48 Neb. Admin. Code, ch. 38, § 006

Current through September 17, 2024

Section 48-38-006 - LIMITATIONS ON AVAILABILITY

The exemption provided by this Rule is available only to an issuer of the securities. The exemption is not available for:

006.01 Affiliates of the issuer or any other person for resale of the issuer's securities;

006.02 Transactions by existing security holders of the issuer;

006.03 Offerings, including "blind pool offerings", for which the specific business to be engaged in, the specific property to be acquired, or the specific use of the offering proceeds by the issuer is not identified.

48 Neb. Admin. Code, ch. 38, § 006

Adopted effective 5/11/2016.

Amended effective 11/25/2018

Amended effective 6/13/2022