)
- Rule R164-10 - Registration by Qualification (§ 164-10-2)
- Rule R164-11 - Registration Statement (§§ 164-11-1 — 164-11-7b)
- Rule R164-12 - Sales Commission (§ 164-12-1f)
- Rule R164-14 - Exemptions (§§ 164-14-1e — 164-14-27v)
- Rule R164-15 - Federal Covered Securities (§§ 164-15-1 — 164-15-4)
- Rule R164-18 - Procedures (§ 164-18-6)
- Rule R164-25 - Record of Registration (§ 164-25-5)
- Rule R164-26 - Consent to Service of Process (§ 164-26-6)
- Rule R164-31 - Administrative Fines (Repealed) (§ 164-31-1)
- Rule R164-32 - Codification of Precedent (§ 164-32-1)
- Rule R164-101 - Securities Fraud Reporting Program Act (§ 164-101-1)