Section 48-38-001 - GENERAL001.01 This Rule has been promulgated pursuant to authority delegated to the Director in Section 8-1120 and Section 8-1111(23) of the Securities Act of Nebraska ("Act").001.02 The Department has determined that this Rule regarding securities offerings is consistent with investor protection and is in the public interest.001.03 The Director may, on a case-by-case basis, and with prior written notice to the affected parties, require adherence to additional standards or policies, as deemed necessary in the public interest.001.04 The definitions in 48 NAC 2 apply to the provisions of this Rule, unless otherwise specified.001.05 Federal statutes and rules of the Securities and Exchange Commission ("SEC") or the Financial Industry Regulatory Authority ("FINRA") referenced herein means those statutes and rules as amended on or before the effective date of this Rule. A copy of the applicable statutes or rules referenced in this Rule is available as an appendix at www.ndbf.nebraska.gov.48 Neb. Admin. Code, ch. 38, § 001
Amended effective 11/25/2018Amended effective 6/13/2022