N.D. Admin. Code 71-04-06-14
Current through Supplement No. 394, October, 2024
The provider shall report annually in a form and manner specified by the board such information the board may require related to the provider's investment products. Should the provider fail to deliver the required report within a sixty-day period following the date of request, the provider is in violation of the administrative agreement and subject to the action set forth in section 71-04-04-09.
N.D. Admin Code 71-04-06-14
General Authority: NDCC 54-52.2-03.2
Law Implemented: NDCC 54-52.2-03.2